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HomeMy WebLinkAbout2024.01.16 Agenda Report 7.2Agenda #: 7.2 Meeting Date: January 16, 2024 TO: Honorable Mayor and Members of the City Council FROM: Daniel Fox, City Manager TITLE: RESULTS OF WASTE HAULER PROCUREMENT. STRATEGIC GOAL: Safe, Sustainable & Healthy Community RECOMMENDATION: Receive presentation, deliberate and provide direction to staff. FINANCIAL IMPACT: None. BACKGROUND: Since 2000, Valley Vista Services (VVS) and Waste Management (WM) have been the City's exclusive commercial and residential solid waste haulers under three separately negotiated franchise agreements. In August 2010, the City Council granted second franchise agreements to VVS and WM. These agreements were amended and restated in 2017 and extended in 2023. Both are now set to expire August 31, 2025. At the City Council Study Session of April 5, 2022, staff presented information regarding the status of the solid waste franchise agreements for review and discussion. The City Council directed staff to commence an exclusive procurement process with the current waste haulers in which both could submit a proposed scope of work for the service areas by sector or for citywide service, with the City reserving the right to select any combination. On June 21, 2022, the City Council awarded a contract to Sloan Vazquez McAfee, a consulting firm with extensive experience in the procurement and management of municipal solid waste collection franchises to assist with the procurement process. The City’s project team (staff, City Attorney Omar Sandoval and Enrique Vazquez of Sloan Vazquez McAfee) developed a Request for Proposals (RFP) (Attachment A) with a focus on a transparent and ethical procurement process, high performance/quality 7.2 Packet Pg. 266 and reliable service, value for ratepayers, compliance with state regulatory requirements including SB 1383 organics requirements), and effective outreach and engagement with customers over the proposed ten-year (plus a two-year extension option) agreement term. Specific service requirements across sectors include, but are not limited to: State diversion compliance Standard cart, bin, and roll-off service Organics collection Backyard service Temporary bins On-call bulky item and abandoned item collection Household Hazardous Waste (HHW), e-waste, sharps, used oil, and holiday tree collection Construction and demolition collection and disposal Complimentary City service Robust community education and outreach programming Deployment of clean fuel vehicles The RFP was released to VVS and WM on May 3, 2023. Three addenda to the RFP were provided and a total of 54 questions related to the RFP terms were submitted by the respondents. Both VVS and WM submitted complete proposals for commercial only, residential only, and citywide services by the August 30, 2023 response deadline. Because the format of the RFP allowed separate proposals for each sector, there are four outcomes that can be analyzed and considered: Option 1 – WM (Residential) and VVS (Commercial). Option 2 - VVS (Residential) and WM (Commercial). Option 3 – VVS citywide. Option 4 – WM citywide. CONSULTANT EVALUATION To evaluate these options, Sloan Vazquez McAfee reviewed and rated each proposal on criteria including responsiveness to RFP, qualifications and experience, technical qualifications, financial resources, rate proposals, and exceptions to Draft Agreement, all compiled in the City of Diamond Bar Request for Proposals – Solid Waste Services Final Report (Attachment 2). Weighted scores were assigned to each, with the sum establishing the overall rankings. As shown in Table 1 below, the consultant’s evaluation rated Option 4 (Waste Management citywide) first, Option 2 (VVS residential and WM commercial) second, Option 3 (Valley Vista citywide) third, and Option 4 Waste Management residential and Valley Vista commercial) fourth. Table 1 – Evaluation Scores by Option Criteria Available Pts. Option 1 WM/VVS) Option 2 VVS/WM) Option 3 VVS) Option 4 WM) Responsiveness to RFP N/A Pass Pass Pass Pass 7.2 Packet Pg. 267 Qualifications/Experience 50 49 49 50 48 Technical Qualifications 300 299 300 300 299 Financial Resources 100 90 90 80 100 Rate Proposal 500 440 460 453 460 Exceptions to Agreement 50 48 48 50 45 Total 1,000 926 947 933 952 Ranking N/A 4 2 3 1 Within these categories, the evaluation examined specific requirements, including, but not limited to these examples: Demonstrated collection experience and satisfaction of references. Customer service standards and quality of service. Qualification and number of key personnel assigned to the Diamond Bar contract. Ability to meet implementation schedule and deadlines. Ability to meet state mandates. Quality and nature of public outreach and education programs for diversion. Ability to provide required operations, disposal, transfer, and processing facilities. The number of exceptions/suggested changes to the City’s draft agreement. The overall financial sustainability of the proposer. Competitiveness and reasonableness of rate proposals. While there are subtle differences between the proposals, the results of the evaluation indicate that both respondents are qualified, with proposals found to be compliant with the scope of required services for all sectors contained in the released RFP. Based on the analysis, both respondents can be expected to deliver quality service while meeting state mandates, including SB 1383 organics recycling requirements. TOTAL RATE REVENUE The most apparent differences between options is related to rates and total revenue generated annually. The impact of each option is best captured by comparing Total Rate Revenue, a metric that captures the total expected revenue across sectors. Tables 2, 3, and 4 provide a detailed comparison of the Total Rate Revenue by option for total revenue collected, differences in proposed revenue when compared to expected current revenues, and percentage change when the proposals are compared to current revenues. Table 2 - Total Rate Revenue by Option Sector Current 7/2024* Option 1 WM/VVS) Option 2 VVS/WM) Option 3 (VVS) Option 4 (WM) Residential $7,146,552* $6,647,976 $6,377,976 $6,377,976 $5,508,648 Commercial $2,508,763* $3,628,889 $2,328,150 $3,628,889 $2,901,767 Total $9,655,315* $10,276,865 $8,706,126 $10,006,865 $8,410,415 NOTE: * represents current rates adjusted for inflation as of July 1, 2024. Table 3 – Total Change in Rate Revenue by Option 7.2 Packet Pg. 268 Sector Option 1 WM/VVS) Option 2 (VVS/WM) Option 3 (VVS) Option 4 (WM) Residential ($498,576) ($768,576) ($768,576) ($1,637,904) Commercial $1,120,127 ($180,613) $1,120,127 $393,004 Total Change $621,551 ($949,189) $351,551 ($1,244,900) Table 4 – Total Percentage Change in Rate Revenue by Option Sector Option 1 WM/VVS) Option 2 (VVS/WM) Option 3 (VVS) Option 4 (WM) Residential -7.0% -10.8% -10.8% -22.9% Commercial 44.6% -7.2% 44.6% 15.7% Total % Change 6.4% -9.8% 3.6% -12.9% In summary, Options 2 and 4 reduce rate revenue collected while Options 1 and 3 result in a net increase in rate revenue collected. Option 2 offers reduced rate revenue in both the residential (-10.8%) and commercial sectors (-7.2%), while Option 4 offers a more significant reduction in residential rate revenues (-22.9%) but increases rate revenues in the commercial sector (15.7%). In aggregate, Option 2 reduces total rate revenues by 9.8%, while Option 4 reduces rate total rate revenues by 12.9%. RESIDENTIAL RATE COMPARISON There are currently 13,092 single-family residential units and 16 multi-family accounts with a total 2,489 individual housing units that receive residential cart service. These represent 97.8% of customer accounts served in Diamond Bar and 85.6% of total residential units across sectors. As shown in Table 5 below, all four options provide a reduction in residential rates when compared to current levels, with Option 2 and Option 4 providing the greatest reduction to customers. Option 2 reduces residential rates by anywhere from 6.7% to 20.9% while Option 4 reduces rates by anywhere from 9.5% to 29.6%. Table 5 - Proposed Residential Rates by Option Cart Service Current 7/2024* Option 1 WM/VVS) Option 2 VVS/WM) Option 3 (VVS) Option 4 (WM) 35 Gal. $32.02 $29.54 (-7.8%) $29.89 (-6.7%) $29.89 (-6.7%) $28.99 (-9.5%) 64 Gal. $39.46 $36.39 (-7.8%) $35.39 (-10.3%) $35.39 (-10.3%) $29.93 (-24.1%) 96 Gal. $47.34 $43.66 (-7.8%) $40.11 (-15.3%) $40.11 (-15.3%) $36.64 (-22.6%) 35 Gal. Sr. $27.56 $26.58 (-3.6%) $23.91 (-13.3%) $23.91 (-13.3%) $23.19 (-15.9%) 64 Gal. Sr. $34.02 $32.76 (-3.7%) $31.46 (-7.5%) $31.46 (-7.5%) $23.94 (-29.6%) 96 Gal. Sr. $40.58 $39.30 (-3.2%) $32.09 (-20.9%) $32.09 (-20.9%) $29.31 (-27.8%) COMMERCIAL RATE COMPARISON There are currently 269 commercial accounts and 31 multi -family accounts with a total of 2,620 individual housing units that receive bin service. These represent 2.2% of customer accounts served in Diamond Bar and 14.4% of total residential units served across sectors. Due to the variability in business service needs and generally customizable nature of commercial services, it is difficult to compare proposals based 7.2 Packet Pg. 269 on individual rates. It should also be noted that often, commercial rates paid by a single account are often split amongst a number of tenants or residents so that a single business is not solely responsible for the cost of service established in the proposed rate schedules. As shown in Tables 6 and 7 below, only Option 2 (WM Commercial Only) results in a commercial rate decrease, with the current structure (WM residential and VVS commercial) and both city-wide proposals resulting in an increase to annual commercial rate revenue. Table 6 – Commercial Rates Current Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin $137.94 $239.15 $326.93 $423.08 $524.33 $609.03 3 Yard Bin $170.77 $283.12 $397.53 $516.11 $623.61 $772.08 4 Yard Bin $216.21 $347.96 $482.72 $687.50 $822.27 $998.80 Options 1 & 3 – VVS Citywide and Commercial Only Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin $176.57 $326.29 $489.44 $652.58 $767.40 $874.96 3 Yard Bin $197.73 $368.62 $552.93 $737.23 $873.21 $1,001.94 4 Yard Bin $218.89 $410.94 $616.41 $821.88 $979.03 $1,128.92 Option 2 – WM Commercial Only Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin $116.75 $210.15 $303.55 $396.95 $490.35 $525.32 3 Yard Bin $144.54 $260.18 $375.81 $491.45 $607.08 $722.72 4 Yard Bin $183.00 $329.40 $475.80 $622.20 $768.61 $915.01 Option 4 – WM Citywide Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin $142.65 $256.76 $385.14 $513.53 $641.91 $770.29 3 Yard Bin $176.60 $317.89 $476.83 $635.78 $794.72 $953.67 4 Yard Bin $223.59 $402.47 $603.70 $804.94 $1,006.17 $1,207.41 Table 7 – Percentage Change in Commercial Rates Options 1 & 3 – VVS Citywide and Commercial Only Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin 28.0% 36.4% 49.7% 54.2% 46.4% 43.7% 3 Yard Bin 15.8% 30.2% 39.1% 42.8% 38.0% 29.8% 4 Yard Bin 1.2% 18.1% 27.7% 19.5% 19.1% 13.0% Option 2 – WM Commercial Only Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin -15.4% -12.1% -7.2% -6.2% -6.5% -13.7% 3 Yard Bin -15.4% -8.1% -5.5% -4.8% -4.0% -6.4% 4 Yard Bin -15.4% -5.3% -1.4% -9.5% -6.5% -8.4% 7.2 Packet Pg. 270 Option 4 – WM Citywide Size 1 pickup/wk 2 pickup/wk 3 pickup/wk 4 pickup/wk 5 pickup/wk 6 pickup/wk 2 Yard Bin 3.4% 7.4% 17.8% 21.4% 22.4% 26.5% 3 Yard Bin 3.4% 12.3% 19.9% 23.2% 25.6% 23.5% 4 Yard Bin 3.4% 15.7% 25.1% 17.1% 22.4% 20.9% ANALYSIS: As established in the evaluation outlined above, the procurement resulted in proposals from two qualified candidates. This determination is supported by successful partnerships with each over a period exceeding 20 years. Of the four options that resulted from the procurement process, Options 2 and 4 warrant the most consideration since they are the only two results that result in rate relief when compared to current annual hauler revenue. Option 4 (WM citywide) is the most robust proposal due to the following factors: Offers the greatest overall reduction in ratepayer impact (-12.9%), with very significant cost reductions for residents (from 9.5% to 29.6%). However, commercial customers will experience increases, particularly for those with higher service needs (more than one pickup per week). Offers improved contract administration efficiency because there would be only one contract to manage. Offers improved customer service efficiency because there would be one source for customer service (everyone gets the same). The WM proposal allocated more dedicated personnel to the Diamond Bar contract. In staff’s view, the WM proposal included more robust outreach and education components. Option 2 (VVS residential and WM commercial) is a quality secondary proposal due to the following factors: VVS residential and WM commercial provides for overall rate revenue reductions 9.8%) and rate decreases in both sectors. However, the residential reduction is less than in Option 4. Requires management of two hauler contracts. The transition between residential haulers may require additional customer service to facilitate. NEXT STEPS Staff is seeking direction from the Council as to which option it prefers. Once staff has received the Council’s preference, it would work with the selected hauler(s) to finalize contract language. Once finalized, the final agreement will be scheduled at a future meeting for Council consideration. This agreement will include the agreed-upon start date for both sectors. 7.2 Packet Pg. 271 LEGAL REVIEW: City Attorney has reviewed and approved this report. PREPARED BY: REVIEWED BY: Attachments: 1. 7.2.a Diamond Bar Request for Proposals - Solid Waste Services 2. 7.2.b City of Diamond Bar Request for Proposals - Solid Waste Services Final Report 7.2 Packet Pg. 272 Subject: Diamond Bar RFP From: Enrique Vazquez <enrique@sloanvazquez.com> Date: 5/3/2023, 4:59 PM To: "Quiroa, Lily" <LQuiroa@wm.com>, David Perez <DavidPerez@zerepmanagement.com> CC: 'Alfa Lopez' <ALopez@DiamondBarCA.Gov> Lily Quiroa, David Perez Aached you will the RFP for Solid Waste Services for the City of Diamond Bar. Included are the following documents and files; 1. RFP 2. Aachment 2: Proposer's Code of Conduct 3. Aachment 3: Descripon of Services 4. Aachment 4: Current Rates 5. Aachment 5: City Facilies 6. Aachment 6: Rate Proposal Forms 7. Aachment 8: Proposal Outline Not included with this distribuon are the following. 1. Aachment 1: Dra Franchise Agreement 2. Aachment 7: Rate Adjustment Procedures These last two will be released as soon as they are complete but likely within a week of today. We have scheduled a mandatory pre-proposal conference for May 10, 2023 at 10: a.m. We will be sending out invitaons soon. Please note that any inquiries going forward must be directed in wring to DiamondBarRFP@sloanvazquez.com. Please send an inial email to ensure that your emails are being received. Thank you for your parcipaon. I look forward to working with you. Enrique Vazquez Sloan Vazquez McAfee 626-347-3226 www.sloanvazquez.com Aachments: DB RFP Final 5-3-23.pdf 484 KB Aachment 2 - Proposer's Code of Conduct & Non-Collusion Affidavit.pdf 168 KB Aachment 3 - Descripon of Service Area.pdf 181 KB 7.2.a Packet Pg. 273 Aachment 4 - Current Rates.pdf 1.9 MB Aachment 5 - City Facilies.pdf 145 KB Aachment 6 Diamond Bar Rate Proposal Forms-Citywide.xlsx 101 KB Aachment 6 Diamond Bar Rate Proposal Forms-Commercial.xlsx 94.5 KB Aachment 6 Diamond Bar Rate Pro posal Forms-Residenal.xlsx 99.1 KB Aachment 8 - Proposal Outline.pdf 146 KB 7.2.a Packet Pg. 274 REQUEST FOR PROPOSALS FOR SOLID WASTE SERVICES Issued by fPrepared by: 3002 Dow Avenue, Suite 116, Tustin, CA 92780 Office: 866.241.4533 info@sloanvazquez.com · www.sloanvazquez.com Contact: Enrique Vazquez enrique@sloanvazquez.com 626-347-3226 May 3, 2023 7.2.a Packet Pg. 275 City of Diamond Bar, California Table of Contents RFPforSolidWasteServices May3, 2023 Pageii TABLE OF CONTENTS SECTION 1 - INTRODUCTION ............................................................................................................... 1 Overview of Request for Proposal ................................................................................................... 1 Proposal Clarifications and Updates ................................................................................................ 1 City Goals and Objectives ............................................................................................................... 2 Organization of RFP ........................................................................................................................ 2 RFP Schedule .................................................................................................................................. 3 SECTION 2 - BACKGROUND ................................................................................................................. 4 Background Information ................................................................................................................. 4 Service Data ................................................................................................................................... 4 Term of New Agreement or Agreements ......................................................................................... 4 SECTION 3 - SCOPE OF REQUIRED SERVICES ........................................................................................ 5 Single-Family Dwelling (SFD) Solid Waste Services ........................................................................... 5 Commercial Solid Waste Services (Including Multifamily Premises of 5 or more units) ..................... 7 C&D Debris Collection Services ....................................................................................................... 8 City Solid Waste services ................................................................................................................ 9 Key Contract Terms ...................................................................................................................... 10 SECTION 4 - RFP POLICIES, CONDITIONS, AND PROCESS .................................................................... 15 Rights Reserved by the City .......................................................................................................... 15 General RFP Requirements ........................................................................................................... 15 Code of Conduct ........................................................................................................................... 16 Proposal Submittal Requirements ................................................................................................. 16 Limits on Disclosure of Proposals .................................................................................................. 19 SECTION 5 - SUBMITTAL REQUIREMENTS .......................................................................................... 21 Proposal Outline .......................................................................................................................... 21 1. General Requirements ...................................................................................................... 21 2. Proposer OVerview .......................................................................................................... 21 3. Proposal for Solid Waste Services ..................................................................................... 24 4. Displaced Employee Retention ......................................................................................... 28 7.2.a Packet Pg. 276 City of Diamond Bar, California Table of Contents RFPforSolidWasteServices May3, 2023 Pageiii 5. Exceptions to the Agreement ............................................................................................ 28 6. Rate Proposals ................................................................................................................. 28 7. Proposer Code of Conduct and Non-Collusion Affidavit ..................................................... 29 SECTION 6 - PROPOSAL EVALUATION PROCESS ................................................................................. 30 Proposal Evaluation Criteria.......................................................................................................... 31 AWARD ........................................................................................................................................ 33 LIST OF ATTACHMENTS .................................................................................................................... 34 ATTAHCMENT 1: DRAFT AGREEMENT ATTACHMENT 2: PROPOSER CODE OF CONDUCT AND NON-COLLUSION AFFIDAVID ATTACHMENT 3: SERVICE DATA ATTACHMENT 4: CURRENT RATES ATTACHMENT 5: CITY FACILITIES ATTACHMENT 6: RATE PROPOSAL FORMS ATTACHMENT 7: RATE ADJUSTMENT METHODOLOGY ATTACHMENT 8: PROPOSAL OUTLINE LIST OF TABLES Table 1 – RFP Schedule ................................................................................................................................. 3 7.2.a Packet Pg. 277 City of Diamond Bar, California Section 1. Introduction RFPforSolidWasteServices May3, 2023 Page1 SECTION 1 - INTRODUCTION OVERVIEW OF REQUEST FOR PROPOSAL The City of Diamond Bar (City) is soliciting proposals from Waste Management and Valley Vista Services to provide solid wastes services to include the collection, transportation, recycling, processing, and disposal of solid waste. Currently, solid waste services are provided under a Residential Cart Customer Franchise Agreement with Waste Management (WM) and a Commercial Bin and Roll-Off Box Franchise Agreement with Valley Vista Services (VVS). WM provides collection services to residential premises that receive residential collection using carts and for temporary roll-off box and temporary bin collection service for cleanup or construction work performed at residential customers to whom WM provides collection service using carts. Temporary collection service for the construction of new residences, and all work on commercial premises, and residential premises that receive collection service using bins, are excluded from WM’s franchise agreement. VVS provides collection services to commercial premises and all residential premises that receive collection using bins and including temporary bin and temporary roll-off box collection service with the exclusion of residential premises that receive collection service using carts. By issuing this Request for Proposals (RFP) for solid waste services, the City is competitively procuring franchised solid waste services. VVS and WM are exclusively invited to present a proposal to provide solid waste service to their respective service area under the existing franchise agreements as well as a proposal to provide City-wide solid waste services including residential, commercial, and permanent roll- off and on-call services. Should the City determine that proposals received from VVS and WM are inadequate to meet the City desired goals, the City reserves the right to invite additional proposers prior to making a final decision in the selection of a contractor or contractors. A key point of reference is the Draft Solid Waste Services Franchise Agreement (Agreement) included as Attachment 1. The Agreement provides definitions, contract terms, and conditions, including a complete description of the services to be provided. If there are differences between this RFP and the Agreement, the terms and conditions in the Agreement shall prevail. PROPOSAL CLARIFICATIONS AND UPDATES Proposers wishing to receive answers to questions and other RFP addenda must register by providing contact name, company name, address, e-mail address, and phone number via email to DiamondBarRFP@sloanvazquez.com. All Questions regarding this RFP shall be submitted to the City’s 7.2.a Packet Pg. 278 City of Diamond Bar, California Section 1. Introduction RFPforSolidWasteServices May3, 2023 Page2 Consultant to DiamondBarRFP@sloanvazquez.com (see RFP Section 5 – Proposal Submittal Requirements.) Only written responses will govern. Written questions may not be accepted after the date shown in the schedule in Table 1. However, simple questions regarding how to complete submittal forms or otherwise complete the proposal requirements, may be submitted via email until the proposal due date. CITY GOALS AND OBJECTIVES The City’s goals and objectives for the RFP process and future collection services are as follows: INTEGRITY, COMPETITION IN SELECTION PROCESS, AND CONTRACT TERMS CONSISTENT WITH CALRECYCLE COMPLIANCE REQUIREMENTS x Conduct the RFP process with integrity and transparency. x Stimulate competition among proposing companies. x Set high performance standards. x Ensure value for ratepayers. x Enter into a contract with fair terms and conditions. QUALITY, HIGH-VALUE PROGRAMS x Consistent, reliable, and quality service. x Efficient service delivery that provides a strong value to the ratepayers. x Responsive customer service system. x Well-planned and professionally executed transition to any new programs and services. x Quality outreach and education. x Effective diversion programs to ensure compliance with regulations. ORGANIZATION OF RFP This RFP is organized into six sections as follows: x Section 1 provides a brief introduction to the RFP. x Section 2 provides background information. x Section 3 presents the scope of required services. x Section 4 provides the RFP policies, conditions, and process. x Section 5 describes the RFP submittal requirements. x Section 6 outlines the proposal evaluation process. 7.2.a Packet Pg. 279 City of Diamond Bar, California Section 1. Introduction RFPforSolidWasteServices May3, 2023 Page3 RFP SCHEDULE The key activities and completion dates for the RFP process are provided in Table 1. Table 1 – RFP Schedule Note: The City reserves the right to modify this schedule as needed. Milestones Date City issues RFP May 3, 2023 Mandatory pre-proposal meeting at 10:00 a.m. May 10, 2023 Deadline to submit written questions by 5 p.m. May 24, 2023 Distribution of Addenda May31, 2023 Proposals Due no later than 4 p.m. June 19, 2023 Option to Release RFP to Public August6, 2023 Evaluation Results Reported to City Council October 9, 2023 Final Selection and Approval November 14, 2023 Contractor commences providing services September 1, 2025 7.2.a Packet Pg. 280 City of Diamond Bar, California Section 2. Background RFPforSolidWasteServices May3, 2023 Page4 SECTION 2 - BACKGROUND BACKGROUND INFORMATION The information presented in this section and the related Attachments listed below are for informational purposes only. Each proposer should take whatever steps it believes are necessary to determine the actual service requirements of the City and understand service conditions when preparing a proposal. The following is a list of Attachments providing reference information for proposers (Attachments 2 and 6 are for completion and submittal with the proposal): x Attachment 1 is the Draft Agreement. x Attachment 2 is the Proposer Code of Conduct and Non-Collusion Affidavit. x Attachment 3 provides Service Data. x Attachment 4 provides Current Rates for solid waste services. x Attachment 5 provides a list of City Facilities. x Attachment 6 provides the Rate Proposal Forms. x Attachment 7 provides Rate Adjustment Methodology. x Attachment 8 provides the Proposal Outline. SERVICE DATA Service data including a description of the service area, rate revenue, tonnage collected, units serviced and the most recent rates effective July 1, 2022, are shown in Attachment 3. TERM OF NEW AGREEMENT OR AGREEMENTS The initial term of the new agreement is ten (10) years. City may, in its sole discretion, authorize an extension of up to twenty-four (24) months prior to the expiration of the initial term of the agreement. The City anticipates exercising its option to extend the current Agreements for an additional twenty-four 24) months setting their expiration to August 31, 2025. The new Agreement(s) will take September 1, 2025. 7.2.a Packet Pg. 281 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page5 SECTION 3 - SCOPE OF REQUIRED SERVICES This section provides a brief description of the services solicited through this RFP. The Agreement provides the detailed scope of services. The Agreement is included as Attachment 1. The Agreement provides definitions, contract terms and conditions, performance standards, including a complete description of the services required by the City. If there are differences between this RFP and the Agreement, the terms and conditions in the Agreement shall prevail. SINGLE-FAMILY DWELLING (SFD) SOLID WASTE SERVICES Under the current agreements, residential solid waste service includes services to residential premises that receive solid waste services using carts but excludes temporary solid waste collection services for construction of new residences, and all work on commercial premises, and residential premises that receive collection services with bins which are addressed under the commercial solid waste services agreement. Under this RFP, residential solid waste service includes services to single-family dwellings (SFD) and multi-family dwellings (MFD) of less than five units regardless of container size, type (cart, bin, roll-off box) required for service, including roll-off services, permanent, temporary, and on-call, and on-call clean-up bins. MFDs of five or more units are included under commercial solid waste services. Refer to draft Agreement Section 3.2 for a complete description of service requirements for Residential services. Standard Cart Service: Standard cart service will be the weekly, automated collection of refuse, recycling, and organics. The default cart size for each waste stream shall be 64-gallons. Customers may request different size carts for each waste stream. Carts shall be offered in 35, 64, and 96-gallon cart sizes. The monthly rate shall be based on the refuse cart size. Recycling and organics carts shall be collected on the same day as refuse collection. Additional refuse carts beyond one may be requested for an additional monthly fee. Customers may request a second recycling cart at no additional charge. Additional recycling carts beyond two are subject to an additional monthly fee. Customers may request a second organics cart at no additional charge. Additional organics carts beyond two are subject to an additional monthly fee. MFDs of Less Than Five Units: MFDs of less than five may be provided solid waste services (refuse, recycling, and organics collection) using carts or bins as appropriate for the conditions, requirements, and needs of the customer. Refuse Cart Overage: Provide two annual pickups per calendar year and an end-of-year pickup for refuse that would otherwise be placed in the refuse cart but excluding bulky items, at no additional charge. Each annual pickup may consist of up to the equivalent of three (3) large bags, boxes, or barrels 7.2.a Packet Pg. 282 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page6 of refuse. End-of-year pickup of all additional refuse that is placed out for collection in the customer's own containers (bags, boxes, barrels, etc.) for two weeks beginning each December 26. Contractor may charge an additional fee per pickup of all refuse that does not fit in the refuse cart(s) beyond the free pickups. Backyard Service: Provide backyard service defined as retrieving for collection all carts, green waste bundles and cart overages from a customer's designated collection location, other than curbside, such as backyard, side yard, or driveway, and returning empty carts and other containers to their original location. Backyard service is subject to an additional charge. Backyard Service for the Disabled: Provide backyard service at no additional charge to any customer who is legally or medically recognized as disabled. See RFP Section 3 – Residential Rate Arrangements). Temporary Roll-Off and Temporary Bin Service: Provide temporary roll-off box and temporary bin service upon customer request for cleanup or construction. On-Call Bulky Item: Provide bulky item pickup service to all SFD and MFD. Each Dwelling Unit shall be entitled to four bulky item pickups per calendar year at no additional charge. Customers may put out up to three (3) cubic yards of material at each pickup. Bulky item collections that exceed the number of free pickups may be subject to an additional charge. Door-to-Door HHW Collection: Provide SFD and MFD customers with door-to-door call-in HHW collection. Each Dwelling Unit shall be entitled to two door-to-door Residential HHW pickups per calendar year at no additional charge. Items to be collected include, at a minimum: paint and paint products including but not limited to thinners, glues, caulking, stains, wood preservatives and strippers; universal waste, household cleaners; automotive wastes; swimming pool chemicals; garden chemicals; fluorescent tubes; thermometers; and household batteries. Contractor may direct residential customers to use the bulky item pickup option for televisions, computers and other HHW that may safely and legally be collected as bulky items. Annual Household Hazardous Waste Event: Assist the City in increasing awareness of Household Hazardous Waste events by promoting the Los Angeles County Household Hazardous Waste collections held in Diamond Bar. Promotional activities will include posting on contractor’s website, inclusion in the annual brochures/ mailings mailed to each Customer, billing inserts, social media targeted outreach, and press releases to local news outlets. Curbside Used Oil and Oil Filter Collection: Collect used oil placed curbside beside solid waste container on regular collection day at no additional charge. Educate customers to place used oil in clean containers and used oil filters in clean zip-lock bags. Sharps Mail Back Program: Operate a mail-based program and/ or a drop-off program for the safe processing of Sharps generated by its customers. Upon request, Sharps containers will be delivered directly to residential customers at no cost to the customer or City. Contractor will make arrangements 7.2.a Packet Pg. 283 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page7 with pharmacies and/ or other locations throughout the City for residents to drop-off Sharps at no cost to the Customer or City. Medication Takeback Program: Assist the City in increasing awareness of medication takeback programs provided by the Los Angeles County Sheriff's station and any third-party events held in Diamond Bar. Promotional activities will include posting on contractor’s website, inclusion in the annual brochures/mailings mailed to each residential customer, billing inserts, social media targeted outreach, and press releases to local news outlets. FreeCycle.com: Contractor will publicize to residential customers its free materials exchange/ gifting program, known as FreeCycle.org, and shall promote FreeCycle.org on Contractor's website, and the annual brochure/mailings. Annual Holiday Tree Recycling Collection: Provide collection of holiday trees from December 26 through the second Sunday in January. Compost Giveaway: Distribute coupons through quarterly billings entitling residential customers to receive two bags of compost per event at two community events per year to be identified by City. COMMERCIAL SOLID WASTE SERVICES (INCLUDING MULTIFAMILY PREMISES OF 5 OR MORE UNITS) Under the current agreements, commercial solid waste service includes services to commercial premises and residential premises that receive solid waste services using bins, including temporary bin and temporary roll-off box collection service with the exclusion of residential premises that receive solid waste services using carts. Under this RFP, commercial solid waste services include services to commercial premises and MFDs of five or more units regardless of the container size and type (cart, bin, roll-off box) required for service, including roll-off services, permanent, temporary, and on-call clean-up bins. MFDs of less than five units are included under residential solid waste services. Refer to draft Agreement Section 3.3 for a complete description of service requirements for commercial and MFDs. Refuse Collection: Provide refuse collection using bins or carts as frequently as scheduled by the customer, but not less than once per week and more frequently if required to handle the solid waste generated at the premises where the bins are located. Recycling Collection: Provide source-separated recycling collection using bins or carts as to all locations that are required to subscribe to organics collection by AB 341. Recycling services shall be provided at a rate not to exceed 50% of the equivalent refuse rate for similar container sizes and service frequency. Organics Collection: Provide source separated organics collection using bins or carts to all locations that are required to subscribe to recycling collection by AB 1826 and SB 1383. Organics services shall be 7.2.a Packet Pg. 284 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page8 provided at a rate not to exceed the equivalent refuse rate for similar container sizes and service frequency. Bin Pushout Service: Provide pushing or rolling containers to the point of collection to locations that require such service at no additional charge. Scout Service: Offer scout service by using a small vehicle either to move containers to street or other public right-of-way for Collection. Locking Bins: Provide the hasp and lock and service the lock. Permanent Roll-Off Box Service: Rates shall be charged as "pull plus dump", a set rate for the service component plus the per ton charge based on actual tonnage collected. Temporary Roll-Off and Temporary Bin Service: Provide temporary roll-off box and temporary bin service upon customer request for cleanup or construction. Contractor must deliver a temporary roll-off box within forty- eight (48) hours of request (Saturdays and Sundays excluded). Temporary Bin Service: Rates shall be charged as “bin delivery/pickup plus one dump.” Additional charges may include, additional dump, and rental fee after seven (7) days with no dump or bin pickup. Contractor must deliver a temporary bin within forty- eight (48) hours of request (Saturdays and Sundays excluded). On-Call Bulky Item: Provide bulky item pickup service to MFDs. Each dwelling unit is allowed up to four bulky item pickups per calendar year at no additional charge. Customers may put out up to three (3) cubic yards of material at each pickup. Bulky item collections that exceed the number of free pickups may be subject to an additional charge. Electronic Waste: For MFD, E-Waste will be collected as bulky items. Door-to-Door HHW: Provide MFDs door-to-door call-in HHW collection service to each dwelling unit at no additional charge. Items to be collected include, at a minimum: paint and paint products including but not limited to thinners, glues, caulking, stains, wood preservatives and strippers; universal waste, household cleaners; automotive wastes; swimming pool chemicals; garden chemicals; fluorescent tubes; thermometers; and household batteries. Televisions, computers and other HHW may be collected as bulky items when safe and legal to do so. Annual Holiday Tree Recycling: Provide MFD’s collection of holiday trees from December 26 through the second Sunday in January. C&D DEBRIS COLLECTION SERVICES All loads of mixed C&D debris shall be delivered to a processing facility to meet all requirements described in draft Agreement Section 3.7. Contractor shall divert from landfilling a minimum of 75% or 7.2.a Packet Pg. 285 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page9 the State-mandated Construction and Demolition diversion percentage, whichever is greater, of all Construction and Demolition Debris Collected. CITY COLLECTION SERVICES City Facilities Collection: Collect and dispose of all refuse, recyclables, and organics generated and accumulated at premises owned and/or operated by the City at no additional charge (including e-waste, and construction and demolition debris) and in compliance with AB 341, AB 1826, and SB 1383. Such premises include, but are not limited to, offices, parks, and street maintenance operations. See Attachment 4 for the current list of facilities and service levels. These facilities and service levels may vary over the term of the new agreement, with no increase in compensation for additional collection services. (Refer to draft Agreement Section 3.8.) City-Sponsored Events: Provide refuse, recyclables, and organics collection using carts, bins, roll-off boxes, cardboard boxes with liners, or other such containers at no charge at City–sponsored events. These events and service levels may vary over the term of the new agreement, with no increase in compensation for additional collection services. Should the City select separate contractors for the residential and commercial sectors, the City intends to alternate events between the two contractors with no guarantee that events will be evenly distributed based upon either level of effort or number of events. City-sponsored events include, but are not limited to: x Concerts in the Park x City Birthday Celebration x Fourth of July x Fall Fun Festival x Winter Snow Festival x Arbor Day x Easter Egg Hunt Abandoned Item Collection: Provide collection of bulky waste abandoned in the City right-of-way or other public property within contractor’s service at no additional charge, within one business day of notification from City. Contractor will not be required to Collect Hazardous Waste, liquid wastes, or automobile parts that are individually too large for Collection by two people. City will contact either the residential or commercial franchisee to provide this service, depending on the location of the abandoned item. 7.2.a Packet Pg. 286 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page10 Community Development Review Services: Review building permit applicants' plans and advise regarding adequacy of container storage space and access, particularly to accommodate recycling and organics containers upon the City’s request and at no additional charge to the City. Large Venue Event Assistance, Event Recycling: Assist planners of large venue events with reporting and planning needs as may be useful in meeting the requirements of AB 2176, found at California Public Resources Code 42648, et seq. at no additional charge. Contractor shall provide recycling and organics collection services upon request to special event planners. Confiscation of Unauthorized Containers: Confiscate illegal containers located within the City's public rights-of-ways, upon notification from City, or if Contractor finds illegally placed Containers based on procedure provided in the franchise agreement. Provision of Storage Containers: Provide the City with eleven 40-cubic-yard portable storage containers to be used for storage at City facilities and schools for the duration of the Agreement. Containers will be maintained in a condition satisfactory to the City. Contractor may transfer ownership of these storage containers to City, provided Contractor will remove and dispose of these containers when requested to by City. Emergency Collection and Disposal Service: Assist City at the City's request with emergency Collection and Disposal service in the event of major disaster, such as an earthquake, storm, riot, or civil disturbance, or as otherwise determined necessary by the City, by providing Collection equipment and drivers normally assigned to City. Contractor may charge City for actual Disposal costs plus service rates per the approved rate schedule. KEY CONTRACT TERMS STATE DIVERSION COMPLIANCE The selected contractor will ensure that the City is in full compliance with AB 939, AB 901, AB 341, AB 1594, AB 1826, and SB 1383, and all related state laws and regulations in effect during the term of the Agreement. Requirements include, but are not limited to the following: Collection, Processing and Diversion Programs and Services: The Contractor will provide collection, processing and diversion programs and services relative to AB 939, AB 901, AB 341, AB 1594, AB 1826, SB 1383, and all future applicable regulations. Public Education and Outreach: The Contractor will provide public education to residents and businesses relative to AB 939, AB 901, AB 341, AB 1594, AB 1826, SB 1383, and all future applicable regulations. Proposers must describe their proposed public education and outreach commitments in their AB 341, AB 1826, SB 183 Implementation Plan. 7.2.a Packet Pg. 287 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page11 Container Specifications and Distribution: The selected contractor will be responsible for providing and maintaining all containers under this agreement. Carts shall be new upon initiation of services under the Agreement, and bins may be new or used. All carts and bins will be color-coded and labeled to be compliant with SB 1383. Diversion Monitoring and Reporting: The Contractor will provide monitoring and reporting relative to AB 939, AB 901, AB 341, AB 1594, AB 1826, SB 1383, and all future applicable regulations. Environmental Coordinator: To achieve a high level of recycling public education and awareness, the Contractor shall designate an Environmental Coordinator to the City to complete outreach to SFD, MFD and Commercial customers, and develop and implement all public education and outreach activities required under the Agreement. The Recycling Coordinator shall conduct outreach, promote waste reduction, recycling, diversion programs, and provide technical assistance to Multi-family and Commercial Customers. The Environmental Coordinator shall not be the primary Contractor liaison described in draft Agreement Section 7.16B. FAITHFUL PERFORMANCE BOND & LETTER OF CREDIT The selected contractor will be required to provide a performance bond totaling $125,000 and a performance Letter of Credit $125,000. As an alternative, the selected contractor may provide a Letter of Credit in the amount of $250,000, or deposit funds, on terms satisfactory to the City, in an interest- bearing account. INSURANCE The selected Contractor is required to maintain minimum insurance levels. See draft Agreement Article 9 for the minimum limits of insurance for general liability, automobile liability, and workers compensation. COLLECTION VEHICLE REQUIREMENTS Contractor’s collection vehicles shall be not older than two-years and in like-new condition upon initiation of services under the Agreement, no more than 10 years of age during the initial term of the Agreement and no older than 15-years in age during any future extensions of the Agreement, and comply with Department of Transportation, South Coast Air Quality Management District and the California Air Resource Board requirements. Contractor’s collection vehicles must use only renewable natural gas. See draft Agreement Section 3.10.4. AUTOMATED CART REQUIREMENTS All carts shall be new at the start of service under this agreement. Proposer shall describe carts which it intends to use in the City, pending City approval. Include manufacturer, specific sizes, SB 1383 compliance, colors of carts and lids by waste stream, and a photograph. 7.2.a Packet Pg. 288 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page12 FEES Franchise Fee: Contractor shall pay a Franchise Fee that is commensurate with the value to be received by Contractor in receiving the exclusive right to provide the service set forth herein. The City concludes that a reasonable and appropriate amount for the benefits provided should be a minimum of Four- Hundred Ten-Thousand Dollars, ($410,000), in the first year. This payment to the City shall be referred to as a Franchise Fee and its percentage will be calculated according to estimated gross receipts from customers as shown in Form 2.0 Rate Revenue from Attachment 6 Rate Proposal Forms. (See draft Agreement Section 9.1). Should the City issue separate franchises for Residential and Commercial services, the commercial franchise fee shall be a minimum of One-Hundred Twenty-Three Hundred Dollars ($123,000) and the residential franchise fee shall be a minimum of Two-Hundred Eighty-Seven Thousand Dollars ($287,000). CALRECYCLE Compliance Fee: Contractor shall pay to the City a CalRecycle Compliance Fee of Seven- Hundred Fifty Thousand Dollars ($750,000) adjusted annually as described in draft Agreement Section 9.2 and 9.7. The CalRecycle Compliance Fee amount represents a reasonable allocation of the City’s budgeted costs to comply with State mandates resulting from the enactment of AB 939 and subsequent related legislation including, but not limited to: AB 2176 (Chapter 879, Statutes of 2004), SB 1016 Chapter 343, Statutes of 2008), AB 341 (Chapter 476, Statutes of 2011), AB 1826 (Chapter 727, Statutes of 2014), and SB 1383 (Chapter 395, Statutes of 2016) which require jurisdictions to implement solids waste Collection programs, meet Processing facility requirements, conduct contamination monitoring, provide education, maintain records, submit reports, monitor compliance, conduct enforcement, and fulfill other requirements. Should the City issue separate franchises for Residential and Commercial services, each franchisee shall pay a minimum CalRecycle fee of Three-Hundred Seventy-Five Thousand Dollars ($375,000). Residential Vehicle Impact Fee: Contractor shall pay to the City an annual Vehicle Impact Fee of One- Hundred Seventy-Five Thousand Dollars ($175,000) adjusted annually as described in draft Agreement Section 9.4 and 9.7. The Residential Vehicle Impact Fee is to reimburse the City for costs to provide road maintenance to City’s streets due to “wear and tear” caused by the use of Contractor’s Solid Waste Collection vehicles on City Streets. Should the City issue separate franchises for Residential and Commercial services, only the residential franchisee shall pay the Residential Vehicle Impact Fee. Residential Street Sweeping Fee: Contractor shall pay to the City an annual Street Sweeping Fee of One- Hundred Seventy-Five Thousand Dollars ($175,000) adjusted annually as described in draft Agreement Section 9.5 and 9.7. The Residential Street Sweeping Fee is to reimburse the City for the cost of sweeping residential streets. Should the City issue separate franchises for Residential and Commercial services, only the residential franchisee shall pay the Residential Street Sweeping Fee. Contracting Fee: Contractor shall pay the City a one-time contracting fee of One-Hundred Thousand Dollars ($100,000) within seven (7) days of the execution of the new agreement. Should the City issue separate franchises for Residential and Commercial services, the commercial franchisee shall pay Thirty- Thousand Dollars ($30,000) and the residential franchisee shall pay Seventy-Thousand Dollars ($70,000). 7.2.a Packet Pg. 289 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page13 Late Payment Fee: Contractor shall pay the City a Late Payment Fee of 10% of any amount passed due for the month plus 1.5% for each month the payment is late thereafter. HOLIDAY SCHEDULE If the regularly scheduled collection day falls on New Year's Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, or Christmas Day, collection days for the remainder of that week shall all be postponed one collection day and residential collection is permitted on Saturday during the make-up week. CUSTOMER RATE ARRANGEMENTS The rate schedules establish the maximum rates that may be charged. Initial rates will be set based on the rates proposed in Attachment 6. The rates will thereafter be adjusted using a rate adjustment procedure described in Article 8 of the draft Agreement. The first rate adjustment is effective July 1, 2026. RESIDENTIAL RATE ARRANGEMENTS Standard Cart Service: Standard cart service will be the weekly, automated collection of refuse, recycling, and organics. The default cart size for each waste stream shall be 64-gallons. Customers may request different size carts for each waste stream. Carts shall be offered in 35, 64, and 96-gallon cart sizes. The monthly rate for the collection of all three waste streams shall be based on the refuse cart size selected by the customer. Disabled Customer Discount: Currently customers determined to be disabled by issuance of a handicap placard from the DMV or by meeting City-established guidelines receive backyard service at no additional charge. The City invites Proposers to propose this service at no charge or at a discounted rate. Please note that discounted rates shall be provided at the sole cost of the Contractor and will be considered a disallowed cost for Proposition 218 purposes. Senior Citizen Discount: Currently, senior citizens of 60 years of age or older, residing in the premises where service is received and listed on the bill are entitled to a discounted senior rate. The City invites Proposers to propose this service a senior citizen discount. Please note that the discounted portion of the rate shall be at the sole cost of the Contractor and will be considered a disallowed cost for Proposition 218 purposes. COMMERCIAL AND MFD RATE ARRANGEMENTS The City will maintain a rate structure that includes separate fees for the collection of refuse, recyclables, and organics. A volume-and-frequency based rate structure will be used. Contractor shall charge rates to the customer based on each customer’s size and number of containers at a rate not to exceed the corresponding rate in the maximum rate table. Recyclables collection will be offered at a 7.2.a Packet Pg. 290 City of Diamond Bar, California Section 3. Scope of Required Services RFPforSolidWasteServices May3, 2023 Page14 50% of the refuse rate. Organics collection shall be charged at the same rate as the refuse rate for the equivalent container size and frequency. CITY FACILITIES The City’s facilities shall be provided all collection services at no additional charge. Services shall include refuse, recycling and organics collection services. CHARGES FOR ADDITIONAL SERVICES The Contractor’s proposed rate schedule shall include all charges for special services, including but not limited to: x Additional carts. x Scout service. x Locking bins. x Pulling or pushing containers to a collection vehicle. x Steam cleaning containers (excluding carts) more frequently than one time per year as requested by the customer. x Additional bulky item collection services. Please see Proposal Forms for more details on situations in which special service charges apply. RATE ADJUSTMENT METHODOLOGY Refer to Attachment 7 for a complete description of the rate adjustment methodology. 7.2.a Packet Pg. 291 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFPforSolidWasteServices May3, 2023 Page15 SECTION 4 - RFP POLICIES, CONDITIONS, AND PROCESS RIGHTS RESERVED BY THE CITY The City reserves the right, in its sole discretion, to pursue any or all of the following actions regarding this RFP process: x Issue addenda and amend the RFP and Franchise Agreement. x Request additional information and/or clarification from proposers. x Extend the deadline for submitting proposals. x Withdraw this RFP. x Reject proposals that do not fully comply with the requirements detailed in this RFP, its attachments, addenda, or clarifications. x Reject incomplete proposals; proposals containing errors, inconsistencies, false, inaccurate, or misleading information; proposals submitted after the deadline; or proposals with other process or content errors or deficiencies. x Amend the Municipal Codes of City. x Award a proposal based on a combination of its qualitative and quantitative attributes. x Take other actions the City deems are in the best interest of the City, residents and businesses in the City service area; and, x Negotiate changes in the services proposed and/or described in the RFP or to incorporate programs proposed by others. GENERAL RFP REQUIREMENTS x This RFP shall not be construed by any party as an agreement of any kind between the City, contractor(s), and other parties. x This RFP does not obligate the City to accept any proposal, negotiate with any proposer, award a Franchise Agreement, or proceed with the development of any project or service described in response to this RFP. The City has no obligation to and shall not compensate any proposer for its expense of preparing its proposal and participating in this procurement process. x Please note that the City’s procurement of Franchise Collection Services is not subject to State bidding laws, and the City does not intend to cause the current RFP process to become subject to such public bidding laws or regulations. x The City shall have the right (but not the obligation) to perform a review of each proposer's ability to perform the work required. Each proposer must agree to cooperate with such a review. Such cooperation by proposer shall apply to the verification of the proposer's capability and experience in the provision of services and any other component of work that may be required under this procurement. x The City, and its consultants, will be conducting reference checks on proposers that will involve contacting jurisdictions currently or previously served by proposer, as well as contacting 7.2.a Packet Pg. 292 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFPforSolidWasteServices May3, 2023 Page16 regulatory agencies involved in oversight of proposers’ facilities. In addition, the City, or its consultants, may research proposers’ past performance by reviewing litigation history, regulatory actions, highway driving records, criminal investigations, and recycling history. The proposer’s submission of a proposal shall constitute an agreement to cooperate with the City’s review. x Submittal of a proposal signifies the submitting proposers’ commitment to provide the proposed services if selected. In addition, all aspects, conditions, and components of proposals submitted shall be valid for one year from date of submittal. Proposals may not be altered after submittal, except in response to the City’s request for clarification. CODE OF CONDUCT PROPOSER CODE OF CONDUCT Proposers are required to sign the Proposer Code of Conduct, which includes a Non-Collusion Affidavit Attachment 2). This document prohibits ex-parte communications with City elected officials; prohibits giving any gift or monetary compensation to City staff member or consultants; prohibits collusive activities with other potential proposers. If a proposer does submit the document or violates the code of conduct, the City has the right to disqualify the proposer from this RFP process. Please note: the notarized Proposer Code of Conduct and Non-Collusion Affidavit is required to be submitted no later than one week after the mandatory pre-proposal meeting. An electronic copy may be emailed to DiamondBarRFP@sloanvazquez.com and an original must be mailed to the City. PROPOSAL SUBMITTAL REQUIREMENTS Submission of a proposal shall constitute acknowledgment and acceptance of all the terms and conditions contained in this RFP, and in the draft franchise agreement, unless exceptions are expressed in writing in the proposal (See RFP Section 5 Exceptions to the Agreement). The successful proposer will be expected to enter into a franchise agreement with the City; only those exceptions noted in its proposal will be considered for modification. The City is not obligated to agree to these exceptions but reserves the right to negotiate modification of such noted exceptions to the draft franchise agreement. The schedule of events presented in this section is summarized in Table 1. STEP ONE – R.S.V.P TO ATTEND PRE-PROPOSAL MEETING Proposer must register their intent to respond to this RFP by emailing notification to DiamondBarRFP@sloanvazquez.com. 7.2.a Packet Pg. 293 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFPforSolidWasteServices May3, 2023 Page17 STEP TWO – MANDATORY PRE-PROPOSAL MEETING A mandatory pre-proposal meeting will be held by video conference. An invitation will be emailed to each registered proposer. The current date and time of the pre-proposal meeting are provided in Table 1 – RFP Schedule. STEP THREE – SUBMITTAL OF WRITTEN QUESTIONS The City directs proposers to submit all questions and requests for information in writing directly to the City’s consultant at DiamondBarRFP@sloanvazquez.com. The deadline for submitting written questions and requests for information is provided in Table 1 – RFP Schedule. Written responses to questions will be provided to all eligible proposers. In the event of any inconsistencies between oral responses provided at the pre-proposal meeting and written responses subsequently issued. The written responses must be used for preparing proposals. STEP FOUR – PROPOSAL SUBMITTAL Proposer shall submit One (1) double-sided copy of the complete proposal and one (1) single sided, signed original according to the deadline provided in the RFP Schedule. In addition, the proposers are required to submit a flash drive containing: x A digital copy of all completed rate proposal forms (Attachment 6 of the RFP) in Microsoft Excel format. x A digital copy of the Draft Franchise Agreement, noting all exceptions and proposed substitute language in redline/strikeout, in Microsoft Word format. x A complete PDF of the proposal including the rate proposal forms. and, x The required Surety must be included in the sealed package. These items shall be placed and submitted in a sealed package. Proposals must be formatted on 8½ inch by 11-inch paper with post-consumer recycled-content paper. All pages shall be consecutively numbered; although, each section may start with a new page number if proceeded with the section number (e.g., Page 2-1 for the first page of section 2). Surety: Each proposal must be accompanied by a surety made payable to “City of Diamond Bar” in the amount of $25,000 and in the form of a certified check, cashier’s check, or bid bond. The surety shall be submitted with the proposal in a separate, clearly labeled envelope. The purpose of the surety is to guarantee that the successful contractor will execute a Franchise Agreement with the City. If the selected contractor does not execute the Franchise Agreement within 30 calendar days after receiving notice of the award of Franchise Agreement, the City shall keep the surety to offset the potential cost associated with identification of an alternate service provider and schedule delays. Additionally, the City has the right to pursue additional and reasonable costs incurred in this event. 7.2.a Packet Pg. 294 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFPforSolidWasteServices May3, 2023 Page18 Checks and bonds will be returned to all proposers no later than ten calendar days after the City has executed the Franchise Agreement with the successful contractor. If no selection is made within one year of the submission of proposals, each proposer may demand their proposal surety be returned. However, the City reserves the right to eliminate proposals from such companies from further consideration. Proposals received late will not be considered. Postmarks will not be accepted as proof of receipt. The package shall be clearly labeled: PROPOSAL FOR CITY OF DIAMOND BAR SOLID WASTE SERVICES FROM: Name of Proposer Address: Address of Proposer Contact Person: Telephone Number: E-mail: The proposal may be mailed or hand delivered to: CITY CLERK City of Diamond Bar 21810 Copley Dr. Diamond Bar, CA 91765 STEP FIVE – CLARIFICATION OF PROPOSAL INFORMATION AND INTERVIEWS Proposers may be asked to clarify information through written communications, interviews or during site visits of each proposer’s offices, customer service center, corporation yard and maintenance facilities, and disposal, transfer, and processing facilities. The City reserves the right to conduct in- person interviews with one or more proposers. STEP SIX – SELECTION OF RECOMMENDED CONTRACTOR AND NEGOTIATION OF FINAL AGREEMENT The City and/or its consultants will recommend for consideration by the City Council a preferred contractor for both residential and commercial services, or a contractor for residential and another contractor for commercial services. Should the City and/or its consultants determine that none of the proposals submitted by VVS or WM meet the best interest of the City and the ratepayers, the City may choose to publish this RFP to the public and invite additional proposals for consideration prior to selecting a contractor or contractors, in which case, the process will revert to Step One. In the event that the City releases this RFP to the public, it is the City’s intention to keep VVS and WM’s proposals confidential until the contractor selection process is complete. 7.2.a Packet Pg. 295 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFPforSolidWasteServices May3, 2023 Page19 Once the City Council approves selection of a final contractor or contractors then final negotiation will take place for the Franchise Agreement(s). Except at the sole discretion of the City, all negotiations with the Proposers will be limited to the Proposers’ listed exemptions and proposed substitute language in the draft agreement contained in their proposal. LIMITS ON DISCLOSURE OF PROPOSALS The City has determined that the public interest will be best served if proposals submitted in response to this RFP are not made available for review by other companies participating in the competitive selection process. For that reason, proposals (and materials submitted during subsequent meetings and discussions with City staff) will not be made available to other proposers or the public generally any earlier than the date on which City staff issues to City Council a contractor or contractors recommended for final consideration/negotiation. As part of the Council Report, the City may include some portion(s) of the proposal(s) that have not been identified as entitled to confidential treatment as containing trade secrets. However, inclusion of some portion(s) of the proposal(s) in the Council Report may be deferred until after the City Council has selected a proposer for negotiations. In this case, some portion(s) of the proposal(s) may be included in the Council Report prepared for the meeting where the results of the completed negotiations are presented. This is the only release of any portion(s) of proposal(s) that will be permitted prior to the execution of this agreement. No proposer may, directly or through an intermediary, employ the Public Records Act to obtain access to non-confidential materials submitted to the City by other proposers prior to the execution of the agreement for this contract. The following procedures will be followed for the disclosure of proposals following the execution of the agreement: x Materials which a proposer considers as trade secret information entitled to protection from disclosure under Government Code Section 6254(k) must be clearly marked on each page as CONFIDENTIAL”. x If the City receives a request to review and/or copy materials submitted by any proposer, it will decline to release those materials marked “CONFIDENTIAL” pursuant to Government Code Section 6255. x If the person submitting the request files a legal action against the City seeking its release, the City will notify the affected proposer(s) and will not oppose a motion by such proposer(s) to intervene in the action. The proposer(s) must either intervene or agree to pay the City’s legal expenses in defending the action, including fees, if any, awarded to the plaintiff. Absent such an agreement, the City will have no obligation to defend the action and may release the information sought without any liability whatsoever. 7.2.a Packet Pg. 296 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFPforSolidWasteServices May3, 2023 Page20 x No proposer will seek damages against the City or recovery of its attorneys’ fees from the City because of any dispute related to the release or withholding of information submitted in response to this RFP. x Materials that have been marked as “CONFIDENTIAL” will either be destroyed or returned to all unsuccessful proposers once the agreement has been signed by City and by the selected proposer(s). 7.2.a Packet Pg. 297 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page21 SECTION 5 - SUBMITTAL REQUIREMENTS Section 5 includes the required proposal outline and a description of the specific information proposers must include. Proposer must provide the information specified in this section as part of its proposal. Failure to provide all the required information may be grounds for rejection of a proposal. The proposer does not need to reiterate the service requirements of the Franchise Agreement in their proposal. However, proposer is requested to focus on describing how it plans to provide the services with regard to but not limited to routing strategies, collection methods, and equipment selection. Furthermore, if a proposer has presented information for one type of service that is the same for another type of service, proposer can refer to its previous description rather than reiterating the discussion in its proposal. For example, if SFD solid waste and recyclables collection vehicles are the same, the vehicle description can be provided once for the solid waste service and then referenced for the recyclable materials collection service. PROPOSAL OUTLINE Proposer shall present its proposal in accordance with the outline provided in Attachment 8. Information should be identified by number in the outline. Additional information or data relevant to the proposal is optional and may be included by proposer as proposal attachments. 1. GENERAL REQUIREMENTS I. TITLE PAGE (OPTIONAL) II. COVER LETTER The cover letter shall clearly identify the legal entity or entities submitting the proposal and state whether each is a sole proprietorship, partnership, corporation, LLC, or joint venture. The cover letter shall be signed by the designated representative authorized to bind proposer. Proposer shall acknowledge receipt of any addenda issued as part of this RFP process. III. TABLE OF CONTENT 2. PROPOSER OVERVIEW 2.1 PROPOSER’S BUSINESS STRUCTURE Provide the following information regarding the proposing entity and entity that would provide a corporate guarantee, if applicable: x Identify the legal entity that would execute the Franchise Agreement. State whether each entity is a sole proprietorship, partnership, corporation, LLC, or joint venture. Describe in detail the 7.2.a Packet Pg. 298 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page22 relationship of the proposer to the executing entity. If the proposer is a joint venture, describe where the entities have collaborated before. x Identify the entity that would submit financial statements and whether it is an individual, a partnership, a corporation, or a joint venture. If other than proposing entity, indicate relationship and willingness to sign corporate guarantee. x Confirm that proposer is authorized to do business in California. x State the number of years the entities have been organized and doing business under this legal structure. Proposal must include all the names of company’s (and executing entities if different than company’s) owners/stockholders with greater than a 10% holding of the company's total assets. x Identify the names of all officers. x Identify other businesses with ownership by principals and/or management. x Identify the corporate headquarters. x Identify local headquarters (if different). x Describe all services to be performed by subcontractors and identify each subcontractor by name. Proposer shall describe any current or past working relationship with the subcontractor(s) in the past five years. 2.2 PROPOSER’S EXPERIENCE Proposer shall describe its experience serving a minimum of three (3) jurisdictions in California preferably serving jurisdictions of similar or larger size and similar demographics to the City in a table format. Required information includes: x The name of the jurisdiction where the services were provided. x Commencement date of services and term of the agreement. x The name, address, and telephone number of the jurisdiction representative responsible for administering the agreement. x The services provided (e.g., solid waste collection, recyclable materials, organic materials collection, and other unique collection programs such as e-waste or household hazardous waste). x The number of residential (i.e., specify SFD and MFD), Commercial (i.e., specify cart, bin, roll-off and other) and City (or other) customers served; tons collected, diverted, and disposed annually; and, the type and number of vehicles dispatched per day for each of the services provided. Additionally, please provide at least one municipal citation for service transitions from another hauling company, including a brief description of the old and new services, and service transition dates, as well as the information listed in the first and last bullet above. 2.3 KEY PERSONNEL QUALIFICATIONS Provide an organizational chart and brief biographical description of the key personnel the proposer would assign to the transition team and the ongoing management of the services to be provided under 7.2.a Packet Pg. 299 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page23 the Agreement. Specify the percentage of time each individual will be assigned to services specified in the Franchise Agreement. Identify municipalities who have worked with the key personnel. Indicate which key personnel will be designated as the contractor liaison, service liaison, contractor representative, and emergency contact. 2.4 PROPOSER’S PAST AND PENDING LITIGATION List all civil or misdemeanor or felony criminal court or administrative filings by and/or against California government agencies that are currently pending and/or that have been filed, settled or otherwise received a disposition within the last ten years that relate to the provision of solid waste service listing the names of the parties, the case number, and a brief description of the case and disposition, if any. This paragraph is applicable to the following persons and entities: x The key personnel x The owners and officers of the company x The entity submitting the proposal; and/or, x Any parent or affiliated company for actions filed in the State of California (For affiliates, proposer may limit disclosures of non-criminal matters to those in the Los Angeles County. x Any strategic partners or subcontractors identified in RFP. x Include the resolution and current status of each civil legal action. Note: The term "affiliate" as used in this RFP is defined in Article 1 of the Agreement. 2.5 FINANCIAL INFORMATION Provide the following financial information for the most recently completed fiscal year for the proposer or, if a corporate guaranty is to be provided, for the guarantor: x The type of financial statements (audited or reviewed) and the corporate entity that they represent (proposer or corporate guarantor). x The most recently completed fiscal year for which financial statements are available. x Annual revenue from the most recently completed financial statements. x Current Assets to Current Liabilities ratio (current assets/current liabilities) from the most recently completed financial statements. x Total Liabilities to Total Assets ratio (total liabilities/total assets) from the most recently completed financial statements. Upon request, proposers must submit the financial statements upon which the requested financial information is based within five (5) business days of the request. Statements must be prepared and presented in accordance with Generally Accepted Accounting Principles applied on a consistent basis and must include a statement by the chief financial officer of the proposer’s company that there has been no material adverse change in conditions or operations, as reflected in the submitted balance sheets, income statements and cash flow statements, since the date on which they were prepared. 7.2.a Packet Pg. 300 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page24 Proposers requested to submit financial statements may submit a single copy, stamped “confidential” and request for its return upon completion of the procurement process. The City will attempt to maintain the confidentiality of such a request, although confidentiality cannot be guaranteed. The selected proposer will be required to submit “reviewed” or “audited” financial statements that demonstrate reasonable financial resources and stability to the satisfaction of the City. If awarded the contract, the financial statements shall remain with the City. 2.6 INSURANCE Proposer must submit evidence that the proposer either has, or is able to obtain, the insurance coverage required in the draft Agreement Section 9. 3. PROPOSAL FOR SOLID WASTE SERVICES Proposer shall describe how it plans to perform the solid waste services requested in this RFP and described in the Draft Franchise Agreement. Information must separately address all materials collected for Residential, Multi-family, Commercial, and City facilities. 3.1 COLLECTION SERVICES APPROACH Proposer shall include detailed responses for each component of their collection approach, including at a minimum the categories listed below. If the strategies and/or assumptions are different for each organic material processing approach, provide details for each approach. Label each approach to correspond with the respective rate proposal. x Routing strategy and productivity assumptions by service sector (SFD, MFD, Commercial and City facilities); discussion of special routing (if any) for collecting in narrow streets, courts, and alleys; and route productivity assumptions (in terms of SFD acc ounts per route per day and MFD/Commercial lifts per route per day) and where these productivity assumptions have been accomplished in other cities serviced by the proposer. x Collection methodology (e.g., automated, semi-automated, one- or two-person crews, etc.), including discussion of special methods (if any) for collecting in any hard-to-service areas. x Number of and description of the collection vehicles to be utilized including make, model, and year, body type, yardage capacity, tonnage capacity, type of renewable natural fuel to be used, waste stream(s) to be collected (refuse, recycling, organics), cost, and lease or ownership arrangements. New vehicles are required for residential and MFD, commercial, and City collection services. x This requirement is primarily to ensure that comparable rate proposals are submitted. The City reserves the right to allow the contractor to provide used collection vehicles. x New or used vehicles may be used for support vehicles. 7.2.a Packet Pg. 301 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page25 x Manufacturer’s specifications of containers to be utilized. New carts shall be provided for residential and multi-family dwellings that use carts services and new or used containers (i.e. bins and drop boxes) may be provided for customers that are serviced with bins (i.e. MFD/Commercial/City customers). x Container requirements are described in draft Agreement Section 7.10. Proposer shall supply complete technical data and manufacturing specifications on the specific cart, bins and Drop Boxes being used. 3.2 CUSTOMER SERVICE CENTER Proposer shall describe the management systems and customer service systems its company uses to manage inquiries and complaints received from residential and commercial customers. The description of the management systems and customer service systems may include: x Description of system capability and/or procedures to ensure timely accessibility of information by jurisdictions served. x Description of procedures used to satisfactorily respond to, record, and report common customer complaints such as: missed pick-ups; spills and litter resulting from collection; collection schedule changes; broken or missing containers; improperly prepared setouts; noise complaints; traffic and sidewalk obstruction during collection; and safety around collection vehicles during operations. x Description as to whether individual call centers are established for each of the proposer’s service areas or if customer calls are handled by a centralized call center, and location of the proposed call center. x Description of how the customer service information interfaces with route data and billing data. x Description of how the company measures customer service about the call center’s responsiveness and accuracy of responses, as well as the quality of collection service. Identify specific performance metrics or targets your company tracks. x Identify the website that its customers use to obtain customer rates and service information, diversion services and requirements, and to submit inquiries or complaints. Provide website address. 3.3 IMPLEMENTATION PLAN Provide an implementation schedule that demonstrates ability to implement the services in accordance with the service start date, including meeting equipment, personnel, administration, maintenance, and public education requirements. 7.2.a Packet Pg. 302 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page26 3.4 AB 341, AB 1826, AND SB 1383 IMPLEMENTATION PLAN Proposer shall provide an AB 341, AB 1826, and SB 1383 implementation plan detailing planned tasks, procedures, and schedule to ensure the City’s compliance with AB 341, AB 1826, and SB 1383. The plan should address the following requirements. A description of proposer’s public education and outreach plans that comply with all CalRecycle requirements for Outreach and Education, Monitoring and Reporting, and Performance Standards and other applicable regulations. The plan shall include, at a minimum, the following components: x Timeline x Description of all proposed activities x Description of all proposed printed materials and electronic content x Examples of materials and content the proposer has developed for other jurisdictions (proposer may include materials as an attachment or provide images of the material within the proposal text). x Description of labels to be attached to containers that clearly indicate the accepted and prohibitive materials to be placed in containers. Labels shall comply with CalRecycle guidelines for labeling/signage. x Proposed continued outreach efforts to increase participation in recycling and organics programs, including use of direct mail, community workshops, development of how-to videos, dedicated website, community events, school outreach, etc. x Proposed contamination monitoring procedures including performing route reviews and or waste evaluations. 3.5 FOOD RESCUE AND DONATION PROGRAM Describe proposed efforts to assist the City and its customers with a food rescue and donation program to comply with SB 1383 which establishes a target that not less than 20% of currently disposed edible food is recovered for human consumption by 2025. 3.6 ORGANICS RECYCLING PROGRAM Describe proposed organics recycling program including type of containers proposed. Proposers should include detailed information on customer in-house preparation of material prior to disposal (e.g., bag or no bag requirements); include a comprehensive list of organic materials that are acceptable in each of the programs listed above, and a comprehensive list of organic materials that are not accepted in the program. Also, proposers are requested to submit samples of outreach materials already distributed to customers in a city with a similar program in place if proposer has implemented such program. Please describe your intended approach and activities related to SB 1383 organic waste collection and recycling 7.2.a Packet Pg. 303 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page27 services, education and outreach, capacity planning, procurement of organic waste products, reporting, contamination monitoring, and other compliance activities. 3.7 RECYCLABLE MATERIALS Specify all materials that can be recycled through the residential, multi-family and commercial recycling programs. 3.8 PROCUREMENT OF RECOVERED ORGANIC WASTE PRODUCTS Describe proposed assistance to the City to ensure that sufficient California recovered organic waste products are procured on behalf of the City to meet the requirements of SB 1383. Identify types and quantities of recovered organic waste products which shall be procured. 3.9 PROPOSED OPERATING FACILITIES Provide information about proposed operating facilities, including: x Yard address for equipment and personnel staging and arrangements for maintenance of equipment. x Office address for customer service, public relations, billing, and franchise administration; and, x Other operating facilities to be used in providing service under this agreement. 3.10 PROPOSED DISPOSAL, TRANSFER, AND PROCESSING FACILITIES Proposers must identify all proposed disposal, transfer, and processing facilities for transfer/disposal of refuse, processing of commingled recyclables, processing of organics, processing of mixed waste, and processing of construction and demolition debris. For each facility, please identify the following: x The name, address, and SWIS # of the facility. x The material to be processed (organic waste, commingled recyclables, mixed waste, or construction and demolition debris). x The tipping fee per ton. x A statement regarding any relationship between the proposer and the facility owner/operator if any). x Indicate any proposed solid waste facility capacity guarantees. x Current and estimated diversion rate for processing of each waste stream (e.g., residential recyclables, residential organics, source-separated commercial recyclables, mixed commercial waste, commercial organics, C&D.) 7.2.a Packet Pg. 304 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page28 4. DISPLACED EMPLOYEE RETENTION In accordance with Labor Code Sections 1070, 1072, 1075, and 1076, proposer will offer employment to qualified existing employees of the current contractor that may be displaced if the current contractor is not retained. Please describe your procedures for offering such employment and any limitations. Please describe whether your company operates under a labor collective bargaining agreement. 5. EXCEPTIONS TO THE AGREEMENT The City expects that the successful proposer(s) will execute an Agreement with the City in substantially the same form as the Draft Agreement (as it may be changed via Addendum during the RFP process). Proposers are required to carefully review the Agreement before submitting proposals and are encouraged to have it reviewed by legal counsel. Proposers are also encouraged to submit written questions about any provision in the Agreement not fully understood, which would appear to be inconsistent with other provisions or otherwise incorrect, or which may deter them from submitting a Proposal or significantly increase the rate of their Proposal. To demonstrate agreement with to all terms and conditions of the draft Agreement as written, proposers are required to sign and include in their proposal the signature page of the draft Agreement. Any exceptions must include the nature of the proposed exception, the draft Agreement Section, proposed substitute language, and the change in costs that would take place if the proposed language were to be accepted by the City. The proposal is not considered complete without this signed page. The number, nature and materiality of objectionable provisions and suggested changes to the Agreement will be considered in evaluating proposals. 6. RATE PROPOSALS 6.1 PRIMARY RATE PROPOSAL FORMS Proposers may submit up to three complete sets of rate proposal forms: one for the residential sector, one for the commercial sector, and one for a citywide franchise. These proposals shall be based solely on the requirements requested in this RFP and further detailed in the draft Agreement without considering any exceptions or alternatives. 6.2 ALTERNATIVE RATE PROPOSALS Provided that the proposer has submitted a primary rate proposal that meets all of the minimum requirements of this RFP, the proposer may submit one or more alternative rate proposals. For example, proposer may submit an alternative rate proposal that retains existing used equipment. 7.2.a Packet Pg. 305 City of Diamond Bar, California Section 5. Submittal Requirements RFPforSolidWasteServices May3, 2023 Page29 7. PROPOSER CODE OF CONDUCT AND NON-COLLUSION AFFIDAVIT Each proposer shall include a copy of the Proposer Code of Conduct and Non-Collusion Affidavit Attachment 2) that was submitted at the pre-proposal conference. 7.2.a Packet Pg. 306 City of Diamond Bar, California Section 6. Proposal Evaluation RFPforSolidWasteServices May3, 2023 Page30 SECTION 6 - PROPOSAL EVALUATION PROCESS This section describes the proposed process for evaluation of proposals and selection of Contractor(s). Note that the City reserves the right to modify this process in any way and at any time during the RFP and contractor selection process. EVALUATION AND SELECTION PROCESS An evaluation report, including a comparative description of the proposals, evaluation results, and a recommendation, will be prepared and presented to City Council. The City Council will review the recommendation and may approve that recommendation or form an alternative recommendation. During the evaluation process, proposers are required to allow site visits, and give presentations to the City and may be required to attend interviews. 7.2.a Packet Pg. 307 City of Diamond Bar, California Section 6. Proposal Evaluation RFPforSolidWasteServices May3, 2023 Page31 PROPOSAL EVALUATION CRITERIA The proposal will be objectively evaluated based on criteria that may include, but is not limited to, the following factors. PROPOSER’S QUALIFICATIONS x Collection Experience. Demonstrated experience of company providing the requested or similar services to other jurisdictions. If the proposer is a joint venture, demonstrated experience of parties working together. x Jurisdiction Satisfaction. Satisfaction of proposer references with services received, including but not limited to, implementation, customer services, reporting, assistance developing diversion programs, and working cooperatively with City staff. x Management and Customer Service Systems. Demonstrated capabilities of the company’s existing management and customer service systems’ abilities to track and monitor contract compliance, quality of collection service, and call center responsiveness. x Key Personnel Qualifications. Extent and relevance of the qualifications and experience of key personnel proposed for the transition team and on-going management of the City’s collection operations. TECHNICAL QUALIFICATIONS x Implementation Plan. Reasonableness of implementation schedule and ability to meet deadlines e.g., reasonableness of equipment procurement schedules, implementation staffing levels, public education program, itemized steps for initiation, roll out and maintenance of diversion programs in all service sectors throughout the City, container/cart distribution, new corporation or maintenance yard development, contingency plans, etc. o Customer Service. Customer service approach, staffing levels, and City-specific training programs. o Billing System. Billing approach and procedures for handling customer billing activities. o Collection Approach. Reasonableness and reliability of the proposed collection methods e.g., technology, equipment, and containers); reasonableness of productivity and operating assumptions (i.e., number of routes, route drivers, route hours, stops per route, and other operating statistics), if applicable; and reasonableness of assumptions. x AB 341, AB 1826, and SB 1383 Implementation Plan. Completeness of proposed services, public education program, roll out and maintenance of diversion programs in all service sectors throughout the City, container/cart distribution. x Diversion Outreach and Education Programs. The nature, reliability, and innovation of proposed diversion programs and potential of such programs to divert solid waste from landfill disposal and meet diversion requirements. Compatibility of the proposed education program, staffing level, and program ideas with the needs of the City; and, the quality of public education samples relative to other proposers. Likelihood of diversion programs to meet State-mandated outreach 7.2.a Packet Pg. 308 City of Diamond Bar, California Section 6. Proposal Evaluation RFPforSolidWasteServices May3, 2023 Page32 and education, diversion monitoring and reporting and performance measurement requirements. x Proposed Operations Facilities. Plan for providing the facilities needed for equipment storage and parking, maintenance, and administration. Level of assurance provided, if any, about site acquisition and timely development of necessary facilities if not proposing an existing, operational and permitted facility. x Proposed Disposal, Transfer, and Processing Facilities Reasonableness and reliability of the proposed facilities for disposal, transfer, and processing of solid waste, recyclable materials, and organic materials, including documentation of existing facility permitting/approvals and/or guarantee of sufficient capacity for tonnage from the City service area, and the reasonableness of proposed material transport plans. NUMBER AND MATERIALITY OF EXCEPTIONS TO AGREEMENT The number, nature, and materiality of suggested changes to the Agreement will be considered in evaluating proposals. FINANCIAL x Financial Stability. Financial stability of proposer based on its financial ratios and other financial considerations. x Insurance. Demonstrated ability of proposer to obtain adequate insurance. RATE PROPOSAL x Reasonableness of Rate Proposals. The logical relationship between proposed rates and operational assumptions. x Competitiveness of Rate Proposals. The competitiveness of the overall revenue requirement is evaluated relative to other proposals. ALTERNATIVE PROPOSALS The City is not obligated to evaluate or select alternative proposals. Alternative proposals will be considered by the City if the City concludes, in its sole discretion, that the alternative proposals warrant evaluation and analysis. Such evaluation will consider the reasonableness and reliability of proposed collection methods, technology, equipment, and containers; and the reasonableness of productivity and operating assumptions (i.e., number of routes, route drivers, route hours, stops per route, program diversion levels, and other operating statistics considered as pertinent by the City and its consultants). At the City’s option, the reasonableness and competitiveness of one or more alternative proposal(s) may be evaluated. 7.2.a Packet Pg. 309 City of Diamond Bar, California Section 6. Proposal Evaluation RFPforSolidWasteServices May3, 2023 Page33 AWARD Proposals must be complete and must conform to the requirements of this RFP as to form and content. The franchise or franchises will be awarded for the proposal or proposals that offer the greatest value to the City. The City, however, reserves the right to reject any or all proposals, to accept or reject any one or more items of a proposal, or to waive any minor irregularities or informalities in the proposal. City Council will select the proposal or proposals that it determines to best serve the City and is not bound to follow the recommendation of City staff or City staff’s proposal evaluations in making its selection. It is anticipated that all services described in this RFP will be contracted for. However, the City reserves the right to change such service descriptions prior to award. 7.2.a Packet Pg. 310 City of Diamond Bar, California Attachments RFPforSolidWasteServices May3, 2023 Page34 LIST OF ATTACHMENTS ATTAHCMENT 1: DRAFT AGREEMENT ATTACHMENT 2: PROPOSER CODE OF CONDUCT AND NON-COLLUSION AFFIDAVID ATTACHMENT 3: SERVICE DATA ATTACHMENT 4: CURRENT RATES ATTACHMENT 5: CITY FACILITIES ATTACHMENT 6: RATE PROPOSAL FORMS ATTACHMENT 7: RATE ADJUSTMENT METHODOLOGY ATTACHMENT 8: PROPOSAL OUTLINE 7.2.a Packet Pg. 311 City of Diamond Bar, California Attachment 2. Proposer’s Code of Conduct & Non-Collusion Affidavit RFP for Solid Waste Services May3, 2023 Page1 PROPOSER’S CODE OF CONDUCT The City of Diamond Bar is planning to request and receive proposals for the collection and processing of refuse, recyclable materials and organics within the jurisdiction of the City. The members of the City Council are obligated to comply with the Political Reform Act of 1974 (“PRA”) and the Brown Act (Government Code §56950 et seq.). The City has a desire to maintain a process free from any undue influence and the appearance of impropriety. The City prepared this “Proposer’s Code of Conduct”. A potential proposer is defined as any individual or entity involved in making a proposal to the City under the Contractor Selection Process (“Potential Proposer”). Each Potential Proposer is individually responsible for ensuring compliance with the following Code of Conduct. The Potential Proposer’s responsibility to comply with this Code of Conduct shall extend to the Potential Proposer’s employees, agents, consultants, lobbyists, or other parties or individuals engaged for the purposes of developing or supporting the Potential Proposer’s proposal. The Proposer Code of Conduct is presented below: 1. Ex Parte Prohibited From January 16, 2023, and prior to the City of Diamond Bar City Council selection of Contractor or Month, Day, 2023], whichever comes later, Potential Proposers are prohibited from having any verbal or written communications (ex parte contacts) with any City Council Members related to any matter related to the RFP process or Contractor Selection process, except in the course of a legally noticed meeting of the City Council, or any subcommittee of the Council, or in conjunction with an ex parte contact arranged by and involving the City staff and/or consultants. If any such unauthorized ex parte contact occurs, the Council member shall disclose its occurrence at the next meeting of the City Council that next follows the said ex parte contact. 2. Gift and Compensation Prohibited From January 16, 2023, to prior to City Council selection of Contractor or [Month, Day, 2023], whichever comes later, Potential Proposers are prohibited from giving any gift of any monetary value, or compensation of any kind (as defined under the California Political Reform Act) to a City Council Member or any City staff member or consultant. Please be aware that any Council Member who accepts such a gift or compensation may be subject to censure by the City Council. Any City staff member who violates this policy may be subject to discipline including termination of services, and any consultant who violates this policy may be subject to 7.2.a Packet Pg. 312 City of Diamond Bar, California Attachment 2. Proposer’s Code of Conduct & Non-Collusion Affidavit RFP for Solid Waste Services May3, 2023 Page2 termination of services. Any Potential Proposer who violates this policy as to gifts or compensation may be subject to disqualification by the City Council from the Contractor Selection Process. 3. Collusive Activities Prohibited From May 2023, to prior to City Council selection of Contractor or November 13, 2023, whichever comes later, collusive activities among Potential Proposers are expressly forbidden and will likely result in immediate disqualification from the Contractor Selection Process. If two or more Potential Proposers are developing a joint proposal, the Potential Proposers must notify Sloan Vazquez McAfee (see contact information provided below) in writing no later than thirty (30) days prior to the deadline for submission of proposals. This notification will be kept confidential until after submission of all technical and cost proposals. Executed under penalty of perjury on this day of , 2023 at SIGNEDBY: TITLE: Subscribed and sworn to before me this day of , 2015 at Notary Public My Commission expires: 7.2.a Packet Pg. 313 City of Diamond Bar, California Attachment 2. Proposer’s Code of Conduct & Non-Collusion Affidavit RFP for Solid Waste Services May3, 2023 Page3 PROPOSER’S NON-COLLUSION AFFIVDAVIT The following affidavit is submitted by proposer as a part of this proposal: The undersigned deponent, of lawful age, being duly sworn, upon his oath deposes and says: that he has lawful authority to execute the within and foregoing proposal; that he has executed the same by subscribing his name hereto under oath for and on behalf of said proposer; that proposer has not directly or indirectly entered into any agreement, express or implied, with any proposer or proposers, having for its object the controlling of the price or amount of such proposal or proposals, the limiting of the proposals or proposers, the parceling or framing out to any proposer or proposers or other persons of any part of the agreement or any part of the subject matter of the proposal or proposals or of the profits thereof, and that he has not and will not divulge the sealed proposal to any person whomsoever, except those having a partnership or other financial interest with him in said proposal or proposals, until after the said sealed proposal or proposals are opened. Deponent further states that the proposer has not been a party to any collusion among proposers in restraint of freedom of competition; by agreement to make a proposal at a fixed price or to refrain from submitting a proposal; or with any state official or employee as to quantity, quality, or price in the prospective agreement; or in any discussions between proposers and any City of Diamond Bar official concerning exchange of money or other things of value for special consideration in the letting of an agreement; that the proposer/Company has not paid, given or donated or agreed to pay, give or donate to any official, officer or employee of the City of Diamond Bar directly or indirectly, in the procuring of the award of agreement pursuant to this proposal. Executed under penalty of perjury on this __ day of ___ , 2015 at . SIGNEDBY: TITLE: Subscribed and sworn to before me this ___ day of ____ , 2023 at . Notary Public My Commission expires: 7.2.a Packet Pg. 314 City of Diamond Bar, California Attachment City of Diamond Bar, California Attachment City of Diamond Bar, California Attachment City of Diamond Bar, California Attachment DIAMOND BAR RFP ATTACHMENT 4 - CURRENT RATES 7.2.a Packet Pg. 319 DIAMOND BAR RFP ATTACHMENT 4 - CURRENT RATES 7.2.a Packet Pg. 320 DIAMOND BAR RFP ATTACHMENT 4 - CURRENT RATES 7.2.a Packet Pg. 321 DIAMOND BAR RFP ATTACHMENT 4 - CURRENT RATES 7.2.a Packet Pg. 322 City of Diamond Bar, California Attachment Instructions: Input data requested in FORMS 1.1 through 1.8. Only input into green colored cells. FORM Content 1.1 Costs Summary 1.2 Not Used 1.3 Direct Labor - (Route related labor) 1.4 Indirect Wages (Vehicle R&M, Container R&M, and Management) 1.5 Equipment R&M 1.6 Allocated Costs (to line of business, e.g. SFD, Commercial, Roll-Off) 1.7 Capital Expenditures (CapEx) 1.8 Disposal & Processing Costs SUPPORTING COSTS & ROUTE DETAIL WORKSHEETS CITY WIDE RFP ATTACHMENT 6 City of Diamond Bar 1 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 324 Form 1.1 Costs Summary PROPOSER: OPTION: ABCDE SFD Commercial Roll-Off & On- Call Services Total Year-One Annual Cost 1 Direct Wages & Benefits $0 $0 $0 $0 2 Route Vehicle Depreciation $0 $0 $0 $0 Vehicle Repair & Maintenance 3 Wages & Benefits $0 $0 $0 $0 4 Parts & Supplies $0 $0 $0 $0 5Fuel $0 $0 $0 $0 6 Depreciation Other $0 $0 $0 $0 Subtotal Vehicle R&M $0 $0 $0 $0 Container Repair & Maintenance 7 Wages & Benefits $0 $0 $0 $0 8 Parts & Supplies $0 $0 $0 $0 9 Container Depreciation $0 $0 $0 $0 10 Depreciation Other $0 $0 $0 $0 Subtotal Container R&M $0 $0 $0 $0 11 Other Indirect Costs $0 $0 $0 $0 12 Total Operations Costs $0 $0 $0 $0 Management & Admin. 13 Wages & Benefits $0 $0 $0 $0 14 Other G&A Costs $0 $0 $0 $0 15 Depreciation $0 $0 $0 $0 16 Subtotal Management & Admin $0 $0 $0 $0 17 Disposal & Processing Costs $0 $0 $0 $0 Interest Expense 18 Route Vehicle Interest $0 $0 $0 $0 19 Vehicle R&M Interest $0 $0 $0 $0 20 Container Interest $0 $0 $0 $0 21 Container R&M Interest $0 $0 $0 $0 22 Other Interest $0 $0 $0 $0 Total Interest Expense $0 $0 $0 $0 23 TOTAL COSTS BEFORE PROFIT $0 $0 $0 $0 24 Profit Percent Assumption 0.0% 25 Profit Assumption $0 $0 $0 $0 26 Estimated Contractor Compensation $0 $0 $0 $0 Instructions: 1. Enter Proposer name above. 2. Enter the assumed profit percentage in row 25, columns B - D and F. References to column letters and row numbers are to those inserted into the worksheet. Only populate green colored cells. Avoid overwriting aqua colored cells. ENTER PROPOSER NAME CITY WIDE City of Diamond Bar 2 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 325 Form 1.3 - Direct LaborABCDEFGHIJDirect Labor Form 1.3 - Direct LaborDirect Labor Form 1.3 - Direct Labor1 Enter Form 1.4 - Indirect WagesABCDEFGHIJ1Indirect Wages Form 1.4 - Indirect Wages12Indirect Wages Form 1.4 - Indirect WagesIndirect Wages Form 1.5 Equipment R&M ABCDE Route Vehicle Related Costs SFD Vehicles Commercial Vehicles Roll-Off & On Call Services Vehicles Annual Cost 1 Parts $0 2 Oil $0 3 Tires $0 4 Outside Repairs $0 5 Taxes and Licenses $0 6 Other (Enter Here)$0 7 $0 8 $0 9 Subtotal Vehicle R&M $0 $0 $0 $0 10 Fuel $0 Container Repair & Maintenance SFD Vehicles Commercial Vehicles Roll-Off & On Call Services Vehicles Annual Cost 11 Parts & Supplies $0 12 Other (Enter Here)$0 12 $0 13 $0 14 Subtotal Container O&M $0 $0 $0 $0 15 Total Container R&M $0 $0 $0 $0 Instructions: Enter route vehicle repair and maintenance costs. The cost categories in Column A are provided as examples. Each proposer is to enter descriptions consistent with their own cost classification. Only populate green colored cells. Avoid overwriting aqua colored cells. PROPOSER: OPTION: ENTER PROPOSER NAME CITY WIDE City of Diamond Bar 9 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 332 Form 1.6 Allocated Costs ABCDEF Vehicle Repair & Maintenance Container Management, Repair & Maintenance Management & Administrative Total 1. Other Indirect Costs 1 2 (Enter Description)$0 3 (Enter Description)$0 4 (Enter Description)$0 5 (Enter Description)$0 6 (Enter Description)$0 7 (Enter Description)$0 8 $0 9 $0 10 $0 11 Subtotal Other Indirect Cost $0 $0 $0 $0 2. Management & Administrative Costs 2 12 (Enter Description)$0 13 (Enter Description)$0 14 (Enter Description)$0 15 (Enter Description)$0 16 (Enter Description)$0 17 (Enter Description)$0 18 (Enter Description)$0 19 (Enter Description)$0 20 (Enter Description)$0 21 $0 22 $0 23 $0 24 $0 25 $0 26 $0 27 $0 28 $0 29 $0 30 $0 31 $0 32 Subtotal Management & Administrative Cost $0 $0 $0 $0 33 3. Other Depreciation (From CapEx YR-1) $0 $0 $0 $0 34 4. Other Interest (From CapEx YR-1) $0 $0 $0 $0 35 Total Costs to be Allocated $0 $0 $0 $0 ENTER PROPOSERNAMEPROPOSER: Only populate green colored cells. Avoid overwriting aqua colored cells. Instructions: Enter other indirect costs for Rows 2 to 10 and rows 12 to 31, in columns C, D E. The cost categories in Column A are provided as examples. Each proposer is to enter descriptions consistent with their own financial plan. Please note that Item 3. 'Other Depreciation' is populated from Form 1.7 'Cap-Ex', Column G, Row 62, 71, & 80; and Item 4. 'Interest Expense' is populated from Form 1.7 Cap-Ex, Column I, Row 62, 71, & 80 (all references to rows and columns in form not worksheet). Beginning with Item 5 and through Item 8, enter percentage allocation in Column B. Totals must equal 100% for each section. OPTION:CITY WIDE City of Diamond Bar 10 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 333 Form 1.6 Allocated Costs 5. Other Indirect Costs Allocation Vehicle Repair & Maintenance Container Management, Repair & Maintenance Management & Administrative Total 46 SFD $0 $0 $0 $0 47 Commercial & MDF $0 $0 $0 $0 48 Roll-Off Box & On-Call Services $0 $0 $0 $0 49 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 6. Management & Administrative Costs 50 SFD $0 $0 $0 $0 51 Commercial & MDF $0 $0 $0 $0 52 Roll-Off Box & On-Call Services $0 $0 $0 $0 53 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 7. Other Depreciation 54 SFD $0 $0 $0 $0 55 Commercial & MDF $0 $0 $0 $0 56 Roll-Off Box & On-Call Services $0 $0 $0 $0 57 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 8. Other Interest 58 SFD $0 $0 $0 $0 59 Commercial & MDF $0 $0 $0 $0 60 Roll-Off Box & On-Call Services $0 $0 $0 $0 61 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 NOTES 1 Enter "Other Indirect Costs such as Safety &Training, Uniforms, etc. 2 Enter "Other Management and Administrative Costs" such as Rent, Utilities, Telephone, Information Technology, Office Supplies, Bad Debt, Accounting, Legal, Public Outreach, Payments to the City (Other than Franchise Fee), etc. City of Diamond Bar 11 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 334 Form 1.7 CapEx ROW ABCDEFGHI Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 1 $0 $0 $0 2 $0 $0 $0 3 $0 $0 $0 4 $0 $0 $0 5 $0 $0 $0 6 $0 $0 $0 7 $0 $0 $0 8 $0 $0 $0 9 $0 $0 $0 10 $0 $0 $0 11 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 12 $0 $0 $0 13 $0 $0 $0 14 $0 $0 $0 15 $0 $0 $0 16 $0 $0 $0 17 $0 $0 $0 18 $0 $0 $0 19 $0 $0 $0 20 $0 $0 $0 21 $0 $0 $0 22 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 23 Roll-Off Trucks $0 $0 $0 24 $0 $0 $0 25 $0 $0 $0 26 $0 $0 $0 27 $0 $0 $0 28 - $0 $0 $0 29 - $0 $0 $0 PROPOSER: Only populate green colored cells. Avoid overwriting aqua colored cells. VEHICLES YEAR 1 CONVENTIONAL 1 SFD VEHICLES Instructions: This worksheet is includes inputs for Vehicles, Containers and Other Capital Costs. Enter other asset description, purchase price, salvage value, expected asset life and interest rate for cost of capital. OPTION: ENTER PROPOSER NAME CITY WIDE TOTAL SFD VEHICLES TOTAL COMMERCIAL & MFD VEHICLES 3 ROLL-OFF BOX & ON-CALL SERVICES VEHICLES TOTAL ROLL-OFF & ON-CALL VEHICLES TOTAL VEHICLES 2 COMMERCIAL VEHICLES City of Diamond Bar 12 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 335 Form 1.7 CapEx Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 30 $0 $0 $0 31 $0 $0 $0 32 $0 $0 $0 33 $0 $0 $0 34 $0 $0 $0 35 $0 $0 $0 36 $0 $0 $0 37 $0 $0 $0 38 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 39 $0 $0 $0 40 $0 $0 $0 41 $0 $0 $0 42 $0 $0 $0 43 $0 $0 $0 44 $0 $0 $0 45 $0 $0 $0 46 $0 $0 $0 47 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 48 $0 $0 $0 49 $0 $0 $0 50 $0 $0 $0 96 $0 $0 $0 51 $0 $0 $0 52 - $0 $0 $0 53 - $0 $0 $0 CONTAINERS 4 SFD CONTAINERS TOTAL CONTAINERS 5 COMMERCIAL CONTAINERS 6 ROLL-BOX & ON-CALL SERVICES CONTAINERS TOTAL ROLL-OFF & ON-CALL CONTAINERS TOTAL COMMERCIAL & MFD CONTAINERS TOTAL SFD CONTAINERS City of Diamond Bar 13 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 336 Form 1.7 CapEx Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 63 Shop Truck $0 $0 $0 64 $0 $0 $0 65 $0 $0 $0 66 $0 $0 $0 67 $0 $0 $0 68 $0 $0 $0 69 $0 $0 $0 70 $0 $0 $0 71 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 72 Flatbed $0 $0 $0 73 $0 $0 $0 74 $0 $0 $0 75 $0 $0 $0 76 $0 $0 $0 77 $0 $0 $0 78 $0 $0 $0 79 $0 $0 $0 80 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 54 Pickups $0 $0 $0 55 Vehicles $0 $0 $0 56 $0 $0 $0 57 $0 $0 $0 58 $0 $0 $0 59 $0 $0 $0 60 $0 $0 $0 61 $0 $0 $0 62 - $0 $0 $0 81 - $0 $0 $0 82 - $0 $0 $0 TOTAL OTHER MANAGEMENT ADMIN., VEHICLE R&M, CONTAINER R&M GRAND TOTAL TOTAL OTHER MANAGEMENT ADMIN TOTAL OTHER VEHICLE R&M TOTAL OTHER CONTAINER R&M OTHER CAPITAL COSTS 9 OTHER: MANAGEMENT & ADMINISTRATIVE 7 OTHER: VEHICLE REPAIR & MAINTENANCE 8 OTHER: CONTAINER MANAGEMENT, REPAIR & MAINTENANCE City of Diamond Bar 14 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 337 Form 1.8 Disposal and Processing Costs PROPOSER: OPTION: Row Facility Tons $/Ton Total Cost 1 $0 2 $0 3 $0 4 Solid Waste Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 5 $0 6 $0 7 $0 8 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 9 $0 10 $0 11 $0 12 Organics Processing Total 0.0 -$ $0 13 SFD TOTAL 0.0 -$ $0 CITY WIDE ENTER PROPOSER NAME Instructions: For each waste stream e.g. landfill disposal, solid waste processing, recyclables processing, Organics, etc., enter the projected tonnage, tipping fee per ton. If transportation from facility to facility is required, enter tons and costs per ton to transport. Waste streams are examples only, enter consistent with your proposed plans. RESIDENTIAL (SINGLE-FAMILY DWELLINGS) Only populate green colored cells. Avoid overwriting aqua colored cells. Solid Waste (Trash) Recycling Processing Organics Processing City of Diamond Bar 15 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 338 Form 1.8 Disposal and Processing Costs Facility Tons $/Ton Total Cost 14 $0 15 $0 16 $0 17 Solid Waste Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 18 $0 19 $0 20 $0 21 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 22 $0 23 $0 24 $0 25 Organics Processing Total 0.0 -$ $0 26 COMMERCIAL TOTAL 0.0 -$ $0 Organics Processing COMMERCIAL Solid Waste (Trash) Recycling Processing City of Diamond Bar 16 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 339 Form 1.8 Disposal and Processing Costs Facility Tons $/Ton Total Cost 27 $0 28 $0 29 $0 30 MSW Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 31 $0 32 $0 33 $0 34 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 35 $0 36 $0 37 $0 38 Organics Processing Total 0.0 -$ $0 39 ROLL-OFF BOX & ON-CALL TOTAL 0.0 -$ $0 Refuse Recycling Processing Organics Processing ROLL-OFF BOX & ON-CALL City of Diamond Bar 17 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 340 RFP ATTACHMENT 6RATE PROPOSAL FORMSInstructions: Input ENTER PROPOSER NAME CITY WIDE ACD Row Service Category Proposed Rate Revenue Estimated Rate Revenue 1 Residential Service Rate Revenue1 $5,812,032 2 Commercial Service Rate Revenue1 $2,291,706 3 Drop-Off & Other On-Call Rate Revenue1 $0 4 Estimated First-Year Rate Revenue1 $8,103,738 City Fees 5 Franchise Fee 2 5.1% $410,000.00 6 CalRecycle Compliance Fee $750,000 7 Residential Vehicle Impact Fee $175,000 8 Residential Street Sweeping Fee $175,000 9 Total First-Year City Fees $1,510,000 10 Estimated First-Year Rate Revenue Less City Fees $6,593,738 11 Estimated Contractor Compensation (From Form 1.1) 0 12 Difference Between Rate Revenue and Estimated Contractor Compensation 3 $ 6,593,738 NOTES 1 Includes City Fees 2 3 FORM 2.0: RATE REVENUE SUMMARY Franchise fees represent the City's value of franchise. Proposer may agree or offer a different amount. Instructions: Confirm the reasonableness of total estimated first-year rate revenue (row 4, column D) based upon proposed rates and estimated service counts; and, drop box, temporary bins, and bulky items entered in forms 2.1 - 2.4. The Estimated First-Year Rate Revenue in row 10 and Esimated Contractor Compensation in row 11 should equal - explain any variation. The rate revenue generated by the service levels assumptions and rates proposed in Forms 2.1 through 2.4 should equal the estimated contractor compensation in form 1.1. Proposer shall explain any material difference between proposed first-year rate revenues and its estimated first-year Contractor Compensation. Proposer: Option: City of Diamond Bar 19 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 342 Proposer: Option: ABCDEF Row Service Description Monthly Rate Service Count Per Unit, Event, Etc. Monthly Revenue Annual Revenue 1 Single-Family Dwelling - 35 gallon trash cart $26.04 2,345.0 Unit / Month $61,064 $732,768 2 Single-Family Dwelling - 64 gallon trash cart $32.09 5,829.0 Unit / Month $187,053 $2,244,636 3 Single-Family Dwelling - 96 gallon trash cart $38.50 3,674.0 Unit / Month $141,449 $1,697,388 4 Single-Family Dwelling - 35 gallon trash cart - senior discounted $22.41 Unit / Month $0 $0 5 Single-Family Dwelling - 64 gallon trash cart - senior discounted 1 $27.67 3,425.0 Unit / Month 94,770 $1,137,240 6 Single-Family Dwelling - 96 gallon trash cart - senior discounted $33.00 Unit / Month $0 $0 7 Total Units 15,273.0 8 $484,336 $5,812,032 Service Description Monthly Rate 9 Additional charge for 35 gallon trash cart beyond (1) one. Not to exceed 20% of trash cart Row 1 Column B. 2 $5.21 10 Additional charge for 64 gallon trash cart beyond (1) one. Not to exceed 20% of trash cart Row 2 Column B. 2 $6.42 11 Additional charge for 96 gallon trash cart beyond (1) one. Not to exceed 20% of trash cart Row 3 Column B. 2 $7.70 12 Additional charge for recyclables cart beyond (2) two. Not to exceed 7% of 64 gallon trash cart Row 2 Column B. 3 $2.25 13 Additional charge for organics cart beyond (2) two. Not to exceed 20% of 64 gallon trash cart Row 2 Column B. 4 $6.42 14 Additional charge for backyard service. 5 15 Additional charge for refuse cart overage beyond two (2) annual pickup events and one (1) year-end pickup. Not to exceed 20% of trash cart Row 2 Column B. 5 $6.42 16 Cart Overage Charge for overflowing container upon second and subsequent occurrence in 3-month period. Not to exceed 20% of trash cart Row 2 Column B.$6.42 17 Bulky Item Pickup - Beyond four (4) pickup collection events per calendar year. 6 18 Contamination Fee upon third and subsequent occurrence in 12-month period. 20 Damaged Cart Replacement 7 21 Cart Exchange after free after free-exchange period. 25 Late Payment charge for unpaid balance per month after 75 days past due date.1.50% Unit / Month FORM 2.1: SFD Year-One Proposed Rates Only populate green colored cells. Avoid overwriting aqua colored cells. Single-Family Dwelling Standard Service: Instructions: For Rows 1 through 5, enter proposed rates in Column B. For Rows 7 through 24, enter proposed rates for other services and charges. Standard Service includes three (3) carts; One each for refuse, recycling, and organics. The Monthly Rate is based on the refuse cart size chosen by the customer. Customers may choose 35, 64, or 96-gallons carts for recycling and/or organics. Default sizes for all three waste streams are 64 gallon. NTER PROPOSER NAM CITY WIDE Total Proposed Rate Revenue==> Per Event Per Event Per Cart / Event Single-Family Dwelling Other Services and Charges Unit / Month Per Event Per Event of Monthly Balance Per Cart / Event Unit / Month Unit / Month Unit / Month Per Unit, Event, Etc. Unit / Month City of Diamond Bar 20 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 343 Row Service Description Monthly Rate Service Count Per Unit, Event, Etc. Monthly Revenue Annual Revenue 26 Service Reinstatement charge after suspension for non-payment $75.00 NOTES 1 2 3 4 5 6 7 8 Basic service includes up to two (2) carts for organics. Customers may order additional organics carts at an additional charge. Contractor may charge for replacement of carts if due to provable negligence . Contractor shall roll out and return carts for any Customer who is legally or medically recognized as disabled at no additional charge. Contractor may charge for additional pickups beyond two annual pickups per calendar year and an end-of-year pickup for trash. Contractor may charge for additional bulky item pickups beyond four annual pickups per calendar year. Customers may put out up to Total SFD cart subscriptions are 2,345 35-g, 9,254 64-g, and 3,674 96-g for a total of 15,273 carts. There are 3,325 senior discounted accounts but there is no breakdown by cart size available. For purposes of this proposal, the 3,325 senior accounts have been deducted from the 64-g carts. Basic service includes one (1) cart for trash. Customers may order additional carts at an additional charge. Basic service includes up to two (2) carts for recyclables. Customers may order additional recyclables carts at an additional charge. This Per Event City of Diamond Bar 21 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 344 Proposer: Option: ABCDEFGH 123456 1 70 Gal Cart $41.31 2 98 Gal Cart 3 1.5 cubic yard - 1st bin $109.74 $180.35 4 1.5 cubic yard - each addl $98.77 $162.31 5 2 cubic yard - 1st bin $125.68 $217.90 $297.89 $385.50 $477.75 $557.74 $47.98 6 2 cubic yard - each addl $113.10 $196.10 $268.11 $346.96 $429.98 $501.96 7 3 cubic yard - 1st bin $155.60 $257.97 $362.11 $470.26 $576.41 $703.49 $55.56 8 3 cubic yard - each addl $140.03 $232.14 $326.00 $423.23 $518.78 $633.15 9 4 cubic yard - 1st bin $197.00 $317.05 $439.84 $626.43 $749.22 $910.07 $63.17 10 4 cubic yard - each addl $177.28 $285.34 $395.83 $563.78 $674.31 $819.08 11 6 cubic yard - 1st bin $235.15 $388.45 $543.72 $790.24 $943.57 $1,139.84 $73.37 12 6 cubic yard - each addl $211.63 $349.61 $489.34 $711.23 $849.21 $1,028.87 13 123456 14 2 cubic yard compactor 15 3 cubic yard compactor 16 4 cubic yard compactor 17 6 cubic yard compactor 18 123456 19 70 Gal Cart $20.54 $0.00 $0.00 20 98 Gal Cart $20.54 $0.00 $0.00 21 1.5 cubic yard - 1st bin $54.87 $90.18 $0.00 $0.00 $0.00 $0.00 $0.00 22 1.5 cubic yard - each addl $49.39 $81.16 $0.00 $0.00 $0.00 $0.00 $0.00 23 2 cubic yard - 1st bin $62.84 $108.95 $148.95 $192.75 $238.88 $278.87 $23.99 24 2 cubic yard - each addl $56.55 $98.05 $134.06 $173.48 $214.99 $250.98 $0.00 25 3 cubic yard - 1st bin $77.80 $128.99 $181.06 $235.13 $288.21 $351.75 $27.78 26 3 cubic yard - each addl $70.02 $116.07 $163.00 $211.62 $259.39 $316.58 $0.00 27 Proposed Monthly Rates for Trash Containers Row Container Type/Size Frequency of Collections per Week Only populate green colored cells. Avoid overwriting aqua colored cells. Instructions: In columns B - H, enter proposed rates in green colored cells rows 1 - 13 for trash; rows 14 - 17 for trash compactors; rows 19 - 26 for recycling, rows 28 - 31 for organics, and rows 33 - 40 for other charges. Form 2.2: Commercial/MFD Year-One Proposed Rates ENTER PROPOSER NAME CITY WIDE Additional Pick Up Proposed Monthly Rates for Recycling Containers Row Container Type/Size Frequency of Collections per Week Additional Pick Up Proposed Monthly Rates for Trash Compactors Row Container Type/Size Frequency of Collections per Week Additional Pick Up City of Diamond Bar 22 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 345 Proposer: Option: IJKLMNOP 123456 107.0 107.0 4.0 4.0 8.0 8.0 0.0 14.0 4.0 1.0 1.0 20.0 0.0 68.0 54.0 55.0 14.0 10.0 8.0 209.0 41.0 83.0 91.0 24.0 8.0 1.0 248.0 5.0 9.0 11.0 2.0 2.0 2.0 31.0 5.0 2.0 1.0 2.0 10.0 3.0 1.0 5.0 9.0 1.0 1.0 1.0 156.0 166.0 41.0 21.0 13.0 0.0 647.0 123456 1.0 1.0 0.0 0.0 0.0 0.0 0.0 1.0 0.0 0.0 0.0 0.0 1.0 123456 107.0 107.0 0.0 2.0 2.0 2.0 2.0 1.0 1.0 0.0 8.0 9.0 3.0 20.0 13.0 13.0 120.0 22.0 3.0 0.0 0.0 0.0 0.0 145.0 Commercial/MFD Year-One Proposed Rates This subscription level were provided by the existing franchise hauler. Each Proposer must review and proposed projected subscription levels based on their own program/technology expectations. ENTER PROPOSER NAME CITY WIDE Subscription Levels for Recycling Containers Frequency of Collections per Week Additional Pick Up Subscription Levels for Trash Containers Total Subscription Levels for Trash Compactors Frequency of Collections per Week Additional Pick Up Total Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 23 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 346 Proposer: Option: QRSTUVW X 123456 4,420.17 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $4,420.17 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 877.92 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $877.92 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 1,759.52 $871.60 $297.89 $385.50 $0.00 $0.00 $0.00 $3,314.51 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 10,580.80 $13,930.38 $19,916.05 $6,583.64 $5,764.10 $5,627.92 $0.00 $62,402.89 5,741.23 $19,267.62 $29,666.00 $10,157.52 $4,150.24 $633.15 $0.00 $69,615.76 985.00 $2,853.45 $4,838.24 $1,252.86 $1,498.44 $1,820.14 $0.00 $13,248.13 0.00 $1,426.70 $791.66 $0.00 $674.31 $1,638.16 $0.00 $4,530.83 705.45 $388.45 $2,718.60 $0.00 $0.00 $0.00 $0.00 $3,812.50 0.00 $0.00 $489.34 $0.00 $0.00 $0.00 $0.00 $489.34 Subtotal Monthly Rate Revenue for Solid Waste Bins==>$162,712.05 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Solid Waste Compactors==>$0.00 123456 2,197.78 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,197.78 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 109.74 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $109.74 98.77 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $98.77 62.84 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $62.84 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 622.40 $1,160.87 $543.17 $0.00 $0.00 $0.00 $0.00 $2,326.43 0.00 $1,508.91 $0.00 $0.00 $0.00 $0.00 $0.00 $1,508.91 Subtotal Monthly Rate Revenue for Recycling Material==>$6,304.47 THIS WORKSHEET WILL SELF-POPULATE - NO INPUT NECESSARY!!!! Total Proposed 1st Year Monthly Rate Revenue for Trash Compactors Proposed 1st Year Monthly Rate Revenue for Recycling Containers Frequency of Collections per Week Additional Pick Up Total Additional Pick Up Frequency of Collections per Week Proposed 1st Year Monthly Rate Revenue for Trash Containers Commercial/MFD Year-One Proposed Rates ENTER PROPOSER NAME CITY WIDE Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 24 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 347 ABCDEFGH Only populate green colored cells. Avoid overwriting aqua colored cells. 123456 28 70 Gal Cart $46.81 $93.61 $140.42 $187.22 $234.03 $280.84 $0.00 29 98 Gal Cart $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 30 2 cubic yard - 1st bin $109.74 $180.35 $0.00 $0.00 $0.00 $0.00 $0.00 31 2 cubic yard - each addl $98.77 $162.31 $0.00 $0.00 $0.00 $0.00 $0.00 32 123456 33 Scout Service $78.66 $187.41 $281.41 $374.83 $468.53 $562.23 34 Container Lock Charge $13.66 35 Enclosure Lock Charge 36 Pull-out Exceeding 25 feet 37 Sunday Service - Each Service 38 Valet Service for Carts $6.00 39 40 NOTES 1 2 3 Row Container Type/Size Frequency of Collections per Week Additional Pick Up Proposed Monthly Rates for Organics Containers Proposed Monthly Rates for Other Services Row Service Type Frequency of Collections per Week Additional Pick Up City of Diamond Bar 25 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 348 IJKLMNOP 123456 227.0 8.0 7.0 242.0 10.0 4.0 2.0 16.0 6.0 1.0 1.0 1.0 2.0 11.0 2.0 0.0 1.0 3.0 245.0 13.0 11.0 1.0 2.0 0.0 0.0 272.0 123456 42.0 18.0 2.0 97.0 Subscription Levels for Organics Containers Frequency of Collections per Week Additional Pick Up Total Subscription Levels for Other Services Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 26 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 349 QRSTUVW X THIS WORKSHEET WILL SELF-POPULATE - NO INPUT NECESSARY!!!! 123456 10,625.87 $748.88 $982.94 $0.00 $0.00 $0.00 $0.00 $12,357.69 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 658.44 $180.35 $0.00 $0.00 $0.00 $0.00 $0.00 $838.79 197.54 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $197.54 Subtotal Monthly Rate Revenue for Organic Material==>$13,394.02 123456 3,303.72 $3,373.38 $562.82 $0.00 $0.00 $0.00 $0.00 $7,239.92 1,325.02 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,325.02 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Other Services==>$8,564.94 190,975.48 2,291,705.76 Total Proposed Monthly Rate Revenue==> Total Proposed Annual Rate Revenue==> Frequency of Collections per Week Additional Pick Up Total Proposed 1st Year Monthly Rate Revenue for Organics Containers Proposed 1st Year Monthly Rate Revenue for Other Services Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 27 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 350 Proposer: Option: ABCDEF Row Container Size/Type Customer Rate Service Count Estimated Rate Revenue Roll-Off Box Hauling Service 1 Roll off boxes and compactors (all sizes). Includes delivery and removal.per haul # of pulls $0 2 Roll Off Boxes and Compactors (all sizes) Customer Owned Equipment. Includes Delivery and removal.per haul # of pulls $0 3 Subtotal Roll-Off Service 0.0 # of pulls $0 Roll-Off Disposal/Processing & Other Fees 4 Solid waste (transfer only - no processing) per ton # of tons $0 5 Solid waste processing (MRF) 1 per ton # of tons $0 6 Commingled recyclables processing per ton # of tons $0 7 Segregated green waste per ton # of tons $0 7 Segregated food waste per ton # of tons $0 8 Organics per ton # of tons $0 9 C&D processing 2 per ton # of tons $0 10 Roll-off box cleaning beyond one (1) per year. per event # of events $0 10 Redelivery/Return trip/Dry run per event # of events $0 11 Temporary roll-off daily rental after 7 days with no dump per day # of days $0 12 Relocation fee per event # of events $0 13 Sunday service surcharge per event # of events $0 14 Subtotal Roll-Off Disposal/Processing 0.0 $0 15 Total Roll-Off Revenue $0 Temporary Bin 16 3YD Bin - deliver, pickup and one dump per event # of events $0 17 3YD Bin additional dump per event # of events $0 18 6YD Bin - deliver, pickup and one dump per event # of events $0 19 6YD Bin additional dump per event # of events $0 20 Daily rental after 7 days Per Day # of Days $0 Bulky Item Collection 21 MFD Bulky Item Pickup - beyond four (4) pickup collection events per year.Per event # of events $0 22 Commercial Bulky Item Pickup - per collection event. Per event # of events $0 23 Commercial Bulky Item Pickup - per item. Per Item # Items $0 24 Total Annual Rate Revenue $0 NOTES 1 State percentage recovery minimum in proposal. 2 75% minimum diversion. Form 2.3: Roll-Off & On-Call Service Year-One Proposed Rates ENTER PROPOSER NAME Instructions: Enter proposed rates for roll-box and compactor service, disposal and processing, temporary bins service and bulky item collection in column B and assumed service subscriptions in column D. Only populate green colored cells. Avoid overwriting aqua colored cells. CITY WIDE City of Diamond Bar 28 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 351 Proposer:Option:ABCRow DescriptionFee1 Bin cleaning Instructions: Input data requested in FORMS 1.1 through 1.8. Only input into green colored cells. FORM Content 1.1 Costs Summary 1.2 Not Used 1.3 Direct Labor - (Route related labor) 1.4 Indirect Wages (Vehicle R&M, Container R&M, and Management) 1.5 Equipment R&M 1.6 Allocated Costs (to line of business, e.g. SFD, Commercial, Roll-Off) 1.7 Capital Expenditures (CapEx) 1.8 Disposal & Processing Costs SUPPORTING COSTS & ROUTE DETAIL WORKSHEETS COMMERCIAL RFP ATTACHMENT 7 City of Diamond Bar 1 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 353 Form 1.1 Costs Summary PROPOSER: OPTION: ABCDE SFD NOT USED Commercial Roll-Off & On- Call Services Total Year-One Annual Cost 1 Direct Wages & Benefits $0 $0 $0 2 Route Vehicle Depreciation $0 $0 $0 Vehicle Repair & Maintenance 3 Wages & Benefits $0 $0 $0 4 Parts & Supplies $0 $0 $0 5Fuel $0 $0 $0 6 Depreciation Other $0 $0 $0 Subtotal Vehicle R&M $0 $0 $0 Container Repair & Maintenance 7 Wages & Benefits $0 $0 $0 8 Parts & Supplies $0 $0 $0 9 Container Depreciation $0 $0 $0 10 Depreciation Other $0 $0 $0 Subtotal Container R&M $0 $0 $0 11 Other Indirect Costs $0 $0 $0 12 Total Operations Costs $0 $0 $0 Management & Admin. 13 Wages & Benefits $0 $0 $0 14 Other G&A Costs $0 $0 $0 15 Depreciation $0 $0 $0 16 Subtotal Management & Admin $0 $0 $0 17 Disposal & Processing Costs $0 $0 $0 Interest Expense 18 Route Vehicle Interest $0 $0 $0 19 Vehicle R&M Interest $0 $0 $0 20 Container Interest $0 $0 $0 21 Container R&M Interest $0 $0 $0 22 Other Interest $0 $0 $0 Total Interest Expense $0 $0 $0 23 TOTAL COSTS BEFORE PROFIT $0 $0 $0 24 Profit Percent Assumption 0.0% 25 Profit Assumption $0 $0 $0 26 Estimated Contractor Compensation $0 $0 $0 Instructions: 1. Enter Proposer name above. 2. Enter the assumed profit percentage in row 25, columns B - D and F. References to column letters and row numbers are to those inserted into the worksheet. Only populate green colored cells. Avoid overwriting aqua colored cells. ENTER PROPOSER NAME COMMERCIAL City of Diamond Bar 2 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 354 Form 1.3 - Direct LaborABCDEFGHIJDirect Labor Form 1.3 - Direct LaborDirect Labor Form 1.3 - Direct Labor1 Enter Form 1.4 - Indirect WagesABCDEFGHIJ1Indirect Wages Form 1.4 - Indirect Wages12Indirect Wages Form 1.4 - Indirect WagesIndirect Wages Form 1.5 Equipment R&M ABCDE Route Vehicle Related Costs SFD Vehicles Commercial Vehicles Roll-Off & On Call Services Vehicles Annual Cost 1 Parts $0 2 Oil $0 3 Tires $0 4 Outside Repairs NOT USED $0 5 Taxes and Licenses $0 6 Other (Enter Here)$0 7 $0 8 $0 9 Subtotal Vehicle R&M $0 $0 $0 $0 10 Fuel NOT USED $0 Container Repair & Maintenance SFD Vehicles Commercial Vehicles Roll-Off & On Call Services Vehicles Annual Cost 11 Parts & Supplies $0 12 Other (Enter Here)NOT USED $0 12 $0 13 $0 14 Subtotal Container O&M $0 $0 $0 $0 15 Total Container R&M $0 $0 $0 $0 Instructions: Enter route vehicle repair and maintenance costs. The cost categories in Column A are provided as examples. Each proposer is to enter descriptions consistent with their own cost classification. Only populate green colored cells. Avoid overwriting aqua colored cells. PROPOSER: OPTION: ENTER PROPOSER NAME COMMERCIAL City of Diamond Bar 9 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 361 Form 1.6 Allocated Costs ABCDEF Vehicle Repair & Maintenance Container Management, Repair & Maintenance Management & Administrative Total 1. Other Indirect Costs 1 2 (Enter Description)$0 3 (Enter Description)$0 4 (Enter Description)$0 5 (Enter Description)$0 6 (Enter Description)$0 7 (Enter Description)$0 8 $0 9 $0 10 $0 11 Subtotal Other Indirect Cost $0 $0 $0 $0 2. Management & Administrative Costs 2 12 (Enter Description)$0 13 (Enter Description)$0 14 (Enter Description)$0 15 (Enter Description)$0 16 (Enter Description)$0 17 (Enter Description)$0 18 (Enter Description)$0 19 (Enter Description)$0 20 (Enter Description)$0 21 $0 22 $0 23 $0 24 $0 25 $0 26 $0 27 $0 28 $0 29 $0 30 $0 31 $0 32 Subtotal Management & Administrative Cost $0 $0 $0 $0 33 3. Other Depreciation (From CapEx YR-1) $0 $0 $0 $0 34 4. Other Interest (From CapEx YR-1) $0 $0 $0 $0 35 Total Costs to be Allocated $0 $0 $0 $0 ENTER PROPOSERNAMEPROPOSER: Only populate green colored cells. Avoid overwriting aqua colored cells. Instructions: Enter other indirect costs for Rows 2 to 10 and rows 12 to 31, in columns C, D E. The cost categories in Column A are provided as examples. Each proposer is to enter descriptions consistent with their own financial plan. Please note that Item 3. 'Other Depreciation' is populated from Form 1.7 'Cap-Ex', Column G, Row 62, 71, & 80; and Item 4. 'Interest Expense' is populated from Form 1.7 Cap-Ex, Column I, Row 62, 71, & 80 (all references to rows and columns in form not worksheet). Beginning with Item 5 and through Item 8, enter percentage allocation in Column B. Totals must equal 100% for each section. OPTION:COMMERCIAL City of Diamond Bar 10 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 362 Form 1.6 Allocated Costs 5. Other Indirect Costs Allocation Vehicle Repair & Maintenance Container Management, Repair & Maintenance Management & Administrative Total 46 SFD NOT USED 47 MFD $0 $0 $0 $0 48 Roll-Off Box & On-Call Services $0 $0 $0 $0 49 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 6. Management & Administrative Costs 50 SFD NOT USED 51 MFD $0 $0 $0 $0 52 Roll-Off Box & On-Call Services $0 $0 $0 $0 53 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 7. Other Depreciation 54 SFD NOT USED 55 MFD $0 $0 $0 $0 56 Roll-Off Box & On-Call Services $0 $0 $0 $0 57 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 8. Other Interest 58 SFD NOT USED 59 MFD $0 $0 $0 $0 60 Roll-Off Box & On-Call Services $0 $0 $0 $0 61 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 NOTES 1 Enter "Other Indirect Costs such as Safety &Training, Uniforms, etc. 2 Enter "Other Management and Administrative Costs" such as Rent, Utilities, Telephone, Information Technology, Office Supplies, Bad Debt, Accounting, Legal, Public Outreach, Payments to the City (Other than Franchise Fee), etc. NOT USED NOT USED NOT USED NOT USED City of Diamond Bar 11 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 363 Form 1.7 CapEx ROW ABCDEFGHI Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 1 2 3 4 5 6 7 8 9 10 11 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 12 $0 $0 $0 13 $0 $0 $0 14 $0 $0 $0 15 $0 $0 $0 16 $0 $0 $0 17 $0 $0 $0 18 $0 $0 $0 19 $0 $0 $0 20 $0 $0 $0 21 $0 $0 $0 22 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 23 Roll-Off Trucks $0 $0 $0 24 $0 $0 $0 25 $0 $0 $0 26 $0 $0 $0 27 $0 $0 $0 28 - $0 $0 $0 29 - $0 $0 $0 PROPOSER: Only populate green colored cells. Avoid overwriting aqua colored cells. VEHICLES YEAR 1 CONVENTIONAL 1 SFD VEHICLES Instructions: This worksheet is includes inputs for Vehicles, Containers and Other Capital Costs. Enter other asset description, purchase price, salvage value, expected asset life and interest rate for cost of capital. OPTION: ENTER PROPOSER NAME COMMERCIAL NOT USED TOTAL SFD VEHICLES TOTAL COMMERCIAL & MFD VEHICLES 3 ROLL-OFF BOX & ON-CALL SERVICES VEHICLES TOTAL ROLL-OFF & ON-CALL VEHICLES TOTAL VEHICLES 2 COMMERCIAL VEHICLES City of Diamond Bar 12 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 364 Form 1.7 CapEx Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 30 31 32 33 34 35 36 37 38 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 39 $0 $0 $0 40 $0 $0 $0 41 $0 $0 $0 42 $0 $0 $0 43 $0 $0 $0 44 $0 $0 $0 45 $0 $0 $0 46 $0 $0 $0 47 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 48 $0 $0 $0 49 $0 $0 $0 50 $0 $0 $0 96 $0 $0 $0 51 $0 $0 $0 52 - $0 $0 $0 53 - $0 $0 $0 CONTAINERS 4 SFD CONTAINERS TOTAL CONTAINERS 5 COMMERCIAL CONTAINERS 6 ROLL-BOX & ON-CALL SERVICES CONTAINERS TOTAL ROLL-OFF & ON-CALL CONTAINERS TOTAL COMMERCIAL & MFD CONTAINERS TOTAL SFD CONTAINERS NOT USED City of Diamond Bar 13 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 365 Form 1.7 CapEx Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 63 Shop Truck $0 $0 $0 64 $0 $0 $0 65 $0 $0 $0 66 $0 $0 $0 67 $0 $0 $0 68 $0 $0 $0 69 $0 $0 $0 70 $0 $0 $0 71 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 72 Flatbed $0 $0 $0 73 $0 $0 $0 74 $0 $0 $0 75 $0 $0 $0 76 $0 $0 $0 77 $0 $0 $0 78 $0 $0 $0 79 $0 $0 $0 80 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 54 Pickups $0 $0 $0 55 Vehicles $0 $0 $0 56 $0 $0 $0 57 $0 $0 $0 58 $0 $0 $0 59 $0 $0 $0 60 $0 $0 $0 61 $0 $0 $0 62 - $0 $0 $0 81 - $0 $0 $0 82 - $0 $0 $0 TOTAL OTHER MANAGEMENT ADMIN., VEHICLE R&M, CONTAINER R&M GRAND TOTAL TOTAL OTHER MANAGEMENT ADMIN TOTAL OTHER VEHICLE R&M TOTAL OTHER CONTAINER R&M OTHER CAPITAL COSTS 9 OTHER: MANAGEMENT & ADMINISTRATIVE 7 OTHER: VEHICLE REPAIR & MAINTENANCE 8 OTHER: CONTAINER MANAGEMENT, REPAIR & MAINTENANCE City of Diamond Bar 14 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 366 Form 1.8 Disposal and Processing Costs PROPOSER: OPTION: Row Facility Tons $/Ton Total Cost 1 2 3 4 Solid Waste Total Facility Tons $/Ton Total Cost 5 6 7 8 Recycling Processing Total Facility Tons $/Ton Total Cost 9 10 11 12 Organics Processing Total 13 SFD TOTAL COMMERCIAL ENTER PROPOSER NAME Instructions: For each waste stream e.g. landfill disposal, solid waste processing, recyclables processing, Organics, etc., enter the projected tonnage, tipping fee per ton. If transportation from facility to facility is required, enter tons and costs per ton to transport. Waste streams are examples only, enter consistent with your proposed plans. RESIDENTIAL (SINGLE-FAMILY DWELLINGS) Only populate green colored cells. Avoid overwriting aqua colored cells. Solid Waste (Trash) Recycling Processing Organics Processing NOT USED NOT USED NOT USED City of Diamond Bar 15 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 367 Form 1.8 Disposal and Processing Costs Facility Tons $/Ton Total Cost 14 $0 15 $0 16 $0 17 Solid Waste Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 18 $0 19 $0 20 $0 21 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 22 $0 23 $0 24 $0 25 Organics Processing Total 0.0 -$ $0 26 COMMERCIAL TOTAL 0.0 -$ $0 Organics Processing COMMERCIAL Solid Waste (Trash) Recycling Processing City of Diamond Bar 16 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 368 Form 1.8 Disposal and Processing Costs Facility Tons $/Ton Total Cost 27 $0 28 $0 29 $0 30 MSW Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 31 $0 32 $0 33 $0 34 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 35 $0 36 $0 37 $0 38 Organics Processing Total 0.0 -$ $0 39 ROLL-OFF BOX & ON-CALL TOTAL 0.0 -$ $0 Refuse Recycling Processing Organics Processing ROLL-OFF BOX & ON-CALL City of Diamond Bar 17 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 369 RFP ATTACHMENT 7RATE PROPOSAL FORMSInstructions: Input ENTER PROPOSER NAME COMMERCIAL ACD Row Service Category Proposed Rate Revenue Estimated Rate Revenue 1 Commercial Service Rate Revenue1 $2,291,706 2 Drop-Off & Other On-Call Rate Revenue1 $0 3 Estimated First-Year Rate Revenue1 $2,291,706 City Fees 4 Franchise Fee 2 5.4% $123,000.00 5 CalRecycle Compliance Fee $375,000 6 Total First-Year City Fees $498,000 7 Estimated First-Year Rate Revenue Less City Fees $1,793,706 8 Estimated Contractor Compensation (From Form 1.1) 0 9 Difference Between Rate Revenue and Estimated Contractor Compensation 3 $ 1,793,706 NOTES 1 Includes City Fees 2 3 FORM 2.0: RATE REVENUE SUMMARY Franchise fees represent the City's value of franchise. Proposer may agree or offer a different amount. Instructions: Confirm the reasonableness of total estimated first-year rate revenue (row 4, column D) based upon proposed rates and estimated service counts; and, drop box, temporary bins, and bulky items entered in forms 2.1 - 2.4. The Estimated First-Year Rate Revenue in row 10 and Esimated Contractor Compensation in row 11 should equal - explain any variation. The rate revenue generated by the service levels assumptions and rates proposed in Forms 2.1 through 2.4 should equal the estimated contractor compensation in form 1.1. Proposer shall explain any material difference between proposed first-year rate revenues and its estimated first-year Contractor Compensation. Proposer: Option: City of Diamond Bar 19 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 371 Proposer: Option: ABCDEFGH 123456 1 70 Gal Cart $41.31 2 98 Gal Cart 3 1.5 cubic yard - 1st bin $109.74 $180.35 4 1.5 cubic yard - each addl $98.77 $162.31 5 2 cubic yard - 1st bin $125.68 $217.90 $297.89 $385.50 $477.75 $557.74 $47.98 6 2 cubic yard - each addl $113.10 $196.10 $268.11 $346.96 $429.98 $501.96 7 3 cubic yard - 1st bin $155.60 $257.97 $362.11 $470.26 $576.41 $703.49 $55.56 8 3 cubic yard - each addl $140.03 $232.14 $326.00 $423.23 $518.78 $633.15 9 4 cubic yard - 1st bin $197.00 $317.05 $439.84 $626.43 $749.22 $910.07 $63.17 10 4 cubic yard - each addl $177.28 $285.34 $395.83 $563.78 $674.31 $819.08 11 6 cubic yard - 1st bin $235.15 $388.45 $543.72 $790.24 $943.57 $1,139.84 $73.37 12 6 cubic yard - each addl $211.63 $349.61 $489.34 $711.23 $849.21 $1,028.87 13 123456 14 2 cubic yard compactor 15 3 cubic yard compactor 16 4 cubic yard compactor 17 6 cubic yard compactor 18 123456 19 70 Gal Cart $20.54 $0.00 $0.00 20 98 Gal Cart $20.54 $0.00 $0.00 21 1.5 cubic yard - 1st bin $54.87 $90.18 $0.00 $0.00 $0.00 $0.00 $0.00 22 1.5 cubic yard - each addl $49.39 $81.16 $0.00 $0.00 $0.00 $0.00 $0.00 23 2 cubic yard - 1st bin $62.84 $108.95 $148.95 $192.75 $238.88 $278.87 $23.99 24 2 cubic yard - each addl $56.55 $98.05 $134.06 $173.48 $214.99 $250.98 $0.00 25 3 cubic yard - 1st bin $77.80 $128.99 $181.06 $235.13 $288.21 $351.75 $27.78 26 3 cubic yard - each addl $70.02 $116.07 $163.00 $211.62 $259.39 $316.58 $0.00 27 Proposed Monthly Rates for Trash Containers Row Container Type/Size Frequency of Collections per Week Only populate green colored cells. Avoid overwriting aqua colored cells. Instructions: In columns B - H, enter proposed rates in green colored cells rows 1 - 13 for trash; rows 14 - 17 for trash compactors; rows 19 - 26 for recycling, rows 28 - 31 for organics, and rows 33 - 40 for other charges. Form 2.2: Commercial/MFD Year-One Proposed Rates ENTER PROPOSER NAME COMMERCIAL Additional Pick Up Proposed Monthly Rates for Recycling Containers Row Container Type/Size Frequency of Collections per Week Additional Pick Up Proposed Monthly Rates for Trash Compactors Row Container Type/Size Frequency of Collections per Week Additional Pick Up City of Diamond Bar 20 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 372 Proposer: Option: IJKLMNOP 123456 107.0 107.0 4.0 4.0 8.0 8.0 0.0 14.0 4.0 1.0 1.0 20.0 0.0 68.0 54.0 55.0 14.0 10.0 8.0 209.0 41.0 83.0 91.0 24.0 8.0 1.0 248.0 5.0 9.0 11.0 2.0 2.0 2.0 31.0 5.0 2.0 1.0 2.0 10.0 3.0 1.0 5.0 9.0 1.0 1.0 1.0 156.0 166.0 41.0 21.0 13.0 0.0 647.0 123456 1.0 1.0 0.0 0.0 0.0 0.0 0.0 1.0 0.0 0.0 0.0 0.0 1.0 123456 107.0 107.0 0.0 2.0 2.0 2.0 2.0 1.0 1.0 0.0 8.0 9.0 3.0 20.0 13.0 13.0 120.0 22.0 3.0 0.0 0.0 0.0 0.0 145.0 Commercial/MFD Year-One Proposed Rates This subscription level were provided by the existing franchise hauler. Each Proposer must review and proposed projected subscription levels based on their own program/technology expectations. ENTER PROPOSER NAME COMMERCIAL Subscription Levels for Recycling Containers Frequency of Collections per Week Additional Pick Up Subscription Levels for Trash Containers Total Subscription Levels for Trash Compactors Frequency of Collections per Week Additional Pick Up Total Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 21 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 373 Proposer: Option: QRSTUVW X 123456 4,420.17 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $4,420.17 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 877.92 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $877.92 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 1,759.52 $871.60 $297.89 $385.50 $0.00 $0.00 $0.00 $3,314.51 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 10,580.80 $13,930.38 $19,916.05 $6,583.64 $5,764.10 $5,627.92 $0.00 $62,402.89 5,741.23 $19,267.62 $29,666.00 $10,157.52 $4,150.24 $633.15 $0.00 $69,615.76 985.00 $2,853.45 $4,838.24 $1,252.86 $1,498.44 $1,820.14 $0.00 $13,248.13 0.00 $1,426.70 $791.66 $0.00 $674.31 $1,638.16 $0.00 $4,530.83 705.45 $388.45 $2,718.60 $0.00 $0.00 $0.00 $0.00 $3,812.50 0.00 $0.00 $489.34 $0.00 $0.00 $0.00 $0.00 $489.34 Subtotal Monthly Rate Revenue for Solid Waste Bins==>$162,712.05 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Solid Waste Compactors==>$0.00 123456 2,197.78 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,197.78 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 109.74 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $109.74 98.77 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $98.77 62.84 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $62.84 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 622.40 $1,160.87 $543.17 $0.00 $0.00 $0.00 $0.00 $2,326.43 0.00 $1,508.91 $0.00 $0.00 $0.00 $0.00 $0.00 $1,508.91 Subtotal Monthly Rate Revenue for Recycling Material==>$6,304.47 THIS WORKSHEET WILL SELF-POPULATE - NO INPUT NECESSARY!!!! Total Proposed 1st Year Monthly Rate Revenue for Trash Compactors Proposed 1st Year Monthly Rate Revenue for Recycling Containers Frequency of Collections per Week Additional Pick Up Total Additional Pick Up Frequency of Collections per Week Proposed 1st Year Monthly Rate Revenue for Trash Containers Commercial/MFD Year-One Proposed Rates ENTER PROPOSER NAME COMMERCIAL Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 22 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 374 ABCDEFGH Only populate green colored cells. Avoid overwriting aqua colored cells. 123456 28 70 Gal Cart $46.81 $93.61 $140.42 $187.22 $234.03 $280.84 $0.00 29 98 Gal Cart $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 30 2 cubic yard - 1st bin $109.74 $180.35 $0.00 $0.00 $0.00 $0.00 $0.00 31 2 cubic yard - each addl $98.77 $162.31 $0.00 $0.00 $0.00 $0.00 $0.00 32 123456 33 Scout Service $78.66 $187.41 $281.41 $374.83 $468.53 $562.23 34 Container Lock Charge $13.66 35 Enclosure Lock Charge 36 Pull-out Exceeding 25 feet 37 Sunday Service - Each Service 38 Valet Service for Carts $6.00 39 40 NOTES 1 2 3 Row Container Type/Size Frequency of Collections per Week Additional Pick Up Proposed Monthly Rates for Organics Containers Proposed Monthly Rates for Other Services Row Service Type Frequency of Collections per Week Additional Pick Up City of Diamond Bar 23 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 375 IJKLMNOP 123456 227.0 8.0 7.0 242.0 10.0 4.0 2.0 16.0 6.0 1.0 1.0 1.0 2.0 11.0 2.0 0.0 1.0 3.0 245.0 13.0 11.0 1.0 2.0 0.0 0.0 272.0 123456 42.0 18.0 2.0 97.0 Subscription Levels for Organics Containers Frequency of Collections per Week Additional Pick Up Total Subscription Levels for Other Services Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 24 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 376 QRSTUVW X THIS WORKSHEET WILL SELF-POPULATE - NO INPUT NECESSARY!!!! 123456 10,625.87 $748.88 $982.94 $0.00 $0.00 $0.00 $0.00 $12,357.69 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 658.44 $180.35 $0.00 $0.00 $0.00 $0.00 $0.00 $838.79 197.54 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $197.54 Subtotal Monthly Rate Revenue for Organic Material==>$13,394.02 123456 3,303.72 $3,373.38 $562.82 $0.00 $0.00 $0.00 $0.00 $7,239.92 1,325.02 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,325.02 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Other Services==>$8,564.94 190,975.48 2,291,705.76 Total Proposed Monthly Rate Revenue==> Total Proposed Annual Rate Revenue==> Frequency of Collections per Week Additional Pick Up Total Proposed 1st Year Monthly Rate Revenue for Organics Containers Proposed 1st Year Monthly Rate Revenue for Other Services Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 25 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 377 Proposer: Option: ABCDEF Row Container Size/Type Customer Rate Service Count Estimated Rate Revenue Roll-Off Box Hauling Service 1 Roll off boxes and compactors (all sizes). Includes delivery and removal.per haul # of pulls $0 2 Roll Off Boxes and Compactors (all sizes) Customer Owned Equipment. Includes Delivery and removal.per haul # of pulls $0 3 Subtotal Roll-Off Service 0.0 # of pulls $0 Roll-Off Disposal/Processing & Other Fees 4 Solid waste (transfer only - no processing) per ton # of tons $0 5 Solid waste processing (MRF) 1 per ton # of tons $0 6 Commingled recyclables processing per ton # of tons $0 7 Segregated green waste per ton # of tons $0 7 Segregated food waste per ton # of tons $0 8 Organics per ton # of tons $0 9 C&D processing 2 per ton # of tons $0 10 Roll-off box cleaning beyond one (1) per year. per event # of events $0 10 Redelivery/Return trip/Dry run per event # of events $0 11 Temporary roll-off daily rental after 7 days with no dump per day # of days $0 12 Relocation fee per event # of events $0 13 Sunday service surcharge per event # of events $0 14 Subtotal Roll-Off Disposal/Processing 0.0 $0 15 Total Roll-Off Revenue $0 Temporary Bin 16 3YD Bin - deliver, pickup and one dump per event # of events $0 17 3YD Bin additional dump per event # of events $0 18 6YD Bin - deliver, pickup and one dump per event # of events $0 19 6YD Bin additional dump per event # of events $0 20 Daily rental after 7 days Per Day # of Days $0 Bulky Item Collection 21 MFD Bulky Item Pickup - beyond four (4) pickup collection events per year.Per event # of events $0 22 Commercial Bulky Item Pickup - per collection event. Per event # of events $0 23 Commercial Bulky Item Pickup - per item. Per Item # Items $0 24 Total Annual Rate Revenue $0 NOTES 1 State percentage recovery minimum in proposal. 2 75% minimum diversion. Form 2.3: Roll-Off & On-Call Service Year-One Proposed Rates ENTER PROPOSER NAME Instructions: Enter proposed rates for roll-box and compactor service, disposal and processing, temporary bins service and bulky item collection in column B and assumed service subscriptions in column D. Only populate green colored cells. Avoid overwriting aqua colored cells. COMMERCIAL City of Diamond Bar 26 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 378 Proposer:Option:ABCRow DescriptionFee1 Bin cleaning Instructions: Input data requested in FORMS 1.1 through 1.8. Only input into green colored cells. FORM Content 1.1 Costs Summary 1.2 Not Used 1.3 Direct Labor - (Route related labor) 1.4 Indirect Wages (Vehicle R&M, Container R&M, and Management) 1.5 Equipment R&M 1.6 Allocated Costs (to line of business, e.g. SFD, Commercial, Roll-Off) 1.7 Capital Expenditures (CapEx) 1.8 Disposal & Processing Costs SUPPORTING COSTS & ROUTE DETAIL WORKSHEETS RESIDENTIAL RFP ATTACHMENT 7 City of Diamond Bar 1 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 380 Form 1.1 Costs Summary PROPOSER: OPTION: ABCDE SFD MFD Roll-Off & On- Call Services Total Year-One Annual Cost 1 Direct Wages & Benefits $0 $0 $0 $0 2 Route Vehicle Depreciation $0 $0 $0 $0 Vehicle Repair & Maintenance 3 Wages & Benefits $0 $0 $0 $0 4 Parts & Supplies $0 $0 $0 $0 5Fuel $0 $0 $0 $0 6 Depreciation Other $0 $0 $0 $0 Subtotal Vehicle R&M $0 $0 $0 $0 Container Repair & Maintenance 7 Wages & Benefits $0 $0 $0 $0 8 Parts & Supplies $0 $0 $0 $0 9 Container Depreciation $0 $0 $0 $0 10 Depreciation Other $0 $0 $0 $0 Subtotal Container R&M $0 $0 $0 $0 11 Other Indirect Costs $0 $0 $0 $0 12 Total Operations Costs $0 $0 $0 $0 Management & Admin. 13 Wages & Benefits $0 $0 $0 $0 14 Other G&A Costs $0 $0 $0 $0 15 Depreciation $0 $0 $0 $0 16 Subtotal Management & Admin $0 $0 $0 $0 17 Disposal & Processing Costs $0 $0 $0 $0 Interest Expense 18 Route Vehicle Interest $0 $0 $0 $0 19 Vehicle R&M Interest $0 $0 $0 $0 20 Container Interest $0 $0 $0 $0 21 Container R&M Interest $0 $0 $0 $0 22 Other Interest $0 $0 $0 $0 Total Interest Expense $0 $0 $0 $0 23 TOTAL COSTS BEFORE PROFIT $0 $0 $0 $0 24 Profit Percent Assumption 0.0% 25 Profit Assumption $0 $0 $0 $0 26 Estimated Contractor Compensation $0 $0 $0 $0 Instructions: 1. Enter Proposer name above. 2. Enter the assumed profit percentage in row 25, columns B - D and F. References to column letters and row numbers are to those inserted into the worksheet. Only populate green colored cells. Avoid overwriting aqua colored cells. ENTER PROPOSER NAME RESIDENTIAL City of Diamond Bar 2 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 381 Form 1.3 - Direct LaborABCDEFGHIJDirect Labor Form 1.3 - Direct LaborDirect Labor Form 1.3 - Direct Labor1 Enter Form 1.4 - Indirect WagesABCDEFGHIJ1Indirect Wages Form 1.4 - Indirect Wages12Indirect Wages Form 1.4 - Indirect WagesIndirect Wages Form 1.5 Equipment R&M ABCDE Route Vehicle Related Costs SFD Vehicles MFD Vehicles Roll-Off & On Call Services Vehicles Annual Cost 1 Parts $0 2 Oil $0 3 Tires $0 4 Outside Repairs $0 5 Taxes and Licenses $0 6 Other (Enter Here)$0 7 $0 8 $0 9 Subtotal Vehicle R&M $0 $0 $0 $0 10 Fuel $0 Container Repair & Maintenance SFD Vehicles MFD Vehicles Roll-Off & On Call Services Vehicles Annual Cost 11 Parts & Supplies $0 12 Other (Enter Here)$0 12 $0 13 $0 14 Subtotal Container O&M $0 $0 $0 $0 15 Total Container R&M $0 $0 $0 $0 Instructions: Enter route vehicle repair and maintenance costs. The cost categories in Column A are provided as examples. Each proposer is to enter descriptions consistent with their own cost classification. Only populate green colored cells. Avoid overwriting aqua colored cells. PROPOSER: OPTION: ENTER PROPOSER NAME RESIDENTIAL City of Diamond Bar 9 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 388 Form 1.6 Allocated Costs ABCDEF Vehicle Repair & Maintenance Container Management, Repair & Maintenance Management & Administrative Total 1. Other Indirect Costs 1 2 (Enter Description)$0 3 (Enter Description)$0 4 (Enter Description)$0 5 (Enter Description)$0 6 (Enter Description)$0 7 (Enter Description)$0 8 $0 9 $0 10 $0 11 Subtotal Other Indirect Cost $0 $0 $0 $0 2. Management & Administrative Costs 2 12 (Enter Description)$0 13 (Enter Description)$0 14 (Enter Description)$0 15 (Enter Description)$0 16 (Enter Description)$0 17 (Enter Description)$0 18 (Enter Description)$0 19 (Enter Description)$0 20 (Enter Description)$0 21 $0 22 $0 23 $0 24 $0 25 $0 26 $0 27 $0 28 $0 29 $0 30 $0 31 $0 32 Subtotal Management & Administrative Cost $0 $0 $0 $0 33 3. Other Depreciation (From CapEx YR-1) $0 $0 $0 $0 34 4. Other Interest (From CapEx YR-1) $0 $0 $0 $0 35 Total Costs to be Allocated $0 $0 $0 $0 ENTER PROPOSERNAMEPROPOSER: Only populate green colored cells. Avoid overwriting aqua colored cells. Instructions: Enter other indirect costs for Rows 2 to 10 and rows 12 to 31, in columns C, D E. The cost categories in Column A are provided as examples. Each proposer is to enter descriptions consistent with their own financial plan. Please note that Item 3. 'Other Depreciation' is populated from Form 1.7 'Cap-Ex', Column G, Row 62, 71, & 80; and Item 4. 'Interest Expense' is populated from Form 1.7 Cap-Ex, Column I, Row 62, 71, & 80 (all references to rows and columns in form not worksheet). Beginning with Item 5 and through Item 8, enter percentage allocation in Column B. Totals must equal 100% for each section. OPTION:RESIDENTIAL City of Diamond Bar 10 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 389 Form 1.6 Allocated Costs 5. Other Indirect Costs Allocation Vehicle Repair & Maintenance Container Management, Repair & Maintenance Management & Administrative Total 46 SFD $0 $0 $0 $0 47 MFD $0 $0 $0 $0 48 Roll-Off Box & On-Call Services $0 $0 $0 $0 49 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 6. Management & Administrative Costs 50 SFD $0 $0 $0 $0 51 MFD $0 $0 $0 $0 52 Roll-Off Box & On-Call Services $0 $0 $0 $0 53 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 7. Other Depreciation 54 SFD $0 $0 $0 $0 55 MFD $0 $0 $0 $0 56 Roll-Off Box & On-Call Services $0 $0 $0 $0 57 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 8. Other Interest 58 SFD $0 $0 $0 $0 59 MFD $0 $0 $0 $0 60 Roll-Off Box & On-Call Services $0 $0 $0 $0 61 Total Costs Allocated Out: Must = 100%>> 0.0% $0 $0 $0 $0 NOTES 1 Enter "Other Indirect Costs such as Safety &Training, Uniforms, etc. 2 Enter "Other Management and Administrative Costs" such as Rent, Utilities, Telephone, Information Technology, Office Supplies, Bad Debt, Accounting, Legal, Public Outreach, Payments to the City (Other than Franchise Fee), etc. City of Diamond Bar 11 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 390 Form 1.7 CapEx ROW ABCDEFGHI Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 1 $0 $0 $0 2 $0 $0 $0 3 $0 $0 $0 4 $0 $0 $0 5 $0 $0 $0 6 $0 $0 $0 7 $0 $0 $0 8 $0 $0 $0 9 $0 $0 $0 10 $0 $0 $0 11 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 12 $0 $0 $0 13 $0 $0 $0 14 $0 $0 $0 15 $0 $0 $0 16 $0 $0 $0 17 $0 $0 $0 18 $0 $0 $0 19 $0 $0 $0 20 $0 $0 $0 21 $0 $0 $0 22 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 23 Roll-Off Trucks $0 $0 $0 24 $0 $0 $0 25 $0 $0 $0 26 $0 $0 $0 27 $0 $0 $0 28 - $0 $0 $0 29 - $0 $0 $0 TOTAL SFD VEHICLES TOTAL & MFD VEHICLES 3 ROLL-OFF BOX & ON-CALL SERVICES VEHICLES TOTAL ROLL-OFF & ON-CALL VEHICLES TOTAL VEHICLES 2 MFD VEHICLES PROPOSER: Only populate green colored cells. Avoid overwriting aqua colored cells. VEHICLES YEAR 1 CONVENTIONAL 1 SFD VEHICLES Instructions: This worksheet is includes inputs for Vehicles, Containers and Other Capital Costs. Enter other asset description, purchase price, salvage value, expected asset life and interest rate for cost of capital. OPTION: ENTER PROPOSER NAME RESIDENTIAL City of Diamond Bar 12 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 391 Form 1.7 CapEx Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 30 $0 $0 $0 31 $0 $0 $0 32 $0 $0 $0 33 $0 $0 $0 34 $0 $0 $0 35 $0 $0 $0 36 $0 $0 $0 37 $0 $0 $0 38 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 39 $0 $0 $0 40 $0 $0 $0 41 $0 $0 $0 42 $0 $0 $0 43 $0 $0 $0 44 $0 $0 $0 45 $0 $0 $0 46 $0 $0 $0 47 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 48 $0 $0 $0 49 $0 $0 $0 50 $0 $0 $0 96 $0 $0 $0 51 $0 $0 $0 52 - $0 $0 $0 53 - $0 $0 $0 CONTAINERS 4 SFD CONTAINERS TOTAL CONTAINERS 5 MFD CONTAINERS 6 ROLL-BOX & ON-CALL SERVICES CONTAINERS TOTAL ROLL-OFF & ON-CALL CONTAINERS TOTAL MFD CONTAINERS TOTAL SFD CONTAINERS City of Diamond Bar 13 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 392 Form 1.7 CapEx Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 63 Shop Truck $0 $0 $0 64 $0 $0 $0 65 $0 $0 $0 66 $0 $0 $0 67 $0 $0 $0 68 $0 $0 $0 69 $0 $0 $0 70 $0 $0 $0 71 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 72 Flatbed $0 $0 $0 73 $0 $0 $0 74 $0 $0 $0 75 $0 $0 $0 76 $0 $0 $0 77 $0 $0 $0 78 $0 $0 $0 79 $0 $0 $0 80 - $0 $0 $0 Description Price QTY Total Salvage Life Depreciation Interest Rate 1st Year Interest 54 Pickups $0 $0 $0 55 Vehicles $0 $0 $0 56 $0 $0 $0 57 $0 $0 $0 58 $0 $0 $0 59 $0 $0 $0 60 $0 $0 $0 61 $0 $0 $0 62 - $0 $0 $0 81 - $0 $0 $0 82 - $0 $0 $0 8 OTHER: CONTAINER MANAGEMENT, REPAIR & MAINTENANCE TOTAL OTHER MANAGEMENT ADMIN., VEHICLE R&M, CONTAINER R&M GRAND TOTAL TOTAL OTHER MANAGEMENT ADMIN TOTAL OTHER VEHICLE R&M TOTAL OTHER CONTAINER R&M OTHER CAPITAL COSTS 9 OTHER: MANAGEMENT & ADMINISTRATIVE 7 OTHER: VEHICLE REPAIR & MAINTENANCE City of Diamond Bar 14 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 393 Form 1.8 Disposal and Processing Costs PROPOSER: OPTION: Row Facility Tons $/Ton Total Cost 1 $0 2 $0 3 $0 4 Solid Waste Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 5 $0 6 $0 7 $0 8 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 9 $0 10 $0 11 $0 12 Organics Processing Total 0.0 -$ $0 13 SFD TOTAL 0.0 -$ $0 RESIDENTIAL ENTER PROPOSER NAME Instructions: For each waste stream e.g. landfill disposal, solid waste processing, recyclables processing, Organics, etc., enter the projected tonnage, tipping fee per ton. If transportation from facility to facility is required, enter tons and costs per ton to transport. Waste streams are examples only, enter consistent with your proposed plans. RESIDENTIAL (SINGLE-FAMILY DWELLINGS) Only populate green colored cells. Avoid overwriting aqua colored cells. Solid Waste (Trash) Recycling Processing Organics Processing City of Diamond Bar 15 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 394 Form 1.8 Disposal and Processing Costs Facility Tons $/Ton Total Cost 14 $0 15 $0 16 $0 17 Solid Waste Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 18 $0 19 $0 20 $0 21 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 22 $0 23 $0 24 $0 25 Organics Processing Total 0.0 -$ $0 26 MFD TOTAL 0.0 -$ $0 Solid Waste (Trash) Recycling Processing Organics Processing MFD City of Diamond Bar 16 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 395 Form 1.8 Disposal and Processing Costs Facility Tons $/Ton Total Cost 27 $0 28 $0 29 $0 30 MSW Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 31 $0 32 $0 33 $0 34 Recycling Processing Total 0.0 -$ $0 Facility Tons $/Ton Total Cost 35 $0 36 $0 37 $0 38 Organics Processing Total 0.0 -$ $0 39 ROLL-OFF BOX & ON-CALL TOTAL 0.0 -$ $0 Refuse Recycling Processing Organics Processing ROLL-OFF BOX & ON-CALL City of Diamond Bar 17 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 396 RFP ATTACHMENT 7RATE PROPOSAL FORMSInstructions: Input ENTER PROPOSER NAME RESIDENTIAL ACD Row Service Category Proposed Rate Revenue Estimated Rate Revenue 1 Residential Service Rate Revenue1 $5,993,688 2 MFD Service Rate Revenue1 $0 3 Drop-Off & Other On-Call Rate Revenue1 $0 4 Estimated First-Year Rate Revenue1 $5,993,688 City Fees 5 Franchise Fee 2 4.79% $287,000.00 6 CalRecycle Compliance Fee $375,000 7 Residential Vehicle Impact Fee $175,000 8 Residential Street Sweeping Fee $175,000 9 Total First-Year City Fees $1,012,000 10 Estimated First-Year Rate Revenue Less City Fees $4,981,688 11 Estimated Contractor Compensation (From Form 1.1) 0 12 Difference Between Rate Revenue and Estimated Contractor Compensation 3 $ 4,981,688 NOTES 1 Includes City Fees 2 3 FORM 2.0: RATE REVENUE SUMMARY Franchise fees represent the City's value of franchise. Proposer may agree or offer a different amount. Instructions: Confirm the reasonableness of total estimated first-year rate revenue (row 4, column D) based upon proposed rates and estimated service counts; and, drop box, temporary bins, and bulky items entered in forms 2.1 - 2.4. The Estimated First-Year Rate Revenue in row 10 and Esimated Contractor Compensation in row 11 should equal - explain any variation. The rate revenue generated by the service levels assumptions and rates proposed in Forms 2.1 through 2.4 should equal the estimated contractor compensation in form 1.1. Proposer shall explain any material difference between proposed first-year rate revenues and its estimated first-year Contractor Compensation. Proposer: Option: City of Diamond Bar 19 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 398 Proposer: Option: ABCDEF Row Service Description Monthly Rate Service Count Per Unit, Event, Etc. Monthly Revenue Annual Revenue 1 Single-Family Dwelling - 35 gallon trash cart $26.04 2,345.0 Unit / Month $61,064 $732,768 2 Single-Family Dwelling - 64 gallon trash cart $32.09 9,254.0 Unit / Month $296,961 $3,563,532 3 Single-Family Dwelling - 96 gallon trash cart $38.50 3,674.0 Unit / Month $141,449 $1,697,388 4 Single-Family Dwelling - 35 gallon trash cart - senior discounted $22.41 Unit / Month $0 $0 5 Single-Family Dwelling - 64 gallon trash cart - senior discounted $27.67 Unit / Month $0 $0 6 Single-Family Dwelling - 96 gallon trash cart - senior discounted $33.00 Unit / Month $0 $0 7 Total Units 15,273.0 8 $499,474 $5,993,688 Service Description Monthly Rate 9 Additional charge for 35 gallon trash cart beyond (1) one. Not to exceed 20% of trash cart Row 1 Column B. 1 $5.21 10 Additional charge for 64 gallon trash cart beyond (1) one. Not to exceed 20% of trash cart Row 2 Column B. 1 $6.42 11 Additional charge for 96 gallon trash cart beyond (1) one. Not to exceed 20% of trash cart Row 3 Column B. 1 $7.70 12 Additional charge for recyclables cart beyond (2) two. Not to exceed 7% of 64 gallon trash cart Row 2 Column B. 2 $2.25 13 Additional charge for organics cart beyond (2) two. Not to exceed 20% of 64 gallon trash cart Row 2 Column B. 3 $6.42 14 Additional charge for backyard service. 4 15 Additional charge for refuse cart overage beyond two (2) annual pickup events and one (1) year-end pickup. Not to exceed 20% of trash cart Row 2 Column B. 5 $6.42 16 Cart Overage Charge for overflowing container upon second and subsequent occurrence in 3-month period. Not to exceed 20% of trash cart Row 2 Column B.$6.42 17 Bulky Item Pickup - Beyond four (4) pickup collection events per calendar year. 6 18 Contamination Fee upon third and subsequent occurrence in 12-month period. 20 Damaged Cart Replacement 7 21 Cart Exchange after free after free-exchange period. 25 Late Payment charge for unpaid balance per month after 75 days past due date.1.50% 26 Service Reinstatement charge after suspension for non-payment $75.00 Unit / Month Per Event Per Event of Monthly Balance Per Cart / Event Total Proposed Rate Revenue==> Per Event Per Event Per Event Per Cart / Event Single-Family Dwelling Other Services and Charges Per Unit, Event, Etc. Unit / Month Unit / Month Unit / Month Unit / Month Unit / Month FORM 2.1: SFD Year-One Proposed Rates Only populate green colored cells. Avoid overwriting aqua colored cells. Single-Family Dwelling Standard Service: Instructions: For Rows 1 through 5, enter proposed rates in Column B. For Rows 7 through 24, enter proposed rates for other services and charges. Standard Service includes three (3) carts; One each for refuse, recycling, and organics. The Monthly Rate is based on the refuse cart size chosen by the customer. Customers may choose 35, 64, or 96-gallons carts for recycling and/or organics. Default sizes for all three waste streams are 64 gallon. NTER PROPOSER NAM RESIDENTIAL City of Diamond Bar 20 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 399 Row Service Description Monthly Rate Service Count Per Unit, Event, Etc. Monthly Revenue Annual Revenue NOTES 1 2 3 4 5 6 7 Contractor shall roll out and return carts for any Customer who is legally or medically recognized as disabled at no additional charge. Contractor may charge for additional pickups beyond two annual pickups per calendar year and an end-of-year pickup for trash. Contractor may charge for additional bulky item pickups beyond four annual pickups per calendar year. Customers may put out up to 3 cubic yards of material at each pickup event. Contractor may charge for replacement of carts if due to provable negligence . Basic service includes one (1) cart for trash. Customers may order additional carts at an additional charge. Basic service includes up to two (2) carts for recyclables. Customers may order additional recyclables carts at an additional charge. This rate will apply to any size cart. Basic service includes up to two (2) carts for organics. Customers may order additional organics carts at an additional charge. City of Diamond Bar 21 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 400 Proposer: Option: ABCDEFGH 123456 1 70 Gal Cart $41.31 2 98 Gal Cart 3 1.5 cubic yard - 1st bin $109.74 $180.35 4 1.5 cubic yard - each addl $98.77 $162.31 5 2 cubic yard - 1st bin $125.68 $217.90 $297.89 $385.50 $477.75 $557.74 $47.98 6 2 cubic yard - each addl $113.10 $196.10 $268.11 $346.96 $429.98 $501.96 7 3 cubic yard - 1st bin $155.60 $257.97 $362.11 $470.26 $576.41 $703.49 $55.56 8 3 cubic yard - each addl $140.03 $232.14 $326.00 $423.23 $518.78 $633.15 9 4 cubic yard - 1st bin $197.00 $317.05 $439.84 $626.43 $749.22 $910.07 $63.17 10 4 cubic yard - each addl $177.28 $285.34 $395.83 $563.78 $674.31 $819.08 11 6 cubic yard - 1st bin $235.15 $388.45 $543.72 $790.24 $943.57 $1,139.84 $73.37 12 6 cubic yard - each addl $211.63 $349.61 $489.34 $711.23 $849.21 $1,028.87 13 123456 14 2 cubic yard compactor 15 3 cubic yard compactor 16 4 cubic yard compactor 17 6 cubic yard compactor 18 123456 19 70 Gal Cart $20.54 $0.00 $0.00 20 98 Gal Cart $20.54 $0.00 $0.00 21 1.5 cubic yard - 1st bin $54.87 $90.18 $0.00 $0.00 $0.00 $0.00 $0.00 22 1.5 cubic yard - each addl $49.39 $81.16 $0.00 $0.00 $0.00 $0.00 $0.00 23 2 cubic yard - 1st bin $62.84 $108.95 $148.95 $192.75 $238.88 $278.87 $23.99 24 2 cubic yard - each addl $56.55 $98.05 $134.06 $173.48 $214.99 $250.98 $0.00 25 3 cubic yard - 1st bin $77.80 $128.99 $181.06 $235.13 $288.21 $351.75 $27.78 26 3 cubic yard - each addl $70.02 $116.07 $163.00 $211.62 $259.39 $316.58 $0.00 27 Row Container Type/Size Frequency of Collections per Week Additional Pick Up Proposed Monthly Rates for Trash Compactors Row Container Type/Size Frequency of Collections per Week Additional Pick Up Additional Pick Up Proposed Monthly Rates for Recycling Containers Proposed Monthly Rates for Trash Containers Row Container Type/Size Frequency of Collections per Week Only populate green colored cells. Avoid overwriting aqua colored cells. Instructions: In columns B - H, enter proposed rates in green colored cells rows 1 - 13 for trash; rows 14 - 17 for trash compactors; rows 19 - 26 for recycling, rows 28 - 31 for organics, and rows 33 - 40 for other charges. Form 2.2: Commercial/MFD Year-One Proposed Rates ENTER PROPOSER NAME RESIDENTIAL City of Diamond Bar 22 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 401 Proposer: Option: IJKLMNOP 123456 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 1.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 123456 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 123456 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Total Subscription Levels for Trash Compactors Frequency of Collections per Week Additional Pick Up Total Frequency of Collections per Week Additional Pick Up Total RESIDENTIAL Subscription Levels for Recycling Containers Frequency of Collections per Week Additional Pick Up Subscription Levels for Trash Containers Commercial/MFD Year-One Proposed Rates This subscription level were provided by the existing franchise hauler. Each Proposer must review and proposed projected subscription levels based on their own program/technology expectations. ENTER PROPOSER NAME City of Diamond Bar 23 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 402 Proposer: Option: QRSTUVW X 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Solid Waste Bins==>$0.00 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Solid Waste Compactors==>$0.00 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Recycling Material==>$0.00 Frequency of Collections per Week Additional Pick Up Total Commercial/MFD Year-One Proposed Rates ENTER PROPOSER NAME RESIDENTIAL THIS WORKSHEET WILL SELF-POPULATE - NO INPUT NECESSARY!!!! Total Proposed 1st Year Monthly Rate Revenue for Trash Compactors Proposed 1st Year Monthly Rate Revenue for Recycling Containers Frequency of Collections per Week Additional Pick Up Total Additional Pick Up Frequency of Collections per Week Proposed 1st Year Monthly Rate Revenue for Trash Containers City of Diamond Bar 24 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 403 ABCDEFGH Only populate green colored cells. Avoid overwriting aqua colored cells. 123456 28 70 Gal Cart $46.81 $93.61 $140.42 $187.22 $234.03 $280.84 $0.00 29 98 Gal Cart $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 30 2 cubic yard - 1st bin $109.74 $180.35 $0.00 $0.00 $0.00 $0.00 $0.00 31 2 cubic yard - each addl $98.77 $162.31 $0.00 $0.00 $0.00 $0.00 $0.00 32 123456 33 Scout Service $78.66 $187.41 $281.41 $374.83 $468.53 $562.23 34 Container Lock Charge $13.66 35 Enclosure Lock Charge 36 Pull-out Exceeding 25 feet 37 Sunday Service - Each Service 38 Valet Service for Carts $6.00 39 40 NOTES 1 2 3 Proposed Monthly Rates for Other Services Row Service Type Frequency of Collections per Week Additional Pick Up Row Container Type/Size Frequency of Collections per Week Additional Pick Up Proposed Monthly Rates for Organics Containers City of Diamond Bar 25 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 404 IJKLMNOP 123456 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 123456 Subscription Levels for Other Services Frequency of Collections per Week Additional Pick Up Total Subscription Levels for Organics Containers Frequency of Collections per Week Additional Pick Up Total City of Diamond Bar 26 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 405 QRSTUVW X THIS WORKSHEET WILL SELF-POPULATE - NO INPUT NECESSARY!!!! 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Organic Material==>$0.00 123456 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Subtotal Monthly Rate Revenue for Other Services==>$0.00 0.00 0.00 Proposed 1st Year Monthly Rate Revenue for Other Services Frequency of Collections per Week Additional Pick Up Total Total Proposed Monthly Rate Revenue==> Total Proposed Annual Rate Revenue==> Frequency of Collections per Week Additional Pick Up Total Proposed 1st Year Monthly Rate Revenue for Organics Containers City of Diamond Bar 27 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 406 Proposer: Option: ABCDEF Row Container Size/Type Customer Rate Service Count Estimated Rate Revenue Roll-Off Box Hauling Service 1 Roll off boxes and compactors (all sizes). Includes delivery and removal.per haul # of pulls $0 3 Subtotal Roll-Off Service 0.0 # of pulls $0 Roll-Off Disposal/Processing & Other Fees 5 Solid waste processing (MRF) 1 per ton # of tons $0 9 C&D processing 2 per ton # of tons $0 10 Redelivery/Return trip/Dry run per event # of events $0 11 Daily rental after 7 days with no dump per day # of days $0 12 Relocation fee per event # of events $0 13 per event # of events $0 14 Subtotal Roll-Off Disposal/Processing 0.0 $0 15 Total Roll-Off Revenue $0 Temporary Bin 16 3YD Bin - deliver, pickup and one dump per event # of events $0 17 3YD Bin additional dump per event # of events $0 18 6YD Bin - deliver, pickup and one dump per event # of events $0 19 6YD Bin additional dump per event # of events $0 20 Daily rental after 7 days Per Day # of Days $0 MFD Bulky Item Collection 21 Bulky Item Pickup - beyond four (4) pickup collection events per year.Per event # of events $0 24 Total Annual Rate Revenue $0 NOTES 1 State percentage recovery minimum in proposal. 2 75% minimum diversion. Form 2.3: Roll-Off & On-Call Service Year-One Proposed Rates ENTER PROPOSER NAME Instructions: Enter proposed rates for roll-box and compactor service, disposal and processing, temporary bins service and bulky item collection in column B and assumed service subscriptions in column D. Only populate green colored cells. Avoid overwriting aqua colored cells. RESIDENTIAL City of Diamond Bar 28 Prepared by Sloan Vazquez McAfee 1/4/2024 7.2.a Packet Pg. 407 Proposer:Option:ABCRow DescriptionFee1 Bin cleaning City of Diamond Bar, California Attachment 8. Proposal Outline RFP for Solid Waste Services May3, 2023 Page1 PROPOSAL OUTLINE Proposers must follow the outline below when completing their proposals. Under each section, proposer must include all information as outlined below, including all subheadings and subsections as identified in RFP Section 5 – Submittal Requirements. General Requirements i. Title Page ii. Cover Letter iii. Table of Contents 2. Proposer Overview 1. Business Structure 2. Proposer’s Experience 3. Key Personnel Qualifications 4. Proposer’s Past and Pending Litigation 5. Financial Information 6. Insurance 3. Proposal for Solid Waste Services 1. Collection Services Approach 2. Customer Service Center 3. Implementation Plan 4. AB 341, AB 1826, and SB 1383 Implementation Plan 5. Food and Rescue Donation Program 6. Organics Waste Recycling Program 7. Recyclable Materials 8. Procurement of Received Organic Waste Products 9. Proposed Operation Facilities 10. Proposed Disposal, Transfer, and Processing Facilities 4. Displaced Employee Retention 5. Exceptions to the Agreement 6. Rate Proposals 1. Residential Sector Rate Proposal 2. Commercial Sector Rate Proposal 3. City-Wide Rate Proposal 4. Alternative Rate Proposal(s) 7. Proposer Code of Conduct 7.2.a Packet Pg. 409 Subject: City of Diamond Bar RFP Addendum #1 - June 12, 2023 From: Enrique Vazquez <enrique@sloanvazquez.com> Date: 6/12/2023, 3:16 PM To: "Quiroa, Lily" <LQuiroa@wm.com>, David Perez <DavidPerez@zerepmanagement.com>, Jesse Quintana JesseQuintana@zerepmanagement.com> CC: 'Alfa Lopez' <ALopez@DiamondBarCA.Gov> Lily Quiroa - WM, David Perez - VVS, Aached is addendum #1 to the RFP. It includes the following; 1. Dra Franchise Agreement: Aachment 1 2. The Rate Adjustment Procedure is now included in the Dra Agreement. 3. Updated RFP: Changes in the RFP mostly reflect updated references to secons of the franchise agreement. A version of enre RFP with the updates shown in track changes is also included. 4. An updated RFP schedule. The deadline to submit quesons is now July 10, 2023 by 5:00 p.m. If you've already submied quesons you are welcome to submit addional quesons. All quesons already submied will be responded to in wring. Please acknowledge receipt of this addendum. Thank you all for your parcipaon. Regards, Enrique Vazquez Sloan Vazquez McAfee 626-347-3226 www.sloanvazquez.com Aachments: DB RFP Addendum #1.pdf 253 KB DB RFP Addendum #1-Enre RFP.pdf 492 KB Diamond Bar Dra Agreement.docx 350 KB Exhibit 2A Rate Adjustment Procedure -SFD Carts.pdf 167 KB Exhibit 2B Rate Adjustment Procedure -Bins.pdf 167 KB Exhibit 2C Rate Adjustment Procedure -Roll-Off Boxes.pdf 144 KB Exhibit 2D Rate Adjustment Procedure -Other.pdf 123 KB Exhibit 2E Example Index Calculaon.pdf 154 KB Exhibit 6 Corporate Guaranty.pdf 147 KB 7.2.a Packet Pg. 410 Exhibit 7 - Contractor's Faithful Performance Bond.pdf 95.8 KB Rate Adjustment Procedure.xlsx 34.3 KB 7.2.a Packet Pg. 411 City of Diamond Bar, California Addendum #1 RFP for Solid Waste Services June 12, 2023 Page 1 REQUEST FOR PROPOSALS FOR SOLID WASTE SERVICES ADDENDUM #1 Issued by Prepared by: 3002 Dow Avenue, Suite 116, Tustin, CA 92780 Office: 866.241.4533 info@sloanvazquez.com · www.sloanvazquez.com Contact: Enrique Vazquez enrique@sloanvazquez.com 626-347-3226 June 12, 2023 7.2.a Packet Pg. 412 City of Diamond Bar, California Addendum #1 RFP for Solid Waste Services June 12, 2023 Page 2 THIS ADDENDUM #1 ISSUED JUNE 12, 2023 REFLECTS THE FOLLOWING UPDATES: 1) Updated RFP: The references in the RFP have been updated to reflect the final structure of the Draft Franchise Agreement. To facilitate locating the specific updates made to the RFP, the original RFP version with tracked changes is included with this Addendum #1. 2) Updated Schedule: The RFP schedule has been updated to allow adequate time to respond to the RFP. 3) Attachment #1: The Draft Franchise Agreement is included as Attachment 1. 4) Attachment #7: The Rate Adjustment Methodology has been included in the Draft Franchise Agreement Article 10 and Exhibit 2. SUMMARY OF UPDATES Table 1 has been updated to reflect the updated schedule as follows: Table 1 – Updated RFP Schedule Note: The City reserves the right to modify this schedule as needed. Milestones Date City issues RFP May 3, 2023 Mandatory pre-proposal meeting at 10:00 a.m. May 10, 2023 Distribution of Addendum #1 June 12, 2023 Deadline to submit written questions by 5 p.m. July 10, 2023 Distribution of Addenda July 20, 2023 Proposals Due no later than 4 p.m. August 30, 2023 Option to Release RFP to Public October 19, 2023 Evaluation Results Reported to City Council December 20, 2023 Final Selection and Approval January 16, 2023 Contractor commences providing services September 1, 2025 7.2.a Packet Pg. 413 City of Diamond Bar, California Addendum #1 RFP for Solid Waste Services June 12, 2023 Page 3 The attachments under Section 2: Background Information now includes the following; x Attachment 1 is the Draft Agreement. x Attachment 7 This attached has been rescinded. The Rate Adjustment Methodology is now included in the Draft Franchise Agreement. The following reflect other updates in the RFP including updated references to the draft agreement to reflect the final structure of the Draft Franchise Agreement and a change in the RNG use in Vehicles. SECTION 3: C&D DEBRIS SERVICES. All loads of mixed C&D debris shall be delivered to a processing facility to meet all requirements described in draft Agreement Section 3.75.2.4. Contractor shall divert from landfilling a minimum of 75% or the State-mandated Construction and Demolition diversion percentage, whichever is greater, of all Construction and Demolition Debris Collected. SECTION 3: CITY COLLECTION SERVICES: City Facilities Collection: Collect and dispose of all refuse, recyclables, and organics generated and accumulated at premises owned and/or operated by the City at no additional charge (including e-waste, and construction and demolition debris) and in compliance with AB 341, AB 1826, and SB 1383. Such premises include, but are not limited to, offices, parks, and street maintenance operations. See Attachment 4 for the current list of facilities and service levels. These facilities and service levels may vary over the term of the new agreement, with no increase in compensation for additional collection services. (Refer to draft Agreement Section 3.73.8.) SECTION 3: KEY CONTRACT TERMS Environmental Coordinator: To achieve a high level of recycling public education and awareness, the Contractor shall designate an Environmental Coordinator to the City to complete outreach to SFD, MFD and Commercial customers, and develop and implement all public education and outreach activities required under the Agreement. The Recycling Coordinator shall conduct outreach, promote waste reduction, recycling, diversion programs, and provide technical assistance to Multi-family and Commercial Customers. The Environmental Coordinator shall not be the primary Contractor liaison described in draft Agreement Section 7.16B4.4.9. SECTION 3: INSURANCE The selected Contractor is required to maintain minimum insurance levels. See draft Agreement Section 11.8 Article 9 for the minimum limits of insurance for general liability, automobile liability, and workers compensation. 7.2.a Packet Pg. 414 City of Diamond Bar, California Addendum #1 RFP for Solid Waste Services June 12, 2023 Page 4 SECTION 3: COLLECTION VEHICLE REQUIREMENTS Contractor’s collection vehicles shall be not older than two-years and in like-new condition upon initiation of services under the Agreement, no more than 10 years of age during the initial term of the Agreement and no older than 15-years in age during any future extensions of the Agreement, and comply with Department of Transportation, South Coast Air Quality Management District and the California Air Resource Board requirements. Contractor’s collection vehicles must use only renewable natural gasgas alternative fuel. See draft Agreement Section 4.2.2.D3.10.4. Proposers must address their ability to assist the City comply with SB 1383 RNG procurement obligations with the use of RNG powered collection vehicles. SECTION 3: FEES Franchise Fee: Contractor shall pay a Franchise Fee that is commensurate with the value to be received by Contractor in receiving the exclusive right to provide the service set forth herein. The City concludes that a reasonable and appropriate amount for the benefits provided should be a minimum of Four- Hundred Ten-Thousand Dollars, ($410,000), in the first year. This payment to the City shall be referred to as a Franchise Fee and its percentage will be calculated according to estimated gross receipts from customers as shown in Form 2.0 Rate Revenue from Attachment 6 Rate Proposal Forms. (See draft Agreement Section 97.1). Should the City issue separate franchises for Residential and Commercial services, the commercial franchise fee shall be a minimum of One-Hundred Twenty-Three Hundred Dollars ($123,000) and the residential franchise fee shall be a minimum of Two-Hundred Eighty-Seven Thousand Dollars ($287,000). CALRECYCLE Compliance Fee: Contractor shall pay to the City a CalRecycle Compliance Fee of Seven- Hundred Fifty Thousand Dollars ($750,000) adjusted annually as described in draft Agreement Section 97.2 and 9.77.6. The CalRecycle Compliance Fee amount represents a reasonable allocation of the City’s budgeted costs to comply with State mandates resulting from the enactment of AB 939 and subsequent related legislation including, but not limited to: AB 2176 (Chapter 879, Statutes of 2004), SB 1016 Chapter 343, Statutes of 2008), AB 341 (Chapter 476, Statutes of 2011), AB 1826 (Chapter 727, Statutes of 2014), and SB 1383 (Chapter 395, Statutes of 2016) which require jurisdictions to implement solids waste Collection programs, meet Processing facility requirements, conduct contamination monitoring, provide education, maintain records, submit reports, monitor compliance, conduct enforcement, and fulfill other requirements. Should the City issue separate franchises for Residential and Commercial services, each franchisee shall pay a minimum CalRecycle fee of Three-Hundred Seventy-Five Thousand Dollars ($375,000). Residential Vehicle Impact Fee: Contractor shall pay to the City an annual Vehicle Impact Fee of One- Hundred Seventy-Five Thousand Dollars ($175,000) adjusted annually as described in draft Agreement Section 9.47.3 and 9.77.6. The Residential Vehicle Impact Fee is to reimburse the City for costs to provide road maintenance to City’s streets due to “wear and tear” caused by the use of Contractor’s Solid Waste Collection vehicles on City Streets. Should the City issue separate franchises for Residential and Commercial services, only the residential franchisee shall pay the Residential Vehicle Impact Fee. 7.2.a Packet Pg. 415 City of Diamond Bar, California Addendum #1 RFP for Solid Waste Services June 12, 2023 Page 5 Residential Street Sweeping Fee: Contractor shall pay to the City an annual Street Sweeping Fee of One- Hundred Seventy-Five Thousand Dollars ($175,000) adjusted annually as described in draft Agreement Section 9.57.4 and 9.77.6. The Residential Street Sweeping Fee is to reimburse the City for the cost of sweeping residential streets. Should the City issue separate franchises for Residential and Commercial services, only the residential franchisee shall pay the Residential Street Sweeping Fee. SECTION 3: CUSTOMER RATE ARRANGEMENTS The rate schedules establish the maximum rates that may be charged. Initial rates will be set based on the rates proposed in Attachment 6. The rates will thereafter be adjusted using a rate adjustment procedure described in Article 108 of the draft Agreement. The first rate adjustment is effective July 1, 2026. SECTION 5: 2.4 PROPOSER’S PAST AND PENDING LITIGATION List all civil or misdemeanor or felony criminal court or administrative filings by and/or against California government agencies that are currently pending and/or that have been filed, settled or otherwise received a disposition within the last ten years that relate to the provision of solid waste service listing the names of the parties, the case number, and a brief description of the case and disposition, if any. This paragraph is applicable to the following persons and entities: x The key personnel x The owners and officers of the company x The entity submitting the proposal; and/or, x Any parent or affiliated company for actions filed in the State of California (For affiliates, proposer may limit disclosures of non-criminal matters to those in the Los Angeles County. x Any strategic partners or subcontractors identified in RFP. x Include the resolution and current status of each civil legal action. Note: The term "affiliate" as used in this RFP is defined in Article Section 1.1 of the Agreement. SECTION 5: 2.6 INSURANCE Proposer must submit evidence that the proposer either has, or is able to obtain, the insurance coverage required in the draft Agreement Section 11.89. SECTION 5: 3.1 COLLECTION SERVICES APPROACH x Container requirements are described in draft Agreement Section 7.104.3. Proposer shall supply complete technical data and manufacturing specifications on the specific cart, bins and Drop Boxes being used. 7.2.a Packet Pg. 416 REQUEST FOR PROPOSALS FOR SOLID WASTE SERVICES Updated to Reflect Addendum #1 July 12, 2023 Issued by Prepared by: 3002 Dow Avenue, Suite 116, Tustin, CA 92780 Office: 866.241.4533 info@sloanvazquez.com · www.sloanvazquez.com Contact: Enrique Vazquez enrique@sloanvazquez.com 626-347-3226 Original Issue Date: May 3, 2023 7.2.a Packet Pg. 417 City of Diamond Bar, California Table of Contents RFP for Solid Waste Services May 3Updated July 12, 2023 Page ii tABLE OF cONTENTS SECTION 1 - INTRODUCTION ............................................................................................................... 1 Overview of Request for Proposal ................................................................................................... 1 Proposal Clarifications and Updates ................................................................................................ 1 City Goals and Objectives ............................................................................................................... 2 Organization of RFP ........................................................................................................................ 2 RFP Schedule .................................................................................................................................. 3 SECTION 2 - BACKGROUND ................................................................................................................. 4 Background Information ................................................................................................................. 4 Service Data ................................................................................................................................... 4 Term of New Agreement or Agreements ......................................................................................... 4 SECTION 3 - SCOPE OF REQUIRED SERVICES ........................................................................................ 5 Single-Family Dwelling (SFD) Solid Waste Services ........................................................................... 5 Commercial Solid Waste Services (Including Multifamily Premises of 5 or more units) ..................... 7 C&D Debris Collection Services ....................................................................................................... 8 City Solid Waste services ................................................................................................................ 9 Key Contract Terms ...................................................................................................................... 10 SECTION 4 - RFP POLICIES, CONDITIONS, AND PROCESS .................................................................... 15 Rights Reserved by the City .......................................................................................................... 15 General RFP Requirements ........................................................................................................... 15 Code of Conduct ........................................................................................................................... 16 Proposal Submittal Requirements ................................................................................................. 16 Limits on Disclosure of Proposals .................................................................................................. 19 SECTION 5 - SUBMITTAL REQUIREMENTS .......................................................................................... 21 Proposal Outline .......................................................................................................................... 21 1. General Requirements ...................................................................................................... 21 2. Proposer OVerview .......................................................................................................... 21 3. Proposal for Solid Waste Services ..................................................................................... 24 4. Displaced Employee Retention ......................................................................................... 28 5. Exceptions to the Agreement ............................................................................................ 28 7.2.a Packet Pg. 418 City of Diamond Bar, California Table of Contents RFP for Solid Waste Services May 3Updated July 12, 2023 Pageiii 6. Rate Proposals ................................................................................................................. 28 7. Proposer Code of Conduct and Non-Collusion Affidavit ..................................................... 29 SECTION 6 - PROPOSAL EVALUATION PROCESS ................................................................................. 30 Proposal Evaluation Criteria.......................................................................................................... 31 AWARD ........................................................................................................................................ 33 LIST OF ATTACHMENTS .................................................................................................................... 34 ATTAHCMENT 1: DRAFT AGREEMENT ATTACHMENT 2: PROPOSER CODE OF CONDUCT AND NON-COLLUSION AFFIDAVID ATTACHMENT 3: SERVICE DATA ATTACHMENT 4: CURRENT RATES ATTACHMENT 5: CITY FACILITIES ATTACHMENT 6: RATE PROPOSAL FORMS ATTACHMENT 7: RATE ADJUSTMENT METHODOLOGY ATTACHMENT 8: PROPOSAL OUTLINE LIST OF TABLES Table 1 – RFP Schedule ................................................................................................................................. 3 7.2.a Packet Pg. 419 City of Diamond Bar, California Section 1. Introduction RFP for Solid Waste Services May 3Updated July 12, 2023 Page1 SECTION 1 - INTRODUCTION OVERVIEW OF REQUEST FOR PROPOSAL The City of Diamond Bar (City) is soliciting proposals from Waste Management and Valley Vista Services to provide solid wastes services to include the collection, transportation, recycling, processing, and disposal of solid waste. Currently, solid waste services are provided under a Residential Cart Customer Franchise Agreement with Waste Management (WM) and a Commercial Bin and Roll-Off Box Franchise Agreement with Valley Vista Services (VVS). WM provides collection services to residential premises that receive residential collection using carts and for temporary roll-off box and temporary bin collection service for cleanup or construction work performed at residential customers to whom WM provides collection service using carts. Temporary collection service for the construction of new residences, and all work on commercial premises, and residential premises that receive collection service using bins, are excluded from WM’s franchise agreement. VVS provides collection services to commercial premises and all residential premises that receive collection using bins and including temporary bin and temporary roll-off box collection service with the exclusion of residential premises that receive collection service using carts. By issuing this Request for Proposals (RFP) for solid waste services, the City is competitively procuring franchised solid waste services. VVS and WM are exclusively invited to present a proposal to provide solid waste service to their respective service area under the existing franchise agreements as well as a proposal to provide City-wide solid waste services including residential, commercial, and permanent roll- off and on-call services. Should the City determine that proposals received from VVS and WM are inadequate to meet the City desired goals, the City reserves the right to invite additional proposers prior to making a final decision in the selection of a contractor or contractors. A key point of reference is the Draft Solid Waste Services Franchise Agreement (Agreement) included as Attachment 1. The Agreement provides definitions, contract terms, and conditions, including a complete description of the services to be provided. If there are differences between this RFP and the Agreement, the terms and conditions in the Agreement shall prevail. PROPOSAL CLARIFICATIONS AND UPDATES Proposers wishing to receive answers to questions and other RFP addenda must register by providing contact name, company name, address, e-mail address, and phone number via email to DiamondBarRFP@sloanvazquez.com. All Questions regarding this RFP shall be submitted to the City’s 7.2.a Packet Pg. 420 City of Diamond Bar, California Section 1. Introduction RFP for Solid Waste Services May 3Updated July 12, 2023 Page2 Consultant to DiamondBarRFP@sloanvazquez.com (see RFP Section 5 – Proposal Submittal Requirements.) Only written responses will govern. Written questions may not be accepted after the date shown in the schedule in Table 1. However, simple questions regarding how to complete submittal forms or otherwise complete the proposal requirements, may be submitted via email until the proposal due date. CITY GOALS AND OBJECTIVES The City’s goals and objectives for the RFP process and future collection services are as follows: INTEGRITY, COMPETITION IN SELECTION PROCESS, AND CONTRACT TERMS CONSISTENT WITH CALRECYCLE COMPLIANCE REQUIREMENTS x Conduct the RFP process with integrity and transparency. x Stimulate competition among proposing companies. x Set high performance standards. x Ensure value for ratepayers. x Enter into a contract with fair terms and conditions. QUALITY, HIGH-VALUE PROGRAMS x Consistent, reliable, and quality service. x Efficient service delivery that provides a strong value to the ratepayers. x Responsive customer service system. x Well-planned and professionally executed transition to any new programs and services. x Quality outreach and education. x Effective diversion programs to ensure compliance with regulations. ORGANIZATION OF RFP This RFP is organized into six sections as follows: x Section 1 provides a brief introduction to the RFP. x Section 2 provides background information. x Section 3 presents the scope of required services. x Section 4 provides the RFP policies, conditions, and process. x Section 5 describes the RFP submittal requirements. x Section 6 outlines the proposal evaluation process. 7.2.a Packet Pg. 421 City of Diamond Bar, California Section 1. Introduction RFP for Solid Waste Services May 3Updated July 12, 2023 Page3 RFP SCHEDULE The key activities and completion dates for the RFP process are provided in Table 1. Table 1 – RFP Schedule Note: The City reserves the right to modify this schedule as needed. Milestones Date City issues RFP May 3, 2023 Mandatory pre-proposal meeting at 10:00 a.m. May 10, 2023 Distribution of Addendum #1 June 12, 2023 Deadline to submit written questions by 5 p.m. May 24July 10, 2023 Distribution of Addenda May 31July 20, 2023 Proposals Due no later than 4 p.m. June 19August 30, 2023 Option to Release RFP to Public August 6October 19, 2023 Evaluation Results Reported to City Council October 9December 20, 2023 Final Selection and Approval November 14January 16, 2023 Contractor commences providing services September 1, 2025 7.2.a Packet Pg. 422 City of Diamond Bar, California Section 2. Background RFP for Solid Waste Services May 3Updated July 12, 2023 Page4 SECTION 2 - BACKGROUND BACKGROUND INFORMATION The information presented in this section and the related Attachments listed below are for informational purposes only. Each proposer should take whatever steps it believes are necessary to determine the actual service requirements of the City and understand service conditions when preparing a proposal. The following is a list of Attachments providing reference information for proposers (Attachments 2 and 6 are for completion and submittal with the proposal): x Attachment 1 is the Draft Agreement. x Attachment 2 is the Proposer Code of Conduct and Non-Collusion Affidavit. x Attachment 3 provides Service Data. x Attachment 4 provides Current Rates for solid waste services. x Attachment 5 provides a list of City Facilities. x Attachment 6 provides the Rate Proposal Forms. x Attachment 7 provides Rate Adjustment Methodology. x Attachment 8 provides the Proposal Outline. SERVICE DATA Service data including a description of the service area, rate revenue, tonnage collected, units serviced and the most recent rates effective July 1, 2022, are shown in Attachment 3. TERM OF NEW AGREEMENT OR AGREEMENTS The initial term of the new agreement is ten (10) years. City may, in its sole discretion, authorize an extension of up to twenty-four (24) months prior to the expiration of the initial term of the agreement. The City anticipates exercising its option to extend the current Agreements for an additional twenty-four 24) months setting their expiration to August 31, 2025. The new Agreement(s) will take September 1, 2025. 7.2.a Packet Pg. 423 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page5 SECTION 3 - SCOPE OF REQUIRED SERVICES This section provides a brief description of the services solicited through this RFP. The Agreement provides the detailed scope of services. The Agreement is included as Attachment 1. The Agreement provides definitions, contract terms and conditions, performance standards, including a complete description of the services required by the City. If there are differences between this RFP and the Agreement, the terms and conditions in the Agreement shall prevail. SINGLE-FAMILY DWELLING (SFD) SOLID WASTE SERVICES Under the current agreements, residential solid waste service includes services to residential premises that receive solid waste services using carts but excludes temporary solid waste collection services for construction of new residences, and all work on commercial premises, and residential premises that receive collection services with bins which are addressed under the commercial solid waste services agreement. Under this RFP, residential solid waste service includes services to single-family dwellings (SFD) and multi-family dwellings (MFD) of less than five units regardless of container size, type (cart, bin, roll-off box) required for service, including roll-off services, permanent, temporary, and on-call, and on-call clean-up bins. MFDs of five or more units are included under commercial solid waste services. Refer to draft Agreement Section 3.2 for a complete description of service requirements for Residential services. Standard Cart Service: Standard cart service will be the weekly, automated collection of refuse, recycling, and organics. The default cart size for each waste stream shall be 64-gallons. Customers may request different size carts for each waste stream. Carts shall be offered in 35, 64, and 96-gallon cart sizes. The monthly rate shall be based on the refuse cart size. Recycling and organics carts shall be collected on the same day as refuse collection. Additional refuse carts beyond one may be requested for an additional monthly fee. Customers may request a second recycling cart at no additional charge. Additional recycling carts beyond two are subject to an additional monthly fee. Customers may request a second organics cart at no additional charge. Additional organics carts beyond two are subject to an additional monthly fee. MFDs of Less Than Five Units: MFDs of less than five may be provided solid waste services (refuse, recycling, and organics collection) using carts or bins as appropriate for the conditions, requirements, and needs of the customer. Refuse Cart Overage: Provide two annual pickups per calendar year and an end-of-year pickup for refuse that would otherwise be placed in the refuse cart but excluding bulky items, at no additional charge. Each annual pickup may consist of up to the equivalent of three (3) large bags, boxes, or barrels 7.2.a Packet Pg. 424 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page6 of refuse. End-of-year pickup of all additional refuse that is placed out for collection in the customer's own containers (bags, boxes, barrels, etc.) for two weeks beginning each December 26. Contractor may charge an additional fee per pickup of all refuse that does not fit in the refuse cart(s) beyond the free pickups. Backyard Service: Provide backyard service defined as retrieving for collection all carts, green waste bundles and cart overages from a customer's designated collection location, other than curbside, such as backyard, side yard, or driveway, and returning empty carts and other containers to their original location. Backyard service is subject to an additional charge. Backyard Service for the Disabled: Provide backyard service at no additional charge to any customer who is legally or medically recognized as disabled. See RFP Section 3 – Residential Rate Arrangements). Temporary Roll-Off and Temporary Bin Service: Provide temporary roll-off box and temporary bin service upon customer request for cleanup or construction. On-Call Bulky Item: Provide bulky item pickup service to all SFD and MFD. Each Dwelling Unit shall be entitled to four bulky item pickups per calendar year at no additional charge. Customers may put out up to three (3) cubic yards of material at each pickup. Bulky item collections that exceed the number of free pickups may be subject to an additional charge. Door-to-Door HHW Collection: Provide SFD and MFD customers with door-to-door call-in HHW collection. Each Dwelling Unit shall be entitled to two door-to-door Residential HHW pickups per calendar year at no additional charge. Items to be collected include, at a minimum: paint and paint products including but not limited to thinners, glues, caulking, stains, wood preservatives and strippers; universal waste, household cleaners; automotive wastes; swimming pool chemicals; garden chemicals; fluorescent tubes; thermometers; and household batteries. Contractor may direct residential customers to use the bulky item pickup option for televisions, computers and other HHW that may safely and legally be collected as bulky items. Annual Household Hazardous Waste Event: Assist the City in increasing awareness of Household Hazardous Waste events by promoting the Los Angeles County Household Hazardous Waste collections held in Diamond Bar. Promotional activities will include posting on contractor’s website, inclusion in the annual brochures/ mailings mailed to each Customer, billing inserts, social media targeted outreach, and press releases to local news outlets. Curbside Used Oil and Oil Filter Collection: Collect used oil placed curbside beside solid waste container on regular collection day at no additional charge. Educate customers to place used oil in clean containers and used oil filters in clean zip-lock bags. Sharps Mail Back Program: Operate a mail-based program and/ or a drop-off program for the safe processing of Sharps generated by its customers. Upon request, Sharps containers will be delivered directly to residential customers at no cost to the customer or City. Contractor will make arrangements 7.2.a Packet Pg. 425 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page7 with pharmacies and/ or other locations throughout the City for residents to drop-off Sharps at no cost to the Customer or City. Medication Takeback Program: Assist the City in increasing awareness of medication takeback programs provided by the Los Angeles County Sheriff's station and any third-party events held in Diamond Bar. Promotional activities will include posting on contractor’s website, inclusion in the annual brochures/mailings mailed to each residential customer, billing inserts, social media targeted outreach, and press releases to local news outlets. FreeCycle.com: Contractor will publicize to residential customers its free materials exchange/ gifting program, known as FreeCycle.org, and shall promote FreeCycle.org on Contractor's website, and the annual brochure/mailings. Annual Holiday Tree Recycling Collection: Provide collection of holiday trees from December 26 through the second Sunday in January. Compost Giveaway: Distribute coupons through quarterly billings entitling residential customers to receive two bags of compost per event at two community events per year to be identified by City. COMMERCIAL SOLID WASTE SERVICES (INCLUDING MULTIFAMILY PREMISES OF 5 OR MORE UNITS) Under the current agreements, commercial solid waste service includes services to commercial premises and residential premises that receive solid waste services using bins, including temporary bin and temporary roll-off box collection service with the exclusion of residential premises that receive solid waste services using carts. Under this RFP, commercial solid waste services include services to commercial premises and MFDs of five or more units regardless of the container size and type (cart, bin, roll-off box) required for service, including roll-off services, permanent, temporary, and on-call clean-up bins. MFDs of less than five units are included under residential solid waste services. Refer to draft Agreement Section 3.3 for a complete description of service requirements for commercial and MFDs. Refuse Collection: Provide refuse collection using bins or carts as frequently as scheduled by the customer, but not less than once per week and more frequently if required to handle the solid waste generated at the premises where the bins are located. Recycling Collection: Provide source-separated recycling collection using bins or carts as to all locations that are required to subscribe to organics collection by AB 341. Recycling services shall be provided at a rate not to exceed 50% of the equivalent refuse rate for similar container sizes and service frequency. Organics Collection: Provide source separated organics collection using bins or carts to all locations that are required to subscribe to recycling collection by AB 1826 and SB 1383. Organics services shall be 7.2.a Packet Pg. 426 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page8 provided at a rate not to exceed the equivalent refuse rate for similar container sizes and service frequency. Bin Pushout Service: Provide pushing or rolling containers to the point of collection to locations that require such service at no additional charge. Scout Service: Offer scout service by using a small vehicle either to move containers to street or other public right-of-way for Collection. Locking Bins: Provide the hasp and lock and service the lock. Permanent Roll-Off Box Service: Rates shall be charged as "pull plus dump", a set rate for the service component plus the per ton charge based on actual tonnage collected. Temporary Roll-Off and Temporary Bin Service: Provide temporary roll-off box and temporary bin service upon customer request for cleanup or construction. Contractor must deliver a temporary roll-off box within forty- eight (48) hours of request (Saturdays and Sundays excluded). Temporary Bin Service: Rates shall be charged as “bin delivery/pickup plus one dump.” Additional charges may include, additional dump, and rental fee after seven (7) days with no dump or bin pickup. Contractor must deliver a temporary bin within forty- eight (48) hours of request (Saturdays and Sundays excluded). On-Call Bulky Item: Provide bulky item pickup service to MFDs. Each dwelling unit is allowed up to four bulky item pickups per calendar year at no additional charge. Customers may put out up to three (3) cubic yards of material at each pickup. Bulky item collections that exceed the number of free pickups may be subject to an additional charge. Electronic Waste: For MFD, E-Waste will be collected as bulky items. Door-to-Door HHW: Provide MFDs door-to-door call-in HHW collection service to each dwelling unit at no additional charge. Items to be collected include, at a minimum: paint and paint products including but not limited to thinners, glues, caulking, stains, wood preservatives and strippers; universal waste, household cleaners; automotive wastes; swimming pool chemicals; garden chemicals; fluorescent tubes; thermometers; and household batteries. Televisions, computers and other HHW may be collected as bulky items when safe and legal to do so. Annual Holiday Tree Recycling: Provide MFD’s collection of holiday trees from December 26 through the second Sunday in January. C&D DEBRIS COLLECTION SERVICES All loads of mixed C&D debris shall be delivered to a processing facility to meet all requirements described in draft Agreement Section 3.75.2.4. Contractor shall divert from landfilling a minimum of 75% 7.2.a Packet Pg. 427 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page9 or the State-mandated Construction and Demolition diversion percentage, whichever is greater, of all Construction and Demolition Debris Collected. CITY COLLECTION SERVICES City Facilities Collection: Collect and dispose of all refuse, recyclables, and organics generated and accumulated at premises owned and/or operated by the City at no additional charge (including e-waste, and construction and demolition debris) and in compliance with AB 341, AB 1826, and SB 1383. Such premises include, but are not limited to, offices, parks, and street maintenance operations. See Attachment 4 for the current list of facilities and service levels. These facilities and service levels may vary over the term of the new agreement, with no increase in compensation for additional collection services. (Refer to draft Agreement Section 3.73.8.) City-Sponsored Events: Provide refuse, recyclables, and organics collection using carts, bins, roll-off boxes, cardboard boxes with liners, or other such containers at no charge at City–sponsored events. These events and service levels may vary over the term of the new agreement, with no increase in compensation for additional collection services. Should the City select separate contractors for the residential and commercial sectors, the City intends to alternate events between the two contractors with no guarantee that events will be evenly distributed based upon either level of effort or number of events. City-sponsored events include, but are not limited to: x Concerts in the Park x City Birthday Celebration x Fourth of July x Fall Fun Festival x Winter Snow Festival x Arbor Day x Easter Egg Hunt Abandoned Item Collection: Provide collection of bulky waste abandoned in the City right-of-way or other public property within contractor’s service at no additional charge, within one business day of notification from City. Contractor will not be required to Collect Hazardous Waste, liquid wastes, or automobile parts that are individually too large for Collection by two people. City will contact either the residential or commercial franchisee to provide this service, depending on the location of the abandoned item. 7.2.a Packet Pg. 428 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page10 Community Development Review Services: Review building permit applicants' plans and advise regarding adequacy of container storage space and access, particularly to accommodate recycling and organics containers upon the City’s request and at no additional charge to the City. Large Venue Event Assistance, Event Recycling: Assist planners of large venue events with reporting and planning needs as may be useful in meeting the requirements of AB 2176, found at California Public Resources Code 42648, et seq. at no additional charge. Contractor shall provide recycling and organics collection services upon request to special event planners. Confiscation of Unauthorized Containers: Confiscate illegal containers located within the City's public rights-of-ways, upon notification from City, or if Contractor finds illegally placed Containers based on procedure provided in the franchise agreement. Provision of Storage Containers: Provide the City with eleven 40-cubic-yard portable storage containers to be used for storage at City facilities and schools for the duration of the Agreement. Containers will be maintained in a condition satisfactory to the City. Contractor may transfer ownership of these storage containers to City, provided Contractor will remove and dispose of these containers when requested to by City. Emergency Collection and Disposal Service: Assist City at the City's request with emergency Collection and Disposal service in the event of major disaster, such as an earthquake, storm, riot, or civil disturbance, or as otherwise determined necessary by the City, by providing Collection equipment and drivers normally assigned to City. Contractor may charge City for actual Disposal costs plus service rates per the approved rate schedule. KEY CONTRACT TERMS STATE DIVERSION COMPLIANCE The selected contractor will ensure that the City is in full compliance with AB 939, AB 901, AB 341, AB 1594, AB 1826, and SB 1383, and all related state laws and regulations in effect during the term of the Agreement. Requirements include, but are not limited to the following: Collection, Processing and Diversion Programs and Services: The Contractor will provide collection, processing and diversion programs and services relative to AB 939, AB 901, AB 341, AB 1594, AB 1826, SB 1383, and all future applicable regulations. Public Education and Outreach: The Contractor will provide public education to residents and businesses relative to AB 939, AB 901, AB 341, AB 1594, AB 1826, SB 1383, and all future applicable regulations. Proposers must describe their proposed public education and outreach commitments in their AB 341, AB 1826, SB 183 Implementation Plan. 7.2.a Packet Pg. 429 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page11 Container Specifications and Distribution: The selected contractor will be responsible for providing and maintaining all containers under this agreement. Carts shall be new upon initiation of services under the Agreement, and bins may be new or used. All carts and bins will be color-coded and labeled to be compliant with SB 1383. Diversion Monitoring and Reporting: The Contractor will provide monitoring and reporting relative to AB 939, AB 901, AB 341, AB 1594, AB 1826, SB 1383, and all future applicable regulations. Environmental Coordinator: To achieve a high level of recycling public education and awareness, the Contractor shall designate an Environmental Coordinator to the City to complete outreach to SFD, MFD and Commercial customers, and develop and implement all public education and outreach activities required under the Agreement. The Recycling Coordinator shall conduct outreach, promote waste reduction, recycling, diversion programs, and provide technical assistance to Multi-family and Commercial Customers. The Environmental Coordinator shall not be the primary Contractor liaison described in draft Agreement Section 7.16B4.4.9. FAITHFUL PERFORMANCE BOND & LETTER OF CREDIT The selected contractor will be required to provide a performance bond totaling $125,000 and a performance Letter of Credit $125,000. As an alternative, the selected contractor may provide a Letter of Credit in the amount of $250,000, or deposit funds, on terms satisfactory to the City, in an interest- bearing account. INSURANCE The selected Contractor is required to maintain minimum insurance levels. See draft Agreement Section 11.8 Article 9 for the minimum limits of insurance for general liability, automobile liability, and workers compensation. COLLECTION VEHICLE REQUIREMENTS Contractor’s collection vehicles shall be not older than two-years and in like-new condition upon initiation of services under the Agreement, no more than 10 years of age during the initial term of the Agreement and no older than 15-years in age during any future extensions of the Agreement, and comply with Department of Transportation, South Coast Air Quality Management District and the California Air Resource Board requirements. Contractor’s collection vehicles must use only renewable natural gasgas alternative fuel. See draft Agreement Section 4.2.2.D3.10.4. Proposers must address their ability to assist the City comply with SB 1383 RNG procurement obligations with the use of RNG powered collection vehicles. AUTOMATED CART REQUIREMENTS 7.2.a Packet Pg. 430 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page12 All carts shall be new at the start of service under this agreement. Proposer shall describe carts which it intends to use in the City, pending City approval. Include manufacturer, specific sizes, SB 1383 compliance, colors of carts and lids by waste stream, and a photograph. FEES Franchise Fee: Contractor shall pay a Franchise Fee that is commensurate with the value to be received by Contractor in receiving the exclusive right to provide the service set forth herein. The City concludes that a reasonable and appropriate amount for the benefits provided should be a minimum of Four- Hundred Ten-Thousand Dollars, ($410,000), in the first year. This payment to the City shall be referred to as a Franchise Fee and its percentage will be calculated according to estimated gross receipts from customers as shown in Form 2.0 Rate Revenue from Attachment 6 Rate Proposal Forms. (See draft Agreement Section 97.1). Should the City issue separate franchises for Residential and Commercial services, the commercial franchise fee shall be a minimum of One-Hundred Twenty-Three Hundred Dollars ($123,000) and the residential franchise fee shall be a minimum of Two-Hundred Eighty-Seven Thousand Dollars ($287,000). CALRECYCLE Compliance Fee: Contractor shall pay to the City a CalRecycle Compliance Fee of Seven- Hundred Fifty Thousand Dollars ($750,000) adjusted annually as described in draft Agreement Section 97.2 and 9.77.6. The CalRecycle Compliance Fee amount represents a reasonable allocation of the City’s budgeted costs to comply with State mandates resulting from the enactment of AB 939 and subsequent related legislation including, but not limited to: AB 2176 (Chapter 879, Statutes of 2004), SB 1016 Chapter 343, Statutes of 2008), AB 341 (Chapter 476, Statutes of 2011), AB 1826 (Chapter 727, Statutes of 2014), and SB 1383 (Chapter 395, Statutes of 2016) which require jurisdictions to implement solids waste Collection programs, meet Processing facility requirements, conduct contamination monitoring, provide education, maintain records, submit reports, monitor compliance, conduct enforcement, and fulfill other requirements. Should the City issue separate franchises for Residential and Commercial services, each franchisee shall pay a minimum CalRecycle fee of Three-Hundred Seventy-Five Thousand Dollars ($375,000). Residential Vehicle Impact Fee: Contractor shall pay to the City an annual Vehicle Impact Fee of One- Hundred Seventy-Five Thousand Dollars ($175,000) adjusted annually as described in draft Agreement Section 9.47.3 and 9.77.6. The Residential Vehicle Impact Fee is to reimburse the City for costs to provide road maintenance to City’s streets due to “wear and tear” caused by the use of Contractor’s Solid Waste Collection vehicles on City Streets. Should the City issue separate franchises for Residential and Commercial services, only the residential franchisee shall pay the Residential Vehicle Impact Fee. Residential Street Sweeping Fee: Contractor shall pay to the City an annual Street Sweeping Fee of One- Hundred Seventy-Five Thousand Dollars ($175,000) adjusted annually as described in draft Agreement Section 9.57.4 and 9.77.6. The Residential Street Sweeping Fee is to reimburse the City for the cost of sweeping residential streets. Should the City issue separate franchises for Residential and Commercial services, only the residential franchisee shall pay the Residential Street Sweeping Fee. 7.2.a Packet Pg. 431 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page13 Contracting Fee: Contractor shall pay the City a one-time contracting fee of One-Hundred Thousand Dollars ($100,000) within seven (7) days of the execution of the new agreement. Should the City issue separate franchises for Residential and Commercial services, the commercial franchisee shall pay Thirty- Thousand Dollars ($30,000) and the residential franchisee shall pay Seventy-Thousand Dollars ($70,000). Late Payment Fee: Contractor shall pay the City a Late Payment Fee of 10% of any amount passed due for the month plus 1.5% for each month the payment is late thereafter. HOLIDAY SCHEDULE If the regularly scheduled collection day falls on New Year's Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, or Christmas Day, collection days for the remainder of that week shall all be postponed one collection day and residential collection is permitted on Saturday during the make-up week. CUSTOMER RATE ARRANGEMENTS The rate schedules establish the maximum rates that may be charged. Initial rates will be set based on the rates proposed in Attachment 6. The rates will thereafter be adjusted using a rate adjustment procedure described in Article 108 of the draft Agreement. The first rate adjustment is effective July 1, 2026. RESIDENTIAL RATE ARRANGEMENTS Standard Cart Service: Standard cart service will be the weekly, automated collection of refuse, recycling, and organics. The default cart size for each waste stream shall be 64-gallons. Customers may request different size carts for each waste stream. Carts shall be offered in 35, 64, and 96-gallon cart sizes. The monthly rate for the collection of all three waste streams shall be based on the refuse cart size selected by the customer. Disabled Customer Discount: Currently customers determined to be disabled by issuance of a handicap placard from the DMV or by meeting City-established guidelines receive backyard service at no additional charge. The City invites Proposers to propose this service at no charge or at a discounted rate. Please note that discounted rates shall be provided at the sole cost of the Contractor and will be considered a disallowed cost for Proposition 218 purposes. Senior Citizen Discount: Currently, senior citizens of 60 years of age or older, residing in the premises where service is received and listed on the bill are entitled to a discounted senior rate. The City invites Proposers to propose this service a senior citizen discount. Please note that the discounted portion of the rate shall be at the sole cost of the Contractor and will be considered a disallowed cost for Proposition 218 purposes. COMMERCIAL AND MFD RATE ARRANGEMENTS 7.2.a Packet Pg. 432 City of Diamond Bar, California Section 3. Scope of Required Services RFP for Solid Waste Services May 3Updated July 12, 2023 Page14 The City will maintain a rate structure that includes separate fees for the collection of refuse, recyclables, and organics. A volume-and-frequency based rate structure will be used. Contractor shall charge rates to the customer based on each customer’s size and number of containers at a rate not to exceed the corresponding rate in the maximum rate table. Recyclables collection will be offered at a 50% of the refuse rate. Organics collection shall be charged at the same rate as the refuse rate for the equivalent container size and frequency. CITY FACILITIES The City’s facilities shall be provided all collection services at no additional charge. Services shall include refuse, recycling and organics collection services. CHARGES FOR ADDITIONAL SERVICES The Contractor’s proposed rate schedule shall include all charges for special services, including but not limited to: x Additional carts. x Scout service. x Locking bins. x Pulling or pushing containers to a collection vehicle. x Steam cleaning containers (excluding carts) more frequently than one time per year as requested by the customer. x Additional bulky item collection services. Please see Proposal Forms for more details on situations in which special service charges apply. RATE ADJUSTMENT METHODOLOGY Refer to Attachment 7 for a complete description of the rate adjustment methodology. 7.2.a Packet Pg. 433 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFP for Solid Waste Services May 3Updated July 12, 2023 Page15 SECTION 4 - RFP POLICIES, CONDITIONS, AND PROCESS RIGHTS RESERVED BY THE CITY The City reserves the right, in its sole discretion, to pursue any or all of the following actions regarding this RFP process: x Issue addenda and amend the RFP and Franchise Agreement. x Request additional information and/or clarification from proposers. x Extend the deadline for submitting proposals. x Withdraw this RFP. x Reject proposals that do not fully comply with the requirements detailed in this RFP, its attachments, addenda, or clarifications. x Reject incomplete proposals; proposals containing errors, inconsistencies, false, inaccurate, or misleading information; proposals submitted after the deadline; or proposals with other process or content errors or deficiencies. x Amend the Municipal Codes of City. x Award a proposal based on a combination of its qualitative and quantitative attributes. x Take other actions the City deems are in the best interest of the City, residents and businesses in the City service area; and, x Negotiate changes in the services proposed and/or described in the RFP or to incorporate programs proposed by others. GENERAL RFP REQUIREMENTS x This RFP shall not be construed by any party as an agreement of any kind between the City, contractor(s), and other parties. x This RFP does not obligate the City to accept any proposal, negotiate with any proposer, award a Franchise Agreement, or proceed with the development of any project or service described in response to this RFP. The City has no obligation to and shall not compensate any proposer for its expense of preparing its proposal and participating in this procurement process. x Please note that the City’s procurement of Franchise Collection Services is not subject to State bidding laws, and the City does not intend to cause the current RFP process to become subject to such public bidding laws or regulations. x The City shall have the right (but not the obligation) to perform a review of each proposer's ability to perform the work required. Each proposer must agree to cooperate with such a review. Such cooperation by proposer shall apply to the verification of the proposer's capability and experience in the provision of services and any other component of work that may be required under this procurement. x The City, and its consultants, will be conducting reference checks on proposers that will involve contacting jurisdictions currently or previously served by proposer, as well as contacting 7.2.a Packet Pg. 434 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFP for Solid Waste Services May 3Updated July 12, 2023 Page16 regulatory agencies involved in oversight of proposers’ facilities. In addition, the City, or its consultants, may research proposers’ past performance by reviewing litigation history, regulatory actions, highway driving records, criminal investigations, and recycling history. The proposer’s submission of a proposal shall constitute an agreement to cooperate with the City’s review. x Submittal of a proposal signifies the submitting proposers’ commitment to provide the proposed services if selected. In addition, all aspects, conditions, and components of proposals submitted shall be valid for one year from date of submittal. Proposals may not be altered after submittal, except in response to the City’s request for clarification. CODE OF CONDUCT PROPOSER CODE OF CONDUCT Proposers are required to sign the Proposer Code of Conduct, which includes a Non-Collusion Affidavit Attachment 2). This document prohibits ex-parte communications with City elected officials; prohibits giving any gift or monetary compensation to City staff member or consultants; prohibits collusive activities with other potential proposers. If a proposer does submit the document or violates the code of conduct, the City has the right to disqualify the proposer from this RFP process. Please note: the notarized Proposer Code of Conduct and Non-Collusion Affidavit is required to be submitted no later than one week after the mandatory pre-proposal meeting. An electronic copy may be emailed to DiamondBarRFP@sloanvazquez.com and an original must be mailed to the City. PROPOSAL SUBMITTAL REQUIREMENTS Submission of a proposal shall constitute acknowledgment and acceptance of all the terms and conditions contained in this RFP, and in the draft franchise agreement, unless exceptions are expressed in writing in the proposal (See RFP Section 5 Exceptions to the Agreement). The successful proposer will be expected to enter into a franchise agreement with the City; only those exceptions noted in its proposal will be considered for modification. The City is not obligated to agree to these exceptions but reserves the right to negotiate modification of such noted exceptions to the draft franchise agreement. The schedule of events presented in this section is summarized in Table 1. STEP ONE – R.S.V.P TO ATTEND PRE-PROPOSAL MEETING Proposer must register their intent to respond to this RFP by emailing notification to DiamondBarRFP@sloanvazquez.com. 7.2.a Packet Pg. 435 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFP for Solid Waste Services May 3Updated July 12, 2023 Page17 STEP TWO – MANDATORY PRE-PROPOSAL MEETING A mandatory pre-proposal meeting will be held by video conference. An invitation will be emailed to each registered proposer. The current date and time of the pre-proposal meeting are provided in Table 1 – RFP Schedule. STEP THREE – SUBMITTAL OF WRITTEN QUESTIONS The City directs proposers to submit all questions and requests for information in writing directly to the City’s consultant at DiamondBarRFP@sloanvazquez.com. The deadline for submitting written questions and requests for information is provided in Table 1 – RFP Schedule. Written responses to questions will be provided to all eligible proposers. In the event of any inconsistencies between oral responses provided at the pre-proposal meeting and written responses subsequently issued. The written responses must be used for preparing proposals. STEP FOUR – PROPOSAL SUBMITTAL Proposer shall submit One (1) double-sided copy of the complete proposal and one (1) single sided, signed original according to the deadline provided in the RFP Schedule. In addition, the proposers are required to submit a flash drive containing: x A digital copy of all completed rate proposal forms (Attachment 6 of the RFP) in Microsoft Excel format. x A digital copy of the Draft Franchise Agreement, noting all exceptions and proposed substitute language in redline/strikeout, in Microsoft Word format. x A complete PDF of the proposal including the rate proposal forms. and, x The required Surety must be included in the sealed package. These items shall be placed and submitted in a sealed package. Proposals must be formatted on 8½ inch by 11-inch paper with post-consumer recycled-content paper. All pages shall be consecutively numbered; although, each section may start with a new page number if proceeded with the section number (e.g., Page 2-1 for the first page of section 2). Surety: Each proposal must be accompanied by a surety made payable to “City of Diamond Bar” in the amount of $25,000 and in the form of a certified check, cashier’s check, or bid bond. The surety shall be submitted with the proposal in a separate, clearly labeled envelope. The purpose of the surety is to guarantee that the successful contractor will execute a Franchise Agreement with the City. If the selected contractor does not execute the Franchise Agreement within 30 calendar days after receiving notice of the award of Franchise Agreement, the City shall keep the surety to offset the potential cost associated with identification of an alternate service provider and schedule delays. Additionally, the City has the right to pursue additional and reasonable costs incurred in this event. 7.2.a Packet Pg. 436 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFP for Solid Waste Services May 3Updated July 12, 2023 Page18 Checks and bonds will be returned to all proposers no later than ten calendar days after the City has executed the Franchise Agreement with the successful contractor. If no selection is made within one year of the submission of proposals, each proposer may demand their proposal surety be returned. However, the City reserves the right to eliminate proposals from such companies from further consideration. Proposals received late will not be considered. Postmarks will not be accepted as proof of receipt. The package shall be clearly labeled: PROPOSAL FOR CITY OF DIAMOND BAR SOLID WASTE SERVICES FROM: Name of Proposer Address: Address of Proposer Contact Person: Telephone Number: E-mail: The proposal may be mailed or hand delivered to: CITY CLERK City of Diamond Bar 21810 Copley Dr. Diamond Bar, CA 91765 STEP FIVE – CLARIFICATION OF PROPOSAL INFORMATION AND INTERVIEWS Proposers may be asked to clarify information through written communications, interviews or during site visits of each proposer’s offices, customer service center, corporation yard and maintenance facilities, and disposal, transfer, and processing facilities. The City reserves the right to conduct in- person interviews with one or more proposers. STEP SIX – SELECTION OF RECOMMENDED CONTRACTOR AND NEGOTIATION OF FINAL AGREEMENT The City and/or its consultants will recommend for consideration by the City Council a preferred contractor for both residential and commercial services, or a contractor for residential and another contractor for commercial services. Should the City and/or its consultants determine that none of the proposals submitted by VVS or WM meet the best interest of the City and the ratepayers, the City may choose to publish this RFP to the public and invite additional proposals for consideration prior to selecting a contractor or contractors, in which case, the process will revert to Step One. In the event that the City releases this RFP to the public, it is the City’s intention to keep VVS and WM’s proposals confidential until the contractor selection process is complete. 7.2.a Packet Pg. 437 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFP for Solid Waste Services May 3Updated July 12, 2023 Page19 Once the City Council approves selection of a final contractor or contractors then final negotiation will take place for the Franchise Agreement(s). Except at the sole discretion of the City, all negotiations with the Proposers will be limited to the Proposers’ listed exemptions and proposed substitute language in the draft agreement contained in their proposal. LIMITS ON DISCLOSURE OF PROPOSALS The City has determined that the public interest will be best served if proposals submitted in response to this RFP are not made available for review by other companies participating in the competitive selection process. For that reason, proposals (and materials submitted during subsequent meetings and discussions with City staff) will not be made available to other proposers or the public generally any earlier than the date on which City staff issues to City Council a contractor or contractors recommended for final consideration/negotiation. As part of the Council Report, the City may include some portion(s) of the proposal(s) that have not been identified as entitled to confidential treatment as containing trade secrets. However, inclusion of some portion(s) of the proposal(s) in the Council Report may be deferred until after the City Council has selected a proposer for negotiations. In this case, some portion(s) of the proposal(s) may be included in the Council Report prepared for the meeting where the results of the completed negotiations are presented. This is the only release of any portion(s) of proposal(s) that will be permitted prior to the execution of this agreement. No proposer may, directly or through an intermediary, employ the Public Records Act to obtain access to non-confidential materials submitted to the City by other proposers prior to the execution of the agreement for this contract. The following procedures will be followed for the disclosure of proposals following the execution of the agreement: x Materials which a proposer considers as trade secret information entitled to protection from disclosure under Government Code Section 6254(k) must be clearly marked on each page as CONFIDENTIAL”. x If the City receives a request to review and/or copy materials submitted by any proposer, it will decline to release those materials marked “CONFIDENTIAL” pursuant to Government Code Section 6255. x If the person submitting the request files a legal action against the City seeking its release, the City will notify the affected proposer(s) and will not oppose a motion by such proposer(s) to intervene in the action. The proposer(s) must either intervene or agree to pay the City’s legal expenses in defending the action, including fees, if any, awarded to the plaintiff. Absent such an agreement, the City will have no obligation to defend the action and may release the information sought without any liability whatsoever. 7.2.a Packet Pg. 438 City of Diamond Bar, California Section 4. RFP Policies, Conditions, and Process RFP for Solid Waste Services May 3Updated July 12, 2023 Page20 x No proposer will seek damages against the City or recovery of its attorneys’ fees from the City because of any dispute related to the release or withholding of information submitted in response to this RFP. x Materials that have been marked as “CONFIDENTIAL” will either be destroyed or returned to all unsuccessful proposers once the agreement has been signed by City and by the selected proposer(s). 7.2.a Packet Pg. 439 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page21 SECTION 5 - SUBMITTAL REQUIREMENTS Section 5 includes the required proposal outline and a description of the specific information proposers must include. Proposer must provide the information specified in this section as part of its proposal. Failure to provide all the required information may be grounds for rejection of a proposal. The proposer does not need to reiterate the service requirements of the Franchise Agreement in their proposal. However, proposer is requested to focus on describing how it plans to provide the services with regard to but not limited to routing strategies, collection methods, and equipment selection. Furthermore, if a proposer has presented information for one type of service that is the same for another type of service, proposer can refer to its previous description rather than reiterating the discussion in its proposal. For example, if SFD solid waste and recyclables collection vehicles are the same, the vehicle description can be provided once for the solid waste service and then referenced for the recyclable materials collection service. PROPOSAL OUTLINE Proposer shall present its proposal in accordance with the outline provided in Attachment 8. Information should be identified by number in the outline. Additional information or data relevant to the proposal is optional and may be included by proposer as proposal attachments. 1. GENERAL REQUIREMENTS I. TITLE PAGE (OPTIONAL) II. COVER LETTER The cover letter shall clearly identify the legal entity or entities submitting the proposal and state whether each is a sole proprietorship, partnership, corporation, LLC, or joint venture. The cover letter shall be signed by the designated representative authorized to bind proposer. Proposer shall acknowledge receipt of any addenda issued as part of this RFP process. III. TABLE OF CONTENT 2. PROPOSER OVERVIEW 2.1 PROPOSER’S BUSINESS STRUCTURE Provide the following information regarding the proposing entity and entity that would provide a corporate guarantee, if applicable: x Identify the legal entity that would execute the Franchise Agreement. State whether each entity is a sole proprietorship, partnership, corporation, LLC, or joint venture. Describe in detail the 7.2.a Packet Pg. 440 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page22 relationship of the proposer to the executing entity. If the proposer is a joint venture, describe where the entities have collaborated before. x Identify the entity that would submit financial statements and whether it is an individual, a partnership, a corporation, or a joint venture. If other than proposing entity, indicate relationship and willingness to sign corporate guarantee. x Confirm that proposer is authorized to do business in California. x State the number of years the entities have been organized and doing business under this legal structure. Proposal must include all the names of company’s (and executing entities if different than company’s) owners/stockholders with greater than a 10% holding of the company's total assets. x Identify the names of all officers. x Identify other businesses with ownership by principals and/or management. x Identify the corporate headquarters. x Identify local headquarters (if different). x Describe all services to be performed by subcontractors and identify each subcontractor by name. Proposer shall describe any current or past working relationship with the subcontractor(s) in the past five years. 2.2 PROPOSER’S EXPERIENCE Proposer shall describe its experience serving a minimum of three (3) jurisdictions in California preferably serving jurisdictions of similar or larger size and similar demographics to the City in a table format. Required information includes: x The name of the jurisdiction where the services were provided. x Commencement date of services and term of the agreement. x The name, address, and telephone number of the jurisdiction representative responsible for administering the agreement. x The services provided (e.g., solid waste collection, recyclable materials, organic materials collection, and other unique collection programs such as e-waste or household hazardous waste). x The number of residential (i.e., specify SFD and MFD), Commercial (i.e., specify cart, bin, roll-off and other) and City (or other) customers served; tons collected, diverted, and disposed annually; and, the type and number of vehicles dispatched per day for each of the services provided. Additionally, please provide at least one municipal citation for service transitions from another hauling company, including a brief description of the old and new services, and service transition dates, as well as the information listed in the first and last bullet above. 2.3 KEY PERSONNEL QUALIFICATIONS Provide an organizational chart and brief biographical description of the key personnel the proposer would assign to the transition team and the ongoing management of the services to be provided under 7.2.a Packet Pg. 441 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page23 the Agreement. Specify the percentage of time each individual will be assigned to services specified in the Franchise Agreement. Identify municipalities who have worked with the key personnel. Indicate which key personnel will be designated as the contractor liaison, service liaison, contractor representative, and emergency contact. 2.4 PROPOSER’S PAST AND PENDING LITIGATION List all civil or misdemeanor or felony criminal court or administrative filings by and/or against California government agencies that are currently pending and/or that have been filed, settled or otherwise received a disposition within the last ten years that relate to the provision of solid waste service listing the names of the parties, the case number, and a brief description of the case and disposition, if any. This paragraph is applicable to the following persons and entities: x The key personnel x The owners and officers of the company x The entity submitting the proposal; and/or, x Any parent or affiliated company for actions filed in the State of California (For affiliates, proposer may limit disclosures of non-criminal matters to those in the Los Angeles County. x Any strategic partners or subcontractors identified in RFP. x Include the resolution and current status of each civil legal action. Note: The term "affiliate" as used in this RFP is defined in Article Section 1.1 of the Agreement. 2.5 FINANCIAL INFORMATION Provide the following financial information for the most recently completed fiscal year for the proposer or, if a corporate guaranty is to be provided, for the guarantor: x The type of financial statements (audited or reviewed) and the corporate entity that they represent (proposer or corporate guarantor). x The most recently completed fiscal year for which financial statements are available. x Annual revenue from the most recently completed financial statements. x Current Assets to Current Liabilities ratio (current assets/current liabilities) from the most recently completed financial statements. x Total Liabilities to Total Assets ratio (total liabilities/total assets) from the most recently completed financial statements. Upon request, proposers must submit the financial statements upon which the requested financial information is based within five (5) business days of the request. Statements must be prepared and presented in accordance with Generally Accepted Accounting Principles applied on a consistent basis and must include a statement by the chief financial officer of the proposer’s company that there has been no material adverse change in conditions or operations, as reflected in the submitted balance sheets, income statements and cash flow statements, since the date on which they were prepared. 7.2.a Packet Pg. 442 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page24 Proposers requested to submit financial statements may submit a single copy, stamped “confidential” and request for its return upon completion of the procurement process. The City will attempt to maintain the confidentiality of such a request, although confidentiality cannot be guaranteed. The selected proposer will be required to submit “reviewed” or “audited” financial statements that demonstrate reasonable financial resources and stability to the satisfaction of the City. If awarded the contract, the financial statements shall remain with the City. 2.6 INSURANCE Proposer must submit evidence that the proposer either has, or is able to obtain, the insurance coverage required in the draft Agreement Section 11.89. 3. PROPOSAL FOR SOLID WASTE SERVICES Proposer shall describe how it plans to perform the solid waste services requested in this RFP and described in the Draft Franchise Agreement. Information must separately address all materials collected for Residential, Multi-family, Commercial, and City facilities. 3.1 COLLECTION SERVICES APPROACH Proposer shall include detailed responses for each component of their collection approach, including at a minimum the categories listed below. If the strategies and/or assumptions are different for each organic material processing approach, provide details for each approach. Label each approach to correspond with the respective rate proposal. x Routing strategy and productivity assumptions by service sector (SFD, MFD, Commercial and City facilities); discussion of special routing (if any) for collecting in narrow streets, courts, and alleys; and route productivity assumptions (in terms of SFD accounts per route per day and MFD/Commercial lifts per route per day) and where these productivity assumptions have been accomplished in other cities serviced by the proposer. x Collection methodology (e.g., automated, semi-automated, one- or two-person crews, etc.), including discussion of special methods (if any) for collecting in any hard-to-service areas. x Number of and description of the collection vehicles to be utilized including make, model, and year, body type, yardage capacity, tonnage capacity, type of renewable natural fuel to be used, waste stream(s) to be collected (refuse, recycling, organics), cost, and lease or ownership arrangements. New vehicles are required for residential and MFD, commercial, and City collection services. x This requirement is primarily to ensure that comparable rate proposals are submitted. The City reserves the right to allow the contractor to provide used collection vehicles. x New or used vehicles may be used for support vehicles. 7.2.a Packet Pg. 443 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page25 x Manufacturer’s specifications of containers to be utilized. New carts shall be provided for residential and multi-family dwellings that use carts services and new or used containers (i.e. bins and drop boxes) may be provided for customers that are serviced with bins (i.e. MFD/Commercial/City customers). x Container requirements are described in draft Agreement Section 7.104.3. Proposer shall supply complete technical data and manufacturing specifications on the specific cart, bins and Drop Boxes being used. 3.2 CUSTOMER SERVICE CENTER Proposer shall describe the management systems and customer service systems its company uses to manage inquiries and complaints received from residential and commercial customers. The description of the management systems and customer service systems may include: x Description of system capability and/or procedures to ensure timely accessibility of information by jurisdictions served. x Description of procedures used to satisfactorily respond to, record, and report common customer complaints such as: missed pick-ups; spills and litter resulting from collection; collection schedule changes; broken or missing containers; improperly prepared setouts; noise complaints; traffic and sidewalk obstruction during collection; and safety around collection vehicles during operations. x Description as to whether individual call centers are established for each of the proposer’s service areas or if customer calls are handled by a centralized call center, and location of the proposed call center. x Description of how the customer service information interfaces with route data and billing data. x Description of how the company measures customer service about the call center’s responsiveness and accuracy of responses, as well as the quality of collection service. Identify specific performance metrics or targets your company tracks. x Identify the website that its customers use to obtain customer rates and service information, diversion services and requirements, and to submit inquiries or complaints. Provide website address. 3.3 IMPLEMENTATION PLAN Provide an implementation schedule that demonstrates ability to implement the services in accordance with the service start date, including meeting equipment, personnel, administration, maintenance, and public education requirements. 7.2.a Packet Pg. 444 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page26 3.4 AB 341, AB 1826, AND SB 1383 IMPLEMENTATION PLAN Proposer shall provide an AB 341, AB 1826, and SB 1383 implementation plan detailing planned tasks, procedures, and schedule to ensure the City’s compliance with AB 341, AB 1826, and SB 1383. The plan should address the following requirements. A description of proposer’s public education and outreach plans that comply with all CalRecycle requirements for Outreach and Education, Monitoring and Reporting, and Performance Standards and other applicable regulations. The plan shall include, at a minimum, the following components: x Timeline x Description of all proposed activities x Description of all proposed printed materials and electronic content x Examples of materials and content the proposer has developed for other jurisdictions (proposer may include materials as an attachment or provide images of the material within the proposal text). x Description of labels to be attached to containers that clearly indicate the accepted and prohibitive materials to be placed in containers. Labels shall comply with CalRecycle guidelines for labeling/signage. x Proposed continued outreach efforts to increase participation in recycling and organics programs, including use of direct mail, community workshops, development of how-to videos, dedicated website, community events, school outreach, etc. x Proposed contamination monitoring procedures including performing route reviews and or waste evaluations. 3.5 FOOD RESCUE AND DONATION PROGRAM Describe proposed efforts to assist the City and its customers with a food rescue and donation program to comply with SB 1383 which establishes a target that not less than 20% of currently disposed edible food is recovered for human consumption by 2025. 3.6 ORGANICS RECYCLING PROGRAM Describe proposed organics recycling program including type of containers proposed. Proposers should include detailed information on customer in-house preparation of material prior to disposal (e.g., bag or no bag requirements); include a comprehensive list of organic materials that are acceptable in each of the programs listed above, and a comprehensive list of organic materials that are not accepted in the program. Also, proposers are requested to submit samples of outreach materials already distributed to customers in a city with a similar program in place if proposer has implemented such program. Please describe your intended approach and activities related to SB 1383 organic waste collection and recycling 7.2.a Packet Pg. 445 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page27 services, education and outreach, capacity planning, procurement of organic waste products, reporting, contamination monitoring, and other compliance activities. 3.7 RECYCLABLE MATERIALS Specify all materials that can be recycled through the residential, multi-family and commercial recycling programs. 3.8 PROCUREMENT OF RECOVERED ORGANIC WASTE PRODUCTS Describe proposed assistance to the City to ensure that sufficient California recovered organic waste products are procured on behalf of the City to meet the requirements of SB 1383. Identify types and quantities of recovered organic waste products which shall be procured. 3.9 PROPOSED OPERATING FACILITIES Provide information about proposed operating facilities, including: x Yard address for equipment and personnel staging and arrangements for maintenance of equipment. x Office address for customer service, public relations, billing, and franchise administration; and, x Other operating facilities to be used in providing service under this agreement. 3.10 PROPOSED DISPOSAL, TRANSFER, AND PROCESSING FACILITIES Proposers must identify all proposed disposal, transfer, and processing facilities for transfer/disposal of refuse, processing of commingled recyclables, processing of organics, processing of mixed waste, and processing of construction and demolition debris. For each facility, please identify the following: x The name, address, and SWIS # of the facility. x The material to be processed (organic waste, commingled recyclables, mixed waste, or construction and demolition debris). x The tipping fee per ton. x A statement regarding any relationship between the proposer and the facility owner/operator if any). x Indicate any proposed solid waste facility capacity guarantees. x Current and estimated diversion rate for processing of each waste stream (e.g., residential recyclables, residential organics, source-separated commercial recyclables, mixed commercial waste, commercial organics, C&D.) 7.2.a Packet Pg. 446 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page28 4. DISPLACED EMPLOYEE RETENTION In accordance with Labor Code Sections 1070, 1072, 1075, and 1076, proposer will offer employment to qualified existing employees of the current contractor that may be displaced if the current contractor is not retained. Please describe your procedures for offering such employment and any limitations. Please describe whether your company operates under a labor collective bargaining agreement. 5. EXCEPTIONS TO THE AGREEMENT The City expects that the successful proposer(s) will execute an Agreement with the City in substantially the same form as the Draft Agreement (as it may be changed via Addendum during the RFP process). Proposers are required to carefully review the Agreement before submitting proposals and are encouraged to have it reviewed by legal counsel. Proposers are also encouraged to submit written questions about any provision in the Agreement not fully understood, which would appear to be inconsistent with other provisions or otherwise incorrect, or which may deter them from submitting a Proposal or significantly increase the rate of their Proposal. To demonstrate agreement with to all terms and conditions of the draft Agreement as written, proposers are required to sign and include in their proposal the signature page of the draft Agreement. Any exceptions must include the nature of the proposed exception, the draft Agreement Section, proposed substitute language, and the change in costs that would take place if the proposed language were to be accepted by the City. The proposal is not considered complete without this signed page. The number, nature and materiality of objectionable provisions and suggested changes to the Agreement will be considered in evaluating proposals. 6. RATE PROPOSALS 6.1 PRIMARY RATE PROPOSAL FORMS Proposers may submit up to three complete sets of rate proposal forms: one for the residential sector, one for the commercial sector, and one for a citywide franchise. These proposals shall be based solely on the requirements requested in this RFP and further detailed in the draft Agreement without considering any exceptions or alternatives. 6.2 ALTERNATIVE RATE PROPOSALS Provided that the proposer has submitted a primary rate proposal that meets all of the minimum requirements of this RFP, the proposer may submit one or more alternative rate proposals. For example, proposer may submit an alternative rate proposal that retains existing used equipment. 7.2.a Packet Pg. 447 City of Diamond Bar, California Section 5. Submittal Requirements RFP for Solid Waste Services May 3Updated July 12, 2023 Page29 7. PROPOSER CODE OF CONDUCT AND NON-COLLUSION AFFIDAVIT Each proposer shall include a copy of the Proposer Code of Conduct and Non-Collusion Affidavit Attachment 2) that was submitted at the pre-proposal conference. 7.2.a Packet Pg. 448 City of Diamond Bar, California Section 6. Proposal Evaluation RFP for Solid Waste Services May 3Updated July 12, 2023 Page30 SECTION 6 - PROPOSAL EVALUATION PROCESS This section describes the proposed process for evaluation of proposals and selection of Contractor(s). Note that the City reserves the right to modify this process in any way and at any time during the RFP and contractor selection process. EVALUATION AND SELECTION PROCESS An evaluation report, including a comparative description of the proposals, evaluation results, and a recommendation, will be prepared and presented to City Council. The City Council will review the recommendation and may approve that recommendation or form an alternative recommendation. During the evaluation process, proposers are required to allow site visits, and give presentations to the City and may be required to attend interviews. 7.2.a Packet Pg. 449 City of Diamond Bar, California Section 6. Proposal Evaluation RFP for Solid Waste Services May 3Updated July 12, 2023 Page31 PROPOSAL EVALUATION CRITERIA The proposal will be objectively evaluated based on criteria that may include, but is not limited to, the following factors. PROPOSER’S QUALIFICATIONS x Collection Experience. Demonstrated experience of company providing the requested or similar services to other jurisdictions. If the proposer is a joint venture, demonstrated experience of parties working together. x Jurisdiction Satisfaction. Satisfaction of proposer references with services received, including but not limited to, implementation, customer services, reporting, assistance developing diversion programs, and working cooperatively with City staff. x Management and Customer Service Systems. Demonstrated capabilities of the company’s existing management and customer service systems’ abilities to track and monitor contract compliance, quality of collection service, and call center responsiveness. x Key Personnel Qualifications. Extent and relevance of the qualifications and experience of key personnel proposed for the transition team and on-going management of the City’s collection operations. TECHNICAL QUALIFICATIONS x Implementation Plan. Reasonableness of implementation schedule and ability to meet deadlines e.g., reasonableness of equipment procurement schedules, implementation staffing levels, public education program, itemized steps for initiation, roll out and maintenance of diversion programs in all service sectors throughout the City, container/cart distribution, new corporation or maintenance yard development, contingency plans, etc. o Customer Service. Customer service approach, staffing levels, and City-specific training programs. o Billing System. Billing approach and procedures for handling customer billing activities. o Collection Approach. Reasonableness and reliability of the proposed collection methods e.g., technology, equipment, and containers); reasonableness of productivity and operating assumptions (i.e., number of routes, route drivers, route hours, stops per route, and other operating statistics), if applicable; and reasonableness of assumptions. x AB 341, AB 1826, and SB 1383 Implementation Plan. Completeness of proposed services, public education program, roll out and maintenance of diversion programs in all service sectors throughout the City, container/cart distribution. x Diversion Outreach and Education Programs. The nature, reliability, and innovation of proposed diversion programs and potential of such programs to divert solid waste from landfill disposal and meet diversion requirements. Compatibility of the proposed education program, staffing level, and program ideas with the needs of the City; and, the quality of public education samples relative to other proposers. Likelihood of diversion programs to meet State-mandated outreach 7.2.a Packet Pg. 450 City of Diamond Bar, California Section 6. Proposal Evaluation RFP for Solid Waste Services May 3Updated July 12, 2023 Page32 and education, diversion monitoring and reporting and performance measurement requirements. x Proposed Operations Facilities. Plan for providing the facilities needed for equipment storage and parking, maintenance, and administration. Level of assurance provided, if any, about site acquisition and timely development of necessary facilities if not proposing an existing, operational and permitted facility. x Proposed Disposal, Transfer, and Processing Facilities Reasonableness and reliability of the proposed facilities for disposal, transfer, and processing of solid waste, recyclable materials, and organic materials, including documentation of existing facility permitting/approvals and/or guarantee of sufficient capacity for tonnage from the City service area, and the reasonableness of proposed material transport plans. NUMBER AND MATERIALITY OF EXCEPTIONS TO AGREEMENT The number, nature, and materiality of suggested changes to the Agreement will be considered in evaluating proposals. FINANCIAL x Financial Stability. Financial stability of proposer based on its financial ratios and other financial considerations. x Insurance. Demonstrated ability of proposer to obtain adequate insurance. RATE PROPOSAL x Reasonableness of Rate Proposals. The logical relationship between proposed rates and operational assumptions. x Competitiveness of Rate Proposals. The competitiveness of the overall revenue requirement is evaluated relative to other proposals. ALTERNATIVE PROPOSALS The City is not obligated to evaluate or select alternative proposals. Alternative proposals will be considered by the City if the City concludes, in its sole discretion, that the alternative proposals warrant evaluation and analysis. Such evaluation will consider the reasonableness and reliability of proposed collection methods, technology, equipment, and containers; and the reasonableness of productivity and operating assumptions (i.e., number of routes, route drivers, route hours, stops per route, program diversion levels, and other operating statistics considered as pertinent by the City and its consultants). At the City’s option, the reasonableness and competitiveness of one or more alternative proposal(s) may be evaluated. 7.2.a Packet Pg. 451 City of Diamond Bar, California Section 6. Proposal Evaluation RFP for Solid Waste Services May 3Updated July 12, 2023 Page33 AWARD Proposals must be complete and must conform to the requirements of this RFP as to form and content. The franchise or franchises will be awarded for the proposal or proposals that offer the greatest value to the City. The City, however, reserves the right to reject any or all proposals, to accept or reject any one or more items of a proposal, or to waive any minor irregularities or informalities in the proposal. City Council will select the proposal or proposals that it determines to best serve the City and is not bound to follow the recommendation of City staff or City staff’s proposal evaluations in making its selection. It is anticipated that all services described in this RFP will be contracted for. However, the City reserves the right to change such service descriptions prior to award. 7.2.a Packet Pg. 452 City of Diamond Bar, California Attachments RFP for Solid Waste Services May 3Updated July 12, 2023 Page34 LIST OF ATTACHMENTS ATTAHCMENT 1: DRAFT AGREEMENT ATTACHMENT 2: PROPOSER CODE OF CONDUCT AND NON-COLLUSION AFFIDAVID ATTACHMENT 3: SERVICE DATA ATTACHMENT 4: CURRENT RATES ATTACHMENT 5: CITY FACILITIES ATTACHMENT 6: RATE PROPOSAL FORMS ATTACHMENT 7: RATE ADJUSTMENT METHODOLOGY ATTACHMENT 8: PROPOSAL OUTLINE 7.2.a Packet Pg. 453 ADDENDUM #1 DRAFT FRANCHISE AGREEMENT FOR SOLID WASTE SERVICES Between the Diamond Bar and CONTRACTOR NAME] This _____ day of Month, 202__ 7.2.a Packet Pg. 454 ADDENDUM #1 City of Diamond Bar – DRAFT i June 12, 2023 Contents RECITALS ........................................................................................................................................................................... 1 ARTICLE 1: DEFINITIONS .................................................................................................................................................... 4 ARTICLE 2: GRANT AND ACCEPTANCE OF FRANCHISE ..................................................................................................... 18 2.1 GRANT AND ACCEPTANCE OF FRANCHISE, INDEMNITY OF AWARD ..................................................................... 18 2.2 EXCLUSIVE NATURE OF FRANCHISE ...................................................................................................................... 18 2.3 EFFECTIVE DATE .................................................................................................................................................... 19 2.4 TERM OF AGREEMENT .......................................................................................................................................... 19 2.5 CITY’S OPTION TO EXTEND TERM .......................................................................................................................... 19 2.6 REPRESENTATIONS AND WARRANTIES OF CONTRACTOR..................................................................................... 19 2.7 CONDITIONS TO EFFECTIVENESS OF AGREEMENT ................................................................................................ 20 2.8 DELEGATION OF AUTHORITY ................................................................................................................................ 21 2.9 LIMITATIONS TO THE SCOPE ................................................................................................................................. 21 2.10 CITY’S RIGHT TO DIRECT CHANGES ....................................................................................................................... 23 2.10.1 General ......................................................................................................................................................... 23 2.10.2 New Diversion Programs .............................................................................................................................. 23 2.10.3 City’s Right To Acquire Services .................................................................................................................... 23 2.11 OWNERSHIP OF SOLID WASTE AND CITY’S RIGHT TO DIRECT SOLID WASTE .......................................................... 24 2.12 CONTRACTOR’S CORPORATE STATUS ................................................................................................................... 24 2.13 CONTRACTOR CORPORATE AUTHORIZATION ....................................................................................................... 25 2.14 ANNEXATIONS ...................................................................................................................................................... 25 2.15 PERMITS AND LICENSES ........................................................................................................................................ 25 ARTICLE 3: SCOPE OF COLLECTION SERVICES ................................................................................................................... 25 3.1 SERVICES TO BE PROVIDED – GENERAL ................................................................................................................. 25 3.2 SINGLE-FAMILY DWELLING COLLECTION SERVICE ................................................................................................ 26 3.2.1 Cart Sizes ...................................................................................................................................................... 26 3.2.2 Cart Color ..................................................................................................................................................... 26 3.2.3 Refuse Cart Overage .................................................................................................................................... 26 3.2.4 Backyard Service .......................................................................................................................................... 27 3.2.5 Backyard Service for Disabled People .......................................................................................................... 27 3.2.6 Door-To-Door HHW Collection ..................................................................................................................... 27 3.2.7 Annual Household Hazardous Waste Event ................................................................................................. 28 3.2.8 Curbside Used Oil And Oil Filter Collection ................................................................................................... 28 3.2.9 Home Generated Sharps Mail Back Program ............................................................................................... 28 3.2.10 Medication Takeback Program .................................................................................................................... 28 3.2.11 FreeCycle.Com .............................................................................................................................................. 28 3.2.12 Annual Holiday Tree Collection .................................................................................................................... 28 3.2.13 Mulch Give-a-Way........................................................................................................................................ 29 3.3 COMMERCIAL AND MULTI-FAMILY COLLECTION SERVICES .................................................................................. 29 3.3.1 Bin Sizes ........................................................................................................................................................ 29 3.3.2 Commercial And Multi-Family Premises Cart Service................................................................................... 29 3.3.3 Container Color ............................................................................................................................................ 30 3.3.4 Site Visits, Education and Outreach – Commercial Recycling And Organics ................................................ 30 3.3.5 Processing Of Mixed Waste ......................................................................................................................... 31 7.2.a Packet Pg. 455 ADDENDUM #1 City of Diamond Bar – DRAFT ii June 12, 2023 3.3.6 Scout Service ................................................................................................................................................ 31 3.3.7 Bin Pushout Service ...................................................................................................................................... 32 3.3.8 Locking Bins .................................................................................................................................................. 32 3.3.9 Redelivery/Return Trip Fee ........................................................................................................................... 32 3.4 ROLL-OFF BOX SERVICE ......................................................................................................................................... 32 3.5 TEMPORARY BIN SERVICE ..................................................................................................................................... 33 3.6 ON-CALL BULKY ITEM PICKUP ............................................................................................................................... 33 3.7 CITY SERVICES ....................................................................................................................................................... 34 3.7.1 City Facilities ................................................................................................................................................ 34 3.7.2 City-Sponsored Events .................................................................................................................................. 34 3.7.3 Emergency Collection And DIsposal Service ................................................................................................. 34 3.7.4 Abandoned Item Collection From City Right-of-Way Public Property .......................................................... 35 3.7.5 Community Development Review Services................................................................................................... 35 3.7.6 Large Venue Event Assistance ...................................................................................................................... 35 3.7.7 Confiscation Of Unauthorized Containers .................................................................................................... 35 3.7.8 Provision of Storage Containers ................................................................................................................... 36 3.7.9 Procurement Of Recovered Organics Waste Products ................................................................................. 36 ARTICLE 4: REQUIREMENTS FOR OPERATIONS, EQUIPMENT, AND PERSONNEL .............................................................. 37 4.1 OPERATIONS ......................................................................................................................................................... 37 4.1.1 Schedules...................................................................................................................................................... 37 4.1.2 Missed Pickups ............................................................................................................................................. 37 4.1.3 Holiday Collection Schedule ......................................................................................................................... 37 4.1.4 Change In Collection Schedule ..................................................................................................................... 38 4.1.5 Dedecated Routes ........................................................................................................................................ 38 4.1.6 Overflowing Containers ................................................................................................................................ 38 4.1.7 Graffiti Removal ........................................................................................................................................... 39 4.1.8 Litter Abatement .......................................................................................................................................... 39 4.1.9 Health And Safety Training .......................................................................................................................... 40 4.1.10 Unauthorized Material Removal .................................................................................................................. 40 4.1.11 Report Of Accumulation Of Solid Waste; unauthorized Dumping ............................................................... 40 4.1.12 Route Audit .................................................................................................................................................. 40 4.1.13 Service Exceptions; Hazardous Waste Notifications .................................................................................... 42 4.1.14 Collection of Former Contractor’s Containers .............................................................................................. 42 4.2 VEHICLE REQUIREMENTS ...................................................................................................................................... 43 4.2.1 General ......................................................................................................................................................... 43 4.2.2 Vehcile Specifications ................................................................................................................................... 43 4.2.3 Vehicle Identification.................................................................................................................................... 44 4.2.4 Cleaning And Maintenance .......................................................................................................................... 44 4.2.5 Vehicle Operations ....................................................................................................................................... 45 4.2.6 City Inspection Per Code ............................................................................................................................... 45 4.2.7 Vehicle Inspections ....................................................................................................................................... 46 4.2.8 Correction Of Defects ................................................................................................................................... 46 4.2.9 City Informational Displays .......................................................................................................................... 46 4.2.10 Vehicle And Equipment Inventory ................................................................................................................ 46 4.3 CONTAINER REQUIREMENTS ................................................................................................................................ 47 4.3.1 Cart Requirements ....................................................................................................................................... 47 4.3.2 Bin Requirements ......................................................................................................................................... 50 7.2.a Packet Pg. 456 ADDENDUM #1 City of Diamond Bar – DRAFT iii June 12, 2023 4.3.3 Roll-Off Box Requirements ........................................................................................................................... 51 4.4 PERSONNEL ........................................................................................................................................................... 51 4.4.1 Qualified Personnel ...................................................................................................................................... 51 4.4.2 Identification Required ................................................................................................................................. 51 4.4.3 Hazardous Material Employee Training ....................................................................................................... 51 4.4.4 Fees And Gratuities ...................................................................................................................................... 52 4.4.5 Non-Discrimination ...................................................................................................................................... 52 4.4.6 Hiring of Displaced Employees ..................................................................................................................... 52 4.4.7 City Liaison ................................................................................................................................................... 52 4.4.8 Service Liaison .............................................................................................................................................. 52 4.4.9 Environmental Coordinator ............................................................................................................................ 53 4.4.10 City’s Right to Approve City and Service Liaison .............................................................................................. 53 ARTICLE 5: PROCESSING AND DISPOSAL REQUIREMENTS ............................................................................................... 53 5.1 TRANSPORTATION OF DISCARDED MATERIALS .................................................................................................... 53 5.2 DIVERSION AND PROCESSING REQUIREMENTS .................................................................................................... 53 5.2.1 Processing Of Recyclables And Organics ...................................................................................................... 54 5.2.2 End Uses For Organics .................................................................................................................................. 54 5.2.3 Bulky Item Diversion ..................................................................................................................................... 54 5.2.4 Construction And Demolition Debris Diversion ............................................................................................ 55 5.2.5 Diversion of Electronic, Universal and Other Special Waste ........................................................................ 55 5.3 MARKETING AND SALE OF RECYCLABLES .............................................................................................................. 55 5.4 USE OF DESIGNATED FACILITIES ............................................................................................................................ 55 5.5 USE OF CONTRACTOR-OWNED APPROVED FACILITEIS ......................................................................................... 56 5.6 SOLID WASTE CAPACITY GUARANTEE ................................................................................................................... 56 ARTICLE 6: OTHER SERVICES ............................................................................................................................................ 57 6.1 BILLING AND CONTRACTOR COMPENSATION ....................................................................................................... 57 6.1.1 Residential Cart Customers .......................................................................................................................... 57 6.1.2 Commercial Cart and Bin Service ................................................................................................................. 57 6.1.3 Disabled Customer Discount ........................................................................................................................ 57 6.1.4 Senior Discount ............................................................................................................................................ 57 6.1.5 Form of Payment .......................................................................................................................................... 58 6.1.6 Temporary Bin and Roll-Off Box Service ....................................................................................................... 58 6.1.7 Automated Billing Payment ......................................................................................................................... 58 6.1.8 Bill Payment by Phone .................................................................................................................................. 58 6.1.9 Review of Billings ......................................................................................................................................... 58 6.1.10 Suspension Of Service Due To Non-Payment ............................................................................................... 59 6.1.11 Debt Collection ............................................................................................................................................. 59 6.1.12 Continued Provision Of Service .................................................................................................................... 60 6.1.13 No Marketing ............................................................................................................................................... 60 6.2 CUSTOMER SERVICE .............................................................................................................................................. 60 6.2.1 Local Office ................................................................................................................................................... 60 6.2.2 Customer Service Portal ............................................................................................................................... 60 6.2.3 Customer Complaints, Inquiries And Service Requests................................................................................. 60 6.2.4 Customer Service Standards ......................................................................................................................... 61 6.2.5 Resolution Of Customer Complaints ............................................................................................................ 62 6.2.6 Emergency Contacts ..................................................................................................................................... 62 7.2.a Packet Pg. 457 ADDENDUM #1 City of Diamond Bar – DRAFT iv June 12, 2023 6.2.7 Multi-lingual, TDD Services .......................................................................................................................... 62 6.3 CUSTOMER OUTREACH AND EDUCATION............................................................................................................. 62 6.3.1 On-Going Education Requirements .............................................................................................................. 63 6.3.2 AB 341, AB 1826, And SB 1383 Compliance ................................................................................................. 65 ARTICLE 7: FRANCHISE FEE, CALRECYCLE COMPLIANCE FEE, VEHICLE IMPACT FEE, AND OTHER FEES ............................. 66 7.1 FRANCHISE FEE ..................................................................................................................................................... 66 7.2 CALRECYCLE COMPLIANCE FEE ............................................................................................................................. 66 7.3 RESIDENTIAL VEHICLE IMPACT FEE ....................................................................................................................... 67 7.4 RESIDENTIAL STREET SWEEPING FEE .................................................................................................................... 67 7.5 CONTRACTING FEE ................................................................................................................................................ 68 7.6 TIME AND METHOD OF FEE PAYMENTS TO THE CITY ............................................................................................ 68 ARTICLE 8: RECORDS, REPORTS AND INFORMATION REQUESTS ..................................................................................... 68 8.1 GENERAL ............................................................................................................................................................... 68 8.2 RECORDS ............................................................................................................................................................... 69 8.2.1 General ................................................................................................................................................................. 69 8.2.2 Financial Records ......................................................................................................................................... 69 8.2.3 Solid Waste Records ..................................................................................................................................... 70 8.2.4 CERCLA Defense Records .............................................................................................................................. 70 8.2.5 Other Programs’ Records ............................................................................................................................. 71 8.2.6 Audit ............................................................................................................................................................. 71 8.2.7 Payments And Refunds ................................................................................................................................ 72 8.3 REPORTS ............................................................................................................................................................... 72 8.3.1 Monthly Reports ........................................................................................................................................... 73 8.3.2 Quarterly Reports ......................................................................................................................................... 73 8.3.3 Annual Reports ............................................................................................................................................. 74 8.3.4 Financial Reports .......................................................................................................................................... 75 8.4 REPORTING ADVERSE INFORMATION ................................................................................................................... 75 8.5 RIGHT TO INSPECT RECORDS ................................................................................................................................. 75 8.6 FAILURE TO REPORT .............................................................................................................................................. 76 ARTICLE 9: REVIEW OF SERVICES AND PERFORMANCE.................................................................................................... 76 9.1 PERFORMANCE REVIEW MEETING ....................................................................................................................... 76 9.2 PERFORMANCE SATISFACTION SURVEY ................................................................................................................ 77 ARTICLE 10: CONTRACTOR COMPENSATION AND MAXIMUM SERVICE RATES ................................................................ 77 10.1 CONTRACTOR COMPENSATION ............................................................................................................................ 77 10.2 INITIAL RATES ........................................................................................................................................................ 78 10.3 SCHEDULE OF FUTURE ANNUAL RATE ADJUSTMENTS .......................................................................................... 78 10.4 METHOD OF ADJUSTMENTS ................................................................................................................................. 78 10.4.1 Procedure for Single-Family Cart Service And Bin Service ............................................................................ 79 10.4.2 Procedure for Roll-Off BOX Service .............................................................................................................. 83 10.4.3 Procedure for Other Services ........................................................................................................................ 86 10.5 EXTRAORDINARY RATE ADJUSTMENTS ................................................................................................................. 86 ARTICLE 11: INDEMNIFICATION, INSURANCE AND PERFORMANCE BOND ...................................................................... 87 11.1 INDEMNIFICATION OF THE CITY ............................................................................................................................ 87 7.2.a Packet Pg. 458 ADDENDUM #1 City of Diamond Bar – DRAFT v June 12, 2023 11.1.1 General ......................................................................................................................................................... 87 11.1.2 Hazardous Material Indemnification ........................................................................................................... 88 11.1.3 AB 939 Indemnification and Guarnatee ....................................................................................................... 89 11.1.4 CALRECYCLE Indemnification ....................................................................................................................... 90 11.2 EVALUATION OF LIABILITY .................................................................................................................................... 90 11.3 SEPARATE COUNSEL .............................................................................................................................................. 91 11.4 CONSIDERATION ................................................................................................................................................... 91 11.5 OBLIGATION .......................................................................................................................................................... 91 11.6 COLLECTION SERVICES SUBCONTRACTORS .......................................................................................................... 91 11.7 SURVIVAL .............................................................................................................................................................. 92 11.8 INSURANCE ........................................................................................................................................................... 92 11.9 FAITHFUL PERFORMANCE BOND .......................................................................................................................... 96 11.10 FAITHFUL PERFORMANCE LETTER OF CREDIT ....................................................................................................... 96 11.11 FORFEITURE OF PERFORMANCE BOND ................................................................................................................. 97 11.12 FORFEITURE OF LETTER OF CREDIT ....................................................................................................................... 97 11.13 PERFORMANC SECURITY BEYOND SERVICE TERM ................................................................................................ 97 ARTICLE 12: CITY’S RIGHT TO CONTRACT WITH THIRD PARTIES TO PERFORM FRANCHISE SERVICES .............................. 98 12.1 GENERAL ............................................................................................................................................................... 98 12.2 TEMPORARY POSSESION OF CONTRACTOR’S PROPERTY ...................................................................................... 99 12.3 BILLING AND COMPENSATION TO CITY DURING CITY’S POSSESSION .................................................................... 99 12.4 CITY’S RIGHT TO RELINQUISH POSSESSION ........................................................................................................... 99 12.5 CITY’S POSSESSION NOT A TAKING........................................................................................................................ 99 12.6 DURATION OF CITY’S POSSESSION ...................................................................................................................... 100 ARTICLE 13: DEFAULT AND REMEDIES ........................................................................................................................... 100 13.1 EVENTS OF DEFAULT ........................................................................................................................................... 100 13.2 RIGHT TO TERMINATE UPON DEFAULT AND RIGHT TO SPECIFIC PERFORMANCE............................................... 102 13.3 CITY’S REMEDIES IN THE EVENT OF DEFAULT ...................................................................................................... 103 13.4 CRIMINAL ACTIVITY ............................................................................................................................................. 104 13.5 POSSESSION OF RECORDS UPON TERMINATION ................................................................................................ 104 13.6 CITY’S REMEDIES CUMULATIVE; SPECIFIC PERFORMANCE ................................................................................. 104 13.7 LIQUIDATED DAMAGES ....................................................................................................................................... 104 13.8 SUSPENSION OF PERFORMANCE ........................................................................................................................ 109 13.8.1 Force Majeure ................................................................................................................................................... 109 13.8.2 Labor Unrest ..................................................................................................................................................... 109 13.9 DISPUTE RESOLUTION ......................................................................................................................................... 110 13.9.1 Negotiation And Mediation .............................................................................................................................. 110 13.9.2 Confidentiality .................................................................................................................................................. 110 13.9.3 Injunctive Relief ................................................................................................................................................ 110 13.9.4 Continuing Obligation ....................................................................................................................................... 111 13.9.5 Failure of Mediation ......................................................................................................................................... 111 13.10 ASSURANCE OF PERFORMANCE.......................................................................................................................... 111 ARTICLE 14: OTHER AGREEMENTS OF THE PARTIES ....................................................................................................... 111 14.1 RELATIONSHIP OF PARTIES ................................................................................................................................. 111 14.2 COMPLIANCE WITH LAW .................................................................................................................................... 111 14.3 GOVERNING LAW ................................................................................................................................................ 112 7.2.a Packet Pg. 459 ADDENDUM #1 City of Diamond Bar – DRAFT vi June 12, 2023 14.4 JURISDICTION ...................................................................................................................................................... 112 14.5 ASSIGNMENT ...................................................................................................................................................... 112 14.6 AFFILIATED COMPANIES ..................................................................................................................................... 113 14.7 CONTRACTING OR SUBCONTRACTING ................................................................................................................ 114 14.8 BINDING ON ASSIGNS ......................................................................................................................................... 114 14.9 TRANSITION TO NEXT CONTRACTOR .................................................................................................................. 114 14.10 PARTIES IN INTERSET ........................................................................................................................................... 115 14.11 WAIVER ............................................................................................................................................................... 115 14.12 CONTRACTOR’S INVESTIGATION ......................................................................................................................... 115 14.13 NOTICE ................................................................................................................................................................ 115 14.14 REPRESENTATIVE OF THE PARTIES ...................................................................................................................... 116 14.15 CITY FREE TO NEGOTIATE WITH THIRD PARTIES ................................................................................................. 116 14.16 COMPLIANCE WITH MUNICIPAL CODE ............................................................................................................... 116 14.17 PRIVACY .............................................................................................................................................................. 116 14.18 PROPRIETARY INFORMATION, PUBLIC RECORDS ................................................................................................ 117 ARTICLE 15: MISCELLANEOUS AGREEMENTS ................................................................................................................. 117 15.1 ENTIRE AGREEMENT ........................................................................................................................................... 117 15.2 SECTION HEADINGS ............................................................................................................................................ 117 15.3 REFERENCES TO LAWS AND OTHER AGREEMENTS ............................................................................................. 117 15.4 INTERPRETATION ................................................................................................................................................ 118 15.5 AGREEMENT ....................................................................................................................................................... 118 15.6 SEVERABILITY ...................................................................................................................................................... 118 15.7 EXHIBITS .............................................................................................................................................................. 118 15.8 ATTORNYS’ FEES .................................................................................................................................................. 118 EXHIBIT 1: INITIAL MAXIMUM SERVICE RATES .............................................................................................................. 120 EXHIBIT 2: EXAMPLE OF RATE ADJUSTMENT PROCEDURE............................................................................................. 120 EXHIBIT 2A – RATE ADJUSTMENT PROCEDURE – SFD CARTS ............................................................................................ 120 EXHIBIT 2B – RATE ADJUSTMENT PROCEDURE – BINS ..................................................................................................... 120 EXHIBIT 2C – RATE ADJUSTMENT PROCEDURE – ROLL-OFF BOXES .................................................................................. 120 EXHIBIT 2D – RATE ADJUSTMENT PROCEDURE – OTHER .................................................................................................. 120 EXHIBIT 2E – EXAMPLE OF INDEX CALCULATION .............................................................................................................. 120 EXHIBIT 3: LIST OF DESIGNATED FACILITIES ................................................................................................................... 120 EXHIBIT 4: LIST OF DIVERSION PRORAM MATERIALS .................................................................................................... 120 EXHIBIT 5: AB 341, AB 1826, AND SB 1383 COMPLIANCE PLAN ..................................................................................... 120 EXHIBIT 6: CORPORATE GUARANTY .............................................................................................................................. 120 EXHIBIT 7: FAITHFUL PERFORMANCE BOND .................................................................................................................. 120 EXHIBIT 8: CONTRACTOR’S PROPOSAL .......................................................................................................................... 120 7.2.a Packet Pg. 460 ADDENDUM #1 City of Diamond Bar – DRAFT 1 June 12, 2023 This Franchise Agreement for Solid Waste Services (“Agreement”) is entered into this ___ day of 2023 by and between the City of Diamond Bar and [CONTRACTOR NAME] Contractor”, for the Collection, Transportation, Recycling, Processing, and Disposal of Solid Waste and other services related to meeting the goals and requirements of the California Integrated Waste Management Act. In this Agreement, the City and Contractor may be collectively referred to as the Parties” and individually referred to as “Party.” RECITALS WHEREAS, the Legislature of the State of California, by enactment of the California Integrated Waste Management Act of 1989 (“Act”) and subsequent additions and amendments (codified at California Public Resources Code Section 40000 et seq.), has declared that it is in the public interest to authorize and require local agencies to make adequate provisions for Solid Waste handling within their jurisdiction to meet the goals and requirements of AB 939; and, WHEREAS, pursuant to California Public Resources Code Section 40059(a)(2), the City Council of the City of Diamond Bar has determined that the public health, safety, and well-being require that an exclusive franchise be awarded to a qualified company for the Collection, Transfer and Transportation, Recycling, Processing, and Disposal of Solid Waste and other services related to meeting the Diversion goals required by AB 939, and other requirements of the California Integrated Waste Management Act; and, WHEREAS, the Legislature of the State of California, in California Public Resources Code Section 41780 et seq., has declared a mandatory commercial Recycling program and that it is the policy goal of the state that not less than 75 percent of Solid Waste generated be source reduced, recycled, or composted by the year 2020, and annually thereafter; and, WHEREAS, the Legislature of the State of California, in California Public Resources Code Section 41781.3 et seq., has declared that as of January 1, 2020, the use of green material as Landfill alternative daily cover will no longer constitute Diversion through Recycling and will instead be considered Disposal in terms of measuring a jurisdiction’s annual 50 percent per capita disposal rate; and, WHEREAS, California Public Resources Code Section 42649 et seq., requires a mandatory commercial Organic Waste Diversion program; and, WHEREAS, the Short-Lived Climate Pollutants Bill of 2016 (SB 1383) establishes regulatory requirements for jurisdictions, generators, haulers, Solid Waste facilities, and other entities to support achievement of state-wide Organic Waste Disposal reduction targets; and WHEREAS, SB 1383 requires jurisdictions to implement Collection programs, meet Processing facility requirements, conduct contamination monitoring, provide education, maintain records, submit reports, monitor compliance, conduct enforcement and fulfill other requirements; and, the City has chosen to delegate some of its responsibilities to Contractor, acting as the City’s designee, through this Agreement; and, 7.2.a Packet Pg. 461 ADDENDUM #1 City of Diamond Bar – DRAFT 2 June 12, 2023 WHEREAS, the City declares its intention of maintaining reasonable rates and quality service related to the Collection, Transportation, Recycling, Processing, and Disposal of Solid Waste and other services; and, WHEREAS, the California Department of Resources Recycling and Recovery (“CalRecycle”) promulgated regulations to implement SB 1383 (the “SB 1383 Regulations”) for local jurisdictions, Generators, haulers, Solid Waste facilities, and other entities to support achievement of statewide Organic Waste Disposal reduction targets; and, WHEREAS, the current franchise agreement will expire on August 30, 2025; and, WHEREAS, in response to a Request for Proposals, the Contractor has submitted a proposal to the City and the City selected the Contractor on the competitive advantages of that proposal over other proposals received by the City; and WHEREAS, City and Contractor (“Parties”) hereto desire to enter said Agreement; and, WHEREAS, City and Contractor are mindful of the provisions of the laws governing the safe Collection, Transport and Transportation, Recycling, Processing and Disposal of Solid Waste, including AB 939, the Resource Conservation and Recovery Act (“RCRA”), and the Comprehensive Environmental Response, Compensation and Liability Act (“CERCLA”). City and Contractor desire to leave no doubts as to their respective roles and to memorialize that by entering into this Agreement, City is not thereby becoming an “arranger” or a “generator” as those terms are used in CERCLA, and that it is Contractor, not City, who is “arranging for” the Collection from premises in the City, Transport for Disposal, Composting or other Processing, and Recycling of municipal Solid Waste which may contain Hazardous Material; and further to confirm that as a material inducement to City entering into this Agreement, Contractor has agreed to fully indemnify City in connection with any claims, losses, liabilities, lawsuits or actions relating to the inadvertent or intentional Collection, Transportation and/or Disposal of Hazardous Materials that may occur in connection with Contractor’s performance under this Agreement, and WHEREAS, the State of California has found and declared that the amount of Solid Waste generated in California, coupled with diminishing Landfill space and potential adverse environmental impacts from Landfill Disposal and the need to conserve natural resources, have created an urgent need for State and local agencies to enact and implement an aggressive integrated waste management program. The State has, through enactment of AB 939 and subsequent related legislation including, but not limited to: AB 2176 (Chapter 879, Statutes of 2004), SB 1016 (Chapter 343, Statutes of 2008), AB 341 (Chapter 476, Statutes of 2011), AB 1826 (Chapter 727, Statutes of 2014), and SB 1383 Chapter 395, Statutes of 2016), directed the responsible State agency, and all local agencies, to promote a reduction in Landfill Disposal and to maximize the use of feasible waste reduction, Reuse, Recycling, and composting options in order to reduce the amount of material that must be Disposed; and, WHEREAS, the City Council of the City of Diamond Bar hereby desires that Contractor be engaged to provide for both the Collection of Solid Waste within the corporate limits of the City of Diamond Bar 7.2.a Packet Pg. 462 ADDENDUM #1 City of Diamond Bar – DRAFT 3 June 12, 2023 and the Transportation of such Solid Waste to appropriate places for Processing, Recycling, Organics Diversion, and Disposal, and to perform such services on the terms and conditions set forth in this Agreement; and WHEREAS, Contractor has agreed, as part of this Agreement, acting as an independent contractor to provide such personnel, equipment and supplies as are necessary to ensure City complies with the requirements of Public Resources Code Section 49100 et seq., WHEREAS, Contractor agrees to and acknowledges that it shall arrange for the proper Disposal of all Solid Waste Collected in City and City is not instructing Contractor how to Collect, Process and Dispose of Solid Waste. WHEREAS, consistent with provisions of the Act, including Public Resources Code Section 40059, aspects of Solid Waste Services are of local concern, including frequency of collection, means of collection and Transportation, level of services, charges and fees, the nature, location, and extent of providing Solid Waste Services, and whether the services are to be provided by means of a non- exclusive, partially exclusive, or wholly exclusive franchise, contract, license, or otherwise which may be granted by the City under terms and conditions prescribed by the City Council; and WHEREAS, this Agreement has been developed by and is satisfactory to the City and the CONTRACTOR, Now, therefore, in consideration of the mutual covenants, conditions and consideration contained herein, the City and Contractor hereby agree as hereinafter set forth: 7.2.a Packet Pg. 463 ADDENDUM #1 City of Diamond Bar – DRAFT 4 June 12, 2023 ARTICLE 1: DEFINITIONS For the purpose of this Agreement, the definitions contained in this Article shall apply unless otherwise specifically stated. If a word or phrase is not defined in this Agreement, the definition of such word or phrase as contained in the City of Diamond Bar Municipal Code shall control. 1.1 AFFILIATE Affiliate” means all businesses, including, without limitation, corporations, limited and general partnerships and sole proprietorships, that are directly or indirectly related to the Contractor by virtue of direct or indirect ownership interest or common management. Such businesses shall be deemed to be “Affiliated with” the Contractor and included within the term “Affiliates” as used herein. An Affiliate includes: (i) a business in which the Contractor has a direct or indirect ownership interest; (ii) a business that has a direct or indirect ownership interest in the Contractor; and/or (iii) a business that is also owned, controlled or managed by any business or individual which has a direct or indirect ownership interest in the Contractor. For the purposes of this definition, “ownership” means ownership as defined in the constructive ownership provisions of Section 318(a) of the Internal Revenue Code of 1986, as in effect on the effective date, provided that ten percent (10%) shall be substituted for fifty percent (50%) in Section 318(a)(2)(C) and in Section 318(a)(3)(C) thereof; and Section 318(a)(5)(C) shall be disregarded. For purposes of determining ownership under this paragraph and constructive or indirect ownership under Section 318(a), ownership interest of less than ten percent (10%) shall be disregarded and percentage interests shall be determined on the basis of the percentage of voting interest of value that the ownership interest represents, whichever is greater. Being an Affiliate does not exempt a business from the application of assignment requirements under Section 14.5 1.2 AGREEMENT Agreement” means this Franchise Agreement between the City and Contractor for the Collection, Transportation, Recycling, Processing, and/or Disposal, of Solid Waste, and other services related to meeting the goals and requirements of AB 939, including all exhibits and attachments, and any amendments thereto. 1.3 APPLICABLE LAW Applicable Law" means all statutes, rules, regulations, guidelines, actions, determinations, Permits, orders, or requirements of the United States, State, County of Los Angeles, City and local and regional government authorities and agencies having applicable jurisdiction, that apply to or govern the Site or the performance of the Parties’ respective obligations hereunder, including any of the foregoing which concern health, safety, fire, environmental protection, labor relations, mitigation monitoring plans, building codes, zoning, non-discrimination, and prevailing wages if applicable. All references herein to Applicable Law include subsequent amendments or modifications thereof, unless otherwise specifically limited in this Agreement. 7.2.a Packet Pg. 464 ADDENDUM #1 City of Diamond Bar – DRAFT 5 June 12, 2023 1.4 ASSEMBLY BILL 341 (AB 341) AB 341” means the California Jobs and Recycling Act of 2011 (Chapter 476, Statutes of 2011 Chesbro, AB 341]), also commonly referred to as “AB 341,” as it may be amended supplemented, superseded, or replaced from time to time. 1.5 ASSEMBLY BILL 939 (AB 939) (ACT) AB 939" means the California Integrated Waste Management Act of 1989 (California Public Resources Code Section 40000 et seq.), as it may be amended, supplemented, superseded, or replaced from time to time. 1.6 ASSEMBLY BILL 1594 (AB 1594) AB 1594” means that per California Public Resources Code Section 41781.3 et seq., commencing January 1, 2020, the use of green material as Landfill alternative daily cover does not constitute Diversion through Recycling and shall be considered Disposal. 1.7 ASSEMBLY BILL 1826 (AB 1826) AB 1826” means the Organic Waste Recycling Act of 2014 (Chapter 727, Statutes of 2014 modifying Division 30 of the California Public Resources Code), also commonly referred to as “AB 1826,” as amended, supplemented, superseded, and replaced from time to time. 1.8 BILLINGS Billings” means any and all statements of charges for services rendered in accordance with this Agreement, howsoever made, described or designated by City or Contractor, or made by others for City or Contractor, to Customers in the City. 1.9 BIN Bin” means a metal or plastic Container with hinged lid(s) and wheels serviced by a front-end loading Collection vehicle with a Container capacity of less than (10) cubic yards, including Bins with compactors attached to increase the capacity of the Bin. Bins are also known as dumpsters. 1.10 BIN SERVICE Bin Service” means Solid Waste Collection provided by Contractor to Customers using Bins(s) to accumulate and store their Discarded Materials for collection. 1.11 BLUE CONTAINER Blue Container” has the same meaning as in 14 CCR Section 18982.2(a)(5) and shall be used for the purpose of storage and Collection of Source Separated Recyclable Materials. 7.2.a Packet Pg. 465 ADDENDUM #1 City of Diamond Bar – DRAFT 6 June 12, 2023 1.12 BULKY ITEMS Bulky Items” means Discarded Materials that cannot and / or would not typically be accommodated within a Cart including specifically: discarded furniture (including chairs, sofas, mattresses, carpet, and other similar items); appliances (including refrigerators, ranges, washers, dryers, water heaters, dishwashers, plumbing, small household appliances, and other similar items, commonly known as white goods”); unusually large amounts of yard debris and Green Waste and small pieces of wood limited to one cubic yard of contained material; Electronic Waste (including stereos, televisions, computers and monitors, VCRs, microwaves and other similar items commonly known as “brown goods” and “e-waste”); Bulky Items do not include car bodies, tires, or C&D Debris, or any other items that require more than two (2) Persons to remove. Other items not specifically included or excluded above will be Collected provided that they are not more than eight (8) feet in length, four feet in width, or more than 150 pounds. In the event a question ever arises as to whether a specific item or category of items meets the definition of Bulky Items, City Administrator shall be responsible to determine whether said definition shall apply, which determination shall be final and binding on the Parties. 1.13 BUSINESS DAYS Business Days” mean days during which the City’s administrative offices are normally open to do business with the public. 1.14 CALRECYCLE CalRecycle” means the State of California’s Department of Resources Recycling and Recovery, and, as this department was structured prior to January 1, 2010, the California Integrated Waste Management Board or CIWMB, as well as any successor agency to CalRecycle. 1.15 CART Cart” means a heavy plastic receptacle and a rated capacity of at least thirty (30) gallons and not more than one-hundred one (101) gallons, having a hinged, tight-fitting lid and wheels, that is approved by the Contract Administrator for use by Customers for Collection services under this Agreement. 1.16 CITY City” means the City of Diamond Bar, California, a municipal corporation, and all the territory lying within the municipal boundaries of the City as presently existing or as such boundaries may be modified during the term of this Agreement. 1.17 COLLECT, COLLECTED, COLLECTION Collect" or "Collection" means to take physical possession, Transport, and remove Discarded Materials within and from City. 7.2.a Packet Pg. 466 ADDENDUM #1 City of Diamond Bar – DRAFT 7 June 12, 2023 1.18 COMMENCEMENT DATE Commencement Date” means the date specified in Section 2.4 when the Contractor is to begin providing Solid Waste Services and other related services required by this Agreement. 1.19 COMMERCIAL EDIBLE FOOD GENERATORS Commercial Edible Food Generators” includes Tier One Commercial Edible Food Generators and Tier Two Commercial Edible Food Generators, or as otherwise defined in 14 CCR Section 18982(a)(7). For the purposes of this definition, Food Recovery Organizations and Food Recovery Services are not Commercial Edible Food Generators, or as otherwise specified by 14 CCR Section 18982(a)(7). 1.20 COMMERCIAL PREMISES Commercial Premises" means Premises upon which business activity is conducted, including but not limited to retail sales, services, wholesale operations, manufacturing and industrial operations, but excluding Residential Premises upon which business activities are conducted when such activities are permitted under applicable zoning regulations and are not the primary use of the property. Notwithstanding any provision to the contrary herein, in the City of Diamond Bar Municipal Code, or otherwise, for purposes of this Agreement, Premises upon which the following uses (as defined in the Diamond Bar Municipal Code) are occurring shall be deemed to be Commercial Premises: Assisted Living Facilities, Convalescent Homes, Dormitories, Extended Stay Motels, Hotels, Motels, and Multi-Family Premises with five (5) units or more. 1.21 COMMERCIAL EDIBLE FOOD GENERATORS Commercial Edible Food Generators” includes Tier One Commercial Edible Food Generators and Tier Two Commercial Edible Food Generators, or as otherwise defined in 14 CCR Section 18982(a)(7). For the purposes of this definition, Food Recovery Organizations and Food Recovery Services are not Commercial Edible Food Generators, or as otherwise specified by 14 CCR Section 18982(a)(7). 1.22 COMMUNITY COMPOSTING Community Composting” means any activity that composts green material, agricultural material, food material, and vegetative food material, alone or in combination, and the total amount of feedstock and Compost on-site at any one time does not exceed 100 cubic yards and 750 square feet, as specified in 14 CCR Section 17855(a)(4); or as otherwise defined in 14 CCR Section 18982(a)(8). 1.23 COMPOST, COMPOSTING Compost” has the same meaning as in 14 CCR Section 17896.2(a)(4), which stated, as of the effective date of this Agreement, that “Compost” means the product resulting from the controlled biological decomposition of organic Solid Wastes that are Source Separated from the municipal Solid Waste stream, or which are separated at a centralized facility. 7.2.a Packet Pg. 467 ADDENDUM #1 City of Diamond Bar – DRAFT 8 June 12, 2023 1.24 CONTRACT ADMINISTRATOR Contract Administrator” means _____________________, or any subsequent Person, or his or her designee, designated by the City to administer and monitor the provisions of this Agreement. 1.25 CONTRACTOR Contractor” means [CONTRACTOR NAME], and its officers, directors, employees, agents, companies, and Subcontractors. 1.26 CONTRACTOR’S PROPOSAL Contractor's Proposal" means the proposal submitted by Contractor to City on ____________, 2023 in response to a Request for Proposals dated ____________, 2023. Contractor's Proposal was selected by City based on its competitive advantages over other proposals received, and City specifically relied upon the representations and warranties set forth therein in entering into this Agreement. Contractor's Proposal is attached as Exhibit 8 and incorporated into this Agreement by reference, and Contractor represents and warrants that all representations set forth in such proposal are true and correct. 1.27 CONTRACTOR COMPENSATION Contractor Compensation" means the revenue received by the Contractor from Billings, excluding City fees as defined in Article 7 of this Agreement, in return for providing services in accordance with this Agreement and any amendments to this Agreement. 1.28 CONSTRUCTION AND DEMOLITION DEBRIS OR C&D OR C&D DEBRIS Construction and Demolition Debris" or “C&D Material,” means any combination of inert building materials and Solid Waste resulting from construction, remodeling, repair, cleanup, or demolition operations as defined in California Code of Regulations, Title 22 Section 66261.3 et seq. This term includes, but is not limited to, asphalt, concrete, Portland cement concrete, brick, lumber, gypsum wallboard, cardboard, and other associated packaging; roofing material, ceramic tile, carpeting, plastic pipe, and steel. The material may be commingled with rock, soil, tree stumps; and other vegetative matter resulting from land clearing and landscaping for construction or land development projects. Accepted and prohibited materials are listed in Exhibit 4. 1.29 CONTAINER(S) Container(s)” means any and all types of Solid Waste receptacles, including Carts, Bins, dumpsters, debris boxes, Roll-Off Boxes, and Compactors. 1.30 CONTAINER CONTAMINATION Container Contamination” means the following: (i) discarded materials placed in the Blue Container that are not Blue Container Waste; (ii) discarded materials placed in the Green Container that are not Green Container Waste; (iii) discarded materials placed in the Gray Container that are Blue Container 7.2.a Packet Pg. 468 ADDENDUM #1 City of Diamond Bar – DRAFT 9 June 12, 2023 Waste or Green Container Waste; and, (v) non-Solid Waste items placed in any container. 1.31 CUSTOMER(S) Customer” means the Person having the care and control of any Premises in the City and to whom Contractor submits its billing invoice and collects payment for Solid Waste Services provided pursuant to the terms of this Agreement. 1.32 DAY Day” means calendar day unless otherwise specified in this Agreement. 1.33 DESIGNATED FACILITY(IES) Designated Facility(ies)” means any one of or any combination of Disposal, Transfer, or Processing facilities including, C&D Processing Facilities; Landfills; High Diversion Organic Waste Processing Facilities; Organics Waste Processing Facilities, Source Separated Recyclable Materials Processing Facilities; and Transfer Facilities as defined in this Article and listed in Exhibit 3. Any such facility utilized by the Contractor shall be designed and constructed in accordance with Applicable Laws and shall have been issued all permits from federal, state, regional, county and city agencies necessary for it to operate. Contractor shall notify City Administrator within One Business Day of any change in Designated Facilities and must submit to the City Administrator an up-to-date Designated Facilities list annually. 1.34 DISCARDED MATERIALS Discarded Materials” are a form of Solid Waste and shall be regulated as such. For purposes of this Agreement, material is deemed to have been discarded, without regard to whether it is destined for Recycling or Disposal, and whether or not it has been separated from other Solid Wastes, in all cases where a fee or other compensation, in any form or amount, is directly or indirectly solicited from, or, levied, charged, or otherwise imposed on, or paid by, the Generator or Customer in exchange for handling services. As used herein, handling services include, without limitation, the Collection, removal, Transportation, delivery, and Processing and/or Disposal of the material. Discarded Materials do not include Edible Food that is recovered for human consumption and is not discarded. For the purposes of this Agreement, Discarded Materials include Source Separated Recyclable Materials, Source Separated Green Container Organic Waste, Food Waste, Refuse, and C&D once the materials have been placed in Containers for Collection. 1.35 DISPOSAL Disposal” or “Disposed” mean the final disposition of any Solid Waste Collected by the Contractor or Residue from Processing activities at a permitted Landfill or other permitted Solid Waste facility. 1.36 DISPOSAL SITE(S) Disposal Site(s)" means the Solid Waste facility or Facilities utilized for the ultimate Disposal of Solid 7.2.a Packet Pg. 469 ADDENDUM #1 City of Diamond Bar – DRAFT 10 June 12, 2023 Waste Collected by Contractor. 1.37 DIVERT, DIVERSION Divert” or “Diversion” means to Divert from Disposal facilities or Transformation facilities (including incineration, pyrolysis, distillation, gasification biological conversion) through source reduction, Reuse, salvage, Recycling, and Composting, as provided in Section 41780 of California Public Resources Code as such act may be hereafter amended or superseded provided that Divert or Diversion shall include delivery to Transformation facilities if the overall Diversion achieved by the City is at a level where delivery to such facilities shall be considered Diversion pursuant to the Act. 1.38 DWELLING UNIT Dwelling Unit” means any individual living unit in a Residential Premises intended for, or capable of being utilized for, Residential living other than a hotel or motel. 1.39 EDIBLE FOOD Edible Food” means food intended for human consumption. For the purposes of this Agreement, Edible Food is not Solid Waste if it is recovered and not discarded. Nothing in this Agreement requires or authorizes the recovery of Edible Food that does not meet the food safety requirements of the California Retail Food Code. If the definition in 14 CCR Section 18982(a)(18) for Edible Food differs from this definition, the definition in 14 CCR Section 18982(a)(18) shall apply to this Agreement. 1.40 ELECTRONIC WASTE, E-WASTE Electronic Waste” or “E-Waste” means discarded electronic equipment and includes, but is not limited to, stereos, televisions, computers and computer monitors, VCRs, cellular phones, fax machines, household copiers, computer printers, other electronic items with electric plugs that are banned from Landfill Disposal, and other similar items commonly known as “brown goods.” 1.41 ENFORCEMENT ACTION Enforcement Action” means an action of the City to address non-compliance including, but not limited to, issuing administrative citations, fines, penalties, or using other remedies. 1.42 ENVIRONMENTAL LAW Environmental Law” means any federal and state statute, county, local and City ordinance, rule, regulation, order, consent decree, judgment or common-law doctrine, and provisions and conditions or permits, licenses and other operating authorizations relating to (i) pollution or protection of the environment, including natural resources, (ii) exposure of Persons, including employees, to Hazardous Materials or other products, raw materials, chemicals or other substances, (iii) protection of the public health or welfare from the effects of by-products, wastes, emissions, discharges or releases of chemical substances from industrial or Commercial activities, or (iv) regulations of the 7.2.a Packet Pg. 470 ADDENDUM #1 City of Diamond Bar – DRAFT 11 June 12, 2023 manufacture, use or introduction into commerce of chemical substances, including, without limitation, their manufacture, formulation, labeling, distribution, Transportation, handling, storage and Disposal. 1.43 EXCLUDED WASTE Excluded Waste” means Hazardous Substance, Hazardous Waste, Biohazardous or Biomedical Waste, volatile, corrosive, medical waste, infectious, regulated radioactive waste, and toxic substances or material that Designated Facility operator(s) reasonably believe(s) would, as a result of or upon acceptance, Transfer, Processing, or Disposal, be a violation of local, State, or Federal law, regulation, or ordinance, including: land use restrictions or conditions, waste that cannot be Disposed of in Class III Landfills or accepted at the Facility by permit conditions, waste that in Contractor’s reasonable opinion would present a significant risk to human health or the environment, cause a nuisance or otherwise create or expose Contractor or City to potential liability; but not including de minimis volumes or concentrations of waste of a type and amount normally found in Residential Solid Waste after implementation of programs for the safe Collection, Processing, Recycling, treatment, and Disposal of batteries and paint in compliance with Sections 41500 and 41802 of the California Public Resources Code. 1.44 FOOD WASTE Food Waste” means all kitchen and table food scraps, animal or vegetable waste that is generated during or results from the storage, preparation, cooking or handling of food stuffs; discarded compostable paper that is contaminated with Food Waste; fruit waste, grain waste, dairy waste, meat, and fish waste, which has been Source Separated from other Solid Waste, Food Waste is a subset of Organic Materials and excludes Hazardous Waste. Edible Food separated for Food Recovery shall not be considered Food Waste. See Exhibit 4 for accepted and prohibited materials. 1.45 FRANCHISE Franchise" means the special right granted by City to operate a public utility for Solid Waste Services within the City. 1.46 FRANCHISE FEE Franchise Fee” means the fee paid by Contractor to City for the right to hold the Franchise for Solid Waste Services granted by this Agreement. 1.47 GRAY CONTAINER Gray Container” has the same meaning as in 14 CCR Section 18982(a)(28) and shall be used for the purpose of storage and Collection of Gray Container Waste or Mixed Waste. 7.2.a Packet Pg. 471 ADDENDUM #1 City of Diamond Bar – DRAFT 12 June 12, 2023 1.48 GREEN CONTAINER Green Container” has the same meaning as in 14 CCR Section 18982(a)(29) and shall be used for the purpose of storage and Collection of Source Separated Green Container Organic Waste. 1.49 GROSS RECEIPTS Gross Receipts” means and includes all revenues actually received by Contractor or subsidiaries, parent companies or other affiliates of Contractor from Billings and compensation in any form arising from, or attributable to, the provision of Solid Waste Services by Contractor to its Customers in the City pursuant to this Agreement, without deducting Disposal fees, City Fees, or any other fees or cost of doing business. Gross Receipts does not include any revenue received by Contractor from the sales of Recyclable Materials. 1.50 HAZARDOUS MATERIAL Hazardous Material” is defined to include any hazardous or toxic substance, material or waste which is or becomes regulated by any local governmental authority, the State of California, or the United States Government. The term “Hazardous Material” includes, without limitation, any material or substance which is: (i) petroleum or oil or gas or any direct or derivate product or byproduct thereof; ii) defined as a “hazardous waste,” “extremely hazardous waste” or “restricted hazardous waste” under Sections 25115, 25117 or 25122.7, or listed pursuant to Section 25140, of the California Health and Safety Code, Division 20, Chapter 6.5 (Hazardous Waste Control Law); (iii) defined as a hazardous substance” under Section 25316 of the California Health and Safety Code, Division 20, Chapter 6.8 (Carpenter-Presley-Tanner Hazardous Substance Account Act); (iv) defined as a hazardous material,” “hazardous substance,” or “hazardous waste” under Sections 25501(j) and (k) and 25501.1 of the California Health and Safety Code, Division 20, Chapter 6.95 (Hazardous Materials Release Response Plans and Inventory); (v) defined as a “hazardous substance” under Section 25281 of the California Health and Safety Code, Division 20, Chapter 6.7 (Underground Storage of Hazardous Substances); (vi) “used oil” as defined under Section 25250.1 of the California Health and Safety Code; (vii) asbestos; (viii) listed under Chapter 11 of Division 4.5 of Title 22 of the California Code of Regulations, or defined as hazardous or extremely hazardous pursuant to Chapter 10 of Division 4.5 of Title 22 of the California Code of Regulations; (ix) defined as waste or a hazardous substance pursuant to the Porter-Cologne Act, Section 13050 of the California Water Code; (x) designated as a “toxic pollutant” pursuant to the Federal Water Pollution Control Act, 33 U.S.C. Section 1317; (xi) defined as “ hazardous waste” pursuant to the Federal Resource Conservation and Recovery Act, 42 U.S.C. Section 6901, et seq. (42 U.S.C. § 6903); (xii) defined as a “hazardous substance” pursuant to the Comprehensive Environmental Response, Compensation and Liability Act, 42 U.S.C. § 6901); (xiii) defined as “Hazardous Material” pursuant to the Hazardous Materials Transportation Act 29 U.S.C. Section 5101, et seq.: or (xiv) defined as such or regulated by any Superfund” or “Super lien” law, or any other federal, state or local law, statute, ordinance, code, rule, regulation, order or decree regulating, relating to, or imposing liability or standards of conduct concerning Hazardous Materials and/or oil wells and/or underground storage tanks and/or pipelines, as now, or at any time hereafter, in effect; (xv) defined as “medical waste” or “biohazardous waste” under applicable Federal or State law, excluding Home Generated Sharps as defined in Section 1.53. 7.2.a Packet Pg. 472 ADDENDUM #1 City of Diamond Bar – DRAFT 13 June 12, 2023 1.51 HIGH DIVERSION ORGANIC WASTE PROCESSING FACILITY High Diversion Organic Waste Processing Facility” means a facility that is in compliance with the reporting requirements of 14 CCR § 18815.5(d) and meets or exceeds an annual average Mixed Waste organic content Recovery rate of 50 percent between January 1, 2022 and December 31, 2024, and 75 percent after January 1, 2025, as calculated pursuant to 14 CCR § 18815.5I for Organic Waste received from the “Mixed waste organic collection stream” as defined in 14 CCR § 17402(a)(11.5); or, as otherwise defined in 14 CCR § 18982(a)(33). 1.52 HOLIDAYS OR DESIGNATED HOLIDAYS Holidays” or “Designated Holidays” shall mean New Year’s Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, and Christmas Day. 1.53 HOME GENERATED SHARPS Home-Generated Sharps” means hypodermic needles, pen needles, syringes, intravenous needles, lancets, and other devices that are used to penetrate the skin for the delivery of medications derived from a household including Residential Dwelling units. 1.54 HOUSEHOLD HAZARDOUS WASTE (HHW) Household Hazardous Waste" or “HHW” means material used in residences that may threaten human health or the environment when improperly discarded and usually has one or more of the following characteristics; flammable, toxic, corrosive, and/or reactive. 1.55 LANDFILL Landfill” means a “Solid Waste Landfill” defined by Public Resources Code Section 40195.1 1.56 MATERIALS RECOVERY FACILITY (MRF) Materials Recovery Facility" means a permitted Solid Waste facility where Solid Wastes or Recyclable Materials are sorted or separated for the purposes of Recycling, Processing or Composting. 1.57 MIXED WASTE PROCESSING Mixed Waste Processing” means the separation and sorting of recyclables and other recoverable materials from Refuse at a MRF where commingled loads of Solid Waste are Processed. 1.58 MULTI-FAMILY PREMISES Multi-Family Premises” means any Residential Premises five (5) or more Dwelling Units (not including hotels or motels), irrespective of whether residence therein is transient, temporary or permanent. which receive Collection services from centralized locations. Multi-Family Premises generally receive Solid Waste Services through the use of shared Bins, but may use Carts. 7.2.a Packet Pg. 473 ADDENDUM #1 City of Diamond Bar – DRAFT 14 June 12, 2023 1.59 ORGANIC WASTE OR GREEN CONTAINER WASTE Organic Waste’ or ‘Organics’ means solid wastes containing material originated from living organisms and their metabolic waste products including, but not limited to, Food Waste, Green Material, landscape and pruning waste, organic textiles and carpets, lumber, wood, paper products, printing and writing paper, manure, biosolids, digestate, and sludges, or as otherwise defined in 14 CCR Section 18882(a)(46); or that is collected in a green container as defined in 14 CCR 18982(a)(29). Biosolids and digestate are as defined by 14 CCR Section 18982(a). The term is used interchangeably with Green Container Waste. 1.60 ORGANICS MATERIAL PROCESSING FACILITY Organic Materials Processing Facility” means a permitted Facility where Organic Material is sorted, mulched, or separated for the purposes of Recycling, reuse or composting. 1.61 PERSON Person” means any individual, firm, limited liability company, partnership, public or private corporation, business trust, join venture, organization, organization, the United States, the State of California, the County of Los Angeles, or any political subdivision, government agency, municipality, and special purpose districts. 1.62 PREMISES Premises” means any parcel of land, building and/or structure or portion thereof, in the City where Solid Waste is produced, generated or accumulated. 1.63 PROCESS, PROCESSED, OR PROCESSING Process”, “Processed” or “Processing” means the controlled separation, recovery, volume reduction, conversion, or Recycling of Solid Waste including, but not limited to, organized, manual, automated, or mechanical sorting, the use of vehicles for spreading of waste for the purpose of recovery, and/or includes the use of conveyor belts, sorting lines, or volume reduction equipment, or as otherwise defined in 14 CCR Section 17402(a)(20). 1.64 RATE YEAR Rate Year" means the period July 1 to June 30, for each year during the Term of this Agreement. 1.65 RECYCLABLES OR BLUE CONTAINER WASTE Recyclable Materials’ or ‘Recyclables’ means non-putrescible and non-hazardous recyclable wastes, including, but not limited to, bottles, cans, metals, plastics, and glass, or as otherwise defined in 14 CCR Section 18982(a)(43); or that is collected in a blue container as defined in 14 CCR 18982(a)(5). The term is used interchangeably with Blue Container Waste or materials. See Exhibit 4 for accepted and prohibited materials. The City and Contractor agree to meet from time to time as needed, and in good faith consider modifications to the list in Exhibit 4 of acceptable Recyclable Material to address 7.2.a Packet Pg. 474 ADDENDUM #1 City of Diamond Bar – DRAFT 15 June 12, 2023 developments in processing technologies, emerging uses for various types of materials, changes in available markets, or other relevant issues. 1.66 RECYCLE, RECYCLING Recycle” or “Recycling” means the process of Collecting, sorting, cleansing, treating, Processing and reconfiguring materials for the purpose of returning them to the economic mainstream in the form of raw material for new, Reused, or reconstituted products that meet the quality standards necessary to be used in the marketplace. Recycling includes processes deemed to constitute a reduction of Landfill Disposal pursuant to 14 CCR, Division 7, Chapter 12, Article 2. Recycling does not include gasification or transformation as defined in Public Resources Code Section 40201. 1.67 REFUSE OR GRAY CONTANER WASTE Refuse’ means discarded waste or garbage that may contain nonorganic material, or processed industrial materials or that is collected in a gray container as defined in 14 CCR 18982 (a)(28). The term is used interchangeably with Gray Container Waste. “Refuse” does not include sewage, Construction and Demolition Debris, Recyclable Materials, and/or Organic Materials placed in source- separated Containers for Collection. 1.68 RENEWABLE NATURAL GAS OR RNG Renewable Natural Gas” or “RNG” means gas derived from Organic Waste that has been Diverted from Landfill Disposal and Processed at an in-vessel digestion facility that is permitted or otherwise authorized by 14 CCR to recover Organic Waste, or as otherwise defined in 14 CCR Section 18982(a)(62). 1.69 RESIDENTIAL Residential" refers to services performed at and for Residential Premises, which include both single- family and Multi-Family Premises. 1.70 RESIDUAL OR RESIDUE Residual” or “Residue” means the Solid Waste destined for Disposal, further Transfer/Processing as defined in 14 CCR Section 17402(a)(30) or 14 CCR Section 17402(a)(31), or transformation which remains after Processing has taken place and is calculated in percent as the weight of Residual divided by the total incoming weight of materials. 1.71 ROLL-OFF BOX Roll-Off Box” means an open or closed-top metal Container, roll-top Container, or closed compactor Container serviced by a roll-off truck and with a Container capacity of 10 cubic yards or more. Roll- Off Boxes are also known as drop boxes or debris boxes. 7.2.a Packet Pg. 475 ADDENDUM #1 City of Diamond Bar – DRAFT 16 June 12, 2023 1.72 SINGLE-FAMILY, SINGLE-FAMILY DWELLING Single-Family,” or “Single-Family Dwelling,” means, for purposes of this Agreement, notwithstanding any contrary definition in a City of Diamond Bar Municipal Code, any detached or attached house or residence designed or used for occupancy by one (1) family, provided that Collection Service feasibly can be provided to such Premises as an independent unit, and the owner or occupant of such independent unit is billed directly for the Collection Service. “Single-Family,” or “Single-Family Dwelling,” includes Residential units of a duplex, tri-plex, or four-plex Residential structure. 1.73 SENATE BILL 1383 (SB1393) SB 1383" means the Short-Lived Climate Pollutants Act of 2016 (Chapter 395, Statutes of 2016), as it may be amended, supplemented, superseded, or replaced from time to time. 1.74 SOLID WASTE Solid Waste" means all Solid Wastes generated by Residential, Commercial, and industrial sources, including Refuse, Recyclable Materials and Organic Materials, and all Solid Waste generated at construction and demolition sites, which are Collected and Transported under the authorization of the City or are self-hauled by residents or contractors. Municipal Solid Waste does not include agricultural crop residues, mining waste and fuel extraction waste, forestry wastes, ash from industrial boilers, furnaces and incinerators or Hazardous Material, any waste which is not permitted to be Disposed of at a Class III Landfill and which fall within the definition of “Nonhazardous Solid Waste” set forth in Title 23, Chapter 15, Section 2523(a) of the California Code of Regulations as amended or designated Class II wastes. Materials shall be deemed “Solid Waste” consistent with the meaning of California Public Resources Code Section 40191, and for purposes of this Agreement shall be regulated as such, whether or not they may be potentially Recyclables, in either of the following instances: (a) the material is mixed or commingled with other types of Solid Waste such that more than 65% of the material consists of Solid Waste rather than Recyclables, or (b) the payment of a fee, charge, or other consideration, in any form or amount, is directly or indirectly solicited or received from the generator by any Person or combination of Persons in exchange for Collection, removal, Transportation, storage, Processing, handling, consulting, Container rental or Disposal services (“fee for service” Recycling), whether or not arranged by or through a subcontractor, broker, agent, consultant, or affiliate of the provider of such service. 1.75 SOLID WASTE SERVICES Solid Waste Services” means the Collection, Transfer, Transport, Recycling, Processing, and Disposal of Solid Waste. 1.76 STATE State” means the State of California. 7.2.a Packet Pg. 476 ADDENDUM #1 City of Diamond Bar – DRAFT 17 June 12, 2023 1.77 TRANSFER STATION Transfer Station” means a Facility that receives Solid Waste from Collection vehicles and transfers the material to larger vehicles for Transport to Landfills and other destinations. Transfer Stations may or may not also include MRFs transferring residual Refuse (Refuse left after the sorting of Recyclable Materials) to Landfills and Recyclable Materials, including Organic Materials and/or Construction and Demolition Debris, to processors, brokers, or end-users. 1.78 TRANSPORT OR TRANSPORTATION Transport” or “Transportation” means the act of conveying Collected materials from one location to another. 1.79 TRANSFORMATION Transformation” means incineration, pyrolysis, distillation, gasification, or biological conversion other than composting. “Transformation” does not include composting. 1.80 UNIVERSAL WASTE OR U-WASTE Universal Waste” or “u-waste” means any of the following waste that are conditionally exempt from classification as hazardous wastes pursuant to Title 22 of the California Code of Regulations (22 CCR), 66261.9: (i) batteries as described in 22 CCR § 66273.2; (ii) thermostats as described in 22 CCR § 66273.4; (iii) lamps as described in 22 CCR § 66273.5; and (iv) cathode tube materials as described in 22 CCR § 66273.6; (v) Electronic Waste or E-waste as defined in Section 1.40. 1.81 WORK DAY(S) Work Days” or “Working Days” means days on which the CONTRACTOR is required to provide regularly scheduled Collection services under this Agreement. 1.82 WASTE GENERATOR Waste Generator" means any Person as defined by the Public Resources Code, whose act or process produced Solid Waste as defined in the Public Resources Code, or whose act first causes Solid Waste to become subject to regulation. 1.83 YARD WASTE OR GREEN WASTE Yard Waste” or “Green Waste” means leaves, grass clippings, brush, branches, and other forms of Organics Materials generated from landscapes or gardens, which have been Source-Separated from other Solid Waste. Yard Waste is a subset of Organics Materials and excludes Hazardous Materials. See Exhibit 4 for accepted and prohibited materials. 7.2.a Packet Pg. 477 ADDENDUM #1 City of Diamond Bar – DRAFT 18 June 12, 2023 ARTICLE 2: GRANT AND ACCEPTANCE OF FRANCHISE 2.1 GRANT AND ACCEPTANCE OF FRANCHISE, INDEMNITY OF AWARD Subject to the terms and conditions of this Agreement (including but not limited to the exclusions set forth in Section 2.9 hereof) and applicable State laws, and to the rights of State, county and school district facilities to use a Solid Waste enterprise other than Contractor, City hereby grants to Contractor and Contractor hereby accepts from City, for the Term hereof, the exclusive Franchise, right and privilege to provide Solid Waste Services as defined in this Agreement within the boundaries of the City (the “Franchise”). Contractor agrees to and shall timely take all actions that are reasonably necessary to defend the validity and enforceability of this Agreement and shall pay all costs related to such defense. To the maximum extent permitted by law, Contractor shall defend, indemnify, protect and hold harmless, the City, its officers, agents and employees from any and all claims, actions or proceedings to attack, set aside, void, annul or seek monetary damages resulting from an approval by the City of this Agreement, including but not limited to any action brought by referendum or under Proposition 218 Calif. Const. Art. XIIID) to challenge the City’s entry into this Agreement or the setting of Solid Waste rates as set forth in this Agreement. The City shall promptly notify Contractor of any such claim, action, or proceeding. The City and Contractor shall meet in good faith in an effort to come to a mutual agreement for a joint defense; provided that the City shall be entitled to select legal counsel of its choice to conduct the defense if an agreement cannot be reached. Contractor’s obligations to pay all costs, defend, indemnify, protect and hold harmless under this section shall not be altered in the event City retains separate counsel. Contractor hereby accepts the Franchise on the terms and conditions set forth in this Agreement. 2.2 EXCLUSIVE NATURE OF FRANCHISE During the term of this Agreement, except as otherwise provided in Section 2.9 below, or as may otherwise be provided by federal or state law, the rights granted to the Contractor under this Agreement shall be exclusive to the Contractor. The City will not let any contract to, or enter into any agreement with, any other Person for the performance of the services herein required to be performed by the Contractor. To the extent permitted under state or federal law, the City shall protect the Contractor’s exclusive rights by proper ordinances, and may take action to enforce those ordinances upon request and at the City’s sole and absolute discretion. Should the City take administrative, law enforcement, or other legal action against any Person that infringes on the Contractor’s exclusive rights, the Contractor shall reimburse the City for its reasonable administrative, law enforcement, or other legal costs related to any such action. To the extent permitted under state or federal law, nothing herein shall preclude Contractor from taking such legal action against third parties as it deems appropriate 7.2.a Packet Pg. 478 ADDENDUM #1 City of Diamond Bar – DRAFT 19 June 12, 2023 to protect the exclusive nature of its Franchise. 2.3 EFFECTIVE DATE The effective date of this Agreement shall be thirty (30) days after the date which the City Council approves this Agreement. 2.4 TERM OF AGREEMENT The term of this Agreement shall be ten (10) years, commencing beginning September 1, 2025, and terminating on August 31, 2035, subject to extension as provided herein. Notwithstanding the foregoing, the unexcused failure or refusal of Contractor to perform any material term, covenant, obligation, or condition contained in this Agreement shall give rise to the right, in favor of City, for earlier termination of this Agreement for cause in accordance with the procedures elsewhere contained herein. 2.5 CITY’S OPTION TO EXTEND TERM City shall have the sole option to extend the Term for up to twenty-four (24) months following expiration of the Term under Section 2.4. The City may, upon at least ninety days (90-days) advance written notice to the Contractor prior to the expiration of the Term, exercise this extension option. If City provides this extension notice, this Agreement will automatically renew up to a maximum of twenty-four (24) months. This extension period shall terminate, upon the earlier of: (i) the expiration of the aforementioned twenty- four (24) months, or (ii) ninety (90) days following the date upon which City gives Contractor written notice of final termination. 2.6 REPRESENTATIONS AND WARRANTIES OF CONTRACTOR Contractor hereby covenants, represents, and warrants the following to City for the purpose of inducing City to enter into this Agreement and to consummate the transaction contemplated hereby, all of which shall be true as of the date of this Agreement and as of the effective date: A. Contractor is validly existing as a corporation under the laws of the State of California. B. Neither the execution of this Agreement nor the delivery by Contractor of services nor the performance by Contractor of its obligations hereunder: (1) conflicts with, violates or results in a breach of any Applicable Law; (2) conflicts with, violates or results in a breach of any term or condition of any judgment, decree, agreement (including, without limitation, the certificate of incorporation of Contractor) or instrument to which Contractor is a party or by which Contractor or any of its properties or assets are bound, or constitutes a default under any such judgment, decree, agreement or instrument; or (3) will result in the creation or imposition of any encumbrance of any nature whatsoever upon any of the properties or assets of Contractor. C. There is no action, suit or other proceeding as of the date of this Agreement, at law or in equity, or to the best of Contractor’s knowledge, any investigation, before or by any court or 7.2.a Packet Pg. 479 ADDENDUM #1 City of Diamond Bar – DRAFT 20 June 12, 2023 governmental authority, pending or threatened against Contractor or ________________ parent/guaranteeing company] which is likely to result in an unfavorable decision, ruling or finding which would materially and adversely affect the validity or enforceability of this Agreement or any such agreement or instrument entered into by Contractor or parent/guaranteeing company] in connection with the transactions contemplated hereby, or which could materially and adversely affect the ability of Contractor to perform its obligations hereunder or which would have a material adverse effect on the financial condition of Contractor or ________________ [parent/guaranteeing company]. D. Contractor has no knowledge of any Applicable Law in effect as of the date of this Agreement that would prohibit the performance by Contractor of this Agreement and the transactions contemplated hereby. E. Contractor has made an independent investigation, satisfactory to it, of the conditions and circumstances surrounding this Agreement and the work to be performed by it, and is satisfied that those conditions and circumstances will not impair its ability to perform the work and provide the Collection services required by this Agreement. F. The information supplied by Contractor in all submittals made in connection with negotiation and execution of this Agreement, including all materials in Exhibits of this Agreement, and all representations and warranties made by Contractor throughout this Agreement are true, accurate, correct and complete in all material respects on and as of the effective date of this Agreement. Note that inaccuracies in Contractor’s Proposal, such as material omissions of past and pending litigation as requested under the Request for Proposals through which this Agreement was procured, are grounds for termination of this Agreement. G. Contractor’s representative, designated in Section 14.3 shall have authority in all daily operational matters related to this Agreement. City may rely upon action taken by such designated representative as action of Contractor unless the actions taken are not within the scope of this Agreement. 2.7 CONDITIONS TO EFFECTIVENESS OF AGREEMENT The obligation of City to permit this Agreement to become effective and to perform its undertakings provided for in this Agreement is subject to the satisfaction of each and all of the conditions set out below, each of which may be waived in whole or in part by City. A. Accuracy of Representations. Representations and warranties made by Contractor throughout this Agreement are accurate, true and correct on and as of the effective date of this Agreement. B. Absence of Litigation. There is no litigation pending in any court challenging the award of this Franchise to Contractor or the execution of this Agreement or seeking to restrain or enjoin its performance. C. Furnishing of Insurance, Bond, and Letter of Credit. Contractor shall have furnished evidence of the insurance, bonds, deposit and letter of credit as required by Article 11, and shall comply with all ongoing requirements relating thereto. 7.2.a Packet Pg. 480 ADDENDUM #1 City of Diamond Bar – DRAFT 21 June 12, 2023 D. Effectiveness of City Council Action. City’s Resolution approving this Agreement shall have become effective pursuant to California law. 2.8 DELEGATION OF AUTHORITY The administration of this Agreement by City shall be under the supervision and direction of the City Manager’s office and the actions specified in this Agreement, unless otherwise stated, shall be taken by the Contract Administrator, or his or her designee. 2.9 LIMITATIONS TO THE SCOPE Notwithstanding any provision to the contrary contained in this Agreement, the exclusive franchise, right and privilege to provide Solid Waste Services at Premises within City granted to Contractor by this Agreement specifically excludes the following services, which services may be provided by Persons other than Contractor and which may be subject of other permits, licenses, franchises or agreements issued or entered by City: A. The sale or donation of Recyclable Materials or Organics Materials by the Generator to any person or entity other than Contractor ; provided, however, to the extent permitted by law, if the Generator is required to pay monetary or non-monetary consideration for the Collection, Transport, Transfer, or Processing of Recyclable Materials or Organics Materials, the fact that the Generator receives a reduction of discount in price (or in other terms of the consideration the Generator is required to pay) shall not be considered a sale or donation and shall not be exempt. B. Solid Waste that is removed from any Premises by the Generator, by means of “self-hauling” (as described in the City of Diamond Bar Municipal Code), and Transported personally by such Generator (or by his or her full-time employees, but not a subcontractor) to a Processing or Disposal Facility in a manner consistent with all applicable laws and regulations. C. Yard Waste removed from the Premises by a gardening, landscaping, or tree trimming contractor, utilizing its own equipment, as an incidental part of a total service offered by that contractor rather than as a hauling service. D. The Collection, Transfer, Transport, Recycling, Processing, and Disposal of animal waste remains from slaughterhouse or butcher shops for use as tallow. E. The Collection, Transfer, Transport, Recycling, Processing, and Disposal of by-products of sewage treatment, including sludge ash, grit and screenings. F. The Collection, Transfer, Transport, Recycling, Processing, and Disposal of Hazardous Substances, Hazardous Waste, and radioactive waste regardless of its source. G. Construction and Demolition Debris which is removed by a duly licensed construction or demolition company or as part of a total service offered by said licensed company or by the City, where the licensed company utilizes its own equipment in compliance with Construction and Demolition Debris requirements of the City of Diamond Bar Municipal Code. 7.2.a Packet Pg. 481 ADDENDUM #1 City of Diamond Bar – DRAFT 22 June 12, 2023 H. The Collection, Transfer, Transport, Recycling, Processing, and Disposal of Solid Waste by the City through City officers or employees in the normal course of their employment. I. Solid Waste Services for governmental agencies, other than the City, which may have facilities in the City, but over which the City has no jurisdiction in connection with the regulation of Solid Waste. J. Solid Waste Services for Solid Waste originating outside the City from hauling such Solid Waste over City streets, provided such collectors comply with any governing laws and/or ordinances. K. Containers delivered for Recycling under the California Beverage Container Recycling Litter Reduction Act (California Public Resources Code, Section 14500, et seq.). L. Edible Food which is collected from a Generator by other person(s), such as a person from a Food Recovery Organization or Food Recovery Service, for the purposes of Food Recovery, or which is Transported by the Generator to another person(s), such as a person from a Food Recovery Organization, for the purposes of Food Recovery, regardless of whether the Generator donates, sells, or pays a fee to the other person(s) to collect or receive the Edible Food from the Generator. M. Food Scraps that are separated by the Generator and used by the Generator or distributed to other person(s) for lawful use as animal feed, in accordance with 14 CCR Section 18983.1(b)(7). Food Scraps intended for animal feed may be Self-Hauled by Generator or hauled by another party. N. Contractor’s right to Collect and/or Dispose of Solid Waste shall not be exclusive in the event of failure to Collect under Article 12 of this Agreement during which Contractor fails to maintain substantially complete regular Collection services pursuant to this Agreement and the Collection schedules then in effect, for any reason, including a strike by Contractor’s employees or similar labor dispute. The City may provide for Collection and/or Disposal services from persons other than Contractor during such periods, including Contractor’s Bin and/or Roll-Off Box Service Customers. Contractor acknowledges and agrees that City may permit other Persons besides Contractor to Collect any or all types of the Solid Waste listed in this Section 2.9 as exempt from Contractor’s Franchise, including Recyclable Materials, without seeking or obtaining approval of Contractor under this Agreement. This grant to Contractor of an exclusive Franchise, right and privilege to Collect, Transport, or Process and Dispose of Solid Waste shall be interpreted to be consistent with all Applicable Laws, now and during the term of the Franchise, and the scope of this exclusive Franchise shall be limited by current and developing Applicable Laws with regard to Solid Waste handling, exclusive Franchise, control of Recyclable Materials, Solid Waste flow control, and related doctrines. In the event that future interpretations of current law, enactment or developing legal trends limit the ability of City to lawfully provide for the scope of Franchise services as specifically set forth herein, Contractor agrees that the scope of the Franchise will be limited to those services and materials which may be lawfully provided for under this Agreement, and that City shall not be responsible for any lost profits claimed by Contractor to arise out of further limitations of the scope of the 7.2.a Packet Pg. 482 ADDENDUM #1 City of Diamond Bar – DRAFT 23 June 12, 2023 Agreement set forth herein. In such an event, it shall be the responsibility of Contractor to minimize the financial impact to other services being provided as much as possible. 2.10 CITY’S RIGHT TO DIRECT CHANGES 2.10.1 GENERAL City may direct Contractor to perform additional services (including new Diversion programs, etc.) or modify the manner in which it performs existing services or bills for services. Pilot programs and innovative services which may entail new Collection methods, and different kinds of services and/or new requirements for Generators are included among the kinds of changes which City may direct. Contractor acknowledges that State law may increase the Diversion requirement during the term of this Agreement and Contractor agrees to propose services to meet such Diversion requirements. Contractor shall be entitled to an adjustment in its Contractor Compensation for providing such additional or modified services, if Contractor demonstrates that its cost of service would increase, as set forth in Sections 2.10.2 and 2.10.3. City may utilize cost components included in the Contractor’s Proposal in calculating equitable rate adjustments. 2.10.2 NEW DIVERSION PROGRAMS Contractor shall present, within sixty (60) days of a request to do so by City, a proposal to provide additional or expanded Diversion services. The proposal shall contain a complete description of the following: x Collection methodology to be employed (equipment, staffing, etc.). x Equipment to be utilized (vehicle number, types, capacity, age, etc.). x Labor requirements (number of employees by classification). x Type(s) of Containers to be utilized. x Type(s) of material to be Collected. x Provision for program publicity/education/marketing. x Projection of the annual financial results of the program’s operations in an operating statement format including documentation of the key assumptions underlying the projections and the support for those assumptions. x Any other information reasonably requested by the Executive Director. 2.10.3 CITY’S RIGHT TO ACQUIRE SERVICES At any time during the Term of this Agreement, City may permit other Persons besides Contractor to provide additional Solid Waste Services not otherwise contemplated under this Agreement. If pursuant to Sections 2.10.1 and 2.10.2, Contractor and City cannot agree on terms and conditions of 7.2.a Packet Pg. 483 ADDENDUM #1 City of Diamond Bar – DRAFT 24 June 12, 2023 such services within ninety (90) days from the date when City first requests a proposal from Contractor to perform such services, Contractor acknowledges and agrees that City may permit Persons other than Contractor to provide such services, which shall be considered exempt from the exclusivity provisions of Section 2.9. 2.11 OWNERSHIP OF SOLID WASTE AND CITY’S RIGHT TO DIRECT SOLID WASTE Once Solid Waste is placed in Containers and properly placed at the designated Collection location, ownership and the right to possession shall transfer directly from the Waste Generator to Contractor by operation of this Agreement. Subject to Contractor’s objective to meet the Source Reduction and Recycling goals which apply to City and City’s right to direct Contractor to Process and Dispose of Solid Waste at a particular licensed Solid Waste facility or to Dispose of Solid Waste at a particular licensed Disposal Site, if and only if City exercises such right by providing specific written direction to Contractor, Contractor is hereby granted the right to retain, Recycle, Process, Dispose of, and otherwise use such Solid Waste, or any part thereof, in any lawful fashion or for any lawful purpose desired by Contractor; this does not impact Contractor’s right to retain Recyclable Materials revenue under 5.3. Subject to the provisions of this Agreement, Contractor shall have the right to retain any benefit resulting from its right to retain, Recycle, Process, Dispose of, or reuse the Solid Waste which it Collects. Solid Waste which is delivered to a Disposal Site or sites (whether Landfilll, Transformation Facility, Transfer Station, Organic Materials Processing Facility or Material Recovery Facility) shall become the property of the Owner or operator of the Disposal Site(s) once deposited there by Contractor. City may obtain ownership or possession of Solid Waste placed for Collection upon written notice of its intent to do so, however, nothing in this Agreement shall be construed as giving rise to any inference that City has such ownership or possession unless such written notice has been given to Contractor. City has the option to provide written direction to the Contractor specifying a Facility for handling, Processing, and Disposal of Solid Waste. If City directs Contractor to a Facility other than a Designated Facility as listed in Exhibit 3 of this Agreement, or otherwise requested by Contractor, and in doing so it adversely affects the ability of the Contractor to meet either or both of the requirements of Section 11.1.3 and Section 5.2, then in this event the City and Contractor shall meet and confer and mutually agree on revised obligations for Sections 11.1.3 and 5.2. The foregoing notwithstanding, in the event City directs Contractor to a Facility other than a Facility listed in this Agreement or otherwise requested by Contractor, then Contractor shall be entitled to a rate adjustment based upon any increase or decrease in costs associated with handling, Processing, Disposal and Transportation. 2.12 CONTRACTOR’S CORPORATE STATUS Contractor represents and warrants that it is duly organized, validly existing and in good standing under Applicable Laws. It is qualified to transact business in the State of California and has the power to own its properties and to carry on its business as now owned and operated and as required by this Agreement. 7.2.a Packet Pg. 484 ADDENDUM #1 City of Diamond Bar – DRAFT 25 June 12, 2023 2.13 CONTRACTOR CORPORATE AUTHORIZATION Contractor represents and warrants that it has the authority to enter into and perform its obligations under this Agreement. The Board of Directors or partners of Contractor (or the shareholders, if necessary) have taken all actions required by Applicable Law, its articles of incorporation, and its bylaws or otherwise to authorize the execution of this Agreement. The Persons signing this Agreement on behalf of Contractor have authority to do so. Contractor shall authorize one employee for the City as a single point of contact for issues arising under this Agreement. City may accept that this employee’s actions are taken on behalf of and with the full approval of the Contractor. 2.14 ANNEXATIONS This Agreement extends to any territory annexed to the City during the term of this Agreement except to the extent that Collection by Contractor within that annexed territory would violate the provisions of Public Resources Code Section 49520. In such event, this Agreement shall become effective as to such area at the earliest possible date permitted by law, and City agrees that it shall cooperate with Contractor to fulfill any requirement necessary for Contractor to serve the annexed area consistent with this paragraph. 2.15 PERMITS AND LICENSES Contractor shall acquire and maintain all necessary permits and licenses for the Collecting, Transporting, Recycling, Processing, Disposing, and storing of Solid Waste as required under this Agreement. Failure to maintain all required permits shall be deemed a material breach of contract for which City may terminate this Agreement as provided in Section 13.3. Contractor must follow requirements of the City of Diamond Bar Municipal Code, including, but not limited to, obtaining a City of Diamond Bar business license. ARTICLE 3: SCOPE OF COLLECTION SERVICES 3.1 SERVICES TO BE PROVIDED – GENERAL The work to be done by Contractor pursuant to this Agreement shall include, but not be limited to, the furnishing of all labor, supervision, equipment, materials, supplies, and all other items necessary to perform the services required. The enumeration of, and specification of requirements for, particular items of labor or equipment shall not relieve Contractor of the duty to furnish all others, as may be required, whether enumerated elsewhere in the Agreement or not, unless excused in accordance with Article 13.8. The work to be done by Contractor pursuant to this Agreement shall be accomplished in a thorough and professional manner so that Customers within City are provided reliable, courteous and high- 7.2.a Packet Pg. 485 ADDENDUM #1 City of Diamond Bar – DRAFT 26 June 12, 2023 quality Solid Waste Services at all times. The enumeration of, and specification of requirements for, particular aspects of service quality shall not relieve Contractor of the duty of accomplishing all other aspects in the manner provided in this section, whether such other aspects are enumerated elsewhere in the Agreement or not. 3.2 SINGLE-FAMILY DWELLING COLLECTION SERVICE Contractor shall provide a three-Container Collection program for the separate Collection of Refuse, source separated Recyclable Materials, and source-separated Organic Waste using Containers that comply with the requirements of Section 4.3. Single Family Dwelling includes multi-family dwellings of four or less units. Recyclable Materials and Organic Waste acceptable for collection are listed in Exhibit 4. Collection frequency shall be not less than once per week from Carts placed at a suitable location, which is typically on the curb, but may be in the street against the curb or in an alley. If a Customer and Contractor cannot agree upon the designated collection location, City shall make the final determination of the designated collection location. Recycling Carts and Organics Carts shall be collected on the same day as Refuse carts. 3.2.1 CART SIZES Contractor shall provide at minimum one 65-Gallon Cart for Refuse, one 65-Gallon Cart for Recyclables, and one 65-Gallon Cart for Organics. At Customers request, Contractor shall provide as a substitute 35 or 96-gallon Carts for Refuse Collection and / or 96-gallon for Recyclables or Organics Collection. The rate for the Collection of all three Carts shall be based on the size of the Refuse Cart. Customers may request and Contractor shall provide a second Recyclables and or Organics Cart at no additional charge. Additional Carts beyond one (1) for Refuse, two (2) for Recycling, and two (2) for Organics Collection may be requested at an additional monthly fee. 3.2.2 CART COLOR Carts shall comply with CalRecycle color and labeling requirements under SB 1383. Contractor shall provide blue Carts for the Collection of Recyclable Materials, green Carts for the Collection of Organic Waste and gray or black Carts for the Collection of Refuse. Alternatively, Contactor may provide Carts with blue, green, and gray or black lids to meet the Container color requirement. 3.2.3 REFUSE CART OVERAGE Residential Customers using Carts are entitled to two annual pickups per calendar year and an end- of-year pickup of material that does not fit in the Refuse Cart(s) at no additional cost, as provided in this Section 3.2.3. A pickup shall consist of up to the equivalent of three (3) large bags, boxes or barrels of Refuse and placement of more than that amount at any one time shall constitute two pickups. In addition to the two (2) free pickups, Contractor shall Collect all additional Refuse placed out for Collection in the Customer’s own Containers (bags, boxes, barrels, etc.) at no additional charge for two weeks beginning each December 26. This service is limited to Refuse that could 7.2.a Packet Pg. 486 ADDENDUM #1 City of Diamond Bar – DRAFT 27 June 12, 2023 otherwise be placed in the Refuse Cart, and not Bulky Items which are Collected in accordance with Section 1.12 and 3.6. Contractor shall Collect, and Customers may be charged an extra fee per pickup in accordance with the approved rate schedule for overage pickups) of, all Refuse put out for Collection that does not fit in the Refuse Cart(s) above and beyond the free pickups described above. Customer shall be instructed to call in both free and additional overages. However, if not called in, Contractor shall Collect and record pickup per Section 4.1.6. 3.2.4 BACKYARD SERVICE Backyard service means the Contractor removes all Collection Carts, Green Waste bundles and Refuse Cart Overages per Section 3.2.3 from a Cart Customer’s designated Collection location other than curbside, such as backyard, side yard, or drive, for Collection, and returns Carts and other containers when Collection is complete. Contractor may charge customers requesting backyard service in accordance with the approved rate schedule, unless the Customer falls under the exception described in Section 3.2.5 below. 3.2.5 BACKYARD SERVICE FOR DISABLED PEOPLE Contractor shall provide disabled Customers with backyard service at no additional charge. Contractor will remove Refuse, Recyclable and Organic Waste Containers, Green Waste bundles and Refuse Cart Overages per Section 3.2.3 from Customer’s storage area, place them out for Collection, and return Containers to Customer’s storage area after Collection, ensuring that all doors or gates are closed securely. In order to qualify as disabled under this section, Customers must have been issued handicap placard from the Department of Motor Vehicles or otherwise obtain approval to receive such service from the City, following a verification site visit by Contractor’s route supervisor. Additionally, walk-out service need not be provided if an able-bodied adult resides with the disabled Customer. 3.2.6 DOOR-TO-DOOR HHW COLLECTION Contractor shall provide Residential Customers with door-to-door call-in HHW Collection service. Each Residential Dwelling Unit shall be entitled to two door-to-door Residential HHW pickups per calendar year at no additional charge. Items to be Collected include, at a minimum: Syringes and other Home Generated Sharps; paint and paint products including but not limited to thinners, glues, caulking, stains, wood preservatives and strippers; universal waste, household cleaners; automotive wastes; swimming pool chemicals; garden chemicals; fluorescent tubes; thermometers; and household batteries; and Electronic Waste. Contractor may direct Residential Customers to use the Bulky Item pickup option for televisions, computers and other HHW that may safely and legally be Collected as Bulky Items as described in Section 3.6. 7.2.a Packet Pg. 487 ADDENDUM #1 City of Diamond Bar – DRAFT 28 June 12, 2023 3.2.7 ANNUAL HOUSEHOLD HAZARDOUS WASTE EVENT Contractor will assist the City in increasing awareness of Household Hazardous Waste events by promoting the Los Angeles County Household Hazardous Waste collections held in Diamond Bar. Promotional activities will include: posting on Contractor’s website, inclusion in the Annual Brochures/ Mailings mailed to each Residential Customer, billing inserts, social media targeted outreach, and press releases to local news outlets. 3.2.8 CURBSIDE USED OIL AND OIL FILTER COLLECTION Contractor shall Collect used oil placed curbside beside Refuse Collection Cart by Customers on the regular Collection day at no additional charge. Contractor shall educate Customers to place used oil in clean containers and used oil filters in clean zip -lock bags. 3.2.9 HOME GENERATED SHARPS MAIL BACK PROGRAM Contractor will implement a program for Collection and safe processing of Home Generated Sharps generated by its Residential Customers, through a mail-based program and/or a drop-off program. Residential Customers requesting this service may apply to Contractor to participate in this program, and Sharps containers will be delivered directly to them at no cost to the Customer or City. Through a drop-off program, Contractor will make arrangements with pharmacies and/ or other locations throughout the City for Residential Customers to drop-off Sharps at no cost to the Customer or City. 3.2.10 MEDICATION TAKEBACK PROGRAM Contractor will assist the City in increasing awareness of medication takeback programs provided by the Los Angeles County Sheriff’s station and any third-party events held in Diamond Bar. Promotional activities will include: posting on Contactor’s website, inclusion in the Annual Brochures/ Mailings mailed to each Residential Customer, billing inserts, social media targeted outreach, and press releases to local news outlets. 3.2.11 FREECYCLE.COM Contractor will publicize to Residential Customers its free materials exchange/ gifting program, known as FreeCycle.org, and shall promote FreeCycle.org Contractor’ s website, and the Annual Brochure/Mailings described in Section 6.3.1.D. 3.2.12 ANNUAL HOLIDAY TREE COLLECTION Contractor shall provide holiday tree Collection from December 26 through the second Sunday in January. During this period, all holiday trees placed out for Collection by Residential Customers shall be Collected by Contractor. After this period, trees will be Collected as Bulky Items under Section 3.6. Trees up to seven (7) feet in length will be Collected and Diverted without Customers needing to cut 7.2.a Packet Pg. 488 ADDENDUM #1 City of Diamond Bar – DRAFT 29 June 12, 2023 them. Contractor may request that Customers with larger trees cut the trees to pieces no longer than seven (7) feet. Contractor will Divert all holiday trees from Landfill Disposal. 3.2.13 MULCH GIVE-A-WAY TO BE UPDATED BASED ON PROPOSALS] Contractor shall distribute free mulch to Residential Customers. Contractor shall distribute coupons through quarterly Billings entitling Residential Customers to receive two bags per event at two community events per year to be identified by City. 3.3 COMMERCIAL AND MULTI-FAMILY COLLECTION SERVICES Contractor shall provide a three-Container Collection program for the separate Collection of Refuse, source separated Recyclable Materials, and source-separated Organic Waste using Containers that comply with the requirements of Section 4.3. Contractor shall provide a program sufficient to enable City and Customers to meet or exceed the requirements of SB 1383 as of the start of Collection services under this Agreement. Commercial Premises includes multi-family dwellings of five or more units. Recyclable Materials and Organic Waste acceptable for collection are listed in Exhibit 4. Collection frequency shall be at least once per week and more frequently if required to the waste generated at the Premises where the Containers are located. To resolve a dispute between Contractor and Customers, or if the City has health or safety concerns, City shall make final determination as to the number and size of Containers, frequency of Collection to be provided to Customers. Special consideration shall be given when determining the pickup areas to ensure that the flow of traffic is not impeded. 3.3.1 BIN SIZES Contractor shall provide 1, 1.5, 2, 3, 4 and 6 cubic yard Bins upon request. Contractor will service Bins equipped with compaction devices (known as compactors) that attach to the Bins if requested by Customer. The provision, sale, or lease of the compaction device itself is outside this Agreement. Contractor is not required to provide the compaction device. 3.3.2 COMMERCIAL AND MULTI-FAMILY PREMISES CART SERVICE Contractor shall offer Collection in Carts to Customers at Commercial Premises and Multi-Family Premises of five units or more that do not have space for, or do not generate enough waste to require the use of Bins for Collection. If Contractor and Customer have a disagreement as to whether Cart service is appropriate, or if City determines that Collection in Carts causes health and safety or other concerns, City shall make the final determination as to whether Collection in Carts may occur. 7.2.a Packet Pg. 489 ADDENDUM #1 City of Diamond Bar – DRAFT 30 June 12, 2023 3.3.3 CONTAINER COLOR Bins and Carts shall comply with CalRecycle color and labeling requirements under SB 1383. Contractor shall provide blue Containers for the Collection of Recyclable Materials, green Containers for the Collection of Organic Waste and gray or black Containers for the Collection of Refuse. Alternatively, Contactor may provide Containers with blue, green, and gray or black lids to meet the Container color requirement. 3.3.4 SITE VISITS, EDUCATION AND OUTREACH – COMMERCIAL RECYCLING AND ORGANICS THIS SECTION SUBJECT MODIFICATION BASED ON PROPOSAL] Contractor will promote Commercial Recycling and Organics programs and assist the City in providing reports on Customers’ participation. Contractor shall conduct the planned tasks, and procedures contained in Exhibit 5 “AB 341, AB 1826, and SB 1383 Compliance Plan.” Annually, a Contractor representative will contact, via in-person meetings, all Multi-Family and Commercial Customers not subscribing to Recycling or Organics Collection service required under applicable CalRecycle requirements. The Contractor representative shall assist customers with selecting appropriate Containers and Container sizing, identifying acceptable Recyclables and Organics for Collection, and attempting to resolve any logistical detriments to providing Recyclables and Organics Collection service. Contractor shall provide a written proposal to each AB 341 and AB1826/SB 1383 non-compliant Commercial Customer annually. The proposal shall provide pricing for implementing Recycling and Organics service and reducing, or ‘right-sizing’, Refuse service to account for materials Diverted through the Contractor-provided programs; a proposed start date for the implementation of new Recycling services; a description of the requirements of AB 341 and AB 1826/SB 1383 any relevant City ordinances; a plan for training staff and/or residents; and any other components as directed by the City. A proposal template shall be approved by the City prior to initiation of services under this Agreement. Electronic copies of all service proposals from site visits that have been submitted to a Customer shall be provided to the City in an electronic storage format acceptable to the City, such as a cloud-based file sharing system that can be accessed by the City or its representatives. If a Customer rejects the proposal from the Contractor or does not provide a response within 30 days of the Contractor submitting the proposal, and, after at least three documented attempts by the Contractor to follow-up with the Customer, the Customer continues to be non-responsive, the Contractor may refer the Customer to the City for Enforcement Action through any future ordinances that may be implemented by the City. Such a referral to the City by the Contractor for non-compliant accounts must include a written summary and timeline of the actions taken by the Contractor to implement an AB 341 and AB 1826/SB 1383-compliant program; a copy of the written proposal submitted to the Customer by the Contractor; and any written correspondence from the Customer to the Contractor. If, after the City begins enforcement proceedings against the Customer, the Customer agrees to comply and implement an AB 341 and AB 1826/SB 1383-compliant program, the 7.2.a Packet Pg. 490 ADDENDUM #1 City of Diamond Bar – DRAFT 31 June 12, 2023 City will notify the Contractor of the Customer’s willingness to comply and the Contractor will coordinate with the Customer to implement an AB 341 and AB 1826/SB 1383-compliant program. Contractor will incorporate education regarding Recyclables and Organics Collection and the State requirements into materials produced under Section 6.3 and will develop its own Recycling and Organics-specific instructional materials for use in educating participating Customers. All Organics Recycling participants shall receive ongoing, on-site training from Contractor for management, kitchen staff, service employees, janitors, etc. Annually, Contractor will create and distribute a letter to all Customers that are enrolled in the Contractor’s Organics Recycling program to offer re-training services, printed collateral such as signage and posters, and general technical assistance. Additional materials may include instructional posters, brochures, educational presentations, bin signage, enclosure signage, stickers to be attached to internal recycling receptacles, or other formats as mutually agreed to between City and Contractor. All outreach materials must be submitted for review and approval by City prior to distribution. Contractor shall provide a report, on City-approved forms, to the City noting the time, Customer contact, name of Contractor’s staff that contacted the Customer, and result of each meeting and, if the Customer will not agree to a meeting, provide the time of contact, Customer contact name and number, and reason for not accepting a meeting. Reports will be updated on a quarterly basis and submitted with Contractor quarterly reports to the City. Contractor will report all Customers that have service levels within the thresholds of AB 341 on reporting forms provided by the City on a quarterly basis. The report will document whether the Customer receives Recycling service from the Contractor, self-recycles, or receives Recycling from a third party. Any internal Recycling programs or third-party recycling programs that the Contractor encounters while conducting Customer site visits shall be documented using a City-approved electronic reporting form and provided in an electronic format such as a cloud-based file-sharing system that can be accessed by the City or its representatives. 3.3.5 PROCESSING OF MIXED WASTE Contractor shall Process mixed Solid Waste at a Material Recovery Facility for those Commercial Customers that do not subscribe to a Source-Separated Recycling program, or otherwise participate in a qualifying Recycling program in accordance with AB 341. 3.3.6 SCOUT SERVICE Upon request, Contractor shall provide scout service, whereby Contractor will access Containers using a small vehicle either to move Containers to street or other public right-of-way for Collection, or Collecting Solid Waste directly from Container storage location. Under no circumstance shall Containers remain in the public right-of-way or outside of Container storage location for a period exceeding two (2) hours. In the event of a dispute between Contractor and Customer as to whether scout service will be used, Contractor Administrator will make the final determination. 7.2.a Packet Pg. 491 ADDENDUM #1 City of Diamond Bar – DRAFT 32 June 12, 2023 Contractor is responsible for verifying that an encroachment permit has been obtained from the City prior to placing a Container in the public right-of-way. If the Customer has not obtained an encroachment permit, the Contractor shall inform the Customer that the Container shall not be placed in the public right-of-way until the Customer provides Contractor with verification of an encroachment permit, instructing the Customer as to how to obtain the permit. A copy of the encroachment permit shall be affixed to the Container. 3.3.7 BIN PUSHOUT SERVICE Contractor may not charge a fee for pushing or rolling Bins to point of Collection. 3.3.8 LOCKING BINS Contractor shall provide locking Bin Service (providing the hasp and lock and servicing the lock) to Customers that request such service in accordance with the approved rate schedule, based upon a monthly fee per locking Bin. 3.3.9 REDELIVERY/RETURN TRIP FEE Contractor may charge a fee, per the approved rate schedule, in the event that Contractor arrives on time for a scheduled Collection of Bins or Roll-Off Boxes, is impeded from Collection due to Container being blocked or otherwise unable to be Collected due to issues within the Customer’ s control, and Contractor must return for Collection prior to the Customers next scheduled Collection. Charge may be assessed for the trip, not per Bin, in the event of a Customer with multiple Bins. 3.4 ROLL-OFF BOX SERVICE Contractor shall provide permanent and temporary Roll-Off Box Collection service upon request. When accepting an order for Roll-Off Box service, it shall be Contractor’s duty to assist Customer with arranging service that maximizes the Diversion of Solid Waste from Landfill Disposal. Contractor must deliver a temporary Roll-Off Box to a Customer within forty-eight hours of request excluding Saturday, Sunday, and Designated Holidays). Contractor shall confirm that Customer has obtained an encroachment permit from the City prior to Contractor placing a Container in the public right-of-way. The provision, sale, or lease of compactor Roll-Off Boxes, which are enclosed Containers attached to a compaction devise, is not included in this Agreement. Providing service to such compactor Roll-Off Boxes is included. Rates shall be charged at a set rate for the service component (per pull) plus the per-ton charge dump) based on actual tonnage Collected. Contractor may charge a fee in the event a scheduled Roll-Off Box Collection is impeded from Collection due to Container being blocked or otherwise 7.2.a Packet Pg. 492 ADDENDUM #1 City of Diamond Bar – DRAFT 33 June 12, 2023 unable to be Collected and Contractor must return for Collection. There will be no charges other than the specific charges identified in the approved rate schedule. Roll-Off Boxes shall comply with SB 1383 color and labeling requirements. 3.5 TEMPORARY BIN SERVICE Contractor shall provide temporary Bin Service to Customers upon request. Contractor must deliver a temporary Bin to a Customer within forty-eight (48) hours of request (excluding Saturday, Sunday, and Designated Holidays). Contractor shall confirm that Customer has obtained an encroachment permit from the City prior to Contractor placing a Container in the public right-of-way. There will be no charges other than the specific charges identified in the approved rate schedule. 3.6 ON-CALL BULKY ITEM PICKUP Contractor shall provide Bulky Item pickup service to all Residential Customers. Each Residential Dwelling Unit shall be entitled to four Bulky Item pickups per calendar year at no additional charge. Customers may put out up to four (4) Bulky Items at each pickup. Contractor may instruct Customers to provide Contractor with a minimum of one business days’ notice for the items, which shall be Collected on the Customer’s regular Collection day. Contractor shall Collect all Bulky Items as defined in Section 1.12 including items referred to as Electronic Waste or “E-waste.” The following provisions shall apply to this program: 1. No single item that cannot be handled by two workers will be accepted. 2. The following items will not be picked up: Hazardous Substances, Hazardous Waste, including waste oil or anti-freeze, with the exception of Bulky Items per Section 1.12 (including without limitation, universal wastes such as fluorescent bulbs, household batteries, and televisions, monitors and other items commonly referred to as “e-waste” that will be Collected by and Disposed of by Contractor in accordance with this section as well as Sections 3.6 and 5.2.5.) 3. Contractor shall record by class and weight (in tons) the Solid Waste Collected from Bulky Item pickups. Contractor shall record the kinds and weights (in tons) of this Solid Waste that is Diverted from Landfill Disposal through Recycling, reuse, Transformation, or other means of Diversion. Contractor shall include this information in its monthly reporting per Section 8.3.1. Residential Customers that exceed the number of free pickups and Commercial Customers may receive Bulky Item Collection under the same terms for a fee, in accordance with the approved rate schedule. 7.2.a Packet Pg. 493 ADDENDUM #1 City of Diamond Bar – DRAFT 34 June 12, 2023 3.7 CITY SERVICES 3.7.1 CITY FACILITIES Contractor shall collect all Solid Waste including but not limited to Recyclables, Organics, Bulky Items, Electronic Waste, and Construction and Demolition Solid Debris which is generated at City government Premises at no additional cost to the City. The City shall provide Contractor with a list of locations and number of containers, sizes, and frequency of collection from which such Solid Waste shall be collected. Such Premises include, but are not limited to, City Hall, City offices, parks, City yard and street maintenance operations. Solid Waste at City yard will include Solid Waste Collected from street litter Containers. The list of City locations and the number of containers, sizes, and frequency of collection may be modified from time to time by the Contract Administrator without additional compensation paid to the Contractor. Solid Waste generated by such City operations shall be collected by Contractor per a schedule provided to Contractor by the Contract Administrator. 3.7.2 CITY-SPONSORED EVENTS Contractor shall provide Solid Waste Collection and Disposal/Processing service for City-sponsored events at no additional charge to City or Ratepayers. This shall include providing Refuse Containers Carts, Bins, Roll-off Boxes, and cardboard waste boxes with liners) to Collect and Dispose of, or Process, all Solid Waste. Contractor shall provide Containers for the Collection of Recyclables and Organics. The list of City-sponsored events may change over time and include, but are not limited to: x Concerts in the Park x City Birthday Celebration x Fourth of July x Fall Fun Festival x Winter Snow Festival x Arbor Day x Easter Egg Hunt 3.7.3 EMERGENCY COLLECTION AND DISPOSAL SERVICE Contractor will assist City at the City’ s request with emergency Collection and Disposal service in the event of major disaster, such as an earthquake, storm, riot or civil disturbance, or as otherwise determined necessary by the City, by providing Collection equipment and drivers normally assigned to City. Contractor may charge City for actual Disposal costs plus service rates per the approved rate schedule. 7.2.a Packet Pg. 494 ADDENDUM #1 City of Diamond Bar – DRAFT 35 June 12, 2023 3.7.4 ABANDONED ITEM COLLECTION FROM CITY RIGHT-OF-WAY PUBLIC PROPERTY Contractor will Collect and Dispose of, at no additional charge to City or Ratepayers, within one Business Day of notification from City, all items left in the City’ s right-of-way, such as sidewalks, alleys, streets, and parkways. Contractor will not be required to Collect Hazardous Waste (with the exclusion of Electronic Waste and universal wastes as provided in this Agreement), liquid wastes, or automobile parts that are individually too large for Collection by two people, but will be required to Collect any items defined as Bulky Items per Section 1.12. Contractor will properly Divert from Landfilling or Dispose of such items in accordance with Sections 5.2.3. 3.7.5 COMMUNITY DEVELOPMENT REVIEW SERVICES Upon City request and at no additional charge, Contractor will review building permit applicants’ plans and advise regarding adequacy of Container storage space and access, particularly to accommodate Recycling containers. 3.7.6 LARGE VENUE EVENT ASSISTANCE Contractor will assist planners of large venue events at no additional charge with reporting and planning needs as may be useful in meeting the requirements of AB 2176, found at California Public Resources Code 42648, et seq. and Contractor shall provide Recycling services upon request to special event planners. 3.7.7 CONFISCATION OF UNAUTHORIZED CONTAINERS 1) City authorizes Contractor to confiscate illegal Collection Containers located within the City’s public rights-of-way. Upon notification from City, or Contractor’s locating of an illegally placed Container, Contractor shall begin the following procedure within 24 hours: 2) Contractor shall first place a notice on Container, directing the illegal hauler or its Customer to remove the Container within 24-hours of notice, citing relevant sections of the City of Diamond Bar Municipal Code, indicating where the Container may be retrieved, impound and storage costs, and warning that, should the Container not be removed by the hauler that Container may be removed without warning. If the company can be identified and its address ascertained, Contractor shall mail the warning as well. 3) Notify City of the notice and request authorization to impound the Container. 4) With written City approval, impound the Container if it has not yet been removed by the illegal hauler. 5) For subsequent violations by the same company after the initial notice has been posted, and after Contractor has mailed a warning to the company, Contractor may request written approval from City to remove company’ s Containers immediately, mailing a notice if address is known as to where the Container may be retrieved and impound and storage costs. If 7.2.a Packet Pg. 495 ADDENDUM #1 City of Diamond Bar – DRAFT 36 June 12, 2023 address is unknown, Contractor shall place the notice as close as feasible to where the Container was located. Written approval from City under this section will include, but is not limited to, approval sent by e- mail or facsimile. 3.7.8 PROVISION OF STORAGE CONTAINERS Contractor will provide the City with eleven 40-cubic-yard portable storage containers to be used for storage at City facilities and schools for the duration of the Agreement, and will maintain them in a condition satisfactory to the City. Contractor may transfer ownership of these storage containers to City, provided Contractor will remove and Dispose of these containers when requested to by City. 3.7.9 PROCUREMENT OF RECOVERED ORGANICS WASTE PRODUCTS TO BE MODIFIED BASED ON PROPOSAL] Contractor shall procure sufficient compost, mulch, and/or renewable natural gas to meet the City’s per capita requirement contained in SB 1383. Contractor may meet this obligation by one or a combination of the following activities: x Bulk Compost and/or Mulch Reserved for Jurisdiction – Company shall make available for City Compost or Mulch for use in City parks and facilities at no cost to the City. x Mulch Giveaway as described in Section 3.2.13. x Use of renewable natural gas in Collection vehicles. Contractor shall ensure sufficient capacity of California recovered organics waste products to meet the mandatory procurement requirements for jurisdictions contained in SB 1383, as may be amended, during the term of this Agreement including Agreement extensions granted by the City. Contractor shall provide assurance through the execution of a liability waiver stating that all organic waste products provided by the Contractor and used within the City are free from pathogens and inorganic waste material that may be harmful to the health and welfare of the City. The Contractor shall indemnify and hold harmless the City against any claims arising from contaminated recovered organic waste products provided by the Contractor as set forth in Section 11.1. 7.2.a Packet Pg. 496 ADDENDUM #1 City of Diamond Bar – DRAFT 37 June 12, 2023 ARTICLE 4: REQUIREMENTS FOR OPERATIONS, EQUIPMENT, AND PERSONNEL 4.1 OPERATIONS 4.1.1 SCHEDULES To preserve peace and quiet, Contractor shall provide Collection services from Residential areas only between 6:30 A.M. and 6:30 P.M. Monday through Friday, with Saturday Collection permitted during weeks with a Designated Holiday. Commercial and industrial locations may be Collected between 6:00 A.M. and 6:30 P.M. Monday through Saturday. Contractor may not make exceptions to these Collection days and times without advance written approval from the City. If the regularly scheduled Collection day falls on a Designated Holiday, Collection days for the remainder of that week shall all be postponed one Collection day. Contractor shall review its operations plan outlining the Collection routes, intervals of Collection and Collection times for all materials Collected under this Agreement with City upon thirty (30) days written notice requesting said review. Contractor shall submit a copy of its schedule and route map within seven (7) Business Days if requested by City. If the plan is determined to be inadequate by City, Contractor shall revise it incorporating any changes reasonably necessary to make it satisfactory to City within thirty (30) days. Changes to schedules and routing shall not be implemented without City approval and not until at least fifteen (15) Business Days following notification to Customers. The City may restrict the timing and frequency of any route changes based upon the City of Diamond Bar City of Diamond Bar Municipal Code or any other applicable law or requirement. 4.1.2 MISSED PICKUPS When notified of a missed pickup (which was not justified under the provisions of this Agreement) prior to 12: 00 p.m., Contractor shall Collect the Refuse, Recyclables, and/ or Organics that was not Collected the same day. If notified after 12: 00 p.m., Collection must take place no later than the next Business Day. If Contractor determined that the missed pickup was justified under this Agreement, Contractor will notify Customer as to the reason within this same time period. 4.1.3 HOLIDAY COLLECTION SCHEDULE Contractor shall not be required to provide Collection services or maintain non-emergency office hours on the Designated Holidays. If the regularly scheduled Collection day falls on a Designated Holiday, Collection days for the remainder of that week shall all be postponed one Collection day and Residential Collection is permitted on Saturday during the make-up week. Only the City may change the holiday collection schedule. 7.2.a Packet Pg. 497 ADDENDUM #1 City of Diamond Bar – DRAFT 38 June 12, 2023 4.1.4 CHANGE IN COLLECTION SCHEDULE Contractor shall notify City forty-five (45) days prior to, and Customers not later than thirty (30) days prior to, any change in Collection operations which results in a change in the day on which Solid Waste Collection occurs. Contractor will not permit any Customer to go more than seven (7) days without service in connection with a Collection schedule change. City's approval of any change in Collection is required prior to such change, and such approval will not be withheld unreasonably. Any changes in the route map or Collection schedule shall require the prior approval of the City. City may require reasonable changes to the route map or Collection schedule, to improve service, to resolve complaints or for other reasons. Prior to the change of a route schedule, Contractor shall provide written notice of the change to affected Customers ninety (90) days in advance. Contractor shall coordinate with the Contract Administrator to ensure that Solid Waste Collection is compatible with the City’s street sweeping operations. Contractor will be required to complete their designated routes each day so as not to interfere with the City’s street sweeping operations. 4.1.5 DEDECATED ROUTES Solid Waste Collected in the City shall not be commingled in Collection vehicles with Solid Waste from other jurisdictions. All routes approved under this Agreement shall be dedicated exclusively to Solid Waste Collected in the City of Diamond Bar, with the exception of Commercial Organics routes. 4.1.6 OVERFLOWING CONTAINERS Customers that regularly produce more Refuse than their current level of service can accommodate may have their service level increased in accordance with the following procedure: A. Residential Customers First Incident in Six Month Period: If more material is placed for Collection than fits in a Cart unless Collection of the overage has been properly arranged under Section 3.2.3), Contractor shall photograph the overflowing Cart, Collect the Solid Waste, and send to the Customer (at both the service and billing addresses) the picture and a letter instructing that further instances of an overflowing Cart may result in a charge, and possibly in an increase in the level of service. Second Incident in Six Month Period: Upon the second event of an overfilled Cart (unless Collection of the overage has been properly arranged under Section 3.2.3) in a three-month period, Contractor shall photograph the overflowing Cart, Collect the Solid Waste, and send to the Customer the picture and a letter instructing that a third incident in that same three month period may result in an increase in the level of service. If Refuse was left beside the Cart for Collection other than. as permitted under Section 3.2.3, Contractor may charge the Cart Overage Fee in the approved Rate Schedule. 7.2.a Packet Pg. 498 ADDENDUM #1 City of Diamond Bar – DRAFT 39 June 12, 2023 Third Incident in Six Month Period: Upon the third event of an overfilled Cart (unless Collection of the overage has been properly arranged under Section 3.2.3) in a three-month period, Contractor shall photograph the overflowing Cart, Collect the Solid Waste, and send to the Customer the picture and a letter requesting that Customer increase its service level. If the Customer declines, Contractor may petition City to permit Contractor to increase the service level to accommodate the higher demand for service. If Refuse was left beside the Cart for Collection other than as permitted under Section 3.2.3, Contractor may charge the Cart Overage Fee in the approved Rate Schedule. Each incident shall be counted as one of the Customer's free pickups or, if Customer has used the annual free pickups, Contractor shall Bill Customer for the additional pickups per the approved rate schedule. Contractor shall send City via e-mail or U.S. mail a copy of each letter and picture sent to a Customer under this Section 4. 1. 6. B. Commercial Customers First Incident in Six Month Period: If more material is placed for Collection than fits in a Container, Contractor shall photograph the overflowing Container, Collect the Solid Waste, and send to the Customer (at both the service and billing addresses) the picture and a letter instructing that further instances of an overflowing Container may result in an increase in the level of service. Second Incident in Six Month Period: Upon the second event of an overfilled Container in a three-month period, Contractor shall photograph the overflowing Container, Collect the Solid Waste, and send to the Customer the picture and a letter requesting that Customer increase its service level. if the Customer declines, Contractor may petition City to permit Contractor to increase the service level to accommodate the higher demand for service. Contractor shall send City via e-mail or U.S. mail a copy of each letter and picture sent to a Customer under this Section 4.1.6. 4.1.7 GRAFFITI REMOVAL Contractor shall remove graffiti from any Container within three (3) Business Days (excluding Saturday, Sunday, and Designated Holidays of request by City or Customer at no additional charge. Contractor is required to proactively look for graffiti when Collecting Containers, with all graffiti removed from Containers as stated above after any Collection without notification. 4.1.8 LITTER ABATEMENT A. Minimization of Spills. Contractor shall use due care to prevent Solid Waste or fluids from leaking, being spilled and/or scattered during the Collection or Transportation process. If any Solid Waste or fluids leak or are spilled during Collection, Contractor shall promptly clean up all such materials. Each Collection vehicle shall carry a broom and shovel at all times for this purpose. 7.2.a Packet Pg. 499 ADDENDUM #1 City of Diamond Bar – DRAFT 40 June 12, 2023 Contractor shall not transfer loads from one vehicle to another on any public street, unless it is necessary to do so because of mechanical failure, accidental damage to a vehicle, or a pre-approved method of Solid Waste transfer between vehicles, without prior written approval by City. B. Clean Up. Contractor shall clean up litter in the immediate vicinity of any Solid Waste storage area if Contractor has caused the litter during the Collection process. Customer shall be responsible for cleanup of litter in Solid Waste storage area not caused by Contractor. Contractor shall identify instances of repeated spillage not caused by it directly with the Waste Generator responsible and will report such instances to City. Contractor may address habitual offenders in accordance with Section 4.1.6. In the event of a spill of materials (vehicle fluids, Organic Waste leachate, etc.), Contractor shall provide a cleanup of the spill to the satisfaction of City and other governing agencies. Cleanup methods may include pressure washing (Contractor must capture and reclaim water) or other similar clean-up methods. C. Covering of Loads. Contractor shall properly cover all open Roll-Off Boxes during Transport to the Disposal Site. 4.1.9 HEALTH AND SAFETY TRAINING Contractor shall provide suitable operations, health and safety training on an ongoing basis for all of its drivers and other employees who use or operate equipment or who are otherwise directly involved in Collection or other related operations. 4.1.10 UNAUTHORIZED MATERIAL REMOVAL Contractor shall dismiss or discipline employees who remove documents or any other material from Containers, other than specifically for the purposes of Disposal and Diversion as described in this Agreement. 4.1.11 REPORT OF ACCUMULATION OF SOLID WASTE; UNAUTHORIZED DUMPING Contractor shall direct its drivers to note (1) the addresses of any Premises serviced under this Agreement at which they observe that Solid Waste is accumulating and which is not being place out for Collection; and (2) the address, or other location description, at which Solid Waste has been dumped in an apparently unauthorized manner. Contractor shall deliver the address or description to City within five (5) Work Days of such observation. 4.1.12 ROUTE AUDIT Once during the first year or at City request but not more than once per year, Contractor shall conduct an audit of its Collection routes in the City. City may use information from the audit to develop a request for proposals for a new service provider. City may instruct Contractor when to 7.2.a Packet Pg. 500 ADDENDUM #1 City of Diamond Bar – DRAFT 41 June 12, 2023 conduct the audit in order for the results to be available for use in preparation of a request for proposals or for other City uses. City may also instruct Contractor to conduct an audit at a time that would produce the most accurate Customer service information for a new service provider to use in establishing service with Customers. In setting these audit dates, City will establish due dates for Contractor providing routing and account information, and later, the report, to City. The route audit, at minimum, shall consist of an independent physical observation by Person(s) other than the route driver of each Customer in City. This Person(s) is to be approved in advance by City. The route audit information shall include, as a minimum, the following information for each account: x Route Number; x Truck Number; x Number and size of Carts by waste stream (Refuse, Recycling, Organics) x Cart condition; x For Bin and Roll-Off Box Customers: x Route Number; x Truck Number; x Account Name; x Account Number; x Account Service Address; x Account Type (Residential, Commercial, Roll-Off Box Service); x Service Level per Contractor Billing system (Quantity, Size, Frequency, Waste Stream); x Observed Containers (Quantity, Size, Frequency, Waste Stream). x Container condition; x Proper signage; and, x Graffiti. Within thirty (30) days after the completion of the route audit, Contractor shall submit to City a report summarizing the results of the audit. This summary shall include: x Identification of the routes; x Route map; x Truck numbers; x Number of accounts, by route and in total (Residential, Commercial and Roll-Off Box Service); x Confirmation that all Refuse routes are dedicated exclusively to City Customers; 7.2.a Packet Pg. 501 ADDENDUM #1 City of Diamond Bar – DRAFT 42 June 12, 2023 x Number and type of exceptions observed; x Total monthly service charge (Residential, Commercial and Roll-Off Box Service), pre-audit; x Total monthly service charge (Residential, Commercial and Roll-Off Box Service), post-audit subsequent to corrections of identified exceptions); and, x The report shall include a description of the procedures followed to complete the route audit. This description shall include the names and titles of those supervising the route audits and the name and titles of those performing the observations. The report shall also include a description of the changes and Contractor’s plans to resolve the exceptions. The results of the audit, and supporting back-up data, shall be available for review by City or its representative. 4.1.13 SERVICE EXCEPTIONS; HAZARDOUS WASTE NOTIFICATIONS A. Failure to Collect. When Solid Waste is not Collected from any Solid Waste Customer, Contractor shall notify its Customer in writing, at the time Collection is not made, through the use of a “tag” or otherwise, of the reasons why the Collection was not made. B. Hazardous Material Inspection and Reporting. Contractor reserves the right to reject Solid Waste observed to be contaminated with Hazardous Material and the right not to Collect Hazardous Material put out with Solid Waste. Contractor shall notify all agencies with jurisdiction, if appropriate, including the California Department of Toxic Substances Control and Local Emergency Response Providers and the National Response Center of reportable quantities of Hazardous Material, found or observed in Solid Waste anywhere within the City. In addition to other required notifications, if Contractor observes any substances which it or its employees reasonably believe or suspect to contain Hazardous Materials unlawfully Disposed of or released on any City property, including storm drains, streets or other public rights of way, Contractor will immediately notify the City Manager or the City Manager’s designee. Contractor shall implement and maintain a training program that will assist its employees in identifying and properly disposing of any Hazardous Material that may come into their possession. C. Hazardous Material Diversion Records. Contractor shall maintain records showing the types and quantities, if any, of Hazardous Material found in Solid Waste and which was inadvertently Collected from Customers within the City, but Diverted from Landfill Disposal. 4.1.14 COLLECTION OF FORMER CONTRACTOR’S CONTAINERS If any Solid Waste enterprise providing Solid Waste Services to Customers prior to the start of Collection services under this Agreement does not remove the Containers it had in use prior to the start of Collection services under this Agreement, Contractor shall Collect and Recycle/Dispose of all such Containers at no additional charge to City or Customers. 7.2.a Packet Pg. 502 ADDENDUM #1 City of Diamond Bar – DRAFT 43 June 12, 2023 4.2 VEHICLE REQUIREMENTS 4.2.1 GENERAL Contractor shall provide Collection vehicles sufficient in number and capacity to efficiently perform the work required by the Agreement in strict accordance with its terms as described in Contractor's Proposal. Any additional vehicles/routes that may be required to meet the service standards during the term of this Agreement, above the number included in Contractor's Proposal shall be done so at Contractor's sole expense. Contractor shall have available on Collection days sufficient reserve vehicles for each type of Collection vehicle, which can be dispatched within one (1) hour of any breakdown to complete the Collection routes and to respond to complaints and emergencies. Such reserve equipment shall correspond in size and capacity to the equipment used by the Contractor to perform the contractual duties. All equipment of Contractor used to provide the services set forth in this Agreement shall be subject to inspection by City upon request. 4.2.2 VEHCILE SPECIFICATIONS A. All route Collection vehicles will be not older than 2-years and in like-new condition upon initiation of services under this Agreement. Contractor shall operate no vehicles within the City over 10-years in age during the initial ten-year term of this Agreement and no older than 15-years in age during any future extensions of this Agreement. B. Such vehicles must be registered with the California Department of Motor Vehicles and shall have water-tight bodies designed to prevent leakage, spillage or overflow. Hoppers shall be enclosed on top and on all sides to prevent material from leaking, blowing or falling from the Vehicles. All such Vehicles shall have Each Collection vehicle shall be equipped with a shovel and broom for clean-up of spillage. Collection Vehicles shall never be loaded to exceed the manufacturer’s recommended weight limit or otherwise operated unsafely or in violation of any Applicable Law. C. At all times during the term of this Agreement, Contractor’s Collection vehicles shall comply with Department of Transportation requirements, South Coast Air Quality Management District Requirements and the California Air Resource Board requirements as they are currently in force and as they may be approved for Refuse removal vehicles, as well as other Federal, State and local laws and regulations that may be enacted during the term of this Agreement. D. All route Collection vehicles used by Contractor in providing Refuse, Recycling, and Organics Collection services, excluding spares, Roll-off Box Collection vehicles, scout vehicles, supervisor vehicles, Container delivery and other specialty vehicles used on a sporadic basis, shall use alternative fuel such as compressed or liquified natural gas, liquified petroleum gas, methanol, electricity, fuel cells, or other advanced technologies, approved by the South Coast Air Quality Management District (SCAQMD) for Solid Waste Services. 7.2.a Packet Pg. 503 ADDENDUM #1 City of Diamond Bar – DRAFT 44 June 12, 2023 4.2.3 VEHICLE IDENTIFICATION Contractor's name, local telephone number, and a unique vehicle identification number designed by Contractor for each vehicle shall be prominently displayed on all vehicles, in letters and numbers no less than six (6) inches high. City must approve truck labeling. No advertising shall be permitted other than the name of the Contractor except promotional advertisement of the Recyclable Materials and Organic Materials programs, other programs specific to the City, or information requested by City. All advertisement must be approved by the City. Contractor shall not place City's name and/or any City logos on Contractor vehicles. 4.2.4 CLEANING AND MAINTENANCE 1) Contractor shall maintain all of its properties, vehicles, facilities, and equipment used in providing service under this Agreement in a good, safe, neat, clean, and operable condition at all times. 2) Vehicles used in the Collection of Refuse, Recyclable Materials, and Organics shall be painted, thoroughly washed, and thoroughly steam cleaned on a regular basis so as to present a clean appearance. City may inspect vehicles at any time to determine compliance with this Agreement. Contractor shall also make vehicles available to the County of Los Angeles for inspection, at any frequency it requests. Contractor agrees to replace or repair to the City’s satisfaction, any vehicle which City determines to be of unsightly appearance, leaking, or in unsatisfactory operating condition. 3) Contractor shall repaint all vehicles used in the Collection of Refuse, Recyclable Materials and Organics at least every five years, and within thirty (30) days' notice from City if City determines that their appearance warrants painting. 4) Contractor shall inspect each vehicle daily to ensure that all equipment is operating properly. Vehicles which are not operating properly shall be removed from service until repaired and operating properly. Contractor shall perform all scheduled maintenance functions in accordance with the manufacturer's specifications and schedule. Contractor shall keep accurate records of all vehicle maintenance, recorded according to date and mileage, and shall make such records available to City upon request. 5) Contractor shall repair, or arrange for the repair of, all of its vehicles and equipment for which repairs are needed because of accident, breakdown, or any other cause so as to maintain all equipment in a safe and operable condition. Contractor shall maintain accurate records of repair, which shall include the date and mileage, nature of repair and the verification by signature of a maintenance supervisor that the repair has been properly performed. 6) Contractor shall clean up any leaks or spills from its vehicles per the National Pollutant Discharge Elimination System (NPDES) permit in effect at the time. No fluids shall be washed into storm drains at any time. All NPDES dry-cleaning measures shall be complied with. All Collection Vehicles must be equipped with absorbent for such cleanup efforts. 7.2.a Packet Pg. 504 ADDENDUM #1 City of Diamond Bar – DRAFT 45 June 12, 2023 7) Upon request, Contractor shall furnish City a written inventory of all equipment, including Collection vehicles, used in providing service. The inventory shall list all equipment by manufacturer, ID number, date of acquisition, type, and capacity. 8) All vehicles used to provide services under this Agreement shall at all times have in the cab the registration of the truck, evidence of insurance meeting the requirements of this Agreement and an identification card with the name of whom to telephone in case of an accident or emergency. Each truck shall be equipped with a minimum of a 20 -pound fire extinguisher that has been certified by the state fire marshal. This fire extinguisher shall be recharged as needed, but not less than once annually. Vehicles shall be equipped with a shovel and broom to clean up any spillage. 9) All trucks used to provide services under this Agreement in the City shall be required to be completely enclosed with a nonabsorbent cover while Transporting Refuse, Recyclables or Compostable Materials or other Solid Waste materials in or through the city. "Completely enclosed with a nonabsorbent cover" means that Refuse, trash, Recyclable or Compostable materials shall not be visible from the public highway, nor shall any of the substances be permitted to leak, spill or become deposited along any public highway. 4.2.5 VEHICLE OPERATIONS Vehicles shall be operated in compliance with the California Vehicle Code, and all applicable safety and local ordinances. Contractor shall not load vehicles in excess of the manufacturer's recommendations or limitations imposed by state or local weight restrictions on vehicles. Contractor equipment used for Refuse, Recycling, and Organics services shall be registered with the California Department of Motor Vehicles. Equipment shall comply with US EPA noise emission regulations, currently codified at 40 CFR Part 205 and other applicable noise control regulations, and shall incorporate noise control features throughout the entire vehicle. Noise levels of equipment used for Collection shall comply with the City of Diamond Bar Municipal Code Chapter 8.16 and in no event shall the noise level exceed 75 dba when measured at a distance of 25 feet from the vehicle, five feet from the ground. Contractor shall store all equipment in safe and secure locations in accordance with City's applicable zoning regulations. Contractor shall be responsible for any damage, normal wear and tear excepted, resulting from or directly attributable to any of its operations, and which it causes to: City's driving surfaces, whether or not paved, public or private; associated curbs, gutters, and traffic control devices; and all other public and private improvements. 4.2.6 CITY INSPECTION PER CODE City may cause any vehicle used in performance of this Agreement to be inspected and tested at any commercially reasonable time and in such manner as may be appropriate to determine that the vehicle is being maintained in compliance with the provisions of the State Vehicle Code, including, but not limited to, California Vehicle Code Sections 27000(b), 23114, 23115, 42030, 42032, and all 7.2.a Packet Pg. 505 ADDENDUM #1 City of Diamond Bar – DRAFT 46 June 12, 2023 Vehicle Code Sections regarding smog equipment requirements. City may direct the removal of any vehicle from service if that vehicle is found to be in nonconformance with applicable codes or any provision of this Agreement. No vehicle directed to be removed from service shall be returned to service until it conforms and its return to service has been approved by the City. 4.2.7 VEHICLE INSPECTIONS Upon City request, Contractor shall submit the Safety Compliance Report/Terminal Record Update from its Biennial Inspection of Terminal, or BIT. If Contractor receives a terminal rating below satisfactory, the Contractor is in violation of the Agreement. The Contractor has the time allowed by the Department of California Highway Patrol (“CHP”) to cure violations and bring the terminal rating up to satisfactory. If the CHP does not adjust the rating to satisfactory or better within six months, then the Contractor shall be considered in default of the contract and the City may terminate the Agreement as provided in Section 13.2. 4.2.8 CORRECTION OF DEFECTS Following any inspection, the City Administrator shall have the right to cause Contractor, at its sole cost and expense, to recondition or replace any vehicle or equipment found to be unsafe, unsanitary or unsightly. The City Administrator’s decision will be final. 4.2.9 CITY INFORMATIONAL DISPLAYS Contractor shall equip all vehicles which Collect Solid Waste within the City with informational displays. The City shall advise Contractor as to the messages which should be displayed while vehicles are operating for the City. The City may, at its option, have the messages to be displayed changed once per year at no additional cost. 4.2.10 VEHICLE AND EQUIPMENT INVENTORY On or before the effective date of this Agreement, the Contractor shall provide to the Contract Administrator an inventory of Collection Vehicles and major equipment used by the Contractor for Collection or Transportation in performance of services under this Agreement. The inventory shall indicate each Collection vehicle by identification number, DMV license number, the age of the chassis and body, type of fuel used, the type and capacity of each vehicle, the date of acquisition, and the maintenance and rebuilt status. The Contractor shall submit to the Contract Administrator an updated inventory including all of the information required above in each annual report, or more often at the request of the City. Each vehicle inventory shall be accompanied by a certification signed by the Contractor that all Collection Vehicles meet the requirements of this Article. 7.2.a Packet Pg. 506 ADDENDUM #1 City of Diamond Bar – DRAFT 47 June 12, 2023 4.3 CONTAINER REQUIREMENTS 4.3.1 CART REQUIREMENTS A. Cart Selection, Distribution and Exchanges. Contractor shall provide Customers with new Refuse, Recycling and Organics Carts at the start of service under this Agreement, at no extra charge. In advance of initial new Cart distribution, Contractor shall mail a notice of rates, and provide Customers the opportunity to request service changes. If no response is received by Customer by specified date, Customer will retain the same level of service currently provided as reported by the previous waste hauler. B. Cart Design Requirements. The Carts shall be manufactured by injection or rotational molding and meet the Cart design and performance requirements as specified below. All Carts selected shall be subject to City approval. The City will not permit Carts and Cart lids with inconsistent colors or in poor condition to be used in the City at any time during the term of this Agreement, and may require Contractor to replace such Carts. Contractor shall ensure that all Carts in service during the terms of this Agreement comply with CalRecycle requirements under SB 1383. C. Cart Colors. The Refuse, Recycling and Organics Carts or Cart lids will be differentiated by color. The colors shall be colorfast and resistant to fading as a result of weathering or ultraviolet degradation. Cart and Cart lid colors shall be consistent throughout the City, and shall comply with CalRecycle requirements under SB 1383. D. Capacity. References to Cart sizes of 35, 64, or 96 gallons are approximate. Acknowledging the different sizes provided by the various Cart manufacturers, the Carts shall be uniform in appearance and must conform to the following ranges in size: x 30 to 40 gallons, x 60 to 70 gallons, and x 90 to 101 gallons. E. Cart Handles. The Cart handles and handle mounts may be an integrally molded part of the Cart body or molded as part of the lid. The Cart handles will provide comfortable gripping area for pulling or pushing the Cart or lifting the lid. Pinch points are unacceptable. F. Cart Lid Performance. Each Container shall be provided with a lid that continuously overlaps and comes in contact with the Container body or otherwise causes an interface with the Container body that simultaneously: x Prevents the intrusion of rainwater, rodents, birds, and flies; x Prevents the emission of odors; 7.2.a Packet Pg. 507 ADDENDUM #1 City of Diamond Bar – DRAFT 48 June 12, 2023 x Enables the free and complete flow of material from the Container during the dump cycle without interference with the material already deposited in the truck body or the truck body itself and its lifting mechanism; x Permits users of the Container to conveniently and easily open and shut the lid throughout the serviceable life of the Container; x Prevent damage to the Cart body, the lid itself or any component parts through repeated opening and closing of the lid by residents or in the dumping process as intended; x Remain closed in winds up to 25 miles per hour from any direction. All lid hinges must remain fully functional and continually hold the lid in the original designed and intended positions when either opened or closed or any position between the two extremes; and, x Lid shall be designed and constructed such that it prevents physical injury to the user while opening and closing the Container. x The lid handle shall be an integrally molded part of the lid; x The lid (and body) must be of such design and weight that would prevent an empty Container from tilting backward when flipping the lid open; and, x The lid shall be hinged to the Cart body in such a manner so as to enable the lid to be fully opened, free of tension, to a position whereby it may rest against the backside of the Container body. G. Cart Labeling and Hot Stamping. Labels used on Carts shall be placed on the inside of the Cart lid, and hot stamps shall be on the top of the lid and/or on the body of the Cart. Each Cart shall be hot stamped with the material type (e.g., Refuse, Recycling, Organics) in English, Mandarin, and Korean. Labels shall include graphic instruction on what materials should and should not be placed in each Cart. Design for both the labels and the hot stamps must be approved by City prior to ordering labels or Carts. City shall approve what information is included on the label and in the hot stamp, as well as approve design and quality. Labels shall be replaced when worn, and when information on the label is in need of updating, but no later than 90 days of request from City. Information on the Carts shall include the telephone number to call for Contractor for Bulky Item pickups and for general Customer service. All Carts shall be labeled in accordance with CalRecycle requirements under SB 1383 throughout the term of this Agreement. H. Cart Performance Requirements. All Carts shall be designed and manufactured to meet the minimum performance requirements described below. I. Cart Load Capacity. Depending on the capacity, the Carts shall have a minimum load capacity as noted below without Container distortion, damage, or reduction in maneuverability or any other functions as required herein. 7.2.a Packet Pg. 508 ADDENDUM #1 City of Diamond Bar – DRAFT 49 June 12, 2023 Cart Capacity Gallons) Minimum Load Capacity lbs) 90-101 60-70 30-40 200 130 70 I. Cart Durability. Carts shall remain durable, and at a minimum, shall meet the following durability requirements to satisfy its intended use and performance, for the term of this Agreement: x Maintain its original shape and appearance; x Be resistant to kicks and blows; x Require no routine maintenance and essentially be maintenance free; x Not warp, crack, rust, discolor, or otherwise deteriorate over time in a manner that will interfere with its intended use; x Resist degradation from ultraviolet radiation; x Be incapable of penetration by biting or clawing of household pets (i.e., dogs and cats); x The bottoms of Cart bodies must remain impervious to any damage, that would interfere with the Cart’s intended use after repeated contact with gravel, concrete, asphalt or any other rough and abrasive surface; x All wheel and axle assemblies are to provide continuous maneuverability and mobility as originally designed and intended; and, x Resist degradation by other airborne gases or particulate matter currently present in the ambient air of the City. J. Chemical Resistant. Carts shall resist damage from common household or Residential products and chemicals. Carts, also, shall resist damage from human and animal urine and feces. K. Stability and Maneuverability. The Carts shall be stable and self-balancing in the upright position, when either empty or loaded to its maximum design capacity with an evenly distributed load, and with the lid in either a closed or open position. The Carts shall be capable of maintaining an upright position in sustained or gusting winds of up to 25 miles per hour as applied from any direction. The Carts shall be capable of being easily moved and maneuvered, with an evenly distributed load equal in weight to its maximum design capacity on a level, sloped or stepped surface. 7.2.a Packet Pg. 509 ADDENDUM #1 City of Diamond Bar – DRAFT 50 June 12, 2023 L. Cart Repairability Or Replacement. Contractor shall be responsible for Cart repair and maintenance, and replacing lost, stolen or damaged Carts within three (3) business days of notification (excluding Saturday, Sunday and Designated Holidays, at no additional charge to the Customer or to City, unless Contractor can demonstrate to the Contract Administrator that the damage or loss was due exclusively to the Customer’s intentional or wanton destruction. Contract Administrator shall make the final determination. All repairs must restore the Cart to its full functionality. If City permits a Cart replacement charge to be assessed against Customer, Contractor may charge the Customer the Cart Replacement Fee in the approved rate schedule. Unsightly/worn- out/broken Carts shall be replaced by Contractor upon Customer request at no additional cost to Customer. Customers are responsible for the cleanliness and sanitation of Carts. Contractor shall steam clean Carts upon request of Customers at the rates shown in the approved rate schedule. All Carts in service for the duration of this Agreement shall comply with color and labeling requirements specified by CalRecycle under SB 1383. 4.3.2 BIN REQUIREMENTS A. Cleaning and Maintenance. Contractor shall provide Customers with Bins required during the term of this Agreement and maintain Containers in safe working condition. The size of Contractor-provided Bins shall be determined by mutual agreement of Customer and Contractor. All Bins in use shall be constructed of heavy metal, or other suitable, durable material, and shall be watertight and well painted. Wheels, forklift slots, and other apparatuses, which were designed for movement, loading, or unloading of the Bin shall be maintained in good repair. Upon Customer or City request, or if required to maintain the Containers in a clean condition, Contractor shall clean Customer Bins once per year at no additional charge. Contractor shall perform cleaning, repainting, or replacement of Bins as necessary to prevent a nuisance caused by odors or vector harborage, or if requested by Customer or City for an additional charge at the rates listed in the approved rate schedule. When a Bin is removed for cleaning, Contractor shall replace the Bin, either temporarily or as a change-out, with another Container. B. Bin Identification and Color. Each Bin placed in City by Contractor shall have the name of Contractor and phone number in letters not less than three (3) inches high on the exterior of the Bin so as to be visible when the Bin is placed for use. Bin type (Refuse, Recycling, Cardboard, Organic Waste) may be identified with an affixed sign. Bins shall be labeled to include English, Korean, and Mandarin and graphic instruction on what materials should and should not be placed in each Bin. Contractor shall have labels approved by City prior to ordering and placement on Bins. Labels shall be replaced when worn, and when information on the label is in need of updating, but no later than 90 days of request from City. 7.2.a Packet Pg. 510 ADDENDUM #1 City of Diamond Bar – DRAFT 51 June 12, 2023 Contractor shall repaint Bins at the City’s request if the City deems it necessary to maintain a neat appearance. All Bins in service for the duration of this Agreement shall comply with color and labeling requirements specified by CalRecycle under SB 1383. 4.3.3 ROLL-OFF BOX REQUIREMENTS Contractor shall provide sufficient Roll-Off Boxes to meet Customer demand throughout the Term of the Agreement, and will keep all Roll-Off Boxes clean, free from graffiti, equipped with reflectors, and with the name and phone number of Contractor in letters not less than three (3) inches high on the exterior of the Roll-Off Box so as to be visible when the Roll-Off Box is placed for use. Contractor shall properly cover all open Roll-Off Boxes during Transport as required by the State Vehicle Code. All Roll-Off Boxes in service for the duration of this Agreement shall comply with color and labeling requirements specified by CalRecycle under SB 1383. 4.4 PERSONNEL 4.4.1 QUALIFIED PERSONNEL Contractor shall furnish such qualified drivers, mechanical, supervisory, clerical, management and other personnel as may be necessary to provide the services required by this Agreement in a satisfactory, safe, economical and efficient manner. All drivers shall be trained and qualified in the operation of vehicles they operate and must possess a valid license, of the appropriate class, issued by the California Department of Motor Vehicles. 4.4.2 IDENTIFICATION REQUIRED Contractor shall provide its employees, companies, and subcontractors with identification for all individuals who may make personal contact with residents or businesses in City. City may require Contractor to notify Customers yearly of the form of said identification. Contractor shall provide a list of current employees, companies, and subcontractors to City upon request. City reserves the right to perform a security and identification check through the City's Police Department on the Contractor and all their present and future employees employed by Contractor to work in the City, in accordance with accepted procedures established by City, or for probable cause. 4.4.3 HAZARDOUS MATERIAL EMPLOYEE TRAINING Contractor shall establish and implement an educational program which will train Contractor's employees in the identification of Hazardous Material. Contractor's employees shall not knowingly place such Hazardous Material in the Collection vehicles, nor knowingly Dispose of such Hazardous Materials at the Processing Facility or Disposal Site. 7.2.a Packet Pg. 511 ADDENDUM #1 City of Diamond Bar – DRAFT 52 June 12, 2023 4.4.4 FEES AND GRATUITIES Contractor shall not, nor shall it permit any agent, employee, or subcontractors employed by it to request, solicit or demand, either directly or indirectly, any compensation or gratuity for services authorized to be performed under this Agreement except as described in this Agreement, in accordance with the approved rate schedule. 4.4.5 NON-DISCRIMINATION Contractor shall not discriminate in the provision of service or the employment of Persons engaged in performance of this Agreement on account of race, color, religion, sex, age, physical handicap, or medical condition in violation of any applicable federal or state law. 4.4.6 HIRING OF DISPLACED EMPLOYEES In accordance with Labor Code Sections 1070, 1072, 1075, and 1076, Contractor shall offer employment to qualified existing employees of the current contractor that may be displaced if the current contractor is not retained. Immediately following award of this Agreement, Contractor shall work with the current contractor to obtain a complete list of full-time non-management employees in good standing working exclusively to provide direct Collection services to City and Collection support services. Contractor shall conduct outreach, complete interviews, and offer employment to eligible employees. Contractor will not be required to hire for more positions than the maximum anticipated positions needed to provide the services required by this Agreement or hire employees for positions if those employees have not been successfully executing duties similar to those needed by Contractor to provide the services required by this Agreement. 4.4.7 CITY LIAISON Contractor shall designate a person to serve as agent and liaison between the Contractor and the City and shall maintain a telephone and a means for contact at all times including during periods of strike or other emergencies. The Contractor's City Liaison shall meet with the City as necessary to effectuate the purposes of the Agreement. Contractor shall immediately inform City of any changes in the designated City Liaison. Contractor shall not change this designation without prior approval of the City, excluding cases of termination of the employee. 4.4.8 SERVICE LIAISON Contractor shall designate a field supervisor as the City’s “Service Liaison” who shall be responsible for working with Contract Administrator to resolve Customer service-related complaints. The Service Liaison shall be accessible via cell phone or radio in the field at all times. Contractor shall immediately inform City of any changes in the designated Service Liaison. Contractor shall not change this designation without prior approval of the City, excluding cases of termination of the employee. 7.2.a Packet Pg. 512 ADDENDUM #1 City of Diamond Bar – DRAFT 53 June 12, 2023 4.4.9 ENVIRONMENTAL COORDINATOR To achieve a high level of Recycling education and awareness, Contractor will hire at least one full- time, fully trained and experienced, environmental coordinator. The environmental coordinator shall develop and conduct all education and outreach activities required under the Agreement including, providing technical assistance to Residential (including Multi-Family Premises), and Commercial Customers; promoting waste reduction, Recycling, and Diversion programs; submitting monthly reports to the City regarding waste audits, outreach activities, and any other information requested by the City. The environmental coordinator shall fully cooperate with the City in implementing the City’s Customer Education Plan. 4.4.10 CITY’S RIGHT TO APPROVE CITY AND SERVICE LIAISON City may request that Contractor change the City and Service Liaisons and shall have the right to approve the designated liaisons. Contractor shall immediately inform City of any changes in the designated liaisons. ARTICLE 5: PROCESSING AND DISPOSAL REQUIREMENTS 5.1 TRANSPORTATION OF DISCARDED MATERIALS The Contractor shall Transport all Solid Waste Collected under Article 3 to the Designated Facilities listed in Exhibit 3. The Contractor shall maintain accurate records of the quantities of Solid Waste Transported to Solid Waste facilities and will cooperate with the City in any audits or investigations of such quantities. 5.2 DIVERSION AND PROCESSING REQUIREMENTS Contractor shall Divert from Landfill Disposal a minimum of ___% of all Solid Waste it Collects under this Agreement excluding Construction and Demolition Debris. Compliance will be measured on a calendar year basis, except that compliance will be measured during the first compliance period for the fifteen (15) months ending December 31, 2026, and compliance during the final year will be based on a partial year if the term ends before December 31 in the final year. Solid Waste Collected shall only be considered to have been Recycled or Diverted as required under this Agreement if it is deemed to be Diversion by CalRecycle in connection with efforts to meet City’s Diversion goals. Contractor shall provide documentation to the City within 45 days of the end of each calendar year stating and supporting that calendar year’s Diversion rate. Diversion from sources other than Contractor’s Collection and Diversion efforts (such as source reduction, reuse, or Recyclable Materials Diverted by other Solid Waste enterprises, Collection of materials that are not the subject of this Agreement, or the efforts of self-haulers) is not to be counted as Diversion achieved by 7.2.a Packet Pg. 513 ADDENDUM #1 City of Diamond Bar – DRAFT 54 June 12, 2023 Contractor. Failure to achieve the minimum Diversion requirement may result in liquidated damages as described in Section 11.1 of this Agreement. In the event that the minimum Diversion requirement is not met, and, no sooner than three (3) years after the start of services under this Agreement, and not more often than once every two (2) years thereafter, the Parties agree to meet and confer regarding adjustments to the minimum Diversion rate, based on factors including waste characterization data provided by Contractor, trends in source reduction and reuse, trends in third party Diversion, the availability of permitted Facilities that are capable of Processing material to achieve the required levels of Diversion, emerging methods of Processing and Recycling/reusing new waste materials, the availability of markets, and the impact of scavenging. City shall consider such information provided by Contractor and other industry data and shall, at its sole discretion, determine if any adjustments to the minimum Diversion requirements shall be made, and such changes must be approved by the City Council before becoming effective. If these Diversion requirements are not met, City may instruct Contractor to initiate new programs at Contractor’s expense in order for this goal to be met on a consistent basis. 5.2.1 PROCESSING OF RECYCLABLES AND ORGANICS Contractor shall deliver all Collected Recyclables and Organics to a fully permitted Processing Facilities capable of separating and recovering materials to maximize Diversion credit for City in accordance with CalRecycle regulations. All expenses related to Recyclable and Organics Material Processing and marketing will be the sole responsibility of the Contractor. Contractor shall ensure that all Recyclables and Organics Collected are Diverted and not Disposed of in a Landfill except as a Residue resulting from Processing or loads rejected by the Processing Facility operator or loads not delivered to the Processing facility by Contractor due to the presence of excessive contamination rendering the Recyclable loads unfit for Processing. Recyclables or Organics loads rejected by the Processing Facility operator or not delivered to the Processing Facility due to excessive contamination shall be reported to City together with information regarding the source or route from which it originated. Failure to do so places the Contractor in default. The City has the option, but not obligation, to direct the Contractor where to deliver the material. 5.2.2 END USES FOR ORGANICS Contractor is responsible for monitoring how the Organic Material will be Diverted at selected facilities and for selecting alternative facilities if necessary to ensure full Diversion credit. Failure to do so places the Contractor in default. City has the option, but not obligation, to direct Contractor where to deliver the material, and if City directs Contractor to an alternative Facility then Contractor may request a rate adjustment in accordance with Section 2.10. 5.2.3 BULKY ITEM DIVERSION Bulky Items Collected by Contractor in accordance with Section 3.6, or otherwise Collected under this 7.2.a Packet Pg. 514 ADDENDUM #1 City of Diamond Bar – DRAFT 55 June 12, 2023 Agreement, may not be Landfilled or Disposed of until the following hierarchy of Diversion efforts has been followed by Contractor: 1) Reuse as is, 2) Disassemble for reuse or Recycling, 3) Recycle or market and sell Recyclable Materials for Recycling, 4) Disposal. This hierarchy is intended to preclude the use of front or rear loading packer vehicles for Bulky Items unless the compaction mechanism is not used to compact the Bulky Items, unless they have been designated for Disposal. 5.2.4 CONSTRUCTION AND DEMOLITION DEBRIS DIVERSION Contractor will bring all loads of mixed Construction and Demolition Debris to a C&D Designated Processing Facility as listed in Exhibit 3 for separation and recovery of this material. Contractor may deliver separated loads of Construction and Demolition Debris, such as clean dirt, concrete or rebar, to facilities specializing in the reuse of such materials, provided this material is Diverted from Landfill Disposal. Contractor shall Divert from Landfill Disposal a minimum of 75% or the State-mandated Construction and Demolition Diversion percentage, whichever is greater, of all Construction and Demolition Debris Collected. 5.2.5 DIVERSION OF ELECTRONIC, UNIVERSAL AND OTHER SPECIAL WASTE Contractor shall Divert waste requiring special handling, such as Electronic Waste, or “E-Waste” Collected in accordance with Sections 3.6, or by other means under this Agreement, by taking these goods to a properly permitted Facility, and not by Landfill Disposal. 5.3 MARKETING AND SALE OF RECYCLABLES Contractor shall be responsible for marketing and sale of all Recyclables Collected pursuant to this Agreement. Contractor may retain revenue from the sale of Recyclable Materials, and shall report the amount of such revenues to City upon request. In the event that Contractor is unable, after reasonable diligence, to sell or donate certain Recyclable Materials due to the lack of an available market, Contractor may request, and City may authorize Contractor, in its sole discretion, to Dispose of said Recyclables without sale, subject to on-going review by the City. In the event market conditions for said Recyclables change such that they can, once again, be sold by Contractor, City may withdraw its consent for Contractor to Dispose of said Recyclables and may, again, require Contractor to sell said Recyclables as otherwise provided in this Agreement. 5.4 USE OF DESIGNATED FACILITIES The Contractor, without constraint and as a free-market business decision in accepting this Agreement, agrees to use the Designated Facilities as listed in Exhibit 3 for the purposes of 7.2.a Packet Pg. 515 ADDENDUM #1 City of Diamond Bar – DRAFT 56 June 12, 2023 Processing and/or Disposing of all Source Separated Recyclable Materials, Source Separated Organics Materials, Refuse, Bulky Items, and other materials Collected in the City over the Term of this Agreement. Contractor agrees that such decision by the Contractor in no way constitutes a restraint of trade. The Contractor shall not knowingly deliver materials Collected under this Agreement to facilities that do not comply in all material aspects with Applicable Law. The Contractor, and not the City, must use reasonable efforts to assure that all Disposal, Transfer, and Processing facilities to which the Contractor delivers material under this Agreement are properly permitted to receive material Collected under this Agreement, except for any other facility that the City directs the Contractor to use. Failure to comply with this provision may result in the Contractor being in default under this Agreement. Contractor shall actively work with the Designated Facility(ies) operator(s) throughout the Term of this Agreement to ensure that Contamination remains below the limits established by Applicable Law, including, without limitation, SB 1383. Through written notice to the City annually on or before July 1, Contractor shall identify the facilities to which Contractor will Transport Solid Waste including Source Separated Organic Waste, Source Separated Recyclable Materials, Refuse, Bulky Items, and other materials Collected in the City over the Term of this Agreement. 5.5 USE OF CONTRACTOR-OWNED APPROVED FACILITEIS If the Contractor or Affiliate owns and/or operates a Designated Facility, all expenses associated with permitting, licensing, regulatory compliance, closure and post-closure, etc. and all other costs associated with the operation and ownership of the Designated Facility is the sole responsibility of the Contractor. All expenses related to Processing and / or marketing of Organics and Recyclables will be the sole responsibility of the Contractor. Any request to adjust the Contractor’s rates shall be done in accordance with Article 10. 5.6 SOLID WASTE CAPACITY GUARANTEE Solid Waste facility Capacity Guarantee Contractor shall provide City with guaranteed capacity for the following Solid Waste facilities for the Term of this Agreement: INCLUDE LIST FROM COMPANY'S PROPOSAL] 7.2.a Packet Pg. 516 ADDENDUM #1 City of Diamond Bar – DRAFT 57 June 12, 2023 ARTICLE 6: OTHER SERVICES 6.1 BILLING AND CONTRACTOR COMPENSATION The Contractor shall be solely responsible for the billing and collection of payments for all Collection services. The Contract Administrator shall have the right to review and approve the format of all Customer bills. The Contractor shall be entitled to set rates for all services provided pursuant to this Agreement, provided that such rates do not exceed the maximum approved rates in accordance with the approved rate schedule. Contractor Compensation is exclusively derived from revenue received as a result of the Billings for services listed on the approved rate schedule, and Contractor shall charge no additional fees unless approved in advance by the City. 6.1.1 RESIDENTIAL CART CUSTOMERS Contractor shall Bill Residential Cart Customers quarterly in accordance with the approved rate schedule with invoice dated no sooner than the first day of the quarter Billed for, and payment shall be due no sooner than 30 days after invoice date. The quarters shall begin on February 1, May 1, August 1, and November 1. Extra Bulky Item pickups or extra overage pickups may be added to quarterly Billing or may be Billed at time of service. 6.1.2 COMMERCIAL CART AND BIN SERVICE Contractor shall be responsible for billing for Commercial Cart and Commercial Bin services and other special charges as permitted in the approved rate schedule on a monthly basis. Bills must be itemized by service type, Container size, frequency of service, discounts, and period billed for. All bills must carry a due date, not "due upon receipt." Bills will not carry an itemization of fees remitted to the City. 6.1.3 DISABLED CUSTOMER DISCOUNT Customers determined to be disabled, either by the issuance of a handicap placard from the Department of Motor Vehicles or by meeting City-established guidelines, will receive a X% discount off the standard monthly rate for one Refuse, Recycling and Organics Cart service. The disabled party must be the Customer named on the Billing. The discount shall be itemized or otherwise noted on Customer invoices. Contractor shall administer the review and processing of Customer discount applications. Contractor shall provide to the City an annual report containing the name and service address of all Customers receiving the Disabled Customer Discount. 6.1.4 SENIOR DISCOUNT Customers entitled to the senior rates included in the approved rate schedule are Customers that are listed in the Bill, reside at the Premises where service is received and are 60 years of age or older. 7.2.a Packet Pg. 517 ADDENDUM #1 City of Diamond Bar – DRAFT 58 June 12, 2023 The discount shall be itemized or otherwise noted on invoices. Contractor shall administer the review and processing of Customer discount applications. Contractor shall provide the City with an annual report (or more frequently if requested by City) containing the name and service address of all Customers receiving the Senior Customer Discount. 6.1.5 FORM OF PAYMENT Contractor will accept major credit cards for payment from Customers who request temporary Roll- Off Box or temporary Bin service that do not have an account with Contractor. Customers without such an account who do not use credit cards may be required by the Contractor to post a security deposit or to pay on a "Cash on Delivery C.O.D.” basis. Any unused portion of a security deposit will be refunded to the Customer within fifteen business days of the termination of service. 6.1.6 TEMPORARY BIN AND ROLL-OFF BOX SERVICE 1) Customers' temporary Bin and Roll-Off Box services may be Billed at the time of, or in advance of, service, or on a monthly or bi-monthly Billing cycle. 2) Contractor may request advance payment for temporary services. 3) Contractor may require outstanding temporary services balances be paid prior to providing subsequent temporary services. 4) Weekly Cart Collection services shall not be suspended due to outstanding balances for Bin or Roll-Off Box Services. 6.1.7 AUTOMATED BILLING PAYMENT Contractor shall make available to all Customers through Contractor’s website and customer service portal, an automated billing and payment system at no additional charge. This system should allow Customers to view and pay bills, obtain and electronic copy of their bill, request to cease paper billing and receive e-bills via email or through Contractor’s website. The Contractor will ensure that the electronic billing and payment website conforms to industry-standard practices for electronic commerce security. The Contractor must ensure that Customers receiving e-bills are also receiving billing inserts either via electronic mail or via US Postal Service. The Contractor shall promote the website-based billing and payment system on all paper bills sent to Customers. 6.1.8 BILL PAYMENT BY PHONE The Contractor shall make available to all Customers the ability to make bill payment by phone at no additional charge. 6.1.9 REVIEW OF BILLINGS Contractor shall review its Billings to Customers to determine that the amount which Contractor is billing each Customer is correct in terms of the level of service being provided to such Customer by 7.2.a Packet Pg. 518 ADDENDUM #1 City of Diamond Bar – DRAFT 59 June 12, 2023 Contractor. Contractor shall review Customer accounts annually and submit to City a written report of that review annually on the anniversary of the Effective Day of this Agreement. 6.1.10 SUSPENSION OF SERVICE DUE TO NON-PAYMENT A. Residential Customers: The following procedures apply to Customer accounts that are Billed quarterly for weekly Cart service: 1) For balances outstanding for 60 days after due date, Contractor shall send a reminder notice to Customer that payment is overdue. Notice should include a warning that balances outstanding after 75 days shall be assessed a late fee, and that, if balance remains outstanding after 90 days, service shall be suspended. 2) For balances outstanding for 75 days after due date, Contractor shall send a notice that that service may be discontinued if overdue balance is not received within 15 days. Contractor shall provide list of these Customers to the City the time these notices have been sent. Contractor may charge a late fee equal to 10% of balance outstanding for at least 75 days after due date. 3) For balances outstanding for 90 days, Contractor may provide Customer with notice that service has been suspended until outstanding balance is paid in full, including late payment fee, provided Contractor has completed steps 1 and 2 above and has provided City with a list of Customers being so notified. B. Commercial Customers: In the event of non-payment by a Commercial Customer Billed by Contractor, Contractor must follow these steps before suspending service: First Notice: If payment is not received by 15 days after due date, Contractor shall notify Customer in writing of the non-receipt of payment and that non-payment can result in suspension of service. Second Notice: If payment is not received within 15 days of the mailing of the first notice of non- receipt of payment, Contractor shall mail a second notice of non -receipt of payment, wanting that 1) service will be suspended in 15 days if payment is not received and that City will undertake code enforcement against the delinquent Customer, and 2) Contractor may assess a penalty of up to 10% on balances outstanding for sixty (60) days after the invoice date. Contractor shall not suspend service without prior approval from City. 6.1.11 DEBT COLLECTION Contractor shall be responsible for bad debt. Contractor may pursue independent collections against Customers. City will not pursue collections on behalf of Contractor. 7.2.a Packet Pg. 519 ADDENDUM #1 City of Diamond Bar – DRAFT 60 June 12, 2023 6.1.12 CONTINUED PROVISION OF SERVICE In the event of a Billing dispute or to avoid an immediate threat to public health or safety, Contractor shall continue to provide service to Customers if requested in writing by City, without regard to the status of said Customer account and at no expense to City. Billing disputes between Contractor and Customer may be resolved by City, and City' s decision shall be final and binding. 6.1.13 NO MARKETING The Contractor will not market or distribute mailing lists with the name or address of Customers. The Contractor’s obligations under this subsection are in addition to any other privacy rights accorded Customers under Applicable Law. 6.2 CUSTOMER SERVICE All service inquiries and complaints shall be directed to the Contractor. A representative of the Contractor shall be available to receive the complaints during normal business hours. All service complaints will be handled by the Contractor in a prompt, courteous, and efficient manner. 6.2.1 LOCAL OFFICE Contractor shall maintain a local office. Office Hours shall be, at a minimum, from 7:00 A.M. to 5:00 P.M., Monday through Friday, exclusive of Designated Holidays. A responsible and qualified representative of Contractor shall be available during Office Hours for personal communication with the public at the local office, and to receive payments from Customers. Contractor shall have either a representative, a message machine, or an answering service available outside of Office Hours. Calls received outside of Office Hours shall be responded to on the next business day. Contractor shall provide City with a twenty-four (24) hour emergency number to a live person, not voicemail. 6.2.2 CUSTOMER SERVICE PORTAL Contractor shall maintain a company website and customer portal for all customer service matters. The following customer transactions shall be supported both by automation (computer interaction) and by a live customer service representative, depending on customer preference: (1) creation of a new account; (2) closing an existing account; (3) requesting modification to service levels; (4) submitting billing information and inquiries; and (5) identifying the next service date (when the collection date is impacted by a Designated Holiday or other schedule change). Customer service shall be ADA compliant. The Contractor’s website, mobile applications and customer service telephone line shall be ADA compliant. 6.2.3 CUSTOMER COMPLAINTS, INQUIRIES AND SERVICE REQUESTS Contractor shall maintain a Customer Relationship Manager (CRM) system to record and maintain records of all customer complaints, inquiries, and service requests received including by telephone, 7.2.a Packet Pg. 520 ADDENDUM #1 City of Diamond Bar – DRAFT 61 June 12, 2023 voicemail, e-mail, text, written, in person or any other communication media. The record for each incident shall include the date and time of the incident, name, address and telephone number of caller, description of the compliant, inquiry or request, employee recording incident, and the action taken by Contractor to respond and remedy the incident. Contractor shall also record each instance of non-collection and the form of notification used to inform the participants of the reasons for non- Collection and the end result or means of resolution of the incident. All written Customer correspondence shall be recorded into the CRM system when received and shall be initially responded to within one (1) business day (excluding Saturday, Sunday, and Designated Holidays) of receipt. Contractor shall use best efforts to resolve complaints within two (2) business days. Service complaints received by City will be directed to Contractor. All forwarded complaints shall be recorded into the CRM system. All Customer service records and logs kept by Contractor shall be available to City upon request. City shall, at any time during regular Office Hours, have access to Contractor's Customer service department for purposes that may include monitoring the quality of Customer service or researching Customer complaints. 6.2.4 CUSTOMER SERVICE STANDARDS Customer care is among the most important aspects of the services to be required of the Contractor. Contractor shall perform customer service at a level that can be measured by the following two standards: A. Residential. The number of complaints in any one month shall not exceed 1% of the number of residential customers served. For example, if 15,745 residential accounts are served, any compliant above 154 in any given month will be considered a separate violation of this Agreement. B. Commercial. The number of complaints in any one month shall not exceed 2.5% of the number of commercial customers served. For example, if 300 commercial accounts are served, any compliant above 8 in any given month will be considered a separate violation of this Agreement. C. Call Center Capacity. Contractor must maintain sufficient telephone capacity during normal office hours to ensure that all calls will be answered in less than an average of thirty (30) seconds. Calls will be answered in less than an average of thirty (30) seconds, and thereafter will not be placed on hold longer than an average of one (1) minute before talking to a customer service representative of the Contractor. This standard must be measured quarterly, and the Contractor shall not exceed this standard or it will be considered a separate violation of this Agreement. Contractor shall ensure that all incoming calls are answered courteously and promptly during the office hours stated above. D. Service Standard Tracking. Contractor shall track complaints and call ringing and hold requirements and include results in its quarterly report to the City. In any 12-month period, 7.2.a Packet Pg. 521 ADDENDUM #1 City of Diamond Bar – DRAFT 62 June 12, 2023 accumulation by the Contractor of four or more separate customer service violations shall be deemed a material breach of this Agreement and shall subject Contractor to all remedies which are available to the City under this Agreement or otherwise. A violation is one month in which the number of complaints exceeds the maximum permitted under Section 5.3.3(A) or 5.3.3(B) or one calendar quarter in which fewer than 90% of calls placed by the City and its Customers to Contractor are answered by a live customer service representative before the fourth ring under Section 5.3.3(C). E. Customer Courtesy. Contractor shall train its employees in Customer courtesy, shall prohibit the use of loud or profane language, and shall instruct Collection crews to perform the work quietly. Contractor shall use its best efforts to assure that all employees present a neat appearance and conduct themselves in a courteous manner. If any employee is found to be discourteous or not to be performing services in the manner required by this Agreement, Contractor shall take all necessary corrective measures including, but not limited to, transfer, discipline or termination. If City has notified Contractor of a complaint related to discourteous or improper behavior, Contractor will consider reassigning the employee to duties not entailing contact with the public while Contractor is pursuing its investigation and corrective action process. 6.2.5 RESOLUTION OF CUSTOMER COMPLAINTS Disputes between Contractor and its Customers regarding the services provided in accordance with this Agreement may be resolved by the City. The City's decision shall be final and binding. Intervention by the City is not a condition precedent to any rights or remedies third parties might otherwise have in any dispute with Contractor. Nothing in this section is intended to affect the remedies of third parties against Contractor. To the extent that remedies are warranted through this Agreement, this section shall apply. 6.2.6 EMERGENCY CONTACTS Contractor shall provide the Contract Administrator with a twenty-four (24) hour emergency phone number to a live person, not a voicemail, where the Contractor can be reached. 6.2.7 MULTI-LINGUAL, TDD SERVICES Contractor shall at all times maintain the capability of responding to telephone calls in English, Mandarin, and Korean, and such other languages as City may direct. Contractor shall at all times maintain the capability of responding to telephone calls through Telecommunications Device for the Deaf (TDD) Services. These capabilities shall be maintained for both the local telephone number and the emergency telephone number. 6.3 CUSTOMER OUTREACH AND EDUCATION The Contractor shall be responsible for Customer outreach and education. Contractor shall develop and implement outreach and education material that describes and promotes the Contractor’s Solid 7.2.a Packet Pg. 522 ADDENDUM #1 City of Diamond Bar – DRAFT 63 June 12, 2023 Waste Services that are available to Customers and that addresses the requirements of AB 939, AB 341, AB 1826, and SB 1383 Diversion mandates. Contractor agrees to take direction from City to expand Customer knowledge concerning needs and methods to reduce, reuse and Recycle Solid Waste and to cooperate fully with City in this regard. All materials produced by Contractor relating to services provided under this Agreement, including, but not limited to: print, radio, television, or internet media before publication, distribution, and/or release, shall be approved by City Manager or designee prior to being printed for distribution. A draft of all text and illustrations shall be provided to City Manager or designee at least two (2) weeks in advance of production of the final document. Comments provided by the City Manager or designee shall be reasonably incorporated, and the final version of the text and illustrations shall be acceptable to both City and Contractor. Printed materials shall be printed on recycled content paper. All of Customer education materials shall be produced and/ or available in English, Mandarin, and Korean languages, including pictures wherever applicable. 6.3.1 ON-GOING EDUCATION REQUIREMENTS Contractor will provide a minimum of the following Customer education items to be developed at Contractor’s expense and distributed as indicated below: A. Initial Mailing. Contractor will prepare and mail an initial mailing to Customers explaining the transition from the existing program to the new program. The mailing will describe program changes, route changes, dates of program implementation, and other necessary information. B. How-To Instructional Packet. Contractor will prepare and distribute an Instructional Packet to new Customers when they start service. At a minimum, packet should include the following information. x Description of available services, x Explanation of when, where, and how to place Containers for Collection, x Explanation of which materials should be placed in each Container, x Service phone number and who to contact with service or billing questions. x Designated Holidays C. Container Labels and Instructions. All Containers shall be labeled in accordance with CalRecycle requirements under SB 1383 throughout the term of this Agreement. Contractor will place stickers and/or hot stamp, Recyclable and Organics Carts, and will place stickers on Bins and Roll-Off Boxes to demonstrate to Customers which materials are and are not acceptable for placement in each Container. Stickers shall be replaced when materials change or as labels become worn. Markings shall be written in English, Mandarin, and Korean. 7.2.a Packet Pg. 523 ADDENDUM #1 City of Diamond Bar – DRAFT 64 June 12, 2023 D. Annual Brochure/Mailing. Not less than once per year during each Rate Year, Contractor shall prepare and distribute to each Customer a mailing to update Customers regarding program basics, program changes, holiday schedules and other services related information. Mailings should promote and explain: all Solid Waste programs offered by City and Contractor (such as Recycling, Organics, Holiday Tree, Bulky Item Collections, and FreeCycle. com) described in detail; the environmental, regulatory, and other benefits of participating in Recycling; how to properly Dispose of Household Hazardous Waste such as syringes, paint, etc.; Collection schedules, including holiday schedules; Customers service numbers; and the procedures to begin and terminate services if moving from Premises). The mailing shall also include all information required in 14 CCR Section 18985.1(a), including but not limited to the requirements on: x Information on Organic Waste Generator’s requirements to properly separate materials in appropriate containers. x Information on methods for the prevention of organic waste generation, recycling organic waste on-site, sending organic waste to community composting, and any other local requirements regarding organic waste. x Information regarding the methane reduction benefits of reducing the Landfill Disposal of Organic Waste, and the methods of Organic Waste recovery Contractor uses. x Information regarding how to recover organic waste. x Information related to public health and safety and environmental impacts associated with the Landfill Disposal of Organic Waste. x Information regarding programs for the donation of Edible Food. x Information regarding self-hauling requirements. Contractor will update and maintain its website to include all information covered in outreach materials; as well as the multi-family recycling instructional materials to be utilized by property owners, Front-of-house container labels, and links to the City’s information about Edible Food donation and self-haul. This brochure shall be at least four (4) pages and printed in full color. Contractor is responsible for all associated costs. E. Billing Inserts. City may require Contractor to insert notices in Contractor’s Billings up to four (4) times per year. City may instruct Contractor to prepare such notices at Contractor’s expense, or may choose to provide such notices for insertion. Additionally, City may periodically request that Contractor include informative language directly on the invoices it sends. F. Second Annual Mailer. Not less than once per year during each Rate Year, Contractor shall prepare and distribute to each Customer a one (1) page, double-sided mailer printed in full color. City 7.2.a Packet Pg. 524 ADDENDUM #1 City of Diamond Bar – DRAFT 65 June 12, 2023 and Contractor shall meet and confer to determine the subject matter of mailer. Contractor is responsible for all associated costs. The method of delivery to Customers is at the City' s discretion. F. Corrective Action Notice. Contractor shall develop a corrective action notification form for use in instances where a Customer sets out unacceptable materials for Collection, that explains the correct manner for Disposal of such items. G. Technical Assistance. Contractor is responsible for providing technical assistance to Customers to promote participation in the Diversion programs included in this Agreement, and future regulatory requirements. Contractor may utilize the services of a consultant to provide these services upon approval by the City. H. Website. The Contractor shall develop and maintain a website dedicated to services provided in the City that is accessible by the public. The web site shall include answers to frequently asked questions; holiday schedules; rates for Collection services; acceptable materials and by waste stream (Recyclables, Organics, and Refuse); proper Household Hazardous Waste Disposal procedures; other useful information, as well as informing Customers how to Contact Contractor. The Contractor’s website shall provide the public with the ability to e-mail complaints to the Contractor and request services or service changes. (see Section 6.2.2) 6.3.2 AB 341, AB 1826, AND SB 1383 COMPLIANCE Contractor shall ensure the City's compliance with AB 341, AB 1826, and SB 1383 by implementing the planned tasks, procedures, proposed staffing assignments, and schedules for AB 341, AB 1826, and SB 1383 included in Section 3.3.4 and more fully documented in the implementation plan included in Exhibit 5. Contractor will participate in the promotion of Recyclables and Organic Waste services available to Residential, Multi-Family, and Commercial Customers and will fully cooperate with the City to promote Customer education as follows: x Sending letters to Commercial Customers not recycling to inform them of the requirements of the Act; x Assisting the City in informing Commercial Customers about the waiver and exemption process and distributing and providing assistance in the preparation of the required form. x Completing a compliance review of all Commercial Customers that generate two cubic yards or more per week of Solid Waste per SB 1383 18995.1 (a)(1)(A); x Contacting Commercial Customers not recycling, by telephone to inform them of the requirements of the Act; x Conducting site visits to Commercial Customers not recycling or participating in Organics Collection, with each account not in compliance with the Act and subscribed to 2 cubic yards or more of Solid Waste service receiving at least one site visit every three years; 7.2.a Packet Pg. 525 ADDENDUM #1 City of Diamond Bar – DRAFT 66 June 12, 2023 x Evaluating requests for exemption or waiver from the Act’s requirements and providing the Contract Administrator periodic recommendations for exemption/waiver approval, including a site visit and re-evaluation at least every five years as required by the regulations; x Providing the City with sufficient data, in a format provided by the City, for the City to accurately monitor Commercial recycling efforts in the City, including an annual list of accounts not in compliance with the Act and the account-holder’s contact information; and x Identifying and promoting recycling services available to Customers on the Contractor website, within its annual newsletter, and within the customer bill as an insert. ARTICLE 7: FRANCHISE FEE, CALRECYCLE COMPLIANCE FEE, VEHICLE IMPACT FEE, AND OTHER FEES In addition to any other consideration set forth herein, as part of its consideration for entering into this Agreement, and for the exclusive Franchise, right and privilege to provide Solid Waste Services as specified herein, Contractor shall provide the following: 7.1 FRANCHISE FEE Contractor shall pay the City a Franchise Fee of _____ percent [amount to be based on proposal Attachment 6, Form 2.0 Rate Revenue] of Gross Receipts received from Customers billed by Contractor. The amount of the Franchise Fee may be increased by resolution of the City Council and, whenever said Franchise Fee is increased by resolution of the City Council, Contractor shall be permitted to pass through to Customers one hundred percent (100%) of the amount of such increase. Contractor and City agree that this Franchise Fee was set through good faith negotiations and represents the reasonable value of the public right-of-way franchise rights granted to Contractor under this Agreement and is a cost paid solely by the Contractor. Invoices submitted to Customers by Contractor shall not reference the Franchise Fee. 7.2 CALRECYCLE COMPLIANCE FEE Contractor shall pay to the City a CalRecycle Compliance Fee of Seven Hundred Fifty Thousand dollars 750,000) annually as adjusted herein. The CalRecycle Compliance Fee amount represents a reasonable allocation of the City’s budgeted costs to comply with State mandates resulting from the enactment of AB 939 and subsequent related legislation including, but not limited to: AB 2176 Chapter 879, Statutes of 2004), SB 1016 (Chapter 343, Statutes of 2008), AB 341 (Chapter 476, Statutes of 2011), AB 1826 (Chapter 727, Statutes of 2014), and SB 1383 (Chapter 395, Statutes of 2016) which require jurisdictions to implement solids waste Collection programs, meet Processing facility requirements, conduct contamination monitoring, provide education, maintain records, submit reports, monitor compliance, conduct enforcement, and fulfill other requirements. Invoices 7.2.a Packet Pg. 526 ADDENDUM #1 City of Diamond Bar – DRAFT 67 June 12, 2023 submitted to Customers by Contractor shall not reference the CalRecycle Compliance Fee. The CalRecycle Compliance Fee shall be paid in monthly installments over the course of each Rate Year. The initial monthly payments shall be Sixty-Two Thousand Five Hundred ($62,500) due under the terms of Section 7.6. The foregoing notwithstanding, beginning with Rate Year 2 (July 1, 2026) and for all subsequent Rate Years, the amount of the CalRecycle Compliance Fee shall be adjusted annually to reflect the change in the average annual CPI for the twelve (12) month period ending December. If there is no increase in the CPI or if the CPI decreases, the CalRecycle Compliance Fee shall remain unchanged from the previous Rate Year. 7.3 RESIDENTIAL VEHICLE IMPACT FEE Contractor shall pay a Residential Vehicle Impact Fee of One Hundred Seventy-Five Thousand dollars 175,000) annually as adjusted herein. The purpose of the Residential Vehicle Impact Fee is to reimburse the City for a portion of the costs to provide road maintenance to City’s streets due to the wear and tear” caused by the use of Contractor’s Solid Waste Collection vehicles on City Streets. The Residential Vehicle Impact Fee shall be paid in monthly installments over the course of each Rate Year. The initial monthly payments shall be Fourteen Thousand Five Hundred Eighty-Three dollars and Thirty-Three cents. ($14,583.33) due under the terms of Section 7.6. The foregoing notwithstanding, beginning with Rate Year 2 (July 1, 2026) and for all subsequent Rate Years, the amount of the Residential Vehicle Impact Fee shall be adjusted annually to reflect the change in the average annual CPI for the twelve (12) month period ending December as calculated in Section 10.4.3. If there is no increase in the CPI or if the CPI decreases, the Residential Vehicle Impact Fee shall remain unchanged from the previous Rate Year. 7.4 RESIDENTIAL STREET SWEEPING FEE Contractor shall pay a Residential Street Sweeping Fee of One Hundred Seventy-Five Thousand dollars ($175,000) annually as adjusted herein. The purpose of the Residential Street Sweeping Fee is to reimburse the City for the cost of sweeping residential streets. The Residential Street Sweeping Fee shall be paid in monthly installments over the course of each Rate Year. The initial monthly payments shall be Fourteen Thousand Five Hundred Eighty-Three dollars and Thirty-Three cents. ($14,583.33) due under the terms of Section 7.6. The foregoing notwithstanding, beginning with Rate Year 2 (July 1, 2026) and for all subsequent Rate Years, the amount of the Residential Vehicle Impact Fee shall be adjusted annually to reflect the change in the average annual CPI for the twelve (12) month period ending December as calculated in Section 10.4.3. If there is no increase in the CPI or if the CPI decreases, the Residential Street Sweeping Fee shall remain unchanged from the previous Rate Year. 7.2.a Packet Pg. 527 ADDENDUM #1 City of Diamond Bar – DRAFT 68 June 12, 2023 7.5 CONTRACTING FEE Contractor shall make a one-time lump sum payment of One Hundred Thousand Dollars ($100,000) within seven (7) Business Days of execution of this Contract to reimburse the City for costs it incurred in connection with entering into this Agreement. 7.6 TIME AND METHOD OF FEE PAYMENTS TO THE CITY On or before the thirtieth (30th) day month following the end of calendar month, during the Term of this Agreement, Contractor shall remit to City The Franchise Fee, CalRecycle Compliance Fee, Residential Vehicle Impact Fee, and Residential Street Sweeping Fee as described in section 7.1 through 7.4. The fee payments shall be submitted with an itemized statement identifying the amount of each fee. If the fees are not paid to the City on or before the thirtieth (30th) day following the end of the calendar month, Contractor shall pay to City a penalty in an amount equal to ten percent (10%) of the amount of each delinquent fee, or portion thereof, owing for that month. Contractor shall pay an additional ten percent (10%), on any unpaid balance for each following thirty (30) day period the fees remain unpaid. Late payment penalties shall not be included in any revenue requirement. Each monthly Franchise Fee remittance to City shall be accompanied by a statement detailing Gross Receipts from Customers billed by Contractor for the period covered from all operations conducted or permitted, pursuant to this Agreement. In addition, Contractor shall maintain copies of all Billing and Collection records for five (5) years, following the date of billing, for inspection and verification by City at any reasonable time upon request. Each Franchise Fee payment shall be accompanied by the following certification which shall be executed by an officer of the Contractor: “I hereby certify that the foregoing statement of the payment to the City is made by me, that I am authorized to make such payment of the amount of the payment due, and that to the best of my knowledge and belief, the amount of the payment is true, correct and complete.” ARTICLE 8: RECORDS, REPORTS AND INFORMATION REQUESTS 8.1 GENERAL Contractor shall maintain such accounting, statistical and other records related to its performance under this Agreement as shall be necessary to develop the financial statements and other reports required by this Agreement. Also, Contractor agrees to conduct data collection, information and record keeping, and reporting activities needed to comply with Applicable Laws and regulation and to meet the reporting and Solid Waste program management needs of City. To this extent, such requirements set out in this and other Articles of this Agreement shall not be considered limiting or necessarily complete. In particular, this Article is intended to only highlight the general nature of records and reports and is not meant to define exactly what the records and reports are to be and 7.2.a Packet Pg. 528 ADDENDUM #1 City of Diamond Bar – DRAFT 69 June 12, 2023 their content. Further, with the written direction or approval of City, the records and reports to be maintained and provided by Contractor in accordance with this and other Articles of the Agreement shall be adjusted in number, format, or frequency. 8.2 RECORDS 8.2.1 GENERAL Contractor shall maintain records required to conduct its operations, to support requests it may make to City, and to respond to requests from City in the conduct of City business. Adequate record security shall be maintained to preserve records from events that can be reasonably anticipated such as a fire, theft, and earthquake. Electronically maintained data/records shall be protected and backed up. All records shall be maintained for five (5) years, and shall continue to be available for five 5) years after the expiration of this Agreement. After minimum holding periods are met, Contractor will notify City 90 days before destroying records and offer records to the City. City shall have the right to inspect or review the specific documents or records required expressly or by inference pursuant to this Agreement, or any other similar records or reports of Contractor or its Affiliates that City shall deem, in its sole discretion, necessary to evaluate annual reports, and Contractor' s performance provided for in this Agreement. Contractor agrees that the records of any and all companies conducting operations addressed in the Agreement shall be provided or made available to City and its official representatives during normal business hours. Account histories shall be accessible to the City by computer for a minimum of five 5) years after termination of the Agreement. Contractor shall make all records and documents to be reviewed and inspected by City as a part of any audit or other record review conducted by City, available for City' s review, inspection and copying within five (5) days of receiving written notice from City requesting the same. Additionally, City may review records at Contractor' s local facility during normal business hours, within five (5) days of request during normal business hours. Such records include, but are not limited to, financial, Solid Waste, CERCLA and Disposal records. 8.2.2 FINANCIAL RECORDS Contractor shall maintain financial records and expense and revenue information pursuant to its operations pursuant to this Agreement shall be segregated from other areas served by Contractor. Contractor shall maintain at least the following records: x Audited financial statements for Contractor or, if a guarantee was provided, for the parent company guarantor as a whole; x Financial statements (compiled, reviewed, or audited) of revenue and expense for this Agreement segregated from the other operations of Contractor (including without limitation 7.2.a Packet Pg. 529 ADDENDUM #1 City of Diamond Bar – DRAFT 70 June 12, 2023 those operations of Contractor in City and surrounding jurisdictions which are not covered by this Agreement), including a description of segregation methodology; and, x Complete descriptions of related party transactions (corporate and/or regional management fees, inter-company profits from Transfer, Processing or Disposal operations and supporting data). 8.2.3 SOLID WASTE RECORDS Contractor shall maintain and make available to the City upon request the following records relating to its operations pursuant to this Agreement: A. Customer services, billing, and City payment records; B. Tons Collected, Processed, Diverted, and Disposed by waste stream (Refuse, Recycling, Organics), by Customer type (Cart, Residential Bin, Commercial and Roll-Off Box), and facilities (Transfer Station, MRF, Organic Material Processing Facility, Transformation Facility or Landfill) where such material was taken (Residential Bin versus Commercial Bin tonnage may be estimated based upon Container distribution or other method approved by City); C. Quantity of Recyclable Materials recovered by material type; D. Bulky Item, results including tons Disposed and Diverted; E. Special Events tons including tons Disposed and Diverted; F. Routes; G. Facilities, equipment and personnel used; H. Facilities and equipment operations, maintenance and repair; I. Number of Refuse, Recycling and Organics Containers in service; J. Complaints; and, K. Missed pickups. Contractor shall maintain copies of said Billings and receipts, each in chronological order, for a period of five (5) years after the date of service and shall make said documents available for inspection by City upon request. Contractor may, at its option, maintain those records in computer form, on microfiche, or in any other manner, provided that the records can be preserved and retrieved for inspection and verification in a timely manner, are sufficient to verify accuracy of any Fees owed to the City, and may be produced in a form and manner sufficient to establish the existence of Customer obligations in a court of competent jurisdiction. 8.2.4 CERCLA DEFENSE RECORDS City views the ability to defend against the Comprehensive Environmental Response, Compensation and Liability Act (CERCLA), State Hazardous Substance Law, and related litigation as a matter of great importance. For this reason, the City regards the ability to prove where Solid Waste Collected in the 7.2.a Packet Pg. 530 ADDENDUM #1 City of Diamond Bar – DRAFT 71 June 12, 2023 City was taken for Disposal, as well as where it was not taken, to be matters of concern. Contractor shall maintain data retention and preservation systems which can establish where Solid Waste Collected in the City was Landfilled (and therefore establish where it was not Landfilled) and provide a copy or summary of the reports required in Section 8.3 for five (5) years after the term during which Collection services are to be provided pursuant to this Agreement, or to provide copies of such records to City. Contractor agrees to notify City’s Manager and City Attorney before destroying such records and to offer records to the City. This provision shall survive the expiration of the period during which Collection services are to be provided under this Agreement. 8.2.5 OTHER PROGRAMS’ RECORDS Records for other programs shall be tailored to specific needs. In general, they shall include: A. Plans, tasks, and milestones; and, B. Accomplishments in terms such as dates, activities conducted, quantities of products used, produced, or distributed, and numbers of participants and responses. 8.2.6 AUDIT City may conduct an audit of Contractor at any time. The scope of the audit, and auditing party, will be determined by City and the scope may include, but is not limited to: A. Extraordinary rate adjustment request; B. Compliance with terms of this Agreement; C. Customer service levels and Billing; D. Fee payments; E. Gross Receipts; F. Tonnage; G. Complaint log; H. Compliance with Mandatory Commercial Recycling, Mandatory Commercial Organics, and SB 1383; and I. Verification of Diversion rate. The first audit, to be performed during calendar year 2027, will be based on the Contractor' s reports and records from the start of the Agreement through calendar year 2026. Audits may be performed every third year thereafter (the triennial audit) and will be based on the period from the end of the previous audit through the end of the calendar year before the year in which the audit is to be performed. 7.2.a Packet Pg. 531 ADDENDUM #1 City of Diamond Bar – DRAFT 72 June 12, 2023 Contractor will reimburse the City the cost of such audits (including audits conducted by City staff) as shown in the following table. Audit Performed Audit Amount 2027 $90,000 2030 $98,000 2033 $108,000 Audit payments from the Contractor to the City are due January 1 of year the audit is being performed. Should the Agreement be extended beyond the extension terms as described in Section 2.5, the audits shall continue every third year, and each additional audit amount shall be increased by ten- thousand dollars ($10,000) per audit period for audits conducted after 2035. Should an audit conducted or authorized by the City disclose that Franchise or other fees payable by the Contractor were underpaid by two percent (2%) or more, or that tonnage was mis-reported by 2% or more, or that more than 2% of the Customers were inaccurately billed, for the period under review, City may expand the scope of the audit and Contractor shall pay for additional audit costs. 8.2.7 PAYMENTS AND REFUNDS Should an audit by the City disclose that any of the City fees payable by the Contractor were underpaid or that Customers were overcharged for the period under review, Contractor shall pay to City any underpayment of City fees and/or refund to Contractor's Customers any overcharges within sixty (60) days following the date of the audit. Contractor shall pay interest to the City for any underpayment or overcharges at an annual rate of 6%. Undercharges shall not be billed in arrears for more than ninety (90) days of service, with any remaining undercharges absorbed by Contractor. Should an audit disclose that fees were overpaid, City shall credit such amounts against future fees payable by Contractor with interest of 6%. 8.3 REPORTS Records shall be maintained in forms and by methods that facilitate flexible use of data contained in them to structure reports, as needed. Reports are intended to compile recorded data into useful forms of information that can be used to, among other things: 7.2.a Packet Pg. 532 ADDENDUM #1 City of Diamond Bar – DRAFT 73 June 12, 2023 x Determine and set rates and evaluate the efficiency of operations; x Evaluate past and expected progress toward achieving AB 939 goals and objectives; x Determine needs for adjustment to programs; and, x Evaluate Customer service and complaints. Contractor may propose report formats that are responsive to the objectives and audiences for each report. The format of each report requires approval by City. The Contractor agrees to submit all reports by electronic means in a format compatible with City’s software/computers at no additional charge, if requested by City. Contractor will provide a certification statement, under penalty of perjury, by an authorized Contractor official, that the report being submitted is true and correct. Monthly and Quarterly reports shall be submitted within 30 calendar days after the end of the reporting period. Annual reports shall be submitted within sixty (60) days following the reporting year. If requested, Contractor’s complaint summary, shall be sent to the City Administrator within five days of request. All reports shall be submitted electronically and in an electronic format compatible with City’s software/computers, at no additional charge, to City Manager and / or other City staff designated by the City Manager at e-mail addresses to be provided by City. City may additionally request hard copies, which would be delivered to: City Manager (or designated representative) City of Diamond Bar 21810 Copley Driver Diamond Bar, CA 91765 8.3.1 MONTHLY REPORTS A. Solid Waste Collected by Contractor for each month, sorted by type of Solid Waste (Refuse, Recyclable and Organic Materials) and type of Customer (Residential Curbside Service, Commercial, or Roll-Off Box Service) in tons, and the facilities where the tons were Processed or Disposed. Bulky Waste items shall be reported as a separate line item. This report is to be submitted in Microsoft Excel, or another software as requested by City. B. Number of Warning notices issued for contaminated Recyclable and Organics Containers, and HHW improperly placed for Collection. C. Narrative summary of problems encountered and actions taken with recommendations for City, as appropriate. D. HHW Collected. E. Customer complaint logs as described in Section 6.2.3. 8.3.2 QUARTERLY REPORTS The information listed shall be the minimum reported: 7.2.a Packet Pg. 533 ADDENDUM #1 City of Diamond Bar – DRAFT 74 June 12, 2023 A. Copies of promotional and public education materials sent during the quarter. B. Commercial recycling and organics site visits summary, including the name and address of Customer, the date of the visit and the contact name and phone number, demonstrating that the required visits have been made, and reason provided for not establishing a recycling or organics program, in accordance with Sections 3.3.4. The site visit summary will be completed on forms approved by the City. C. List of Customers that are required to participate in an Organics Recycling program per Public Resources Code Section 42649.81. D. List of Commercial and Multi-Family Premises Customers that do and do not participate in an Organics program, whether the Organics program is provided by Contractor or another party, and whether the program is for Food Waste and/or Yard Waste (such as a landscaper that composts or otherwise Diverts Organic Materials). E. Commercial and Multi-Family Customers participating in food recovery programs. F. Commercial and Multi-Family Customers using third-party recycling. G. Additional information that may be requested by CalRecycle or City related to Recycling and Organics programs. 8.3.3 ANNUAL REPORTS The Annual Report is to be essentially in the form and content of the monthly and quarterly reports combined, but shall also include: A. A complete inventory of equipment used to provide all services (such as vehicles and Containers by size and waste stream type Container is used for). B. Results of route audits. C. Number of routes and route hours per day by type of service. D. Copy of Hazardous Waste Diversion records showing types and quantities, if any, of Hazardous Waste that was inadvertently Collected, but Diverted from Landfill Disposal. E. Copies of all public education and outreach distributed during the reporting year including the date of distribution. F. A narrative summary of all City-sponsored, civic, and school events attended. G. Copies of invoices documenting the amount of RNG used to provide services in the City. If routes are commingled with other jurisdictions, Contractor must use an allocation method to quantify the City’s allocated amount. 7.2.a Packet Pg. 534 ADDENDUM #1 City of Diamond Bar – DRAFT 75 June 12, 2023 8.3.4 FINANCIAL REPORTS The City may, at City’s option, request the Contractor's audited financial reports/statements (or parent company, if parent company submits Corporate Guaranty of Performance), and Contractor’s internally prepared supplemental statement of income and expenses related specifically to the City Diamond Bar operations, for the most recently completed fiscal year in connection with an extraordinary rate adjustment request, billing audit, Franchise Fee audit, or verification of other information required under this Agreement. The financial statements and footnotes shall be prepared in accordance with Generally Accepted Accounting Principles (GAAP) and audited, in accordance with Generally Accepted Auditing Standards GAAS) by a certified public accountant (CPA) licensed (in good standing) to practice public accounting in the State of California as determined by the State of California Department of Consumer Affairs Board of Accountancy. The cost for preparation of the financial statements and audit shall be borne by Contractor as a direct cost of service. In addition, Contractor shall provide to City the supplemental schedule on a compiled basis showing Contractor's results of operations, including the specific revenues and expenses in connection with the operations provided for in this Agreement, separated from others included in such financial statements. 8.4 REPORTING ADVERSE INFORMATION Contractor shall provide City two copies (one to the City Administrator, one to the City Attorney) of all reports, pleadings, applications, notifications, Notices of Violation, communications or other material relating specifically to Contractor’s performance of services pursuant to this Agreement, submitted by Contractor to, or received by Contractor from, the United States or California Environmental Protection Agency, CalRecycle, the Securities and Exchange Commission or any other federal, state or local agency, including any federal or state court. Copies shall be submitted to City simultaneously with Contractor’s filing or submission of such matters with said agencies. Contractor’s routine correspondence to said agencies need not be routinely submitted to City, but shall be made available to City promptly upon City’s written request. 8.5 RIGHT TO INSPECT RECORDS City shall have the right to inspect or review the specific documents or records required expressly or by inference pursuant to this Agreement, or any other similar records or reports of Contractor or its related party entities that City shall deem, in its reasonable discretion, necessary to evaluate annual reports, compensation applications provided for in this Agreement and Contractor's performance provided for in this Agreement. Contractor shall make all records and documents to be reviewed and inspected by the City as a part of any audit or other record review conducted by the City, available for the City’s review, inspection and copying within five business days (excluding Saturday, Sunday and Designated Holidays) of receiving written notice from the City requesting the same. 7.2.a Packet Pg. 535 ADDENDUM #1 City of Diamond Bar – DRAFT 76 June 12, 2023 8.6 FAILURE TO REPORT The refusal or failure of Contractor to file any required reports, or to provide required information to City, or the inclusion of any materially false or misleading statement or representation by Contractor in such report shall be deemed a material breach of the Agreement as described in Section 11.1 and shall subject Contractor to all remedies which are available to the City under the Agreement, the City of Diamond Bar Municipal Code, or otherwise. ARTICLE 9: REVIEW OF SERVICES AND PERFORMANCE 9.1 PERFORMANCE REVIEW MEETING City may hold a meeting annually to review Contractor's Solid Waste Collection efforts, source reduction, Processing and other Diversion services and overall performance under this Agreement the " Solid Waste Services and Performance Review Meeting"). The purpose of the Solid Waste Services and Performance Review Meeting is to provide for a discussion and review of technological, economic, and regulatory changes in Collection, source reduction, Recycling, Processing and Disposal to achieve a continuing, advanced Solid Waste Collection, source reduction and Recycling and Disposal system; and to ensure services are being provided with adequate quality, effectiveness and economy, and in full compliance with the terms of this Agreement. Topics for discussion and review at the Solid Waste Services and Performance Review Meeting shall include, but shall not be limited to, services provided, feasibility of providing new services, application of new technologies, Customer complaints, amendments to this Agreement, developments in the law, new initiatives for meeting or exceeding AB 939's goals, regulatory constraints, results of route audits, and Contractor performance. City and Contractor may each select additional topics for discussion at any Solid Waste Services and Performance Review Meeting. City shall notify Contractor of its intent to hold a Solid Waste Services and Performance Review Meeting at least sixty (60) days in advance thereof. Thirty (30) days after receiving notice from City of a Solid Waste Services and Performance Review Meeting, Contractor shall submit a report to City which may contain such information as it wishes to have considered, and shall contain the following: A. Current Diversion rates and a report on Contractor' s outreach activities for the past year. B. Recommended changes and/ or new services to improve City' s ability to meet the goals of AB 939 and to contain costs and minimize impacts on rates. A specific plan for AB 939 compliance shall be included. C. Any specific plans for provision for new or changed services by Contractor. The reports required by this Agreement regarding Customer complaints shall be used as one basis for review of Contractor' s performance, and Contractor may submit other relevant performance information and reports for consideration at the Solid Waste Services and Performance Review 7.2.a Packet Pg. 536 ADDENDUM #1 City of Diamond Bar – DRAFT 77 June 12, 2023 Meeting. In addition to the above, City may request Contractor to submit any other specific information relating to its performance for consideration at the Solid Waste Services and Performance Review Meeting, and any Customer may submit comments or complaints during or before the Meeting, either orally or in writing. Contractor shall be present at and participate in the Solid Waste Services and Performance Review Meeting. As a result of its findings following any Solid Waste Services and Performance Review Meeting, City may require Contractor to provide expanded or new services within a reasonable time and City may direct or take corrective actions for any performance inadequacies ( although nothing contained in this provision should be construed as requiring City to hold a Solid Waste Services and Performance Review Meeting in order to enforce any rights or remedies it has pursuant to the terms hereof.) Should City require expanded or new services as a remedy for Contractor' s failure to perform its obligations hereunder, no additional compensation shall be due for such services. Otherwise, any new or expanded services required of Contractor shall be subject to the provisions of Section 2. 10. 9.2 PERFORMANCE SATISFACTION SURVEY If requested by the City, Contractor will create and conduct a survey at Contractor' s expense. If City would like to present results at a Solid Waste Services and Performance Review Meeting, City shall notify Contractor of its desire for such a survey at least 90 days in advance of the Solid Waste Services and Performance Review Meeting. The purpose of the survey is to determine Customer satisfaction with current Collection services and Customer service provided by Contractor. The Survey will be distributed to one hundred percent (100%) of the Customers. Contractor shall obtain City' s approval of the survey' s content, format, and mailing list prior to its distribution. City may require that Contractor have Customer responses to the survey returned directly to City. The survey results shall be made available to the City thirty (30) days prior to the Solid Waste Services and Performance Review Meeting. ARTICLE 10: CONTRACTOR COMPENSATION AND MAXIMUM SERVICE RATES 10.1 CONTRACTOR COMPENSATION The maximum approved rates set forth in Exhibit 1, as more fully defined as Contractor Compensation in this Article, shall be the maximum amount that the Contractor may charge Customers, as full, entire and complete compensation due pursuant to this Agreement for all labor, equipment, materials and supplies, fees or surcharges due to the City as applicable, taxes, insurance, bonds, letters of credit, overhead, Disposal, Transfer, Processing, profit and all other things necessary to perform all the services required by this Agreement in the manner and at the times prescribed. From time to time, Customers may request services for which a rate is not provided in Exhibit 1. In such cases, Contractor shall so advise the Contract Administrator and the Customer and Contractor 7.2.a Packet Pg. 537 ADDENDUM #1 City of Diamond Bar – DRAFT 78 June 12, 2023 shall negotiate a rate for the requested services. If agreement cannot be reached, the matter shall be referred to the Contract Administrator for establishment of the rate. Approved rates for requested services shall be included in Exhibit 1 in the next Rate Year. The Contractor shall impose no other charges for services provided under this Agreement to Customers unless approved in advance in writing by the City Manager. 10.2 INITIAL RATES The rates beginning September 1, 2025 and ending June 30, 2026 shall not exceed those set forth in Exhibit 1 hereto, unless amended by a written amendment to this Agreement entered into by and between the City and the Contractor. Contractor has reviewed these maximum rates and agrees they are reasonably expected to generate sufficient revenues to provide adequate Contractor Compensation. Unless and until the maximum rates set forth on Exhibit 1 are adjusted, Contractor will provide the services required by this Agreement, charging no more than the maximum rates authorized by Exhibit 1, except as provided herein and in Section 10.3. 10.3 SCHEDULE OF FUTURE ANNUAL RATE ADJUSTMENTS Beginning with Rates Year starting July 1, 2026 and ending on June 30, 2027 and for all subsequent Rate Years, Contractor may request an annual adjustment to the maximum rates shown in Exhibit 1. The Contractor shall submit its request in writing, to be received by City in Person or via certified mail, by the preceding March 31, and shall be based on the method of adjustment described in Section 10.4. All future adjustments are to be effective July 1 of the same calendar year, following the March 31 submission deadline. The City shall consider a failure to submit a written request by March 31 as Contractor's determination not to seek an adjustment and shall constitute a waiver by Contractor of its right to request such an increase for the subsequent Rate Year. However, the City reserves the right to initiate a rate adjustment in instances where the Contractor fails to submit a written rate adjustment request. Adjustment to the maximum rates is subject to the approval of the City Manager. If an annual adjustment that would have resulted in a rate decrease is not implemented for any reason, the next rate adjustment will be measured based on the change in indices from the last implemented rate adjustment; the intent is to ensure subsequent rate increases shall be offset with any decrease not previously implemented. Any rate adjustment percentage calculated using the procedure described in Section 10.4 resulting in a rate adjustment percentage greater than 5% in any Rate Year shall be capped at 5%. Any percentage amount over 5% or portion thereof in any one Rate Year will be carried over into any future Rate Year with a rate adjustment of less than 5%. 10.4 METHOD OF ADJUSTMENTS Pursuant to Section 10.3, the Contractor may request an adjustment to the maximum rates for all 7.2.a Packet Pg. 538 ADDENDUM #1 City of Diamond Bar – DRAFT 79 June 12, 2023 rates using the Excel worksheet entitled Exhibit 2 Rate Adjustment Procedure, subject to review and approval of the City. Exhibits 2A through 2D provide examples from the Excel worksheet. Exhibit 2E provides examples for calculating the average annual changes in the public indices. The rate adjustment calculation shall be prepared by completing the separate tabs in the Excel worksheet; Tab 2A for Single-Family Cart Service, Tab 2B for Bin Service, TAB 2C for Roll-Off Box Service, and Tab 2D for Other Services. 10.4.1 PROCEDURE FOR SINGLE-FAMILY CART SERVICE AND BIN SERVICE The following procedure applies for both Tab 2A – Single Family Cart Service and Tab 2B – Bin Service. Step One: Calculate Collection Component Percentage Change. The Collection Cost Component shall be calculated based on the following Cost Categories and Indices. Cost Category Index Labor Driver rates based on labor agreement. Fuel Producer Price Index WPU05522101PPI – Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. Equipment Producer Price Index PCU33612-33612 – Industry data for Heavy duty truck manufacturing, not seasonally adjusted. All Other Consumer Price Index CUURS49ASA0L1E – All items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. The following procedural steps for completing Step One in Tab 2A – Single-Family Carts and Tab 2B – Bin Service refer to the image above. AB CD E F Row Cost Category Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D)Index Source 1 Labor 26.250 27.040 3.0095% 25.000%0.75% Note 10 2 Fuel 230.298 299.751 30.1577% 5.000%1.51% 3 Equipment 153.450 156.743 2.1460% 20.000%0.43% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 27.000%1.56% 5 Total Collection Component 77.000% 4.247% STEP ONE: Calculate Collection Component Percentage Change 7.2.a Packet Pg. 539 ADDENDUM #1 City of Diamond Bar – DRAFT 80 June 12, 2023 1) In Column A, enter the “Previous Index Values” for each Cost Category. For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average values of the indices for the year ending December 2025. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the Previous Index Value" shall be the indices values from the previous year's rate adjustment application. 2) In Column B, enter the "New Index Value" for each Cost Category. The “New Index Value” shall be the annual average values of the indices ending December of the prior year. 3) In Column D, enter the “Component Weightings” for each Cost Category. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based [BASED ON CONTRACTOR’S PROPOPSAL]. For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, Component Weightings" shall be as calculated in Step 5. Step Two: Calculate Material Handling Component Index. The following procedural steps for completing Step Two in Tab 2A – Single-Family Carts and Tab 2B – Bin Service refer to the image above. 1) Post collection facilities [BASED ON CONTRACTOR’S PROPOSAL]. 2) For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Tonnage" values will be [BASED ON CONTRACTOR’S PROPOSAL]. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the Prior Period Tonnage" values shall be the values from previous year's rate application. 3) For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Gate Fee" values will be [BASED ON CONTRACTOR’S PROPOSAL]. GH I J K L Row Facilities 4 Prior Period Tonnage 5 Prior Period Gate Fees 6 Prior Period Material Handling Cost COL G * COL H) 12 Month Period Ending December Tonnage 7 Gate Fees Effective December 8 Estimated Material Handling Cost COL J * COL K) 6 Refuse [FACILTY NAME] 14,643.4 $75.00 1,098,255 14,643.4 $78.75 1,153,168 7 Recycling [FACILITY NAME] 3,640.1 $90.00 327,609 3,640.1 $94.50 343,989 8 Organics [FACILITY NAME] 7,040.9 $90.00 633,681 7,040.9 $94.50 665,365 9 Unused - - - 10 Totals 25,324 $2,059,545 25,324 $2,162,522 11 Prior Period Index Value (G11 / I11) >> $81.3265 New Index Value (J11 / L11) >> $85.3928 STEP TWO: Calculate Material Handling Component Index 7.2.a Packet Pg. 540 ADDENDUM #1 City of Diamond Bar – DRAFT 81 June 12, 2023 For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the Prior Period Gate Fees" values shall be the values from previous year's rate application. 4) The Tonnage for each facility shall be the total tons delivered to the facility for the previous 12-month period ending December 31st. 5) The "Gate Fees" values shall be [TO BE NEGOTIATED BASED ON CONTRACTOR’S PROPOSAL.] Step Three: Calculate Percentage Change in Weighted Material Handling Component Index. The following procedural steps for completing Step Three in Tab 2A – Single-Familyl Carts and Tab 2B Bin Service refer to the image above. 1) Calculate the percentage change in the index and multiply by component weighting. 2) For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based [BASED ON CONTRACTOR’S PROPOPSAL]. For Subsequent rate adjustment applications, "Component Weightings" shall be as calculated in Step 5. Step Four: Calculate The Permitted Percentage Rate Change. The following procedural steps for completing Step Four in Tab 2A – Single-Family Carts and Tab 2B – Bins Service refer to the image above. 1) Column R, Row 15 is the total percentage rate adjustment by summing the Collection Component and the Material Handling Component. MN OP Q Row Cost Category Previous Index Value COL I, ROW 11) New Index Value COL K, ROW 11) Percent Change in Index COL N - COL M) COL M Component Weighting 3 Weighted Percentage Change 12 Material Handling Component 81.3265 85.3928 5.0000% 23.00%1.15% STEP THREE: Calculate Percentage Change in Weighted Material Handling Index RS TU V Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL R + COL S) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL T - COL U) 13 Collection Component 4.2470% 14 Material Handling Component 1.1500% 15 Total 5.3970% 0.0000% 5.3970% 0.3970% 5.0000% STEP FOUR: Calculate the Permitted Percentage Rate Change 7.2.a Packet Pg. 541 ADDENDUM #1 City of Diamond Bar – DRAFT 82 June 12, 2023 2) Any Allowed Carry Over percentage from prior period(s) may be entered into Column S, Row 15. 3) Column T, Row 15 represents the total Rate Adjustment. 4) The percentage amount above the maximum 5% is calculated in Column U, Row 15. 5) Column V, Row 15 calculated the Permitted Percentage Rate Adjustment. Step Five: Calculate Cost Component Weightings For Future Rate Adjustment Calculations. Under Tab 2A – Single-Family Carts and Tab 2B – Bins Service, the component weights are automatically reset to equal 100% for use in the subsequent rate adjustment. Step Six: Calculate The Adjusted Rate. The following procedural steps for completing Step Six in Tab 2A – Single-Family Carts and Tab 2B – Bins Service refer to the image above. 1) Column AB, Row 22 and as many subsequent rows are required, enter the rates for each service provided under the franchise agreement. WX T Z AA Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components W * X) Cost Component Increased W + T) Cost Components Reweighted to Equal 100% for Future Adjustments 16 Labor 25.0000% 0.7524% 0.1881% 25.188% 24.9302% 17 Fuel 5.0000% 1.5079% 0.0754% 5.075% 5.0234% 18 Equipment 20.0000% 0.4292% 0.0858% 20.086% 19.8802% 19 Other (Except Material Handling) 27.0000% 1.5576% 0.4205% 27.421%27.1398% 20 Material Handling Component 23.0000% 1.1500% 0.2645% 23.265% 23.0263% 21 Total 100.00% 5.40% 1.03% 101.03% 100.00% STEP FIVE: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation AB AC AD AE Row Rate Category Current Rate Permitted Percentage Change (from Row 15 Column V) Rate Increase or Decrease Column AB x Column AC) Adjusted Rate Column AB Column AD) 22 25.00$ 5.0000% 1.25 26.25$ 23 25.00$ 5.0000% 1.25 26.25$ 24 25.00$ 5.0000% 1.25 26.25$ STEP SIX: Calculate the Adjusted Rate 7.2.a Packet Pg. 542 ADDENDUM #1 City of Diamond Bar – DRAFT 83 June 12, 2023 2) Column AC represents the permitted percentage rate change. 3) Column AD represents the applicable rate increase or decrease. 4) Column AE represents the adjusted rate. 10.4.2 PROCEDURE FOR ROLL-OFF BOX SERVICE The following procedure applies for Tab 2C – Roll-Off Box Service. Step One: Calculate Collection Component Percentage Change. The Collection Cost Component shall be calculated based on the following Cost Categories and Indices. Cost Category Index Labor Driver rates based on labor agreement. Fuel Producer Price Index WPU05522101PPI – Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. Equipment Producer Price Index PCU33612-33612 – Industry data for Heavy duty truck manufacturing, not seasonally adjusted. All Other Consumer Price Index CUURS49ASA0L1E – All items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. The following procedural steps for completing Step One in Tab 2C – Roll-Off Box Service refer to the image above. 1) In Column A, enter the “Previous Index Values” for each Cost Category. For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average values of the indices for the year ending December 2024. AB C D EF Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D) Index Source 1 Labor 26.250 27.040 3.0095% 30.000%0.90% Note 5 2 Fuel 230.298 299.751 30.1577% 6.000%1.81% 3 Equipment 153.450 156.743 2.1459% 25.000%0.54% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 39.000%2.25% 5 Total Collection Component 100.000% 5.499% STEP ONE: Calculate Collection Component Percentage Change 7.2.a Packet Pg. 543 ADDENDUM #1 City of Diamond Bar – DRAFT 84 June 12, 2023 For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the Previous Index Value" shall be the indices values from the previous year's rate adjustment application. 2) In Column B, enter the "New Index Value" for each Cost Category. The “New Index Value” shall be the annual average values of the indices ending December of the prior year. 3) In Column D, enter the “Component Weightings” for each Cost Category. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based [BASED ON CONTRACTOR’S PROPOPSAL]. For Subsequent rate adjustment applications, "Component Weightings" shall be as calculated in Step 5. Step Two: Calculate The Permitted Percentage Rate Change. The following procedural steps for completing Step Four in Tab 2C – Roll-Off Box Service refer to the image above. 1) Column G, Row 5 is the total percentage rate adjustment. 2) Any Allowed Carry Over percentage from prior period(s) may be entered into Column H, Row 5. 3) Column I, Row 5 represents the total Rate Adjustment. 4) The percentage amount above the maximum 5% is calculated in Column J, Row 5. 5) Column K, Row 5 calculated the Permitted Percentage Rate Adjustment. GH I J K Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL G + COL H) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL I - COL H) 6 Collection Component 5.4986% 0.0000% 5.4986% 0.4986% 5.0000% STEP TWO: Calculate the Permitted Percentage Rate Change 7.2.a Packet Pg. 544 ADDENDUM #1 City of Diamond Bar – DRAFT 85 June 12, 2023 Step Three: Calculate Cost Component Weightings For Future Rate Adjustment Calculations. Under Tab 2C – Roll-Off Box, the component weights are automatically reset to equal 100% for use in the subsequent rate adjustment. Step Four: Calculate Cost Component Weightings For Future Rate Adjustment Calculations. The following procedural steps for completing Step Four in Tab 3A – Roll-Off Box Service refer to the image above. 1) In Column Q, Row 12 and as many subsequent rows are required, enter the rates for each service provided under the franchise agreement. 2) Column R represents the permitted percentage rate change. 3) Column S represents the applicable rate increase or decrease. 4) Column T represents the adjusted rate. LMN O P Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components L * M) Cost Component Increased L + N) Cost Components Reweighted to Equal 100% for Future Adjustments 7 Labor 30.0000% 0.9029% 0.2709% 30.271% 29.8556% 8 Fuel 6.0000% 1.8095% 0.1086% 6.109% 6.0248% 9 Equipment 25.0000% 0.5365% 0.1341% 25.134% 24.7893% 10 Other (Except Material Handling) 39.0000% 2.2498% 0.8774% 39.877%39.3304% 11 Total 100.00% 5.50% 1.39% 101.39% 100.00% STEP THREE: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation QR S T Row Rate Category Current Rate Total Weighted Percentage Change (from Row 6 Column K) Rate Increase or Decrease Column Q x Column R) Adjusted Rate Column Q + Column S) 12 225.00$ 5.0000% 11.25 236.25$ 13 225.00$ 5.0000% 11.25 236.25$ 14 225.00$ 5.0000% 11.25 236.25$ STEP FOUR: Calculate the Permitted Rate Change 7.2.a Packet Pg. 545 ADDENDUM #1 City of Diamond Bar – DRAFT 86 June 12, 2023 10.4.3 PROCEDURE FOR OTHER SERVICES The following procedure applies for Tab 2D – Other Services. Rates for other services shall be based on changes in the Consumer Price Index CUURS49ASA0L1E – All items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. 1) In Column A, enter the “Previous Index Values” for each Cost Category. For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average values of the indices for the year ending December 2024. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the Previous Index Value" shall be the indices values from the previous year's rate adjustment application. 2) In Column B, enter the "New Index Value" for each Cost Category. The “New Index Value” shall be the annual average values of the indices ending December of the prior year. 3) Any Allowed Carry Over percentage from prior period(s) may be entered into Column D. 4) Column E represents the total Rate Adjustment. 5) The percentage amount above the maximum 5% is calculated in Column F. 6) Column G is the Permitted Percentage Rate Adjustment. 10.5 EXTRAORDINARY RATE ADJUSTMENTS Contractor or City may request an adjustment to maximum rates at reasonable times other than that allowed under Section 10.3 in the event of extraordinary changes in the cost of providing service under this Agreement. Such changes shall not include changes in the market value of Recyclables from the values assumed in Contractor’s Proposal, inaccurate estimates by the Contractor of its proposed cost of operations, or change in wage rates or employee benefits. Contractor may request an extraordinary adjustment based on changes in a direct per ton fee assessed at the Disposal Site by federal, state, or local regulatory agencies after the effective date. AB C D E F G Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL C + COL D) Maximum 5% any Rate Year Next Period Caryover) Total Permitted Percentage Rate Adjustment COL E - COL F) 1 CPI 288.798 305.458 5.7687%0.0000% 5.7687% 0.7687% 5.0000% STEP ONE: Calculate Percentage Change in Index 7.2.a Packet Pg. 546 ADDENDUM #1 City of Diamond Bar – DRAFT 87 June 12, 2023 Contractor shall provide substantial proof and justification to support the need for the adjustment. For each request for an adjustment to the maximum rates brought pursuant to this section, Contractor shall prepare a schedule documenting the extraordinary costs. Such request shall be prepared in a form acceptable to City with support for assumptions made by Contractor in preparing the estimate. Contractor shall also submit a schedule showing how its total costs and total revenues have changed over the past three years for the services provided under this Agreement. The City may request from the Contractor such further information as it deems necessary to fully evaluate the request and make its determination. Upon request by the City, Contractor shall provide a report of its annual revenues and expenses for the services provided in the City, and City shall have the right to audit this information in connection with the City’s review of Contractor’s rate adjustment request. City may consider increases or decreases in the Contractor’s total revenues and total cost of services when reviewing an extraordinary rate adjustment request. The City may, in its sole judgment and absolute, unfettered discretion, make the final determination as to whether an adjustment to the maximum rates will be made, and, if an adjustment is permitted, the appropriate amount of the adjustment. Extraordinary rate adjustments shall only be effective after approval by City Council in compliance with California Constitution Article XIIID (Proposition 218) and the Proposition 218 Omnibus Implementation Act (Govt. Code Sections 53750 et. seq.) and may not be applied retroactively. A rate adjustment request made in response to a new service requested by City will be determined in accordance with Section 2.10. ARTICLE 11: INDEMNIFICATION, INSURANCE AND PERFORMANCE BOND 11.1 INDEMNIFICATION OF THE CITY 11.1.1 GENERAL To the maximum extent permitted by law, and without regard to the limits of any insurance coverage, Contractor agrees to indemnify, defend with counsel appointed by the City, protect and hold harmless the City, its representatives, officers, agents and employees, volunteers, and assignees collectively, “Indemnitees”), from and against any and all causes of action, claims, fines, assessments, costs (including but not limited to reasonable attorneys’ and expert witness fees), losses, damages, penalties, forfeitures, demands, proceedings or suits, in law or in equity, of every kind and description, including, but not limited to, injury to and death of any Person and damage to property, injunctive relief, obligations, errors, omissions or liabilities, (“claims or liabilities”) that may be asserted or claimed by any person, firm or entity arising out of or in connection with (i) violations of the commerce clause of the U.S. Constitution, AB 939, the Comprehensive Environmental Response, Compensation and Liability Act, Title 42 U.S.C. §9601 et seq. (“CERCLA”), HSAA, RCRA, any 7.2.a Packet Pg. 547 ADDENDUM #1 City of Diamond Bar – DRAFT 88 June 12, 2023 other Hazardous Waste laws, other federal, state or local statutes or regulations, or municipal ordinances, which arise from, challenge any validity of, or relate to the award of, this Agreement; (ii) the negligent performance of the work or services of Contractor, its agents, employees, subcontractors, or invitees, provided for in this Agreement; (iii) the negligent acts or omissions of Contractor hereunder, or arising from Contractor's negligent performance of or failure to perform any term, provision, covenant or condition of this Agreement, whether or not there is concurrent passive or active negligence, on the part of the City, its representatives, officers, agents or employees but excluding such claims or liabilities arising from the sole negligence or willful misconduct of the City, its representatives, officers, agents or employees, who are directly responsible to the City, (iv) actions or proceedings to attack, set aside, void, annul or seek monetary damages resulting from an approval by the City of this Agreement, including but not limited to any challenge brought by referendum or under Proposition 218 (Calif. Const. Art. XIIID) to challenge the City’s entry into this Agreement or the setting of Solid Waste rates as set forth in this Agreement; and in connection therewith: A. Contractor will defend any action or actions filed in connection with any of said claim or liabilities and will pay all costs and expenses, including legal costs and attorneys' fees incurred in connection therewith; B. Contractor will promptly pay any judgment rendered against the City, its officers, agents, or employees for any such claims or liabilities arising out of or in connection with the negligent performance of or failure to perform such work or services of Contractor hereunder; and Contractor agrees to save and hold the City, its officers, agents and employees harmless therefrom; C. In the event the City, its officers, agents or employees is made a party to any action or proceeding filed or prosecuted against Contractor for such damages or other claims arising out of or in connection with the negligent performance of or failure to perform the work or services of Contractor hereunder, Contractor agrees to pay to the City, its officers, agents or employees, any and all costs and expenses incurred by the City, its officers, agents or employees in such action or proceeding, including but not limited to, legal costs and attorneys' fees. Contractor's obligations hereunder shall survive the termination or expiration of this Agreement. THE PROVISIONS OF THIS SECTION SHALL NOT TERMINATE OR EXPIRE, SHALL BE GIVEN THE BROADEST POSSIBLE INTERPRETATION AND SHALL SURVIVE THE EXPIRATION OR EARLIER TERMINATION OF THIS AGREEMENT. 11.1.2 HAZARDOUS MATERIAL INDEMNIFICATION A. Without regard to any insurance coverage or requirements, and without limiting the above general indemnification obligation in any way, Contractor specifically agrees to and shall, to the maximum extent permitted by law, defend (with counsel acceptable to City), reimburse, indemnify, and hold Indemnitees harmless from and against any and all claims, actions, liabilities, damages, demands, judgments, losses, costs, liens, expenses, suits, actions, attorneys' fees, consultant fees, 7.2.a Packet Pg. 548 ADDENDUM #1 City of Diamond Bar – DRAFT 89 June 12, 2023 penalties and any and all other losses, damages, fees and expenses of whatever kind or nature Claims") (including but not limited to response costs, investigative costs, assessment costs, monitoring costs, treatment costs, cleanup costs, removal costs, remediation costs, and similar costs, damages and expenses) that arise out of or are alleged to arise out of or in any way relate to any action, inaction or omission of Contractor that: 1. Results in any demand, claim, notice, order, or lawsuit, asserting that any Indemnitee is liable, responsible or in any way obligated to investigate, assess, monitor, study, test, treat, remove, remediate, or otherwise cleanup, any Hazardous Contaminant (as defined herein); or 2. Relates to material Collected, Transported, Recycled, Processed, treated or Disposed of by Contractor. B. Contractor’s obligations pursuant to this section shall apply, without limitation, to: 1. Any Claims brought pursuant to or based on the provisions of any Environmental Law; 2. Any Claims based on or arising out of or alleged to be arising out of the ownership, use, lease, sale, design, construction, maintenance, or operation of Contractor of any Facility; 3. Any Claims based on or arising out of or alleged to be arising out of the marketing, sale, distribution, storage, Transportation, Disposal, Processing, or use of any materials recovered by Contractor; 4. Any Claims based on or arising out of or alleged to be arising out of any breach of any express or implied warranty, representation or covenant arising out of or in connection with this Agreement. C. The foregoing indemnity and defense obligations shall apply irrespective of the negligence or willful misconduct of Contractor or any Affiliate of Contractor. D. For purposes of this section, the term "Hazardous Contaminant" shall mean any Hazardous Material any crude oil or refined or unrefined petroleum product or any fraction or derivative thereof; and any asbestos or asbestos-containing material. The term "Hazardous Contaminant" shall also include any and all amendments to any referenced statutory or regulatory provisions made before or after the date of execution of this Agreement. THE PROVISIONS OF THIS SECTION SHALL NOT TERMINATE OR EXPIRE, SHALL BE GIVEN THE BROADEST POSSIBLE INTERPRETATION AND SHALL SURVIVE THE EXPIRATION OR EARLIER TERMINATION OF THIS AGREEMENT 11.1.3 AB 939 INDEMNIFICATION AND GUARNATEE Contractor unconditionally guarantees compliance with the requirements of AB 939 as amended from time to time. Contractor shall carry out its obligations under this Agreement so that the City will meet or exceed the Diversion requirements set forth in AB 939, and all amendments thereto more 7.2.a Packet Pg. 549 ADDENDUM #1 City of Diamond Bar – DRAFT 90 June 12, 2023 fully set forth below. City and Contractor shall reasonably assist each other to meet the City's AB 939 Diversion requirements. In carrying out the provisions of this Section, Contractor agrees to perform the following obligations at its cost and expense: A. Defend, with counsel approved by City, indemnify and hold harmless the City against all fines and/or penalties imposed by the CalRecycle, if Contractor fails or refuses to provide information relating to its operations which is required under this Agreement and such failure or refusal prevents or delays City from submitting reports required by AB 939 in a timely manner; B. Assist City in preparing for, and participating in, CalRecycle's biannual review of the City's source reduction and recycling element pursuant to Public Resources Code Section 41825; C. Assist City in responding to inquiries from CalRecycle in applying for an extension under Public Resources Code Section 41820, if so directed by City; in conducting any hearing conducted by CalRecycle relating to AB 939; or in any other investigative or enforcement manner undertaken by any agency; D. Defend, with counsel acceptable to City, and indemnify and hold harmless the City against any fines or penalties levied against it for violation of AB 939's Diversion requirements, provided that Contractor's obligation to indemnify City shall be subject to the limitations set forth in Public Resources Code Section 40059.1(c) as may be amended from time to time; E. In cooperating with the City, should it seek to become its own enforcement agency, to the extent it may be permitted under state law. 11.1.4 CALRECYCLE INDEMNIFICATION Contractor’s duty to defend and indemnify herein includes payment of all fines and/or penalties imposed by CalRecycle, subject to the restrictions set forth in Public Resources Code Section 40059.1, if the requirements of AB 939, AB 341, AB 1826, and/or SB 1383 and corresponding regulations are not met by the Contractor with respect to the Discarded Materials Collected under this Agreement, and such failure is: (i) due to the failure of Contractor to meet its obligations under this Agreement, or, (ii) due to Contractor delays in providing information that prevents Contractor or City from submitting reports required by AB 939, AB 341, AB 1826, and/or SB 1383 and corresponding regulations in a timely manner. The provisions of this Section shall survive the termination or expiration of this Agreement. 11.2 EVALUATION OF LIABILITY The Contractor’s obligation to defend, hold harmless, and indemnify under Article 11 shall not be excused because of the Contractor’s inability to evaluate an Indemnitee’s liability or because the Contractor evaluates such liability and determines that the Indemnitee is not liable to the claimant. Within twenty (20) days of receiving written notice from the City of a claim for which the City is 7.2.a Packet Pg. 550 ADDENDUM #1 City of Diamond Bar – DRAFT 91 June 12, 2023 entitled to indemnity, the Contractor shall confirm to the City in writing that the Contractor will provide a defense to the claim and shall take appropriate actions to provide such defense. 11.3 SEPARATE COUNSEL The City may elect to have and consult separate legal counsel from the Contractor at any time during the pendency of any claim at its sole discretion. The City shall be responsible for paying its separate counsel unless: (i) the City reasonably determines and notifies Contractor that separate counsel is required to represent the City during the resolution of any claim; or (ii) a court of competent jurisdiction rules that the Contractor has refused to satisfy its obligations under this Article 11. Notwithstanding the preceding sentence or the first sentence of Article 11.1, with respect to a particular claim, if the Contractor confirms to the City in writing Contractor’s obligation to indemnify and defend the City, without reserving a right to later seek reimbursement from the City with respect to such claim, the City shall not object to the counsel representing it being the same counsel that represents Contractor in the defense of such claim and shall, if permitted by law, provide such written conflict-of-interest waiver as may be required for such joint representation. If the Contractor provides the aforementioned confirmation, but the City declines to consent to such joint representation, the City may retain its own counsel at its own expense, the City shall have no right of defense or reimbursement of defense costs with respect to such claim (but the City shall still be entitled to indemnity), the City shall reasonably cooperate with Contractor in the defense and settlement of such claim. If the Contractor does not provide the aforementioned confirmation, or if the Contractor provides such confirmation and the City is prohibited by law from providing such waiver, then the Contractor shall reimburse the City for the reasonable attorneys’ fees and costs of the City’s separate counsel with respect to such claim. 11.4 CONSIDERATION It is specifically understood and agreed that the consideration inuring to the Contractor for the execution of this Agreement consists of the promises, payments, covenants, rights and responsibilities contained in this Agreement and the consideration to the City are the Solid Waste Services Contractor shall perform pursuant to this Agreement. 11.5 OBLIGATION The execution of this Agreement by the Contractor shall obligate the Contractor to comply with the foregoing indemnification provisions; however, the collateral obligation of providing insurance must also be fully complied with as set forth in Article 11.8 below. 11.6 COLLECTION SERVICES SUBCONTRACTORS Any Subcontractor(s), independent contractor(s) or any type of agent(s) performing or hired to perform any term or condition of this Agreement on behalf of the Contractor, or as may be allowed by this Agreement, shall comply with each term and condition of this Agreement, including each term and condition of Article 11.8 entitled “INSURANCE” or a more appropriate level of coverage as 7.2.a Packet Pg. 551 ADDENDUM #1 City of Diamond Bar – DRAFT 92 June 12, 2023 determined by the City. This applies to subcontractors performing Collection services for City facilities. Furthermore, the Contractor shall be responsible for the Subcontractor’s acts, omissions and satisfactory performance of the terms and conditions of this Agreement. The Contractor shall require all Subcontractors performing Collection services under the terms of this Agreement to enter into an agreement containing the provisions set forth in this Article 11 in their entirety and Subcontractor shall fully indemnify the City in accordance with this Agreement. 11.7 SURVIVAL Contractor’s indemnity obligations shall survive the expiration or termination of this Agreement and continue until such obligations have been fully satisfied by the resolution of all claims for which indemnity obligations are owed to the City. 11.8 INSURANCE Contractor shall procure and maintain during the entire Term the following types of insurance, and shall maintain the following minimum levels of coverage, which shall apply to any claims which may arise from or in connection with Contractor' s performance hereunder or the actions or inactions of any of Contractor' s officers, agents, representatives, employees, or subcontractors in connection with Contractor' s performance. The insurance requirements hereunder in no way limit Contractor' s various defense and indemnification obligations, or any other obligations as set forth herein. A. Minimum Scope of Insurance. Coverage shall be at least as broad as: 1. The most recent editions of Insurance Services Office Commercial General Liability coverage occurrence" form CG 00 01). 2. The most recent editions of Insurance Services Office form number CA 00 01 covering Automobile Liability, code 1 "any auto" and endorsement CA 00 25. 3. Workers' Compensation insurance as required by the Labor Code of the State of California and Employers Liability insurance. B. Minimum Limits of Insurance. Contractor shall maintain in force for the term of this Agreement limits no less than: 1. Comprehensive General Liability: Ten Million Dollars ($10,000, 000) limit aggregate and Ten Million Dollars ($10,000,000) limit per occurrence for bodily injury, Personal injury and property damage. 2. Automobile Liability: Five Million Dollars ($5,000,000) single limit per accident for bodily injury and property damage. 3. Workers' Compensation and Employers Liability: Workers' compensation limits as required by the Labor Code of the State of California or provide evidence of State approval to be self- insured. Employers Liability in the minimum amount of One Million ($1,000, 000). C. Deductibles and Self -Insured Retentions. Any deductibles or self-insured retentions must be declared to and approved by City. At the option of City, either: the insurer shall reduce or eliminate 7.2.a Packet Pg. 552 ADDENDUM #1 City of Diamond Bar – DRAFT 93 June 12, 2023 such deductibles or self-insured retentions as respects City, its officials, employees and agents; or Contractor shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. D. Other Insurance Provisions. The policies are to contain, or be endorsed to contain, the following provisions: 1. General Liability and Automobile Liability Coverages a) The Indemnitees shall be named as additional insureds as respects: liability arising out of activities performed by or on behalf of Contractor; products and completed operations of Contractor; Premises owned, leased or used by Contractor; or vehicles owned, leased, hued or borrowed by Contractor. The coverage shall contain no special limitations on the scope of protection afforded to the Indemnitees. b) Contractor's insurance coverage shall be primary insurance as respects the Indemnitees. Any insurance or self- insurance maintained by the Indemnitees shall be excess of Contractor' s insurance and shall not contribute with it. c) Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the Indemnitees. d) Coverage shall state that Contractor's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer' s liability. 2. Workers' Compensation and Employers Liability Coverage: The insurer shall agree to waive all rights of subrogation against the Indemnitees for losses arising from work performed by Contractor for City. 3. All Coverages: Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days' prior written notice (ten (10) days written notice in the event of cancellation for non-payment) by certified mail, return receipt requested, has been given to City. E. Acceptability of Insurers. The insurance policies required by this section shall be issued by an insurance company or companies authorized to do business in the State of California and with a rating in the most recent edition of Best' s Insurance Reports of size category VII or larger and a rating classification of A or better. F. Verification of Coverage. Within thirty (30) days of the execution of this Agreement, or prior to the start of service under this Agreement, whichever comes first, Contractor shall furnish City certificates of each policy of insurance required hereunder, in form and substance satisfactory to City. Such certificates shall show the type and amount of coverage, effective dates and dates of expiration of policies and shall have all required endorsements. If City requests, copies of each policy, together with all endorsements, shall also be promptly delivered to City. Renewal certificates will be furnished promptly upon renewal to City to demonstrate maintenance of 7.2.a Packet Pg. 553 ADDENDUM #1 City of Diamond Bar – DRAFT 94 June 12, 2023 the required coverage throughout the Term. G. Required Endorsements. 1. Insurance policies shall contain an endorsement in substantially the following form: Thirty (30) days prior written notice by certified mail, return receipt requested, shall be given to City in the event of cancellation (Ten (10) days written notice in the event of cancellation for non-payment), reduction in coverage, or non -renewal of this policy. Such notice shall be sent to: City Manager City of Diamond Bar 21810 Copley Drive Diamond Bar, CA 91765 2. “This policy shall be considered primary insurance as respects any other valid and collectible insurance maintained by City, including any self-insured retention or program of self- insurance, and any other such insurance shall be considered excess insurance only.” 3. “Inclusion of City as an insured shall not affect City's rights as respects any claim, demand, suit or judgment brought or recovered against Contractor. Thus policy shall protect Contractor and City in the same manner as though a separate policy had been issued to each, but this shall not operate to increase Contractor's liability as set forth in the policy beyond the amount shown or to which Contractor would have been liable if only one party had been named as an insured." H. Other Insurance Requirements 1. In the event any services are delegated to another company or subcontractor, Contractor shall require such Contractor or subcontractor to provide statutory workers' compensation insurance and employer's liability insurance for all of the Contractor or subcontractor's employees engaged in the work in accordance with this Section 11.8. The liability insurance required by this Section 11.8 shall cover all Contractor or subcontractors or the Contractor or subcontractor must furnish evidence of insurance provided by it meeting all of the requirements of this Section 11.8. 2. Contractor shall comply with all requirements of the insurers issuing policies. The carrying of insurance shall not relieve Contractor from any obligation under this Agreement. If any claim exceeding the amount of any deductibles or self-insured reserves is made by any third Person against Contractor or any Contractor or subcontractor on account of any occurrence related to this Agreement, Contractor shall promptly report the facts in writing to the insurance carrier and to City. If Contractor fails to procure and maintain any insurance required by this Agreement, City may take out and maintain, at Contractor's expense, such insurance as it may deem proper and recover costs from the Contractor's Performance Bond and/or Letter of Credit provided under Sections 11.8 and 11.10. 7.2.a Packet Pg. 554 ADDENDUM #1 City of Diamond Bar – DRAFT 95 June 12, 2023 I. Cyber Liability. Contractor will maintain cyber liability insurance with a combined single limit of not less than One Million ($1,000,000) per event. Contractor’s cyber policy must include language related to Contractor data breach. Contractor shall verify by providing City Contract Manager a copy of the Declarations Page for the policy for City review prior to the Commencement Date. The insurance required by this subsection includes: 1. Premises Operations; 2. Independent Contractor's Protective; 3. Automobile Liability that includes Owned, Non-Owned, and Hired Motor Vehicles; 4. Broad Form Property Damage, including Completed Operations. J. Proof of insurance shall be mailed to the following address or any subsequent address as may be directed in writing by the City. City Manager City of Diamond Bar 21810 Copley Driver Diamond Bar, CA 91765 K. Modification of Insurance Requirements. The insurance requirements provided in this Agreement may be modified or waived by the City, in writing, upon the request of the Contractor if the City determines such modification or waiver is fin the best interest of the City considering all relevant factors, including exposure to the City. L. Rights of Subrogation. All required insurance policies shall preclude any underwriter’s rights of recovery or subrogation against the City with the express intention of the Parties being that the required insurance coverage protects both Parties as the primary coverage for any and all losses covered by the above-described insurance. The Contractor shall ensure that any companies issuing insurance to cover the requirements contained in this Agreement agree that they shall have no recourse against the City for payment or assessments in any form on any policy of insurance. The clauses ‘Other Insurance Provisions’ and ‘Insured Duties in the Event of an Occurrence, Claim or Suit’ as it appears in any policy of insurance in which the City is named as an additional insured shall not apply to the City. M. Failure to Obtain Insurance. The failure of the Contractor to obtain and maintain any required insurance shall not relieve Contractor of any liability under this Agreement (and the Contractor may be answerable to the City for damages or any other remedy on account of such breach) nor shall the insurance requirements be construed to conflict with or otherwise limit the obligations of the Contractor concerning indemnification. N. No Limitation of Liability. By requiring insurance herein, City does not represent that coverage and limits will necessarily be adequate to protect Contractor, and such coverage and limits 7.2.a Packet Pg. 555 ADDENDUM #1 City of Diamond Bar – DRAFT 96 June 12, 2023 shall not be deemed as a limitation on Contractor’s liability under the indemnities granted to City in this contract. 11.9 FAITHFUL PERFORMANCE BOND The Contractor shall, prior to the initial date of the term of this Agreement, execute and file with the Clerk of the Council a surety bond in the penal sum of One-Hundred Twenty-Five Thousand Dollars 125,000), similar to the form provided in Exhibit 7 or otherwise in a form with language that is acceptable to the City, which secures the faithful performance of this Agreement, including, without limitation, payment of any penalty and the funding of any work to cure a breach of this Agreement, unless such requirement is waived by the City Manager. The bond shall contain the original notarized signature of an authorized officer of the surety and affixed thereto shall be a certified and current copy of his power of attorney. The bond shall be unconditional and remain in force during the entire term of the Agreement and shall be released only upon written release from City per Section 11.11 11.10 FAITHFUL PERFORMANCE LETTER OF CREDIT A. In addition to a corporate surety bond as noted in Section 11.9 above, Contractor shall furnish an irrevocable letter of credit in the amount of One Hundred Twenty-five Thousand Dollars 125,000), from a financial institution acceptable to the City and in a form acceptable to the City Attorney as security for the performance of this Agreement the "LOC"). The LOC shall be the sole responsibility of Contractor, shall be unconditional and remain in force during the entire Term of the Agreement and shall be released only upon written release from City per Section 11.11. B. As an alternative to providing the performance bond and letter of credit required under 11.9 and 11.10, Contractor may provide a letter of credit in the amount of Two-Hundred Fifty Thousand Dollars ($250,000). The letter of credit shall be from a financial institution acceptable to the City in a form acceptable to the City Attorney as security for the performance of this Agreement. The LOC shall be the sole responsibility of Contractor, shall be unconditional and remain in force during the entire Term of the Agreement and shall be released only upon written release from City per Section 11.11. C. As an alternative to providing the performance bond and letter of credit required under 11.9 and 11.10, Contractor may deposit funds, on terms satisfactory to City, in an interest- bearing account at an institution satisfactory to both City and Contractor. Contractor may replace any required amount of the performance bond requirement, or the LOC requirement with an equivalent deposit. The deposit shall be accessible to the City immediately without action required by Contractor. The deposit shall be accessible to the City immediately without penalty, unless the funds on deposit are increased in excess of the total Two-Hundred Fifty Thousand Dollars ($250,000) required under Sections 11.9 and 11.10A by the maximum amount of the total potential penalty. The funds on deposit shall be the sole responsibility of the Contractor, shall be unconditional and remain on deposit during the entire Term of the Agreement and shall be withdrawn to Contractor' s custody only upon written release from City per Section 11.11. 7.2.a Packet Pg. 556 ADDENDUM #1 City of Diamond Bar – DRAFT 97 June 12, 2023 11.11 FORFEITURE OF PERFORMANCE BOND In the event Contractor shall for any reason become unable to, or fail in any way to, perform as required by this Agreement, City may declare a portion or all of the performance bond forfeited to the City up to an amount which is necessary to recompense and make whole the City. Upon partial or full forfeiture of the performance bond, Contractor shall restore the performance bond to its face amount within thirty (30) days of the City's declaration. Failure to restore the performance bond to its full amount within thirty (30) days shall be a material breach of the Agreement. 11.12 FORFEITURE OF LETTER OF CREDIT Thirty (30) days following City providing Contractor with written notice of its failure to pay City any amount owing under this Agreement, the LOC or deposit may be drawn upon by City for purposes including, but not limited to: A. Payment of sums due under the terms of this Agreement which Contractor has failed to timely pay to City B. Reimbursement of costs borne by City to correct violations of this Agreement not corrected by Contractor, including but not limited to the liquidated damages described in Section 13.7. City may draw upon the entire LOC and convert it to a cash deposit, or draw upon the entire deposit, if Contractor fails to cause it to be extended or replaced with another satisfactory LOC or deposit no later than 60 days prior to its expiration during the term hereof. If City partially draws down LOC or deposit, Contractor must restore it to full amount within 30 days of City's draw. Failure to restore the LOC or deposit to its full amount within. thirty (30) days shall be a material breach of the Agreement. 11.13 PERFORMANC SECURITY BEYOND SERVICE TERM Some Agreement requirements extend beyond the Term and other requirements, such as minimum Diversion rates per Section 5.2, will not be substantiated until after the final service date. Therefore, the Contractor shall not terminate the performance bond, letter of credit or deposit, and will renew them to ensure continuous availability to the City, until receiving a written release from the City or until the second am -mal anniversary of the end of the Term. Permission from the City to discontinue holding these performance securities does not relieve Contractor of payments to the City that may be due, or may become due. 7.2.a Packet Pg. 557 ADDENDUM #1 City of Diamond Bar – DRAFT 98 June 12, 2023 ARTICLE 12: CITY’S RIGHT TO CONTRACT WITH THIRD PARTIES TO PERFORM FRANCHISE SERVICES 12.1 GENERAL In the event that Contractor, for any reason whatsoever, fails, refuses or is unable to Collect, Recycle, Process, Transport, or Dispose of any or all Solid Waste which it is required by this Agreement, at the time and in the manner provided in this Agreement, for a period of more than two business days, excluding Saturday, Sunday and Designated Holidays, and if, as a result thereof, Solid Waste should accumulate in City to such an extent, in such a manner, or for such a time that such accumulation endangers or menaces the public health, safety or welfare, then City shall have the right, but not the obligation, upon twenty-four (24) hour prior written notice to Contractor during the period of such emergency as determined by City, (1) to perform, or cause to be performed, such services itself with its own or other personnel without liability to Contractor; and/or (2) to take possession of any or all of Contractor's land, equipment and other property used or useful in the Collection and Transportation of Solid Waste, and to use such property to Collect and Transport any Solid Waste generated within City which Contractor would otherwise be obligated to Collect, Transport and properly Dispose of or Process pursuant to this Agreement. Further, the City shall have access to the MRF and composting facilities used by the Contractor for the Processing, Recycling and Organics Diversion of Solid Waste produced or accumulated with the City. The right of the City to enter upon and use facilities and equipment as specified herein shall extend following the date of cancellation of this Agreement for a period of ninety (90) consecutive calendar days. Notice of Contractor's failure, refusal or neglect to Collect, Transport and properly Dispose of or Process Solid Waste may be given orally by telephone to Contractor at its principal office and shall be effective immediately. Written confirmation of such oral notification shall be sent to Contractor within one business day, excluding Saturday, Sunday and Designated Holidays of the oral notification. Contractor further agrees that in such event: A. It will take direction from City to effect the transfer of possession of equipment and property to City for City's use, or for use by any Person or entity designated by the City. B. It will, if City so requests, keep in good repair and condition all of such equipment and property, provide all motor vehicles with fuel, oil and other service, and provide such other service as may be necessary to maintain said property in operational condition. C. City may immediately engage all or any personnel necessary or useful for the Collection and Transportation of Solid Waste, including, if City so desires, employees previously or then employed by Contractor, Contractor further agrees, if City so requests, to furnish City the services of any or all management or office Personnel employed by Contractor whose services are necessary or useful for Solid Waste Collection, Transportation, Processing and Disposal operations and for the billing and Collection of fees for these services. City agrees that it assumes complete responsibility for the proper and normal use of such equipment 7.2.a Packet Pg. 558 ADDENDUM #1 City of Diamond Bar – DRAFT 99 June 12, 2023 and facilities while in its possession. If the interruption or discontinuance in service is caused by any of the reasons listed in Section 11.5, City shall pay to Contractor the reasonable rental value of the equipment and facilities, possession of which is taken by City, for the period of City's possession, if any, which extends beyond the period of time for which Contractor has rendered bills in advance of service, for the class of service involved. 12.2 TEMPORARY POSSESION OF CONTRACTOR’S PROPERTY If City suffers an interruption or discontinuance of service (including interruptions and discontinuance due to events described in Section 13.8), City may take possession of and use all of Contractor's property described above until other suitable arrangements can be made for the provision of Solid Waste Services which may include the grant of a Franchise to another waste hauling company. 12.3 BILLING AND COMPENSATION TO CITY DURING CITY’S POSSESSION During such time that City is providing Solid Waste Services, as above provided, Contractor shall bill and Collect payment from all users of the above-mentioned services as described in Section 6.1 Contractor further agrees that, in such event, it shall reimburse City for any and all costs and expenses incurred by City in taking over possession of the above-mentioned equipment and property for Solid Waste service in such manner and to an extent as would otherwise be required of Contractor under the Terms of this Agreement. Such reimbursement shall be made from time to time after submission by City to Contractor of each statement listing such costs and expenses, but in no event later than five (5) Work Days from and after each such submission. 12.4 CITY’S RIGHT TO RELINQUISH POSSESSION It is further mutually agreed that City may at any time at its discretion relinquish possession of any or all of the above-mentioned property to Contractor and thereupon demand that Contractor resume the Solid Waste Services as provided in this Agreement, whereupon Contractor shall be bound to resume the same. 12.5 CITY’S POSSESSION NOT A TAKING Except as otherwise expressly provided in the previous paragraph, City's exercise of its rights under this Article, 1) does not constitute a taking of private property for which compensation must be paid, 2) will not create any liability on the part of City to Contractor, and 3) does not exempt Contractor from any of the indemnity and insurance provisions of this Agreement, which are meant to extend to circumstances arising under this Section provided that the Contractor is not required to indemnify the City against claims and damages arising from the active negligence of the City, its elected and appointed boards, commissions, officers, employees and agents in the operation of Collection vehicles during the time the City has taken possession of such vehicles. 7.2.a Packet Pg. 559 ADDENDUM #1 City of Diamond Bar – DRAFT 100 June 12, 2023 12.6 DURATION OF CITY’S POSSESSION City's right pursuant to this Article to retain temporary possession of Contractor's facilities and equipment, and to render Collection services, shall terminate when City determines that such services can be resumed by Contractor, or when City no longer reasonably requires such property or equipment. In any case, City has no obligation to maintain possession of Contractor's property or equipment and/or continue its use for any period of time and may at any time, in its sole discretion, relinquish possession to Contractor. ARTICLE 13: DEFAULT AND REMEDIES 13.1 EVENTS OF DEFAULT Contractor’s breach of each and any provision of the Franchise or this Agreement may constitute a default hereunder to the extent Contractor’s performance, services or obligations under this Agreement are materially and adversely impacted. Events of default by the Contractor include, but are not limited to, the following. A. Fraud or Deceit or Misrepresentation. If the Contractor engages in, or attempts to practice, any fraud or deceit upon City or makes a misrepresentation regarding material information to City. B. Insolvency or Bankruptcy. If Contractor becomes insolvent, unable, or unwilling to pay its debts, files a bankruptcy petition or takes steps to liquidate its assets. C. Failure to Maintain Coverage. If Contractor fails to provide or maintain in full force and effect the Workers' Compensation, liability, performance bond, letter of credit, or indemnification coverage as required by this Agreement. D. Violations of Regulation. If Contractor violates any orders or filings of any regulatory body having jurisdiction over Contractor relative to this Agreement, provided that Contractor may contest any such orders or filings by appropriate proceedings conducted in good faith, in which case no breach of the Franchise and this Agreement shall be deemed to have occurred until a final decision adverse to the Contractor is entered. E. Failure to Perform. If Contractor ceases to provide all or a portion of the Collection, Processing or Recycling services, or any other Solid Waste Services as required under this Agreement for a period of seven (7) consecutive days or more, unless, and only to the extent, performance is excused pursuant to Section 13.8. 7.2.a Packet Pg. 560 ADDENDUM #1 City of Diamond Bar – DRAFT 101 June 12, 2023 F. Failure to Pay. If Contractor fails to make any payments required under this Agreement and/or refuses to provide City, within ten (10) days of the demand, with required information, reports, and/or records in a timely manner as provided for in the Agreement. G. Failure to Cooperate with Audits. Failure to complete, perform or cooperate with any audit as described by this Agreement. H. Failure to Submit Reports or Documentation. Failure to complete or to provide required reports or documents to City as required by this Agreement. I. Acts or Omissions. 1. Any act or omission by Contractor relative to the services provided under this Agreement which violates the terms, conditions, or requirements of this Agreement, the California Integrated Waste Management Act of 1989, as it may be amended from time to time (AB 939), or any law, statute, ordinance, order, directive, rule, or regulation issued pursuant to AB 939 shall constitute a default by the Contractor. Any failure to correct or remedy any such violation within the time set in the written notice of the violation or, if Contractor cannot reasonably correct or remedy the breach within the time set forth in such notice, Contractor’s failure to commence to correct or remedy such violation within the time set forth in such notice and diligently effect such correction or remedy thereafter shall constitute a default by Contractor. 2. Any situation in which Contractor or any of its officers, directors or employees are found guilty of any crime related to the performance of this Agreement, or of any crime related to anti-trust activities, illegal Transport or Disposal of hazardous or toxic materials, or bribery of public officials shall constitute a default by Contractor. The term “found guilty” shall be deemed to include any judicial determination that Contractor or any of Contractor’s officers, directors or employees is guilty as well as any admission of guilt by Contractor or any of Contractor’s officers, directors or employees including, but not limited to, the plea of guilty”, “nolo contendere”, “no contest”, and “guilty to a lesser charge.” J. False or Misleading Statements. Any representation or disclosure made to City by Contractor in connection with or as an inducement to entering into this Agreement, or any future amendment to this Agreement, which proves to be false or misleading in any material respect as of the time such representation or disclosure is made, whether or not any such representation or disclosure appears as part of this Agreement. K. Attachment. The seizure of, attachment of, or levy on, the operating equipment of Contractor, including, without limits, its equipment, maintenance or office facilities, or any part thereof. L. Suspension or Termination of Service. Any termination or suspension of the transaction of business by Contractor, including, without limitation, due to labor unrest including strike, work stoppage or slowdown, sick- out, picketing, or other concerted job action lasting more 7.2.a Packet Pg. 561 ADDENDUM #1 City of Diamond Bar – DRAFT 102 June 12, 2023 than seven (7) consecutive days, unless, and only to the extent, performance is excused pursuant to Section 13.8, or Section 6.1.10. M. Failure to Provide Assurance of Performance. If Contractor fails to provide reasonable assurances of performance as required under Section 13.10. N. Commingling of Recyclables With Refuse/Landfilling of Recyclables. If Contractor negligently or willfully empties Containers of properly set out Recyclable Materials or Organics into a Refuse load, or Transports a load of Recyclable Materials or Organics to a Landfill or other location at which the material will not be Diverted from Landfill Disposal. O. Failure to Comply with Requirements of SB 1383 Regulations. The Contractor fails to comply with requirements of the Agreement including public education, reporting, contamination monitoring, recordkeeping, or other obligations of this Agreement that delegate City’s responsibility and/or authority under SB 1383 Regulations to Contractor. P. Diversion Requirement. If Contractor does not reach Diversion requirement of ___% of all tonnage Collected by Contractor under this Agreement per Section 5.2 for two consecutive Rate Years. Q. Failure to Provide and Maintain Performance Bond and/or Letter of Credit and/or Deposit. Contractor fails to restore the full balance of the Performance Bond and/ or Letter of Credit and/ or deposit required under Sections 11.9 and 11.10 to the full required value within 30 days of being depleted due to payment to City under Sections 11.11 or 11.12, or Contractor allows any of the securities at any time for any other reason to lapse or fall below required minimums for any period of time. 13.2 RIGHT TO TERMINATE UPON DEFAULT AND RIGHT TO SPECIFIC PERFORMANCE The City may terminate this Agreement immediately upon written notice to the Contractor in the event the Contractor defaults under Article 13.1.Q entitled, “Failure to Provide and Maintain Performance Bonds and/or Letter of Credit and/or Deposit.” The Contractor shall be given ten (10) Business Days from written notification by the City to cure any default which, in the CITY’s sole opinion, creates a potential public health and safety threat. The Contractor shall be given ten (10) Business Days from written notification by the City to cure any default arising under subsections E, F, G, H, K, L, M, N, and Q in Article 13.1 provided, however, that the City shall not be obligated to provide Contractor with a notice and cure opportunity if the Contractor has committed the same or similar breach/default within a twenty-four (24) month period. The Contractor shall be given thirty (30) calendar days from written notification by the City to cure any other default (which is not required to be cured within ten (10) Business Days); however, the City 7.2.a Packet Pg. 562 ADDENDUM #1 City of Diamond Bar – DRAFT 103 June 12, 2023 shall not be obligated to provide Contractor with a notice and cure opportunity if the Contractor has committed the same or similar breach/default within a twenty-four (24) month period. Failure to allege breach/default shall not constitute waiver by the City. 13.3 CITY’S REMEDIES IN THE EVENT OF DEFAULT Upon the Contractor’s default, the City shall be entitled to unilaterally terminate this Agreement or impose other such sanctions as it shall deem proper pursuant to the provisions in this Agreement or the City of Diamond Bar Municipal Code, including the following remedies. A. Waiver of Default. The City may waive any event of default or may waive Contractor’s requirement to cure a default event if the City determines that such waiver would be in the best interest of the City. The City’s waiver of an event of default is not a waiver of future events of default that may have the same or similar conditions. B. Suspension of the Contractor’s Obligation. The City may suspend Contractor’s performance of its obligations if the Contractor fails to cure default in the time frame specified in Article 13.2 until such time the Contractor can provide assurance of performance in accordance with the terms of this Agreement. C. Liquidated Damages. The City may assess Liquidated Damages for the Contractor’s failure to meet specific performance standards pursuant to Article 13.7B. D. Termination. In the event that the Contractor should default and subject to the right of the Contractor to cure, in the performance of any provisions of this Agreement, and the default is not cured for any default within ten (10) calendar days if the default creates a potential public health and safety threat or arises under Article 13.1. E, F, G, H, K, L, M, Q and or otherwise thirty (30) calendar days after receipt of written notice of default from the City, then the City may, at their option, terminate this Agreement. In the event the CITY decides to terminate this Agreement, the City shall serve twenty (20) calendar days written notice of its intention to terminate upon Contractor and will not be required by this Agreement to take any further action such as hold any hearing, bringing suite or taking any other action. In the event the City exercises its right to terminate this Agreement, the City may, at its option, upon such termination, either directly undertake performance of the services or arrange with other Persons to perform the services with or without a written agreement. Contractor shall not be entitled to any further revenues from Collection operations authorized hereunder from and after the date of termination. This right of termination is in addition to any other rights of the City upon a failure of the Contractor to perform its obligations under this Agreement. E. Other Available Remedies. The City’s election of one (1) or more of the remedies described herein shall not limit the City from any and all other remedies at law and in equity including injunctive relief and / or specific performance of any breach of this Agreement. 7.2.a Packet Pg. 563 ADDENDUM #1 City of Diamond Bar – DRAFT 104 June 12, 2023 13.4 CRIMINAL ACTIVITY Should the Contractor or any of its officers, directors or employees be found guilty of felonious conduct related to the performance of this Contract, or of felonious conduct related to anti-trust activities, illegal Transport or Disposal of hazardous or toxic materials, or bribery of public officials, the City reserves the right to unilaterally terminate this Contract or impose other such sanctions which may include financial sanctions, temporary suspensions or any other condition deemed appropriate short of termination) as it shall deem proper. Such action shall be taken after Contractor has been given notice and opportunity to present evidence in mitigation. The term “found guilty” shall be deemed to include any judicial determination that Contractor or any of Contractor’s officers, directors or employees is guilty and any admission of guilt by Contractor or any of Contractor’s officers, directors or employees including, but not limited to, the plea of “guilty”, “nolo contendere”, no contest”, and “guilty to a lesser charge” entered as part of any plea bargain. 13.5 POSSESSION OF RECORDS UPON TERMINATION In the event of termination for an event of default, the Contractor shall furnish the Contract Administrator with immediate access to all of its business records, including without limitation, proprietary Contractor computer systems, related to its Customers, Collection routes, and billing of accounts for Collection services in the City of Diamond Bar. 13.6 CITY’S REMEDIES CUMULATIVE; SPECIFIC PERFORMANCE The City’s rights to terminate this Agreement under Article 13.3, and to take possession of the Contractor’s records under Article 13.5 are not exclusive, and the City’s termination of this Agreement and/or the imposition of Liquidated Damages shall not constitute an election of remedies. Instead, these rights shall be in addition to any and all other legal and equitable rights and remedies, including but not limited to termination, which the City may have. 13.7 LIQUIDATED DAMAGES A. General. City finds, and Contractor agrees, that as of the time of the execution of this Agreement, it is impractical, if not impossible, to reasonably ascertain the extent of damages which shall be incurred by City as a result of a breach by Contractor of certain specific obligations under this Agreement. The factors relating to the impracticability of ascertaining damages include, but are not limited to, the fact that: (i) substantial damage results to members of the public who are denied services or denied quality or reliable service; (ii) such breaches cause inconvenience, anxiety, frustration, and deprivation of the benefits of the Agreement to individual members of the general public for whose benefit this Agreement exists, in subjective ways and in varying degrees of intensity which are incapable of measurement in precise monetary terms; (iii) that the services that are the subject of this Agreement might be available at substantially lower costs than alternative services and the monetary loss resulting from denial of services or denial of quality or reliable services is impossible to calculate in precise monetary terms; and (iv) the termination of this Agreement for 7.2.a Packet Pg. 564 ADDENDUM #1 City of Diamond Bar – DRAFT 105 June 12, 2023 such specific breaches, and other remedies are, at best, a means of future correction and not remedies which make the public whole for past breaches. B. Service and Diversion Performance Standards; Liquidated Damages for Failure to Meet Standards. The parties further acknowledge that consistent, reliable Solid Waste Service is of utmost importance to City and that City has considered and relied on Contractor's representations as to its quality-of-service commitment in entering into this Agreement. The Parties further recognize that some quantified standards of performance are necessary and appropriate to ensure consistent and reliable service and performance. The Parties further recognize that if Contractor fails to achieve the performance standards, or fails to submit required documents in a timely manner, City and its residents will suffer damages and that it is and will be impractical and extremely difficult to ascertain and determine the exact amount of damages which City will suffer. Therefore, without prejudice to City's right to treat such breaches as an event of default under this Article 13, the Parties agree that the following liquidated damage amounts represent a reasonable estimate of the amount of such damages for such specific breaches, considering all of the circumstances existing on the date of this Agreement, including the relationship of the sums to the range of harm to City that reasonably could be anticipated and the anticipation that proof of actual damages would be costly or impractical. In placing their initials at the places provided, each party specifically confirms the accuracy of the statements made above and the fact that each party has had ample opportunity to consult with legal counsel and obtain an explanation of the liquidated damage provisions at the time that the Agreement was made. Contractor City Initial Here Initial Here The Contractor agrees to pay (as Liquidated Damages and not as a penalty) the following amounts: LIQUIDATED DAMAGES 1. Collection Reliability Amount A. For each failure to commence service to anew Customer account within seven (7) days after order, which exceeds five (5) such failures annually. 100.00 per occurrence. B. For each failure, which exceeds ten (10) such failures annually, to Collect Solid Waste from any established Customer account on the scheduled Collection day and not make up the Collection within the time allotted per Section 4.6.1: 100.00 per occurrence. 2. Collection Quality A. For each occurrence of failure to properly return empty Containers to avoid pedestrian or vehicular traffic impediments or to place Containers upright which exceeds ten (10) such occurrences annually. 100.00 per occurrence 7.2.a Packet Pg. 565 ADDENDUM #1 City of Diamond Bar – DRAFT 106 June 12, 2023 LIQUIDATED DAMAGES B. For each occurrence of excessive noise or discourteous behavior which exceed ten (10) annually. 250.00 per occurrence C. For each occurrence of Collecting Solid Waste during unauthorized hours which exceeds five (5) such occurrences annually. 250.00 per occurrence D. For each failure to clean up Solid Waste spilled from Solid Waste Containers within ninety (90) minutes that exceeds ten (10) such failures annually. 150.00 per occurrence E. For each complaint that exceeds the maximum permitted number of complaints per month in Section 5.2.3. 150.00 per occurrence F. For each occurrence of failure to verify that Customer has obtained an encroachment permit from the City prior to Contractor placing a Container in the public right-of-way which exceeds ten (10) such occurrences annually. 100.00 per occurrence G. For each occurrence of failure to return a Container to Container storage locations, as described in Section 4. 1. 12 " Scout Service' of this Agreement, withal two (2) hours of set out which exceeds ten (10) such occurrences annually. 100.00 per occurrence 3. Collection Responsiveness A. For each failure to initially respond to a Customer complaint within one (1) business day, and for each additional day on which the complaint is not addressed, which exceed five (5) annually. 150 per occurrence B. For each failure to process Customer complaints as required by Article 5, which exceed five (5) annually. 150 per occurrence C. For each failure to remove graffiti from Containers, or to replace with Containers bearing no graffiti, within three (3) business days of request from City or Customer. 50 per occurrence D. For each failure to repair or replace a damaged or missing Container within two (2) business days of request from City or Customer. 50 per occurrence E. For each failure to process a claim for damages within thirty (30) days from the date submitted to Contractor. 100 per occurrence F. For each additional thirty (30) day increment of time in which Contractor has failed to resolve a claim for damages within thirty (30) days from the claim date. 100 per occurrence G. For each violation under Section 5. 2.3 (one month of excessive complaints or one quarter of excessive delays in answering customer service calls). 500 per occurrence H. For each occurrence of inaccurate information being provided to Customers by Contractor' s customer service department which exceeds five (5) such occurrences annually. 100 per occurrence I. For every Organics Waste Cart Collected as Refuse without issuing a Warning Notice per Section 4.2.7 which exceeds ten (10) such occurrences annually 200 per Occurrence J. For each failure to issue a Warning Notice to a Customer for materials not collected due to improper set out which exceeds ten (10) such occurrences annually: 200 per Occurrence 7.2.a Packet Pg. 566 ADDENDUM #1 City of Diamond Bar – DRAFT 107 June 12, 2023 4. Diversion Efforts Amount A. For each calendar year, beginning calendar year 2010 through calendar year 2017, in which Contractor fails to provide support to the City within thirty 30) days of year- end, documenting that it Diverted at least 25% of the Solid Waste Contractor Collected under this Agreement. 25 for each ton below tonnage level, necessary to meet 25 % Diversion goal. B. For each calendar year, beginning January 1, 2018, in which Contractor fails to provide documentation to the City within thirty (30) days of year- end, supporting that it Diverted at least 25% of the Solid Waste Contractor Collected under this Agreement, excluding Construction and Demolition Debris loads, 25 for each ton below tonnage level necessary to meet 25 % Diversion goal. C. For each calendar year, beginning calendar year 2018, in which Contractor fails to provide documentation to the City within thirty (30) days of yearend, supporting that it Diverted at least 75 %, or the State -mandated Construction and Demolition Diversion percentage, whichever is greater, of all Construction and Demolition Debris loads it Collects under this Agreement. 25 for each ton below tonnage level necessary to meet 75%, or State- mandated Construction and Demolition Diversion goal, whichever is greater. 5. Timeliness of Submissions to City Amount A. Any report shall be considered late until such time as a correct and complete report is received by City. For each calendar day a report is late, the daily liquidated damage amount shall be: i) Monthly Reports: ii) Quarterly Reports: iii) Annual Reports: 25 per day 50 per day 100 per day 6. Accuracy of Billing Amount A. Each Customer invoice that is not prepared in accordance with the City’s approved rate schedule, in excess of ten (10) annually: 25 per occurrence 7. Customer Education and Outreach Amount 7.2.a Packet Pg. 567 ADDENDUM #1 City of Diamond Bar – DRAFT 108 June 12, 2023 A. For each day that the Public Education and Outreach requirements contained in Section 5.3 are not adhered to after written notice provided to Contractor and Contractor does not cure within 30 days: 8. Cooperation with Service Provider Transition A. For each day routing information requested by City in accordance with Section 12.9 is received after City-established due dates, both for preparation of a request for proposals and for new service provider’s implementation of service: 1000.00 per day B. For each day delivery of keys, access codes, remote controls, or other means of access to Solid Waste Containers is delayed beyond one (1) day prior to new service provider servicing Customers with access issues, as described in Section 12.9: 1000.00 per day C. For delay in not meeting the requirements contained in Section 12.9 in a timely manner, in addition to the daily liquidated damages for breach under 8(a) and 8(b) above, liquidated damages of: 35,000.00 9. Diversion Efforts A. For each Rate Year (July 1, 2022 through June 30, 2023 considered the first Rate Year) in which Contractor fails to provide support to the City within forty-five (45) days of year-end, documenting that it Diverted at least ___% of the Solid Waste Contractor Collected under this Agreement per Section 4.6.1: 10. General Contract Adherence A. For each day that Contractor fails to provide services required under the Agreement, or comply with terms of the Agreement, five (5) business days after receipt of written notification from City that such services are not being provided or terms are not being met: 300.00 per day The City may determine the occurrence of events giving rise to liquidated damages through the observation by its own employees or representatives, investigation of Customer complaints or self- reporting by the Contractor. Prior to assessing liquidated damages, City shall give Contractor notice of its intention to do so. The notice will include a brief description of the incident(s)/non-performance. Contractor may review and make copies at its own expense) all information in the possession of City relating to incident(s)/non-performance. Contractor may, within ten (10) days after receiving the notice, request a meeting with City. Contractor may present evidence in writing and through testimony of its employees and others relevant to the incident(s)/non-performance. City will provide Contractor with a written explanation of its determination on each incident(s)/non-performance prior to authorizing the assessment of liquidated damages. The decision of City shall be final. C. Amount. City may assess liquidated damages for each calendar day or event, as appropriate, that Contractor is determined to be liable in accordance with this Agreement. 7.2.a Packet Pg. 568 ADDENDUM #1 City of Diamond Bar – DRAFT 109 June 12, 2023 D. Timing of Payment. Contractor shall pay any liquidated damages assessed by City within ten 10) days after they are assessed. If they are not paid within the ten (10) day period, City may proceed against the performance bond required by the Agreement or find Contractor in default and terminate this Agreement pursuant to Section 13.1, or both. 13.8 SUSPENSION OF PERFORMANCE 13.8.1 FORCE MAJEURE The Parties shall be excused from performing their respective obligations hereunder and from any obligation to pay Liquidated Damages to the extent and for the period of time they are prevented from so performing by reason of floods, earthquakes, pandemics, other acts of nature, war, civil insurrection, riots, acts of any government (including judicial action), and other similar catastrophic events which are beyond the control of and not the fault of the Party claiming excuse from performance hereunder. The interruption or discontinuance of Contractor' s services caused by one (1) or more of the events excused shall not constitute a default by Contractor under this Agreement provided that other services delivered to properties in Diamond Bar (such as and without limitation electricity, gas, water, or Solid Waste Services) have been similarly disrupted as a direct result of the catastrophic event. Notwithstanding the foregoing, however, if Contractor is excused from performing its obligations hereunder for any of the causes listed in this section, City may contract with another provider to perform all or part of this Agreement until such time Contractor is able to perform. If Contractor is unable to renew its performance of this Agreement for a period of thirty (30) days or more, where the City is not significantly impacted by the catastrophic event, City shall nevertheless have the right, in its sole discretion, to terminate flus Agreement by giving ten (10) days' notice. 13.8.2 LABOR UNREST Labor unrest, including work stoppage or slowdown or sick-out conducted by Contractor' s employees or directed at Contractor is excused from performance only to the extent that the following requirements are met: x Contractor provides a contingency plan to the City prior to the execution of this Agreement demonstrating how services will be provided. Plan is subject to City Manager approval and Contractor shall amend plan until it meets City requirements, including reasonably demonstrating how City' s basic Collection and sanitary needs will be met to the City's satisfaction. x Contractor shall meet all requirements of this plan; if Contractor does not meet all requirements, City may choose to revoke this excuse from performance offered under this Agreement and may choose to use enforcement provisions under this Agreement, including Sections 13.1, 13.2 and 13.3. 7.2.a Packet Pg. 569 ADDENDUM #1 City of Diamond Bar – DRAFT 110 June 12, 2023 The party claiming excuse from performance shall, within two (2) days after such party has notice of such cause, give the other party notice of the facts constituting such cause and asserting its claim to excuse under this section. The interruption or discontinuance of Contractor' s services caused by labor-related events excused under this Section 13.8.2 shall not constitute a default by Contractor under this Agreement. Notwithstanding the foregoing, however, if Contractor is excused from performing its obligations hereunder for any of the causes listed in this section for a period of thirty (30) days or more, City shall nevertheless have the right, at its sole discretion, to terminate this Agreement by giving ten (10) days' notice, and may contract with another party for Solid Waste Services. 13.9 DISPUTE RESOLUTION Except as may otherwise be set forth expressly herein, all disputes arising under this Agreement shall be resolved as set forth in this section. 13.9.1 NEGOTIATION AND MEDIATION The Parties shall attempt in good faith to resolve any dispute arising out of or relating to this Agreement promptly by negotiations between the Parties' authorized representatives. The disputing Party shall give the other Parties written notice of any dispute. Within five (5) days after delivery of such notice, the authorized representatives shall meet at a mutually acceptable time and place, and thereafter as often as they reasonably deem necessary to exchange information and to attempt to resolve the dispute. If the matter has not been resolved within ten (10) days of the first meeting, any Party may initiate a mediation of the dispute. The mediation shall be facilitated by a mediator that is acceptable to all Parties and shall conclude within thirty (30) days of its commencement, unless the Parties agree to extend the mediation process beyond such deadline. Upon agreeing on a mediator, the Parties shall enter into a written agreement for the mediation services with each Party paying a pro rata share of the mediator' s fee, if any. The mediation shall be conducted in accordance with the Commercial Mediation Rules of the American Arbitration Association; provided, however, that no consequential damages shall be awarded in any such proceeding and each Party shall bear its own legal fees and expenses. 13.9.2 CONFIDENTIALITY All negotiations and any mediation conducted pursuant to this section shall be confidential and shall be treated as compromise and settlement negotiations, to which Section 1152 of the California Evidence Code shall apply, which Section is incorporated in this Agreement by reference. 13.9.3 INJUNCTIVE RELIEF Notwithstanding the foregoing provisions, a Party may seek a preliminary injunction or other provisional judicial remedy if in its judgment such action is necessary to avoid irreparable damage or to preserve the status quo. 7.2.a Packet Pg. 570 ADDENDUM #1 City of Diamond Bar – DRAFT 111 June 12, 2023 13.9.4 CONTINUING OBLIGATION Each Party shall continue to perform its obligations under this Agreement pending final resolution of any dispute arising out of or relating to this Agreement. 13.9.5 FAILURE OF MEDIATION If after good faith efforts to mediate a dispute under the terms of this Agreement the parties cannot agree to a resolution of the dispute, any party may pursue whatever legal. remedies may be available to it at law or in equity before a court of competent jurisdiction and with venue in Los Angeles County. 13.10 ASSURANCE OF PERFORMANCE City may, at its option and in addition to all other remedies it may have, demand from Contractor reasonable assurances of timely and proper performance of this Agreement, in such form and substance as City may require. If Contractor fails or refuses to provide satisfactory assurances of timely and proper performance in the form and by the date required by City, such failure or refusal shall be an event of default. ARTICLE 14: OTHER AGREEMENTS OF THE PARTIES 14.1 RELATIONSHIP OF PARTIES The parties intend that Contractor shall perform the services required by this Agreement as an independent Contractor engaged by City and not as an officer or employee of City nor as a partner of or joint venture with City. No employee or agent or Contractor shall be or shall be deemed to be an employee or agent of City. Except as expressly provided herein, Contractor shall have the exclusive control over the manner and means of conducting the Solid Waste Services performed under this Agreement, and all Persons performing such services. Contractor shall be solely responsible for the acts and omissions of its officers, employees, Companies, Subcontractors and agents. Neither Contractor nor its officers, employees, Companies, Subcontractors and agents shall obtain any rights to retirement benefits, workers' compensation benefits, or any other benefits which accrue to City employees by virtue of their employment with City. 14.2 COMPLIANCE WITH LAW In providing the services required under this Agreement, Contractor shall at all times, at its sole cost, comply with all Applicable Laws. 7.2.a Packet Pg. 571 ADDENDUM #1 City of Diamond Bar – DRAFT 112 June 12, 2023 14.3 GOVERNING LAW This Agreement shall be governed by, and construed and enforced in accordance with, the laws of the State of California. 14.4 JURISDICTION Except for those matters where Federal Courts have exclusive jurisdiction, any lawsuits between the Parties arising out of this Agreement shall be brought and concluded in the courts of the State of California, which shall have exclusive jurisdiction over such lawsuits. With respect to venue, the Parties agree that this Agreement is made in and will be performed in Los Angeles County. 14.5 ASSIGNMENT Except as may be provided for in Article 12, neither party shall assign its rights, nor delegate, subcontract or otherwise transfer its obligations under this Agreement to any other Person without the prior written consent of the other party. Any such assignment made without the consent of the other party shall be void and the attempted assignment shall constitute a material breach of this Agreement. For purposes of this section the term "assignment" shall be given the broadest possible interpretation, and shall include, but not be limited to (i) a sale, exchange or other transfer of substantially all of Contractor' s assets dedicated to service under this Agreement to a third party; (ii) a sale, exchange or other transfer of outstanding common stock of Contractor to a third party provided said sale, exchange or transfer may result in a change of control of Contractor; (iii) any dissolution, reorganization, consolidation, merger, re-capitalization, stock issuance or re -issuance, voting trust, pooling agreement, escrow arrangement, liquidation or other transaction which results in a change of ownership or control of Contractor; (iv) any assignment by operation of law, including those resulting from mergers or acquisitions by or of Contractor of any of its Affiliates, insolvency or bankruptcy, making assignment for the benefit of creditors, writ of attachment for an execution being levied against this Agreement, appointment of a receiver taking possession of Contractor' s property, or transfer occurring in the event of a probate proceeding; and (v) any combination of the foregoing (whether or not in related or contemporaneous transactions) which has the effect of any such transfer or change of ownership, or change of control of Contractor. Contractor acknowledges that this Agreement involved rendering a vital service to City's residents and businesses, and that City has selected Contractor to perform the services specified herein based on (1) Contractor' s experience, skill and reputation for conducting its Solid Waste Services in a safe, effective and responsible fashion, at all times in keeping with applicable Environmental Laws, regulations and best Solid Waste management practices, and (2) Contractor' s financial resources to maintain the required equipment and to support its indemnity obligations to City under this Agreement. City has relied on each of these factors, among others, in choosing Contractor to perform the services to be rendered by Contractor under this Agreement. 7.2.a Packet Pg. 572 ADDENDUM #1 City of Diamond Bar – DRAFT 113 June 12, 2023 If Contractor requests City's consideration of and consent to an assignment, City may deny or approve such request in its complete discretion. No request by Contractor for consent to an assignment need be considered by City unless and until Contractor has met the following requirements: A. Contractor shall pay to City in advance of consideration of any assignment a flat fee of 250,000 for expenses for City staff costs, consultant and attorney's fees and investigation costs necessary to investigate the suitability of any proposed assignee, and to review and finalize any documentation required as a condition for approving any such assignment; B. Contractor shall pay the City a transfer fee equal to 1% of the gross revenues times the number of years (pro-rated for partial years) remaining under this Agreement (based on actual rate revenues for the prior 12-months), plus the City’s costs of processing and evaluating the assignment request; C. Contractor shall furnish City with audited financial statements of the proposed assignee's operations for the immediately preceding three (3) operating years; D. A proforma financial statement (income statement and balance sheet) for the proposed assignee with the projected results of operations assuming that the assignment is completed. Such proforma financial statement shall reflect any debt to be incurred by the assignee as part of the acquisition of Contractor’s operations; and, E. Contractor shall furnish City with satisfactory proof: (i) that the proposed assignee has at least ten (10) years of Solid Waste management experience on a scale equal to or exceeding the sale of operations conducted by Contractor under this Agreement; (ii) that in the last five 5) years, the proposed assignee has not suffered any significant citations or other censure from any federal, state or local agency having jurisdiction over its Solid Waste management operations due to any significant failure to comply with state, federal or local Environmental Laws and that the assignee has provided City with a complete list of such citations and censures; (iii) that the proposed assignee has at all times conducted its operations in an environmentally safe and conscientious fashion; (iv) that the proposed assignee conducts its Solid Waste management practices in accordance with sound Solid Waste management practices in full compliance with all federal, state and local laws regulating the Collection and Disposal of Solid Waste including Hazardous Material; and, (v) of any other information required by City to ensure the proposed assignee can fulfill the Terms of this Agreement in a timely, safe and effective manner. Under no circumstances shall City be obliged to consider any proposed assignment by City if Contractor is in default at any time during the period of consideration. 14.6 AFFILIATED COMPANIES Contractor's accounting records shall be maintained on a basis showing the results of Contractor's operations under this Agreement separately from operations in other locations, as if Contractor were an independent entity providing service only to City. The costs and revenues associated with 7.2.a Packet Pg. 573 ADDENDUM #1 City of Diamond Bar – DRAFT 114 June 12, 2023 providing service to City shall not be combined, consolidated or in any other way incorporated with those of other operations conducted by Contractor in other locations, or with those of an Affiliate. If Contractor enters into any financial transactions with a Related Party Entity for the provision of labor, equipment, supplies, services, capital, etc., related to the furnishing of service under this Agreement, that relationship shall be disclosed to City, and in the financial reports submitted to City. In such event, City's rights to inspect records, and obtain financial data shall extend to such Related Party Entity or entities. 14.7 CONTRACTING OR SUBCONTRACTING Contractor shall not engage any contractors or subcontractors for the Collection of Solid Waste. 14.8 BINDING ON ASSIGNS The provisions of this Agreement shall inure to the benefit to and be binding on the permitted assigns (if any) of the Parties. 14.9 TRANSITION TO NEXT CONTRACTOR Prior to, and at, the end of the Term or in the event this Agreement is terminated for cause prior to the end of the Term, Contractor shall cooperate fully with City and any subsequent Solid Waste enterprise it designates to assure a smooth transition of Solid Waste Services. Contractor's cooperation shall include, but not be limited to, providing route lists, Billing information and other operating records needed to service all Premises covered by this Agreement. In recognition of the difficulty inherent in Customer’s difficulty or inability to store two sets of Containers, Contractor shall remove its Containers in coordination with the distribution of Containers by the incoming service provider. Contractor shall cooperate with the City and incoming service provider in agreeing to the timing of Container removal; if parties cannot agree on a phase-out schedule and Contractor does not remove Containers in a timely manner that requires Customers to store two Containers, City, incoming service provider, or another entity may remove Contractor’s Containers and seek cost reimbursement from Contractor through its performance bond, letter of credit or other means. The failure to cooperate with City following termination shall be conclusively presumed to be grounds for specific performance of this covenant and/or other equitable relief necessary to enforce this covenant. Contractor shall, to the maximum extent feasible, provide a new service provider with all keys, security codes and remote controls used to access garages and Bin enclosures. Contractor shall be responsible for coordinating transfer immediately after Contractor’s final pickups, so as not to disrupt service. Contractor shall provide City with detailed route sheets containing service names and addresses, billing names and addresses, monthly rate, and service levels (quantity, material type, and size of Containers and pickup days) at least 90 days prior to the transition date, and provide an updated list two weeks before the transition and a final list of changes the day before the transition. Contractor shall provide means of access to the new service provider at least one full calendar day excluding Saturday, Sunday, and Designated Holidays) prior to the first day of Collection by another 7.2.a Packet Pg. 574 ADDENDUM #1 City of Diamond Bar – DRAFT 115 June 12, 2023 party, and always within sufficient time so as not to impede in any way the new service provider from easily servicing all Containers. 14.10 PARTIES IN INTERSET Nothing in this Agreement, whether express or implied, is intended to confer any rights on any Persons other than the parties to it and their representatives, successors and permitted assigns. 14.11 WAIVER The waiver by either party of any breach or violation of any provisions of this Agreement shall not be deemed to be a waiver of any breach or violation of any other provision nor of any subsequent breach of violation of the same or any other provision. The subsequent acceptance by either party of any moneys which become due hereunder shall not be deemed to be a waiver of any pre-existing or concurrent breach or violation by the other party of any provision of this Agreement. 14.12 CONTRACTOR’S INVESTIGATION Contractor has made an independent investigation ( satisfactory to Contractor) of the conditions and circumstances surrounding the Agreement and the work to be performed by it. 14.13 NOTICE All notices, demands, requests, proposals, approvals, consents, and other communications which this Agreement requires, authorizes, or contemplates shall be in writing and shall either be personally delivered to a representative of the parties at the address below or be deposited in the United States mail, first class postage prepaid, addressed as follows: If to the City: City Manager City of Diamond Bar 21810 Copley Drive Diamond Bar, CA 92765 If to the Contractor: NAME] TITLE] CONTRACTOR NAME] ADDRESS] CITY, ST, ZIP] 7.2.a Packet Pg. 575 ADDENDUM #1 City of Diamond Bar – DRAFT 116 June 12, 2023 The address to which communications may be delivered may be changed from time to time by a written notice given in accordance with this section. Notice shall be deemed given on the day it is personally delivered or, if mailed, three days from the date it is deposited in the mail. This notice shall also be sent by e- mail to the City Manager. 14.14 REPRESENTATIVE OF THE PARTIES All actions to be taken by City shall be taken by the City Council except as expressly provided herein. The City Council may delegate authority to the City Manager, and/ or to other City employees and may permit such employees, in turn, to delegate some or all of such authority to subordinate employees. Contractor may rely upon actions taken by such delegates if they are within the scope of the authority so delegated to them. Contractor shall, by the effective date, designate in writing a responsible officer who shall serve as the representative of Contractor in all matters related to the Agreement and shall inform City in writing of such designation end of any limitations upon his or her authority to bind Contractor. City may rely upon action taken by such designated representative as actions of Contractor unless they are outside the scope of the authority expressly delegated to him/ her by Contractor as communicated to City. 14.15 CITY FREE TO NEGOTIATE WITH THIRD PARTIES City may investigate all options for the Collection, Transporting, Recycling, Processing and Disposal of Solid Waste for periods during which this Agreement has expired or been terminated. Without limiting the generality of the foregoing, City may solicit proposals from Contractor and from third parties for the provision of Solid Waste Services which are the subject of this Agreement, including without limitation Collection and Processing of Recyclable and Organic Materials, Disposal, and any combination thereof, and may negotiate and execute agreements for such services which will take effect upon the expiration or earlier termination of this Agreement pursuant to Section 13.2 or otherwise. 14.16 COMPLIANCE WITH MUNICIPAL CODE Contractor shall comply with those provisions of the City of Diamond Bar Municipal Code which are applicable, and with any and all amendments to such applicable provisions during the term of this Agreement. 14.17 PRIVACY Contractor shall strictly observe and protect the rights of privacy of Customers. Information identifying individual Customers or the composition or contents of a Customer' s waste stream shall not be revealed to any Person, governmental unit, private agency, or company, unless upon the 7.2.a Packet Pg. 576 ADDENDUM #1 City of Diamond Bar – DRAFT 117 June 12, 2023 authority of a court of law, by statute, or upon valid authorization of the Customer. This provision shall not be construed to preclude Contractor from preparing, participating in, or assisting in the preparation of waste characterization studies or waste stream analyses which may be required by AB 939. This provision shall not apply to reports or records provided to City pursuant to this Agreement. 14.18 PROPRIETARY INFORMATION, PUBLIC RECORDS The City acknowledges that a number of the records and reports of Contractor are proprietary and confidential. Contractor is obligated to permit City inspection of its records on demand and to provide copies to City where requested. City will endeavor to maintain the confidentiality of all proprietary information provided by Contractor. Notwithstanding the foregoing, any documents provided by Contractor to City that are public records may be disclosed pursuant to the California Public Records Act. ARTICLE 15: MISCELLANEOUS AGREEMENTS 15.1 ENTIRE AGREEMENT This Agreement contains the entire integrated agreement and understanding concerning the subject matter herein and supersedes and replaces any prior negotiations, promises, proposals (including Contractor's Proposal), and agreements between the Parties, whether written or oral. The. Parties acknowledge this document has been executed with the consent and upon the advice of counsel. Each of the Parties acknowledges that no Party or agent or attorney of any other party has made any promise, representation, or warranty, express or implied, not contained in this Agreement, to induce the other Party to execute this instrument. 15.2 SECTION HEADINGS The article headings and section headings in this Agreement are for convenience of reference only and are not intended to be used in the construction of this Agreement nor to alter or affect any of its provisions. 15.3 REFERENCES TO LAWS AND OTHER AGREEMENTS All references in this Agreement to laws shall be understood to include such laws as they may be subsequently amended or recodified, unless otherwise specifically provided. 7.2.a Packet Pg. 577 ADDENDUM #1 City of Diamond Bar – DRAFT 118 June 12, 2023 15.4 INTERPRETATION This Agreement, including the Exhibits attached hereto, shall be interpreted and construed reasonably and neither for nor against either Party, regardless of the degree to which either Party participated in its drafting. 15.5 AGREEMENT This Agreement may not be modified or amended in any respect except by a writing sighed by the Parties. 15.6 SEVERABILITY Invalidation of any of the provisions contained in this Agreement, or of the application thereof to any person, by judgment or court order, shall in no way affect any of the other provisions hereof or the application thereof to any other person or circumstance, and that same shall remain in full force and effect, unless enforcement of this Agreement, as so invalidated, would be unreasonable or inequitable under all the circumstances or would frustrate the purposes of this Agreement and/ or the rights and obligations of the parties hereto. 15.7 EXHIBITS Each of Exhibits identified as Exhibit "1” through "8” is attached hereto and incorporated herein and made a part hereof by this reference. 15.8 ATTORNYS’ FEES If either Party to this Agreement is required to initiate or defend or made a party to any action or proceeding between the Parties in any way connected with this Agreement, the prevailing Party in such action or proceeding, in addition to any other relief which may be granted, whether legal or equitable, shall be entitled to recover its reasonable attorney' s fees and costs from the opposing Party. Attorneys' fees shall include attorney' s fees on any appeal. A Party entitled to attorney' s fees shall be entitled to all other reasonable costs for investigating such action, taking depositions and discovery, expert fees, and all other necessary costs the court allows which are incurred in such litigation. All such fees shall be deemed to have accrued on commencement of such action. IN WITNESS WHEREOF, City and Contractor have executed this Agreement as of the day and year first above written. CITY OF DIAMOND BAR City” 7.2.a Packet Pg. 578 ADDENDUM #1 City of Diamond Bar – DRAFT 119 June 12, 2023 DATED: DATED: CITY OF DIAMOND BAR CONTRACTOR By: By: CityManager TITLE Approved as to form: By: City Attorney NAME OF COMPANY ATTEST: ADDRESS TELEPHONE City Clerk 7.2.a Packet Pg. 579 ADDENDUM #1 City of Diamond Bar – DRAFT 120 June 12, 2023 EXHIBIT 1: INITIAL MAXIMUM SERVICE RATES EXHIBIT 2: EXAMPLE OF RATE ADJUSTMENT PROCEDURE EXHIBIT 2A – RATE ADJUSTMENT PROCEDURE – SFD CARTS EXHIBIT 2B – RATE ADJUSTMENT PROCEDURE – BINS EXHIBIT 2C – RATE ADJUSTMENT PROCEDURE – ROLL-OFF BOXES EXHIBIT 2D – RATE ADJUSTMENT PROCEDURE – OTHER EXHIBIT 2E – EXAMPLE OF INDEX CALCULATION EXHIBIT 3: LIST OF DESIGNATED FACILITIES EXHIBIT 4: LIST OF DIVERSION PRORAM MATERIALS EXHIBIT 5: AB 341, AB 1826, AND SB 1383 COMPLIANCE PLAN EXHIBIT 6: CORPORATE GUARANTY EXHIBIT 7: FAITHFUL PERFORMANCE BOND EXHIBIT 8: CONTRACTOR’S PROPOSAL 7.2.a Packet Pg. 580 Exhibit 2A Rate Adjustment Procedure - SFD Carts Page 1 of 2 AB CD E F Row Cost Category Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D)Index Source 1 Labor 26.250 27.040 3.0095% 25.000%0.75% Note 10 2 Fuel 230.298 299.751 30.1577% 5.000%1.51% 3 Equipment 153.450 156.743 2.1460% 20.000%0.43% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 27.000%1.56% 5 Total Collection Component 77.000% 4.247% GH I J K L Row Facilities 4 Prior Period Tonnage 5 Prior Period Gate Fees 6 Prior Period Material Handling Cost COL G * COL H) 12 Month Period Ending December Tonnage 7 Gate Fees Effective December 8 Estimated Material Handling Cost COL J * COL K) 6 Refuse [FACILTY NAME] 14,643.4 $75.00 1,098,255 14,643.4 $78.75 1,153,168 7 Recycling [FACILITY NAME] 3,640.1 $90.00 327,609 3,640.1 $94.50 343,989 8 Organics [FACILITY NAME] 7,040.9 $90.00 633,681 7,040.9 $94.50 665,365 9 Unused - - - 10 Totals 25,324 $2,059,545 25,324 $2,162,522 11 Prior Period Index Value (G11 / I11) >> $81.3265 New Index Value (J11 / L11) >> $85.3928 MN OP Q Row Cost Category Previous Index Value COL I, ROW 11) New Index Value COL K, ROW 11) Percent Change in Index COL N - COL M) / COL M Component Weighting 3 Weighted Percentage Change 12 Material Handling Component 81.3265 85.3928 5.0000% 23.00%1.15% RS TU V Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL R + COL S) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL T - COL U) 13 Collection Component 4.2470% 14 Material Handling Component 1.1500% 15 Total 5.3970% 0.0000% 5.3970% 0.3970% 5.0000% STEP Five: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation WX T Z AA Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components W * X) Cost Component Increased W + T) Cost Components Reweighted to Equal 100% for Future Adjustments 16 Labor 25.0000% 0.7524% 0.1881% 25.188% 24.9302% 17 Fuel 5.0000% 1.5079% 0.0754% 5.075% 5.0234% 18 Equipment 20.0000% 0.4292% 0.0858% 20.086% 19.8802% 19 Other (Except Material Handling) 27.0000% 1.5576% 0.4205% 27.421%27.1398% 20 Material Handling Component 23.0000% 1.1500% 0.2645% 23.265% 23.0263% 21 Total 100.00% 5.40% 1.03% 101.03% 100.00% STEP TWO: Calculate Material Handling Component Index STEP ONE: Calculate Collection Component Percentage Change STEP THREE: Calculate Percentage Change in Weighted Material Handling Index STEP FOUR: Calculate the Permitted Percentage Rate Change City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 581 Exhibit 2A Rate Adjustment Procedure - SFD Carts Page 2 of 2 1) 2) 3) 4) 5) 6) 7) 8) The "Gate Fees" values shall be the most current per ton rate charged at each facility. 9) 10) Note: For Contractor owned facilities, Gate fees will be negotiated based on an index for disposal and transportation Equipment: PCU33612-33612-PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted. Fuel: WPU05522101PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. References to Indices are as follows: For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Gate Fee" values shall be the values from previous year's rate application. All Other: CUURS49ASA0L1EAll items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value of the indices for the year ending December 2025. The Tonnage for each facility shall be the total tons delivered to the facility for the previous 12 month period ending December 31st. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the indices values from the previous year's rate adjustment application. Labor: Driver rates based on labor agreement. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Tonnage" values will be set based on Contractor's Proposal. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Gate Fee" values will be set based on Contractor's Proposal. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based on Contractor's For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Tonnage" values shall be the values from previous year's rate application. For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, "Component Weightings" shall be as calculated in COL AA, ROWS 16-20. The "New Index Value" shall be the annual average value of the indices ending December of the prior year. Post collection facilities planned for use under this agreement. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 582 Exhibit 2B Rate Adjustment Procedure - Bins Page 1 of 2 AB CDE F Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D)Index Source 1 Labor 26.250 27.040 3.0095% 25.000%0.75% Note 10 2 Fuel 230.298 299.751 30.1577% 5.000%1.51% 3 Equipment 153.450 156.743 2.1459% 20.000%0.43% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 33.000%1.90% 5 Total Collection Component 83.000% 4.593% GH I JK L Row Facilities 4 Prior Period Tonnage 5 Prior Period Gate Fees 6 Prior Period Material Handling Cost COL G * COL H) 12 Month Period Ending December Tonnage 7 Gate Fees Effective December 8 Estimated Material Handling Cost COL J * COL K) 6 Refuse [FACILTY NAME] 7,662.1 $75.00 574,658 6,895.9 $78.75 543,051 7 Recycling [FACILITY NAME] 3,708.4 $90.00 333,756 3,708.4 $94.50 350,444 8 Organics [FACILITY NAME] $90.00 - 766.2 $94.50 72,407 9 Unused - - - 10 Totals 11,371 $908,414 11,371 $965,902 11 Prior Period Index Value (G11 / I11) >> $79.8921 ew Index Value (J11 / L11) >>$84.9481 MN OPQ Row Index Previous Index Value COL I, ROW 11) New Index Value COL K, ROW 11) Percent Change in Index COL N - COL M) / COL M Component Weighting 3 Weighted Percentage Change 12 Material Handling Component 79.8921 84.9481 6.3284% 17.00%1.08% RS TUV Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL R + COL S) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL T - COL U) 13 Collection Component 4.5931% 14 Material Handling Component 1.0758% 15 Total 5.6690% 0.0000% 5.6690% 0.6690% 5.0000% STEP Five: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation WX TZAA Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components W * X) Cost Component Increased W + T) Cost Components Reweighted to Equal 100% for Future Adjustments 16 Labor 25.0000% 0.7524% 0.1881% 25.188% 24.8992% 17 Fuel 5.0000% 1.5079% 0.0754% 5.075% 5.0172% 18 Equipment 20.0000% 0.4292% 0.0858% 20.086% 19.8554% 19 Other (Except Material Handling) 33.0000% 1.9037% 0.6282% 33.628%33.2425% 20 Material Handling Component 17.0000% 1.0758% 0.1829% 17.183% 16.9858% 21 Total 100.00% 5.67% 1.16% 101.16% 100.00% STEP ONE: Calculate Collection Component Percentage Change STEP TWO: Calculate Material Handling Component Index STEP THREE: Calculate Percentage Change in Weighted Material Handling Index STEP FOUR: Calculate the Permitted Percentage Rate Change City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 583 Exhibit 2B Rate Adjustment Procedure - Bins Page 2 of 2 1) 2) 3) 4) 5) 6) 7) 8) The "Gate Fees" values shall be the most current per ton rate charged at each facility. 9) 10) For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the indices values from the previous year's rate adjustment application. Note: For Contractor owned facilities, Gate fees will be negotiated based on an index for disposal and transportatio For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value of the indices for the year ending December 2025. Labor: Driver rates based on labor agreement. The "New Index Value" shall be the annual average value of the indices ending December of the prior year. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based on Contractor's For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, "Component Weightings" shall be as calculated in COL AA, ROWS 16-20. Post collection facilities planned for use under this agreement. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Tonnage" values will be set based on Contractor's Proposal. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Tonnage" values shall be the values from previous year's rate application. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Gate Fee" values will be set based on Contractor's Proposal. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Gate Fee" values shall be the values from previous year's rate application. The Tonnage for each facility shall be the total tons delivered to the facility for the previous 12 month period ending December 31st. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. References to Indices are as follows: Fuel: WPU05522101PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. Equipment: PCU33612-33612-PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted. All Other: CUURS49ASA0L1EAll items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 584 Exhibit 2A Rate Adjustment Procedure - Roll-Offs Page 1 of 1 AB C D EF Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D) Index Source 1 Labor 26.250 27.040 3.0095% 30.000%0.90% Note 5 2 Fuel 230.298 299.751 30.1577% 6.000%1.81% 3 Equipment 153.450 156.743 2.1459% 25.000%0.54% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 39.000%2.25% 5 Total Collection Component 100.000% 5.499% GH I J K Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL G + COL H) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL I - COL H) 6CollectionComponent 5.4986% 0.0000% 5.4986% 0.4986% 5.0000% LMN O P Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components L * M) Cost Component Increased L + N) Cost Components Reweighted to Equal 100% for Future Adjustments 7 Labor 30.0000% 0.9029% 0.2709% 30.271% 29.8556% 8 Fuel 6.0000% 1.8095% 0.1086% 6.109% 6.0248% 9 Equipment 25.0000% 0.5365% 0.1341% 25.134% 24.7893% 10 Other (Except Material Handling) 39.0000% 2.2498% 0.8774% 39.877%39.3304% 11 Total 100.00% 5.50% 1.39% 101.39% 100.00% 1) 2) 3) 4) 5)References to Indices are as follows: The "New Index Value" shall be the annual average value of the indices ending December of the prior year. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based on Contractor's For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, "Component Weightings" shall be as calculated in COL P, ROWS 7-10. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. STEP ONE: Calculate Collection Component Percentage Change STEP TWO: Calculate the Permitted Percentage Rate Change For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value of the indices for the year ending December 2025. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the indices values from the previous year's rate adjustment application. STEP Three: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation Equipment: PCU33612-33612-PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted. All Other: CUURS49ASA0L1EAll items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. Labor: Driver rates based on labor agreement. Fuel: WPU05522101PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 585 Exhibit 2D Rate Adjustment Procedure - COther Rates Page 1 of 1 AB C D E F G Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL C + COL D) Maximum 5% any Rate Year Next Period Caryover) Total Permitted Percentage Rate Adjustment COL E - COL F) 1 CPI 288.798 305.458 5.7687%0.0000% 5.7687% 0.7687% 5.0000% 1) 2) 3) 4) STEP ONE: Calculate Percentage Change in Index For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value CPI CUURS49ASAL1E for the year ending December 2025. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the index value from the previous year's rate adjustment application. The "New Index Value" shall be the annual average value of the CPI CUURS49ASAL1E ending December of the prior year. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. Index shall be the CPI CUURS49ASA0L1E All items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 586 EXHIBIT 2E Example Calculaon for Average Annual Change in Published Indices Fuel Index The fuel rate adjustment index is calculated using the “average annual change” as demonstrated in the example below, measured for the 12 months ending December prior to the Rate Year anniversary date compared to the 12 months ending December in the previous year. The Bureau of Labor Stascs publishes the Producer Price Index for Fuels and Related Products and Power – Natural Gas. In the example below, the average annual index for the 12 months ended December 2022 of 299.7508 is entered in Column B, Row 2, “New Index Value,” of the example rate adjustment formula in Exhibit 2A, and the average annual index for the 12 months ended December 2021 of 230.2982 is entered in Column A, Row 2, “Previous Index Value” in Exhibit 2A. This would have resulted in a 30.1577% increase to the fuel component of rates as calculated in Column C, Row 2 of Exhibit 2A. PPI Commodity Data Series Id: WPU05522101 Not Seasonally Adjusted Series Title: PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted Group: Fuels and related products and power Item: Commercial natural gas, Pacific Base Date: 199012 Source: hps://data.bls.gov/meseries/WPU05522101 Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Annual 2013 184.3000 185.4000 183.2000 187.5000 190.8000 189.7000 186.2000 184.3000 181.9000 183.6000 190.3000 189.3000 186.3750 2014 195.0000 202.2000 216.3000 209.1000 206.2000 201.6000 203.1000 197.1000 195.3000 191.4000 193.6000 198.3000 200.7667 2015 196.6000 189.8000 183.1000 175.0000 169.3000 173.6000 173.5000 174.9000 171.0000 170.4000 171.1000 171.1000 176.6167 2016 173.1000 171.4000 164.2000 163.2000 161.4000 161.7000 170.3000 176.5000 176.5000 178.5000 183.4000 184.5000 172.0583 2017 192.1000 190.7000 188.5000 188.8000 188.1000 190.2000 187.4000 187.3000 185.8000 184.8000 190.9000 194.0000 189.0500 2018 193.1000 201.0000 195.8000 190.5000 184.6000 183.7000 185.1000 188.9000 186.1000 185.1000 191.3000 203.0000 190.6833 2019 203.5000 199.7000 198.5000 193.8000 187.0000 186.6000 185.4000 188.5000 184.4000 185.6000 190.9000 193.4000 191.4417 2020 195.1000 191.2000 187.3000 180.7000 178.8000 180.7000 178.5000 181.4000 185.6000 184.8000 200.8000 202.2000 187.2583 2021 206.2000 208.3000 212.7000 213.9000 215.9000 222.1000 223.6250 232.5240 238.5540 254.8440 267.3180 267.6130 230.2982 2022 269.8120 267.5040 265.5180 273.0230 291.6530 317.0510 306.7300 321.1900 330.3090 317.9990 312.2300 323.9900 299.7508 2023 363.911(P) 318.226(P) 284.739(P) 260.845(P) Percent Change in Index (299.7508 - 230.2982) / 230.2982 30.1577% 7.2.a Packet Pg. 587 EXHIBIT 2E Example Calculaon for Average Annual Change in Published Indices Equipment Index The PPI rate adjustment index is calculated using the “average annual change” as demonstrated in the example below, measured for the 12 months ending December prior to the Rate Year anniversary date compared to the 12 months ending December in the previous year. In the example below, the average annual index for the 12 months ended December 2022 of 156.743 is entered in Column B, Row 3, “New Index Value,” of the example rate adjustment formula in Exhibit 2A, and the average annual index for the 12 months ended December 2021 of 153.45 is entered in Column A, Row 3, “Previous Index Value” in Exhibit 2A. This would have resulted in a 2.146% increase to the Other cost category of the rates as calculated in Column C, Row 3 of Exhibit 2A. PPI Industry Data Series Id: PCU33612-33612- Series Title: PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted Industry: Heavy duty truck manufacturing Product: Heavy duty truck manufacturing Base Date: 200312 Source: hps://data.bls.gov/ Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Annual 2013 136.100 135.800 135.600 135.200 136.000 136.800 137.000 136.800 136.800 138.000 138.500 138.300 136.742 2014 138.800 139.200 139.300 139.100 139.100 139.100 139.100 139.400 139.400 139.600 139.700 139.600 139.283 2015 140.700 140.900 141.900 141.900 141.700 141.700 142.300 142.400 142.400 142.500 142.700 142.900 142.000 2016 144.300 144.300 144.200 144.600 144.800 144.600 144.600 144.800 145.200 145.000 145.200 145.400 144.750 2017 147.800 147.600 147.400 148.200 148.200 147.300 147.600 147.700 147.400 147.000 147.400 147.500 147.592 2018 147.600 148.500 148.700 148.500 148.800 148.800 149.200 150.300 150.300 150.300 150.300 150.300 149.300 2019 150.500 150.500 150.500 150.500 150.500 150.500 151.100 151.100 151.100 151.100 151.100 151.100 150.800 2020 151.800 151.800 151.800 151.800 151.800 151.800 152.600 152.600 152.600 152.700 152.700 152.900 152.242 2021 152.900 152.900 153.000 153.100 153.200 153.400 153.450 153.786 153.786 153.838 154.022 154.022 153.450 2022 154.646 154.701 154.701 154.701 156.845 157.527 157.546 157.683 157.743 158.147 158.232 158.446 156.743 2023 158.594 (P) 159.49(P) 159.491(P) 159.796(P) Percent Change in Index (156.743 - 153.450) / 153.450 2.146% 7.2.a Packet Pg. 588 EXHIBIT 2E Example Calculaon for Average Annual Change in Published Indices CPI Index The CPI rate adjustment index is calculated using the “average annual change” as demonstrated in the example below, measured for the 12 months ending December prior to the Rate Year anniversary date compared to the 12 months ending December in the previous year. In the example below, the average annual index for the 12 months ended December 2022 of 305.458 is entered in Column B, Row 4, “New Index Value,” of the example rate adjustment formula in Exhibit 2A, and the average annual index for the 12 months ended December 2021 of 288.798 is entered in Column A, Row 4, “Previous Index Value” in Exhibit 2A. This would have resulted in a 5.7987% increase to the Other cost category of the rates as calculated in Column C, Row 4 of Exhibit 2A. CPI for All Urban Consumers (CPI-U) Series Id: CUURS49ASA0L1E Not Seasonally Adjusted Series Title: All items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted Area: Los Angeles-Long Beach-Anaheim, CA Item: All items less food and energy Base Period: 1982-84=100 Source: hps://data.bls.gov/meseries/CUURS49ASA0L1E Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Annual 2013 236.321 236.585 237.113 236.908 237.043 236.819 236.625 237.591 237.654 238.825 238.064 237.852 237.283 2014 239.084 239.908 240.322 240.507 240.366 240.460 240.981 241.574 242.016 242.360 241.842 241.491 240.909 2015 242.003 242.806 243.957 244.138 244.800 245.236 245.394 245.896 246.488 247.539 248.120 248.140 245.376 2016 249.652 251.059 251.438 251.672 253.179 253.074 253.042 253.775 253.898 254.388 253.711 253.882 252.731 2017 256.209 257.518 257.903 258.472 258.872 258.924 260.020 260.698 261.277 262.829 262.656 262.960 259.862 2018 264.641 266.332 267.434 267.945 268.532 268.094 268.484 268.939 271.259 271.982 271.552 270.898 268.841 2019 273.579 273.716 274.954 276.185 276.421 277.384 277.590 278.131 278.935 279.732 279.781 278.812 277.102 2020 281.022 282.124 280.815 280.885 281.340 282.329 283.839 283.752 282.712 283.055 283.873 282.907 282.388 2021 282.846 282.860 283.389 286.255 287.323 288.958 290.279 290.327 291.056 292.702 294.154 295.428 288.798 2022 298.501 299.588 300.952 302.803 304.024 306.206 306.958 308.463 309.292 310.310 309.578 308.824 305.458 2023 312.000 313.159 313.828 316.523 Percent Change in Index (305.458 - 288.798) / 288.798 5.7687% 7.2.a Packet Pg. 589 EXHIBIT 6 CORPORATE GUARANTY Guaranty THIS GUARANTY (the “Guaranty) is given as of the ___ day of ___________, 2022. THIS GUARANTY is made with reference to the following facts and circumstances: A. ______________________, hereinaer (“Owner”) is a _______________________ organized under the laws of the State of ___________, which is wholly owned by _______________________. Guarantor). B. Owner and the City have negoated an Agreement for Collecon, processing, and Disposal of Solid Waste dated as of __________ ____, (hereinaer “Agreement ”). A copy of this Agreement is aached hereto. C. It is a requirement of the Agreement, and a condion to the City entering into the Agreement, that Guarantor guaranty Owner’s performance of the Agreement. D. Guarantor is providing this Guaranty to induce the City to enter into the Agreement. NOW, THEREFORE, in consideraon of the foregoing, Guarantor agrees as follows: 1. Guaranty of the Agreement. Guarantor hereby irrevocably and uncondionally guarantees to the City the complete and mely performance, sasfacon and observaon by Owner of each and every term and condion of the Agreement which Owner is required to perform, sasfy or observe. In the event that Owner fails to perform, sasfy or observe any of the terms and condions of the Agreement, Guarantor will promptly and fully perform, sasfy or observe them in the place of the Owner or cause them to be performed, sasfied or observed. Guarantor hereby guarantees payment to the City of any damages, costs or expenses which might become recoverable by the City from Owner due to its breach of the Agreement. 2. Guarantor’s Obligaons Are Absolute. The obligaons of the Guarantor hereunder are direct, immediate, absolute, connuing, uncondional and unlimited, and with respect to any payment obligaon of Owner under the Agreement, shall constute a guarantee of payment and not of collecon, and are not condional upon the genuineness, validity, regularity or enforceability of the Agreement. In any acon brought against the Guarantor to enforce, or for damages for breach of, its obligaons hereunder, the Guarantor shall be entled to all defenses, if any, that would be available to the Owner in 7.2.a Packet Pg. 590 EXHIBIT 6 CORPORATE GUARANTY an acon to enforce, or for damages for breach of, the Agreement (other than discharge of, or stay of proceedings to enforce, obligaons under the Agreement under bankruptcy law). 3. Waivers. Except as provided herein the Guarantor shall have no right to terminate this Guaranty or to be released, relieved, exonerated or discharged from its obligaons under it for any reason whatsoever, including, without limitaon: (1) the insolvency, bankruptcy, reorganizaon or cessaon of existence of the Owner; (2) the actual or purported rejecon by a trustee in bankruptcy of the Agreement, or any limitaon on any claim in bankruptcy resulng from the actual or purported terminaon of the Agreement; (3) any waiver with respect to any of the obligaons of the Agreement guaranteed hereunder or the impairment or suspension of any of the City’s rights or remedies against the Owner; or (4) any merger or consolidaon of the Owner with any other corporaon, or any sale, lease or transfer of any or all the assets of the Owner. Without liming the generality of the foregoing, Guarantor hereby waives the rights and benefits under California Civil Code Secon 2819. The Guarantor hereby waives any and all benefits and defenses under California Civil Code Secon 2846, 2849, and 2850, including without limitaon, the right to require the City to (a) proceed against Owner, b) proceed against or exhaust any security or collateral the City may hold now or hereaer hold, or (c) pursue any other right or remedy for Guarantor’s benefit, and agrees that the City may proceed against Guarantor for the obligaons guaranteed herein without taking any acon against Owner or any other guarantor or pledgor and without proceeding against or exhausng any security or collateral the City may hold now or hereaer hold. City may unqualifiedly exercise in its sole discreon any or all rights and remedies available to it against Owner or any other guarantor or pledgor without impairing the City’s rights and remedies in enforcing this Guaranty. The Guarantor hereby waives and agrees to waive at any future me at the request of the City to the extent now or then permied by Applicable Law, any and all rights which the Guarantor may have or which at any me hereaer may be conferred upon it, by statute, regulaon or otherwise, to avoid any of its obligaons under, or to terminate, cancel, quit or surrender this Guaranty. Without liming the generality of the foregoing, it is agreed that the occurrence of any one or more of the following shall not affect the liability of the Guarantor hereunder: (a) at any me or from me to me, without noce the Guarantor, performance or compliance herewith is waived; (b) any other of any provision of its Agreement indemnificaon with respect to Owner’s obligaons under the Agreement or any security 7.2.a Packet Pg. 591 EXHIBIT 6 CORPORATE GUARANTY therefore is released or exchanged in whole or in part or otherwise dealt with; or (c) any assignment of the Agreement is effected which does not require the City’s approval. The Guarantor hereby expressly waives diligence, presentment, demand for payment or performance, protest and all noces whatsoever, including, but not limited to, noces of non-payment or non- performance, noces of protest, noces of any breach or default, and noces of acceptance of this Guaranty. If all or any poron of the obligaons guaranteed hereunder are paid or performed, Guarantor’s obligaons hereunder shall connue and remain in full force and effect in the event that all or any part of such payment or performance is avoided or recovered directly or indirectly from the City as a preference, fraudulent transfer or otherwise, irrespecve of (a) any noce of revocaon given by Guarantor or Owner prior to such avoidance or recovery, and (b) payment in full of any obligaons then outstanding. 4. Term. This Guaranty is not limited to any period of me, but shall connue in full force and effect unl all of the terms and condions of the Agreement have been fully performed or otherwise discharged and Guarantor shall remain fully responsible under this Guaranty without regard to the acceptance by the City of any performance bond or other collateral to assure the performance of Owner’s obligaons under the Agreement. Guarantor shall not be released of its obligaons hereunder so long as there is any claim by the City against Owner arising out of the Agreement based on Owner’s failure to perform which has not been seled or discharged. 5. No Waivers. No delay on the part of the City in exercising any rights under this Guaranty or failure to exercise such rights shall operate as a waiver of such rights. No noce to or demand on Guarantor shall be a waiver of any obligaon of Guarantor or right of the City to take other or further acon without noce or demand. No modificaon or waiver of any of the provisions of this Guaranty shall be effecve unless it is in wring and signed by the City and by Guarantor, nor shall any waiver be effecve except in the specific instance or maer for which itis given. 6. Aorney’s Fees. In addion to the amounts guaranteed under this Guaranty, Guarantor agrees in the event of Guaranty’s breach of its obligaons to pay reasonable aorney’s fees and all other reasonable costs and expenses incurred by the City in enforcing this Guaranty, or in any acon or proceeding arising out of or relang to this Guaranty, including any acon instuted to determine the respecve rights and obligaons of the pares hereunder. 7.2.a Packet Pg. 592 EXHIBIT 6 CORPORATE GUARANTY 7. Governing Law: Jurisdicon. This Guaranty is and shall be deemed to be a contract entered into in and pursuant to the laws of the State of California and shall be governed and construed in accordance with the laws of California without regard to its conflicts oflaws, rules for all purposes including, but not limited to, maers of construcon, validity and performance. Guarantor agrees that any acon brought by the City to enforce this Guaranty may be brought in any court of the State of California and Guarantor consents to personal jurisdicon over it by such courts. Guarantor appoints the following person as its agents for service of process in California: With a copy by cerfied mail to: 8. Severability. If any poron of this Guaranty is held to be invalid or unenforceable, such invalidity will have not have an effect upon the remaining porons of this Guaranty, which shall be severable and connue in full force and effect. 9. Binding On Successors. This Guaranty shall inure to the benefit of the City and its successors and shall be binding upon Guarantor and its successors, including transferee(s) of substanally all of its assets and its shareholder(s) in the event of its dissoluon or insolvency. 10. Authority. Guarantor represents and warrants that it has the corporate power and authority to give this Guaranty, that its execuon of this Guaranty has been authorized by all necessary acon under its Arcle of Incorporaon and By-Laws, and that the person signing this Guaranty on its behalf has the authority to do so. 11. Noces. Noce shall be given in wring, deposited in the U.S. mail, registered or cerfied, first class postage prepaid, addressed as follows: To the City: City Manager 7.2.a Packet Pg. 593 EXHIBIT 6 CORPORATE GUARANTY City of Diamond Bar 21810 Copley Driver Diamond Bar, CA 91765 with a copy to the City Counsel at the same address. To the Guarantor: ___________ By: ______________________ tle) By: ______________________ tle) 7.2.a Packet Pg. 594 EXHIBIT 7 CONTRACTOR’S FAITHFUL PERFORMANCE BOND Guaranty KNOW ALL MEN BY THESE PRESENTS: That , a California , as PRINCIPAL, and , a Corporaon organized and doing business by virtue of the laws of the State of California, and duly licensed for the purpose of making, guaranteeing, or becoming sole surety upon bonds or undertakings required or authorized by the laws of the State of California, as SURETY, are held and firmly bound to City, hereinaer called OBLIGEE, in the penal sum of one-hundred twenty-five thousand dollars ($125,000) lawful money of the United States, for the payment of which, well and truly to be made, we and each of us hereby bind ourselves, and our and each of our heirs, executors, administrators, successors, and assigns, jointly and severally, firmly by these presents. NOW, THEREFORE, THE CONDITION OF THIS OBLIGATION IS SUCH THAT: WHEREAS, the above bounden PRINCIPAL has entered into a contract, entled "SOLID WASTE SERVICE FOR THE CITY OF DIAMOND BAR" with City, to do and perform the following work, to wit: Collect, Process and Dispose of Solid Waste generated within City, in accordance with the contract. NOW, THEREFORE, if the above bounden PRINCIPAL shall well and truly perform, or cause to be performed each and all of the requirements and obligaons of said contract to be performed by said PRINCIPAL, as in said contract set forth, then this BOND shall be null and void; otherwise it will remain in full force and effect. And the said Surety, for value received hereby spulates and agrees that no change, extension of me, alteraon or addion to the terms of the contract or to the work to be performed thereunder or the specificaons accompanying the same shall inany wise affect its obligaons on this BOND, and it does hereby waive noce of any such change, extension of me, alteraon or addion to the terms of the contract or to the work or to the specificaons. 7.2.a Packet Pg. 595 EXHIBIT 7 CONTRACTOR’S FAITHFUL PERFORMANCE BOND In the event suit is brought by OBLIGEE to enforce the provisions of this bond, said Surety will pay to OBLIGEE a reasonable aorney’s fee, plus costs of suit, in an amount to be fixed by the court. IN WITNESS WHEREOF, said PRINCIPAL and said SURETY have caused these presents to be duly signed and sealed this DAY OF 20 . a California Corporaon SURETY By: By: PRINCIPAL) (ATTORNEYINFACT) SEAL) (SEAL) 7.2.a Packet Pg. 596 Exhibit 2A Rate Adjustment Procedure - SFD Carts Page 1 of 9 AB CD E F Row Cost Category Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D)Index Source 1 Labor 26.250 27.040 3.0095% 25.000%0.75% Note 10 2 Fuel 230.298 299.751 30.1577% 5.000%1.51% 3 Equipment 153.450 156.743 2.1460% 20.000%0.43% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 27.000%1.56% 5 Total Collection Component 77.000% 4.247% GH I J K L Row Facilities 4 Prior Period Tonnage 5 Prior Period Gate Fees 6 Prior Period Material Handling Cost COL G * COL H) 12 Month Period Ending December Tonnage 7 Gate Fees Effective December 8 Estimated Material Handling Cost COL J * COL K) 6 Refuse [FACILTY NAME] 14,643.4 $75.00 1,098,255 14,643.4 $78.75 1,153,168 7 Recycling [FACILITY NAME] 3,640.1 $90.00 327,609 3,640.1 $94.50 343,989 8 Organics [FACILITY NAME] 7,040.9 $90.00 633,681 7,040.9 $94.50 665,365 9 Unused - - - 10 Totals 25,324 $2,059,545 25,324 $2,162,522 11 Prior Period Index Value (G11 / I11) >> $81.3265 New Index Value (J11 / L11) >> $85.3928 MN OP Q Row Cost Category Previous Index Value COL I, ROW 11) New Index Value COL K, ROW 11) Percent Change in Index COL N - COL M) / COL M Component Weighting 3 Weighted Percentage Change 12 Material Handling Component 81.3265 85.3928 5.0000% 23.00%1.15% RS TU V Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL R + COL S) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL T - COL U) 13 Collection Component 4.2470% 14 Material Handling Component 1.1500% 15 Total 5.3970% 0.0000% 5.3970% 0.3970% 5.0000% WX T Z AA Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components W * X) Cost Component Increased W + T) Cost Components Reweighted to Equal 100% for Future Adjustments 16 Labor 25.0000% 0.7524% 0.1881% 25.188% 24.9302% 17 Fuel 5.0000% 1.5079% 0.0754% 5.075% 5.0234% 18 Equipment 20.0000% 0.4292% 0.0858% 20.086% 19.8802% 19 Other (Except Material Handling) 27.0000% 1.5576% 0.4205% 27.421%27.1398% 20 Material Handling Component 23.0000% 1.1500% 0.2645% 23.265% 23.0263% 21 Total 100.00% 5.40% 1.03% 101.03% 100.00% STEP TWO: Calculate Material Handling Component Index STEP ONE: Calculate Collection Component Percentage Change STEP THREE: Calculate Percentage Change in Weighted Material Handling Index STEP FOUR: Calculate the Permitted Percentage Rate Change STEP FIVE: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 597 Exhibit 2A Rate Adjustment Procedure - SFD Carts Page 2 of 9 AB AC AD AE Row Rate Category Current Rate Permitted Percentage Change (from Row 15 Column V) Rate Increase or Decrease Column AB x Column AC) Adjusted Rate Column AB Column AD) 22 25.00$ 5.0000% 1.25 26.25$ 23 25.00$ 5.0000% 1.25 26.25$ 24 25.00$ 5.0000% 1.25 26.25$ STEP SIX: Calculate the Adjusted Rate City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 598 Exhibit 2A Rate Adjustment Procedure - SFD Carts Page 3 of 9 1) 2) 3) 4) 5) 6) 7) 8) The "Gate Fees" values shall be the most current per ton rate charged at each facility. 9) 10) Note: For Contractor owned facilities, Gate fees will be negotiated based on an index for disposal and transportation Equipment: PCU33612-33612-PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted. Fuel: WPU05522101PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. References to Indices are as follows: For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Gate Fee" values shall be the values from previous year's rate application. All Other: CUURS49ASA0L1EAll items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value of the indices for the year ending December 2025. The Tonnage for each facility shall be the total tons delivered to the facility for the previous 12 month period ending December 31st. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the indices values from the previous year's rate adjustment application. The "New Index Value" shall be the annual average value of the indices ending December of the prior year. Post collection facilities planned for use under this agreement. Labor: Driver rates based on labor agreement. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Tonnage" values will be set based on Contractor's Proposal. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Gate Fee" values will be set based on Contractor's Proposal. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based on Contractor's For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Tonnage" values shall be the values from previous year's rate application. For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, "Component Weightings" shall be as calculated in COL AA, ROWS 16-20. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 599 Exhibit 2B Rate Adjustment Procedure - Bins Page 4 of 9 AB CDE F Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D)Index Source 1 Labor 26.250 27.040 3.0095% 25.000%0.75% Note 10 2 Fuel 230.298 299.751 30.1577% 5.000%1.51% 3 Equipment 153.450 156.743 2.1459% 20.000%0.43% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 33.000%1.90% 5 Total Collection Component 83.000% 4.593% GH I JK L Row Facilities 4 Prior Period Tonnage 5 Prior Period Gate Fees 6 Prior Period Material Handling Cost COL G * COL H) 12 Month Period Ending December Tonnage 7 Gate Fees Effective December 8 Estimated Material Handling Cost COL J * COL K) 6 Refuse [FACILTY NAME] 7,662.1 $75.00 574,658 6,895.9 $78.75 543,051 7 Recycling [FACILITY NAME] 3,708.4 $90.00 333,756 3,708.4 $94.50 350,444 8 Organics [FACILITY NAME] $90.00 - 766.2 $94.50 72,407 9 Unused - - - 10 Totals 11,371 $908,414 11,371 $965,902 11 Prior Period Index Value (G11 / I11) >> $79.8921 ew Index Value (J11 / L11) >>$84.9481 MN OPQ Row Index Previous Index Value COL I, ROW 11) New Index Value COL K, ROW 11) Percent Change in Index COL N - COL M) / COL M Component Weighting 3 Weighted Percentage Change 12 Material Handling Component 79.8921 84.9481 6.3284% 17.00%1.08% RS TUV Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL R + COL S) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL T - COL U) 13 Collection Component 4.5931% 14 Material Handling Component 1.0758% 15 Total 5.6690% 0.0000% 5.6690% 0.6690% 5.0000% STEP Five: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation WX TZAA Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components W * X) Cost Component Increased W + T) Cost Components Reweighted to Equal 100% for Future Adjustments 16 Labor 25.0000% 0.7524% 0.1881% 25.188% 24.8992% 17 Fuel 5.0000% 1.5079% 0.0754% 5.075% 5.0172% 18 Equipment 20.0000% 0.4292% 0.0858% 20.086% 19.8554% 19 Other (Except Material Handling) 33.0000% 1.9037% 0.6282% 33.628%33.2425% 20 Material Handling Component 17.0000% 1.0758% 0.1829% 17.183% 16.9858% 21 Total 100.00% 5.67% 1.16% 101.16% 100.00% STEP ONE: Calculate Collection Component Percentage Change STEP TWO: Calculate Material Handling Component Index STEP THREE: Calculate Percentage Change in Weighted Material Handling Index STEP FOUR: Calculate the Permitted Percentage Rate Change City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 600 Exhibit 2B Rate Adjustment Procedure - Bins Page 5 of 9 AB AC AD AE Row Rate Category Current Rate Permitted Percentage Change (from Row 15 Column V) Rate Increase or Decrease Column AB x Column AC) Adjusted Rate Column AB Column AD) 22 200.00$ 5.0000% 10.00 210.00$ 23 200.00$ 5.0000% 10.00 210.00$ 24 200.00$ 5.0000% 10.00 210.00$ STEP SIX: Calculate the Adjusted Rate City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 601 Exhibit 2B Rate Adjustment Procedure - Bins Page 6 of 9 1) 2) 3) 4) 5) 6) 7) 8) The "Gate Fees" values shall be the most current per ton rate charged at each facility. 9) 10) For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the indices values from the previous year's rate adjustment application. Note: For Contractor owned facilities, Gate fees will be negotiated based on an index for disposal and transportatio For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value of the indices for the year ending December 2025. Labor: Driver rates based on labor agreement. The "New Index Value" shall be the annual average value of the indices ending December of the prior year. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based on Contractor's For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, "Component Weightings" shall be as calculated in COL AA, ROWS 16-20. Post collection facilities planned for use under this agreement. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Tonnage" values will be set based on Contractor's Proposal. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Tonnage" values shall be the values from previous year's rate application. For Rate Year July 1, 2026 rate adjustment application, the "Prior Period Gate Fee" values will be set based on Contractor's Proposal. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Prior Period Gate Fee" values shall be the values from previous year's rate application. The Tonnage for each facility shall be the total tons delivered to the facility for the previous 12 month period ending December 31st. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. References to Indices are as follows: Fuel: WPU05522101PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. Equipment: PCU33612-33612-PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted. All Other: CUURS49ASA0L1EAll items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 602 Exhibit 2A Rate Adjustment Procedure - Roll-Offs Page 7 of 9 AB C D EF Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Component Weighting 3 Weighted Percentage Change COL C * COL D) Index Source 1 Labor 26.250 27.040 3.0095% 30.000%0.90% Note 5 2 Fuel 230.298 299.751 30.1577% 6.000%1.81% 3 Equipment 153.450 156.743 2.1459% 25.000%0.54% 4 Other (Except Material Handling) 288.798 305.458 5.7687% 39.000%2.25% 5 Total Collection Component 100.000% 5.499% GH I J K Row Cost Component This Period Percentage Rate Adjustment Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL G + COL H) Maximum 5% any Rate Year Next Period Carryover) Total Permitted Percentage Rate Adjustment COL I - COL H) 6CollectionComponent 5.4986% 0.0000% 5.4986% 0.4986% 5.0000% LMN O P Row Cost Component Component Weighting This Period Percentage Change as Applied to Rate Adjustment Increase in Cost Components L * M) Cost Component Increased L + N) Cost Components Reweighted to Equal 100% for Future Adjustments 7 Labor 30.0000% 0.9029% 0.2709% 30.271% 29.8556% 8 Fuel 6.0000% 1.8095% 0.1086% 6.109% 6.0248% 9 Equipment 25.0000% 0.5365% 0.1341% 25.134% 24.7893% 10 Other (Except Material Handling) 39.0000% 2.2498% 0.8774% 39.877%39.3304% 11 Total 100.00% 5.50% 1.39% 101.39% 100.00% QR S T Row Rate Category Current Rate Total Weighted Percentage Change (from Row 6 Column K) Rate Increase or Decrease Column Q x Column R) Adjusted Rate Column Q + Column S) 12 225.00$ 5.0000% 11.25 236.25$ 13 225.00$ 5.0000% 11.25 236.25$ 14 225.00$ 5.0000% 11.25 236.25$ 1) 2) 3) The "New Index Value" shall be the annual average value of the indices ending December of the prior year. For Rate Year July 1, 2026 rate adjustment application, "Component Weighting" shall be based on Contractor's For Subsequent rate adjustment applications beginning with Rate Year July 1, 2027, "Component Weightings" shall be as calculated in COL P, ROWS 7-10. STEP ONE: Calculate Collection Component Percentage Change STEP TWO: Calculate the Permitted Percentage Rate Change For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value of the indices for the year ending December 2025. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the indices values from the previous year's rate adjustment application. STEP THREE: Calculate the Cost Components Weighting for Future Rate Adjustment Calculation STEP FOUR: Calculate the Adjusted Rate City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 603 Exhibit 2A Rate Adjustment Procedure - Roll-Offs Page 8 of 9 4) 5)References to Indices are as follows: Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. Equipment: PCU33612-33612-PPI industry data for Heavy duty truck manufacturing, not seasonally adjusted. All Other: CUURS49ASA0L1EAll items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. Labor: Driver rates based on labor agreement. Fuel: WPU05522101PPI Commodity data for Fuels and related products and power-Commercial natural gas, not seasonally adjusted. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 604 Exhibit 2D Rate Adjustment Procedure - COther Rates Page 9 of 9 AB C D E F G Row Index Previous Index Value 1 New Index Value 2 Percent Change in Index (COL B - COL A) / COL A Allowed Carry Over Prior Period(s) Total Allowed Percentage Rate Adjustment COL C + COL D) Maximum 5% any Rate Year Next Period Caryover) Total Permitted Percentage Rate Adjustment COL E - COL F) 1 CPI 288.798 305.458 5.7687%0.0000% 5.7687% 0.7687% 5.0000% 1) 2) 3) 4) STEP ONE: Calculate Percentage Change in Index For Rate Year July 1, 2026 rate adjustment application, the "Previous Index Value" shall be the annual average value CPI CUURS49ASAL1E for the year ending December 2025. For subsequent rate adjustment applications beginning with Rate Year July 1, 2027, the "Previous Index Value" shall be the index value from the previous year's rate adjustment application. The "New Index Value" shall be the annual average value of the CPI CUURS49ASAL1E ending December of the prior year. Rate increases are limited to no more than 5% per year with a carryover allowance for any amount over 5%. Index shall be the CPI CUURS49ASA0L1E All items less food and energy in Los Angeles-Long Beach-Anaheim, CA, all urban consumers, not seasonally adjusted. City of Diamond Bar Solid Waste Services Franchise Agreement 7.2.a Packet Pg. 605 Subject: Diamond Bar Addendum #2 From: Enrique Vazquez <enrique@sloanvazquez.com> Date: 7/20/2023, 5:35 PM To: "Quiroa, Lily" <LQuiroa@wm.com>, David Perez <DavidPerez@zerepmanagement.com>, Jesse Quintana JesseQuintana@zerepmanagement.com> CC: 'Alfa Lopez' <ALopez@DiamondBarCA.Gov> Lily Quiroa, David Perez, Aached is Addendum #2 consisng of responses to quesons submied as of July 10, 2023. Please acknowledge receipt. Best regards, Enrique Vazquez Sloan Vazquez McAfee 626-347-3226 www.sloanvazquez.com Aachments: DB RFP Addendum #2.pdf 377 KB Aachment A..pdf 1.0 MB 7.2.a Packet Pg. 606 REQUEST FOR PROPOSALS FOR SOLID WASTE SERVICES ADDENDUM #2 Issued by Prepared by: 3002 Dow Avenue, Suite 116, Tustin, CA 92780 Office: 866.241.4533 info@sloanvazquez.com · www.sloanvazquez.com Contact: Enrique Vazquez enrique@sloanvazquez.com 626-347-3226 July 20, 2023 7.2.a Packet Pg. 607 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page2 This addendum #2 to the RFP for Solid Waste Services consists of answers to questions submitted by proposers as of July 10, 2023, the deadline to submit questions. Note that the City has attempted to provide all information available by answering these questions. For questions that consisted primarily of requests to modify the language of the draft agreement, you are reminded that the process is to submit substitute language with your proposals for the City’s consideration. This step in the process is for questions and answers and not for negotiating. Negotiations will be limited to sections identified by proposers and for which substitute language is provided. For questions with a response of “Under Review”, the City will attempt to respond to these prior to the proposal due date but is not obligated to do so. Proposers are reminded to prepare their proposal without further answers to the questions already provided. And also include these questions in your proposals along with substitute language. Although the deadline to submit questions has expired, you are welcome to contact Enrique Vazquez through DiamondBarRFP@sloanvazquez.com or at 626-347-3226 with any technical questions regarding the worksheets. Also, if there are questions that arise during the preparation of the proposals, you may submit additional questions and every attempt will be made to respond to them. However, there is no guarantee that further questions will be answered. Proposer must continue the preparation of their proposals with the information provided thus far. RESPONSES TO QUESTIONS Question #1: There is subscription service for Commercial but there is none for Residential. Just confirming that Attachment 6 Residential service count is accurate. Need senior subscription information. Response: Proposers are to use the residential service subscription counts that are included in Attachment 6 Form 2.1 SFD. These service counts will be used to estimate the total revenue requirement of each proposal. The City does not have a breakdown of cart size for the 3,425 senior subscription count. For the purpose of this RFP, it will be assumed that the 3,425 senior subscriptions are for 64-Gallon cart size. Note: Footnote #1 incorrectly states 3,325 senior discounted accounts. This should be 3,425. The subscription counts for commercial service included in Attachment 6 Form 2.2 Commercial Rates represent the best-known subscription information available to the City. Each proposer must provide their own projection of subscription levels based on their own assumptions used for the preparation of their own proposal. As stated in the RFP, each proposer should take whatever steps it believes are necessary to determine the actual service requirements of the City and understand service conditions when preparing a proposal. 7.2.a Packet Pg. 608 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page3 Question #2: Please clarify why there are two rates. Additionally, there does not appear to be counts for 2A.? Response: Rate schedule Exhibit 2A is transitional and will not be required at the start of the new agreement. Please note that under the new agreement rates for muti-family of five or less units with cart service will be equivalent to the SFD rates and rates for multi-family dwellings of more than five will be equivalent to the Commercial cart rates. The 2023/24 rate schedule for both residential and commercial services is included at Attachment A. Question #3: Regarding Curbside Used Oil and Oil Filter Collection and Door-to-Door HHW. Handling hazardous materials of both types is not recommended especially oil in containers that may break and spill onto public property. HHW is also not recommended. Residents can be given free HHW cleanup event information sponsored by the County of Los Angeles. In the event City still requests this service, what collection history is available for this service? Response: The City is requesting Door-to-Door HHW Service, Curbside Used Oil and Filter Collection, and assistance to the City in increasing awareness of Household Hazardous Waste events by promoting the Los Angeles County Household Hazardous Waste collections held in Diamond Bar. 7.2.a Packet Pg. 609 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page4 The following data was provided by the existing hauler for 2022. Waste Oil: 16 gallons Oil Filters: Zero At Your Door Program: 0.73 tons of trash; 9.35 Tons Recycled E-Waste 16.6 Tons Question #4: Regarding the CalRecycle Compliance Fee, there may be an uneven allocation of this amount. Not sure if there is a forecasted level of activity in each sector to allocated this cost. CALRECYCLE Compliance Fee: Contractor shall pay to the City a CalRecycle Compliance Fee of Seven- Hundred Fifty Thousand Dollars ($750,000) adjusted annually as described in draft Agreement Section 9.2 and 9.7. The CalRecycle Compliance Fee amount represents a reasonable allocation of the City’s budgeted costs to comply with State mandates resulting from the enactment of AB 939 and subsequent related legislation including, but not limited to: AB 2176 (Chapter 879, Statutes of 2004), SB 1016 Chapter 343, Statutes of 2008), AB 341 (Chapter 476, Statutes of 2011), AB 1826 (Chapter 727, Statutes of 2014), and SB 1383 (Chapter 395, Statutes of 2016) which require jurisdictions to implement solids waste Collection programs, meet Processing facility requirements, conduct contamination monitoring, provide education, maintain records, submit reports, monitor compliance, conduct enforcement, and fulfill other requirements. Should the City issue separate franchises for Residential and Commercial services, each franchisee shall pay a minimum CalRecycle fee of Three-Hundred Seventy-Five Thousand Dollars ($375,000). Response: The AB 939 Fee were allocated based on historical proportionate payments of AB 939 Fees by the haulers. Question #5: Regarding the Bin Pushout Service, there needs to be a distance limit. Response: Proposer must prepare their proposal based on the requirements specified in the RFP. Proposers may submit alternative proposals for the City’s consideration, however the City is under no obligation to review or consider any alternative proposal submitted. Question #6: Previous says no additional charge. 7.2.a Packet Pg. 610 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page5 Regarding charges for additional services, the Contractor’s proposed rate schedule shall include all charges for special services, including but not limited to: x Additional carts. x Scout service. x Locking bins. x Pulling or pushing containers to a collection vehicle. x Steam cleaning containers (excluding carts) more frequently than one time per year as requested by the customer. x Additional bulky item collection services. Response: Pulling or pushing containers to a collection vehicle shall be provided at no additional charge. Proposers may offer rates for any ancillary services that are not specifically listed or disallowed in the RFP or the draft agreement. Question #7: Regarding rate adjustments procedures, the labor category assumes there is a Labor Agreement such as with unions. Need to modify for non union. Response: Noted. Question #8: Draft Agreement call for a ten year contract with a 24 month extension. Would the City consider a 5 year extension or a rolling term? With the additional investment required for regulation(s) compliance most contracts awarded in the Southern California area are acknowledging that challenge and opting for longer terms or longer and multiple extensions. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #9: RFP states: When language differs between the RFP Sections and the draft agreement (Attachment 1), please confirm that the language of the draft agreement prevails. 7.2.a Packet Pg. 611 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page6 Response: For clarification, the statement in RFP Section 1, Page 1 which states, “If there are differences between this RFP and the Agreement, the terms and conditions in the Agreement shall prevail” was intended to mean differences between the RFP and the final agreement. Should proposers find differences or during the proposal preparation process, those should be identified for further clarification. Question #10: Will the City please revise Attachment 6 to the RFP (for all three lines of business) to limit the disclosure requirements of the Rate Proposal Forms or clarify that proposers are not required to provide any information that contains protected intellectual property, confidential information, or proprietary information? The information requested in Attachment 6 to the RFP (for each line of business) includes information that is unrelated to this RFP or the services, as well as protected proprietary information. By way of example only, the information requested includes profit assumptions, direct and indirect wage and compensation related to Contractor’s employees, costs and expenses related rent, utilities, telephone, information technology, office supplies, bad debt, accounting, legal, public outreach, and payments to the City (other than franchise fees). The requested information is excessive and is not typically requested in an RFP bidding process and does not have bearing on responses by proposers. Response: The information requested is specifically related to the proposed services requested in the RFP. It is common for this information to be requested and based on SVM’s experience managing solid waste procurement for municipalities, this is information has always been provided. Personal information is not being requested. For Equipment R&M and allocated costs, proposers may enter lump sums instead of itemizing each cost. The cost information is needed to evaluate the reasonability of the rate proposal. Question #11: Agreement Section 1.1, Section 14.5, Section 14.6. Will the City revise these sections to permit an assignment by Contractor to an affiliate having the same corporate parent entity? Transfer of Contractor’s obligations to a subsidiary or sister company will have no effect on the quality or timing of services provided. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. 7.2.a Packet Pg. 612 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page7 Question #12: Section 1.30. Will the City please add Excluded Waste to the definition of Container Contamination for clarity? This section includes “non-Solid Waste items” but doesn’t specify that Excluded Waste is prohibited. Response: The City is agreeable to adding Excluded Waste. Nevertheless, please provide proposed substitute language as required under Section 5 of the RFP. Question #13: Section 1.59. As drafted the definition of Organic Waste is overly broad and includes material that is not acceptable for processing by the applicable facilities. In addition, some of the products defined here are treated as solid waste (e.g. organic textiles and carpets) or recyclables (e.g. paper products, and printing and writing paper). Will the City revise this section accordingly or confirm that it will discuss reasonable revision to this definition in negotiations to correctly allocate these items into their proper definitions? Response: The intent is to ensure compliance with AB 341, AB 1826, and SB 1383. Proposers may describe their services and list the materials that will be included or excluded from the program. The final agreement will be modified to reflect the programs described by the successful hauler. Question #14: Section 1.65. This definition is unclear and includes three total definitions: a contract definition (Exhibit 4) and conflicting statutory definitions. Will the City please revise this definition to state that Recyclables are just those items included in Exhibit 4 for clarity and consistency. Response: The intent is to ensure compliance with AB 341, AB 1826, and SB 1383. Proposers may describe their services and list the materials that will be included or excluded from the program. The final agreement will be modified to reflect the programs described by the successful hauler. Question #15: Section 1.74. This definition is similar but not identical to the definition in Public Resources Code Section 40191 or Municipal Code Section 8.16.020. Will the City please revise to align this definition with applicable law? Response: Under review. 7.2.a Packet Pg. 613 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page8 Question #16: Section 2.1. Will the City please revise this section to state: “Contractor agrees to and shall timely take all actions that are reasonably necessary to defend the validity and enforceability of this Agreement and shall pay all costs related to such defense in accordance with Section 11.1.” for consistency with the indemnity provisions of this Agreement? Response: Under review. Question #17: Section 2.5. Will the City revise this section to provide for extension of the term upon written agreement with the Contractor? Unilateral extension rights do not permit Contractor to meet and confer with the City to discuss or account for circumstances on the ground that may warrant amendment to the agreement and places an undue and burden on Contractor. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #18: Section 2.7. As written, this section includes prospective and on-going obligations of Contractor, which by definition cannot be conditions precedent to effectiveness of the Agreement. Because these prospective and on-going obligations are addressed in subsequent sections of the agreement, will the City permit revision to this section during negotiations to remove such prospective and on-going obligations? Response: Under review. Question #19: Section 2.9(A). Sold or donated Organic Waste should not be exempted from the franchise because unlike recyclables it is a putrescible waste and not a commodity, and therefore is subject to the solid waste laws and regulations. In addition, opening the door to exempting Organic Waste from the scope of franchise agreements will lead to conflicts with the diversion goals, indemnity obligations, and potentially SB 1383 requirements including reporting, for example. As such, will the City remove this organics exemption? 7.2.a Packet Pg. 614 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page9 Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #20: Section 2.10. As drafted, this section suggests that Section 2.10.2 and Section 2.10.3 provide a rate adjustment mechanism for City directed changes. However, these sections do not provide for an adjustment mechanism, only certain circumstances under which adjustments are made. Will the City please revise this section to clarify how adjustments will be made, or in the alternative, permit revision to the agreement during negotiations to clarify how such adjustments are made? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #21: Section 3.2.13. Will the City please clarify whether the give-a-way is intended to be of mulch (as in the Agreement), or of compost (as on p. 7 of the May 3, 2023 version of the RFP), or some combination of both? The type of recovered organic waste product has different cost implications. Response: The Draft Franchise Agreement is correct. This requirement is for a mulch give-away. The City is required to procure 4,537 tons of recovered organic waste annually through December 31, 2026. The City can meet its procurement requirement by contracting with the hauler that uses or gives away organic end products on the City’s behalf. To this end, proposer may offer compost give-away service. The mulch give-away requirement may be combined with any proposed assistance to the City with procuring recovered organic waste products as addressed in RFP Section 3.8. Question #22: Section 3.4. Will the City provide a historical breakdown of estimated annual hauls and tons by material type for temporary and permanent Roll-Off Box customers? Form 2.3 appears to ask for this differential pricing and appears to be in conflict with this section. Response: The City does not have the annual hauls and tons by material for temporary and permanent roll-off box customers. PLEASE NOTE: Only provide the proposed rates in Column B. Service assumptions for 7.2.a Packet Pg. 615 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page10 Column D in Form 2.3 Roll-Off Rates are no longer required. Roll-Off and On-Call services will be evaluated on a per unit prices basis. Roll-Off and On-call services revenue will not be used to evaluate total revenue requirement. Accordingly, sections that request cost information for Roll-Off and On-Call services do not need to be filled in. Row 1 in Form 2.3 Roll-Off Rates is requesting rates for both permanent and temporary services. Row 2 is requesting the same for customer owned equipment (roll-off boxes, compactors). Question #23: Will the City consider differentiating fees for open top vs. compactor Roll-Off Box services, as the latter require additional service time? Response: Proposer must prepare their rate proposal based on the term specified in the RFP. Proposers may propose alternative proposals for the City’s consideration, however the City is under no obligation to consider or review any alternative proposal submitted. Question #24: Section 3.6. Will the City clarify that for Bulky Item Pickups that exceed the four Bulky Item limit for each pick up, Contractor may charge the applicable fee on the approved rate schedule? Will the City clarify that the cubic yards measure of Bulky Items (as on p. 6 of the May 3, 2023 version of the RFP) is specific only to bundled yard waste products? The RFP and Section 3.6 of the agreement appear to conflict as to the amount of acceptable Bulky Items, as some Bulky Items cannot be easily quantified by volume. Response: Contractor may charge a per item fee for each bulky item that exceeds four for each pickup. Contract may also charge a per event fee for each pickup event that exceeds four in a [calendar] year. Each event over four includes four items at the same rate. The reference in the RFP allowing customers to put out up to 3 cubic yards of material may be removed. It was intended to refer to Refuse Cart Overage requirement in page 5 of the RFP and in Section 3.2.3 in the Draft Agreement. Question #25: Section 3.7.1. Will the City provide a list of current and potential City locations to be serviced under this Agreement? Will the City please revise this section to provide that the parties will meet and confer once every two years to assess the scope of services provided at City Facilities, and any appropriate rate adjustments 7.2.a Packet Pg. 616 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page11 related to increased services at those facilities? As written, this section is unrestricted as to the amount of service and the number of facilities, which is unduly burdensome on the Contractor. Response: The list of facilities was provided with RFP as Attachment 5. This requirement is standard in Franchise agreements in California. Question #26: Section 3.7.2. Will the City please revise this section to clarify that Contractor shall provide services under this Section for only events organized and staffed by the City, and that City-sponsored events, organized and staffed by third parties, are excluded from this section and shall receive service from Contractor in accordance with Section 3.7.6? Will the City agree to a set maximum number of events on an annual basis? As written, this section is unrestricted as to the number of events which creates an undue burden on the Contractor. In the alternative, will the City revise this section to permit rate adjustments for changes to the scope of services or addition of events serviced by Contractor under this section? Will the City clarify whether Organics Carts and Bins provided by Contractor will be primarily intended for and used exclusively by vendors under this section? Containers at public events are often extremely contaminated resulting in significant costs to remediate. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #27: Section 3.7.6. Will the City clarify that recycling services provided under this section to Large Venues are provided under separate agreements? This section is unclear as drafted. Response: Under review. Question #28: Section 4.1.6(A) and (B). Will the City please change the period of overage incidents from a six-month period to a rolling twelve-month period? A rolling twelve-month period results in more consistent monitoring and correction of behavior. 7.2.a Packet Pg. 617 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page12 Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #29: Section 4.1.12. Will the City please revise this section to clarify that nothing in this section requires Contractor to provide any confidential information, proprietary information, or protected intellectual property of Contractor? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #30: Section 4.1.13. Will the City please replace instances of “Hazardous Material” with “Excluded Waste” (as defined in Section 1.43)? Excluded Waste is the appropriate defined term to use in this section. Response: Agreed. Please include in proposal as substitute language. Question #31: Section 5.1. Will the City please revise this Section to clarify that Contractor will cooperate with the City in any audits or investigation of such quantities “in accordance with the terms of this Agreement”? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #32: Section 5.3. Will the City revise this section to remove the obligation that Contractor disclose the revenue generated from Recyclables? Where Recyclables are sold, and for how much, is protected proprietary information. 7.2.a Packet Pg. 618 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page13 Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #33: Section 6.2.5. Will the City revise this section to clarify that disputes may be resolved reasonably by the City? In addition, will the City make the second paragraph mutual regarding the Contractor’s rights or remedies in any dispute with a third party? It is foreseeable that Contractor may have claims against third parties that cannot be contractually limited. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #34: Section 8.1. Will the City revise this section to state that Contractor shall conduct the data collection, information and recordkeeping, and reporting activities under this Agreement and as required by Applicable Law in its performance of obligations under this Agreement? As written, this section is vague and confusing and is so generalized it makes it impossible for Contractor to determine, and ultimately perform, its obligations under Article 8. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #35: Section 8.2 and Section 8.3. The scope of financial records required to be disclosed under these sections, particularly Section 8.2.2 and Section 8.3.4, is too broad and requires disclosure of confidential information, proprietary information, and protected intellectual property. Please revise this section, or confirm that the City is willing to discuss language during negotiations, to limit the scope of records, to provide for review but not possession by the City of confidential or proprietary information, and to include protections for Contractor’s confidential information, proprietary information, and protected intellectual property. 7.2.a Packet Pg. 619 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page14 Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #36: Section 8.2.7. Will the City remove the 90-day limitation for undercharges? This is unnecessarily punitive to Contractor where we are billing on a quarterly basis. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #37: Section 8.3.2(G). This section requires additional reporting above and beyond what is required by the Agreement or by CalRecycle. Will the City add language that the additional reports must be “readily available and related to Contractor’s performance of this Agreement”? In addition, will the City add language that Contractor is entitled to compensation for preparing reports that may be reasonably required but contain information or data not readily available to Contractor from records it is required to maintain under this Agreement? Preparation of additional reports requires substantial investment of Contractor’s resources to prepare. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #38: Section 8.3.3(G). Will the City revise this section to clarify that RNG, as defined under SB 1383, is not available for commercial use in the City, but may be utilized by Contractor at such time as it becomes commercially available in the City? Response: The RFP does not require the use of RNG vehicles (Refer to Addendum #1 RFP section Collection Vehicle Requirements page 11. Section 8.3.3(G) is a reporting requirement only If there something to report. 7.2.a Packet Pg. 620 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page15 Question #39: Section 8.4. Will the City revise this section to limit this section only to those reports, pleadings, applications, notifications, Notice of Violation, communications, or other material relating to Contractor’s performance of services under this Agreement that would limit or prohibit Contractor’s performance of this Agreement? As written this section is too broad and includes all routine and ordinary communications to such agencies that otherwise have no bearing on Contractor’s performance under this Agreement. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #40: Section 10.3. Will the City please revise this Section to state that any excess adjustment that has not yet been applied to the rate in the final year of the Term will be implemented in the final rate year? In addition, will the City clarify that should any CPI adjustment result in a negative rate adjustment, the adjustment for that year shall be 0%, and any negative adjustment will be rolled over to be applied to the subsequent year? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #41: Section 10.5. Will the City please revise this Section to state that if Contractor provides reasonable support and justification in its request for an extraordinary rate adjustment the City will not unreasonably deny the request? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #42: Section 11.1.1, Section 11.1.3, and Section 11.3. 7.2.a Packet Pg. 621 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page16 Will the City revise these sections to permit Contractor to select counsel for its indemnity obligations under the Agreement? As the party defending claims under these sections, it is paramount that the Contractor is able to choose its counsel provided such counsel is reasonably acceptable to the City. Further, the City has the right to choose its separate counsel under Section 11.3 if it would like to participate in the defense of any claim, so it is appropriate that Contractor be able to appoint counsel its counsel. Will the City please revise this section to clarify that Contractor’s indemnity obligations are limited to the extent permitted by Applicable Law, including without limitation, Public Resources Code Section 40059.1? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #43: Section 11.1.2.A. Will the City please revise this section to clarify as follows: that arise out of or are alleged to arise out of or in any way relate to any action, inaction or omission of Contractor in its performance under this Agreement that:…” It is appropriate to clarify the scope of the indemnity under this section to Contractor’s performance under the Agreement. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #44: Section 11.1.3. Will the City revise this section to remove the first sentence regarding unconditional guarantees of compliance with the requirements of AB 939? It is not possible for any proposer to make this guarantee as written, as the agreement contemplates circumstances where performance under the agreement might be excused, such as Section 13.8. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. 7.2.a Packet Pg. 622 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page17 Question #45: Section 11.6. Will the City revise this section to remove the requirement that Subcontractors meet the insurance requirements under the Agreement, as Subcontractors are unlikely to be able to meet these requirements. Subcontractors will also have insurance, but it is unlikely to be in the amounts required by the City in Article 11. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #46: Section 11.8. Will the City permit reasonable and mutually agreeable changes to the insurance provisions of this Agreement during negotiations to align the requirements with the policies held by proposers? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #47: Section 12.1. Will the City discuss reasonable revisions to Section 12.1 during negotiations with proposers? As written, this section is too broad and extremely burdensome on proposers—it is not reasonable, practical, or possible from a liability perspective for the City to take possession Contractor’s equipment and property, require Contractor to maintain all such equipment and property, and employee Contractor’s employees to perform the services if the Contractor is not able to perform as contemplated by this Section. It is more reasonable to revise this section to state that in the event that the City reasonably determines that the accumulation of waste endangers or menaces public health, safety, or welfare, the City may contract with a third-party to perform the services until such time as Contractor is able resume performance. The remaining sections of this Article must be revised to align with changes made to Section 12.1. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. 7.2.a Packet Pg. 623 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page18 Question #48: Section 13.1. Will the City discuss reasonable revisions to this Section during negotiations to remove duplicative events of default and clarify ambiguous standards of performance? Many of the events of default listed in this section are co-extensive with each other, leading to confusion and ambiguity about which standard applies. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #49 Section 13.2. Will the City revise this section to state that, for events that cannot reasonably be cured in ten (10) Business Days or thirty (30) calendar days, as applicable, will be resolved in a reasonable time as agreed by the parties? Some events of default may not be reasonably able to resolve in the time prescribed and flexibility in this regard benefits both Contractor and the City. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #50: Section 13.5. In addition to the revisions in Section 8.2 and Section 8.3, this section explicitly requires Contractor to provide proprietary information to the City, which is unreasonable and unacceptable. Please revise this section or confirm that the City is willing to discuss reasonable revision to this section during negotiations to clarify that Contractor shall provide immediate access to non-confidential, non- proprietary business records it is required to maintain under this Agreement. Contractor is not able to provide to or put in the City’s possession confidential information, proprietary information, or protected intellectual property. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. 7.2.a Packet Pg. 624 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page19 Question #51: Section 13.7. Will the City please provide its basis for the amounts detailed in Section 13.7 and detail how the City determined these amounts were a reasonable estimate of damages for the alleged failure? Further, some damages listed in this section are determinable at the time of assessment and therefore cannot be liquidated damages by definition, making them unlawful penalties. Other penalties are unduly burdensome on Contractor or do not cite to particular sections of the Agreement so they are ambiguous as to the standards and obligations required to comply. Will the City permit mutually agreeable revisions to this Section during negotiations to resolve these issues? Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #52: Section 13.8.1. Will the City revise the language below as follows: The interruption or discontinuance of Contractor' s services caused by one (1) or more of the events excused shall not constitute a default by Contractor under this Agreement provided that other services in Diamond Bar (such as and without limitation electricity, gas, water, public transportation (including bus, tram, or train service), or Solid Waste Services) have been similarly disrupted as a direct result of the catastrophic event. It is reasonable and foreseeable that a Force Majeure event contemplated by this Section would impact only solid waste services but would not impact other services delivered to properties in the City that are delivered by pipe or by cable, such as electricity, gas, or water. Rather, public transportation, which relies on the use of drivers and surface streets, is a much closer analog and is a more appropriate comparison. In the alternative, please remove the language above entirely. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #53: Section 13.8.2. Will the City revise this section to state that Contractor will provide a contingency plan within fourteen (14) days of an event of labor unrest? Because the contingency plan depends on the facts and circumstances of the event of labor unrest, it is not practical to provide a contingency plan in advance of the event of labor unrest. 7.2.a Packet Pg. 625 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page20 Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #54: Section 14.9. This provision, as drafted, conflicts with applicable data security and privacy laws, such as the California Consumer Privacy Act’s protection of certain information and laws protecting trade secrets and business proprietary information. Will the City add language to this section clarifying that: (1) nothing in this Section requires Contractor to provide to the next contractor any confidential information, proprietary information, or trade secrets, which are otherwise protected under the Agreement; and (2) that any such transfer must comply with applicable laws, including, but not limited to, laws regarding data security and privacy laws? Will the City remove the language requiring the Contractor to provide security codes used to access garages and Bin enclosures? Customers, not Contractor, provide means of access. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. Question #55: Section 14.18. Consistent with Section 8.2 and Section 8.3, the scope of financial records required to be disclosed under this Agreement is unreasonably broad and requires disclosure of confidential information, proprietary information, and protected intellectual property. Please revise this section, or confirm that the City is willing to discuss language during negotiations to limit the scope of records, to provide for review but not possession of confidential or proprietary information, and to include the following language which is typical for provisions of this type: Notwithstanding anything to the contrary, Contractor acknowledges that City is legally obligated to comply with the California Public Records Act (“CPRA”). City acknowledges that Contractor may consider certain records, reports, or information contained therein, which Contractor is required to provide to City under this Agreement, to be of a proprietary or confidential nature. In such instances, Contractor will inform City in writing of which records are considered propriety or confidential. At such time as City receives a request for records under the CPRA or Federal Freedom of Information Act or a subpoena or other court order requesting disclosure of records that are marked or identified by Contractor as proprietary or confidential, City shall notify Contractor of the request, subpoena or order and of City’s obligation and intent to provide a response within 10 days. Contractor shall within five days either: (i) 7.2.a Packet Pg. 626 City of Diamond Bar, California Addendum #2 RFPforSolidWasteServices July20, 2023 Page21 consent in writing to the disclosure of the records; or (ii) seek and obtain, at Contractor’s sole cost and expense, the order of a court of competent jurisdiction staying or enjoining the disclosure of the records. Response: As per Section 5 of the RFP, proposers may propose alternative language in the Draft Agreement for the City’s consideration, however the City is under no obligation to accept it. Negotiations will be limited to section for which proposers offer alternative language. 7.2.a Packet Pg. 627 City of Diamond Bar DŽ ŽŽ Z Z Z Ž Ž 4 1 | Page Container Size Monthly Z Standard service with 35-gallon refuse cart $31.09 Standard service with 64-gallon refuse cart $38.31 Standard service with 96-gallon refuse cart $45.96 Senior service with 35-gallon refuse cart $26.76 Senior service with 64-gallon refuse cart $33.03 Senior service with 96-gallon refuse cart $39.40 Multi Family (MF) Standard service with 35-gallon refuse cart $29.07 MF Standard service with 64-gallon refuse cart $35.82 MF Standard service with 96-gallon refuse cart $42.98 MF Senior service with 35-gallon refuse cart $25.02 MF Senior service with 64-gallon refuse cart $30.89 MF Senior service with 96-gallon refuse cart $36.84 Additional 35-gallon refuse cart $8.56 Additional 64-gallon refuse cart $12.83 Additional 96-gallon refuse cart $17.15 Additional Recycling Cart (beyond 2 carts)$2.40 Additional Green Waste Cart (beyond 1 cart) $6.06 Backyard Service Surcharge $28.40 Yard Waste Reduction Discount $4.12 Additional Special Overage Pickup >2 per year $11.56 Additional Bulky Item Pickup > allowed free $43.34 Cart Exchange (after free exchange period)$21.69 Emergency Service rates - 1 crew & 1 Trk / HR $122.85 Addendum #2 ATTACHMENT A 1 of 5 7.2.a Packet Pg. 628 City of Diamond Bar DŽ ŽŽ Z Z Z Ž Ž 4 2 | Page D Z d Ž K Monthly Z Container Size Multi Family Standard service with 35-gallon refuse cart $27.39 MF Standard service with 64-gallon refuse cart $33.75 MF Standard service with 96-gallon refuse cart $40.49 MF Senior service with 35-gallon refuse cart $23.57 MF Senior service with 64-gallon refuse cart $29.10 MF Senior service with 96-gallon refuse cart $34.71 Addendum #2 ATTACHMENT A 2 of 5 7.2.a Packet Pg. 629 City of Diamond Bar DŽ ŽŽ Z Z Z Ž Ž 4 3 | Page ZŽ-Ž Ž Z Standard Roll-Off Box - Rate per pull (including container rental) 12 to 16 yard $278.52 25 to 30 yard $267.73 40 to 45 yard $259.18 Compactor Roll-Off Box – Rate per pull (excluding compactor rental) 30 yard $413.91 40 yard $462.28 Container Rental Fee – for use in Excess of 7 days without being serviced $33.09 Processing Per Ton $86.73 Temporary Roll-Off Box, 40 yard – rate includes container rental, pull and disposal up to 6 tons 739.29 Temporary Roll-Off Box, Low Boy – rate includes container rental, pull, and disposal up to 6 tons 784.18 Roll-Off Box Cleaning (above one per year) $150.33 Redelivery/Return Trip Fee/Dry runs – roll-off box $194.66 Addendum #2 ATTACHMENT A 3 of 5 7.2.a Packet Pg. 630 City of Diamond Bar DŽ ŽŽ Z Ž Z Approved for July 1, 2023-June 30, 2024 1 | Page Container Size W 1234 5 6Extra Empty 1.5 Cubic Yard $116.93 $192.17 extra bin (2) $105.24 $172.95 2 Cubic Yard $133.92 $232.18 $317.41 $410.76 $509.06 $594.29 $51.12 extra bin (2)$120.51 $208.95 $285.68 $369.70 $458.16 $534.85 3 Cubic Yard $165.80 $274.87 $385.95 $501.08 $614.18 $749.59 $59.20 extra bin (2)$149.21 $247.35 $347.36 $450.96 $552.78 $674.64 4 Cubic Yard $209.91 $337.83 $468.66 $667.48 $798.32 $969.71 $67.31 extra bin (2)$188.90 $304.04 $421.77 $600.72 $718.50 $872.75 6 Cubic Yard $250.56 $413.90 $579.35 $842.02 $1,005.40 $1,214.53 $78.18 extra bin (2)$225.50 $372.52 $521.41 $757.84 $904.86 $1,093.09 Organics Cart $49.88 $99.74 $149.62 $199.49 $249.37 $299.24 Recycling – 96 gal. $21.89 Recycling – 1.5 yd.$49.75 $79.23 Recycling – 2 yd. $57.11 $95.78 $127.10 $163.98 $202.70 $235.81 Recycling – 3 yd.$82.92 $127.82 $178.40 $231.03 $282.66 $345.54 Scout Service (3) $83.81 $199.69 $299.54 $399.39 $499.23 $599.07 Z Temporary Bin – 3 cubic yard 166.77 pull Temporary Bin – 6 cubic yard 205.99 pull Bin Cleaning (over one per year) 67.15 Locking Bin, per bin per month 14.56 Redelivery/Return Trip Fee 129.93 Addendum #2 ATTACHMENT A 4 of 5 7.2.a Packet Pg. 631 City of Diamond Bar DŽ ŽŽ Z Ž Z Approved for July 1, 2023-June 30, 2024 2 | Page ZŽ-off Box ZŽ-Ž Ž Z Standard Roll-Off Box - Rate per pull (including container rental) 12 to 16 yard $278.52 25 to 30 yard $267.73 40 to 45 yard $259.18 Compactor Roll-Off Box – Rate per pull (excluding compactor rental) 30 yard $413.91 40 yard $462.28 Container Rental Fee – for use in Excess of 7 days without being serviced $33.09 Processing Per Ton $86.73 Temporary Roll-Off Box, 40 yard – rate includes container rental, pull and disposal up to 6 tons 739.29 Temporary Roll-Off Box, Low Boy – rate includes container rental, pull, and disposal up to 6 tons 784.18 Roll-Off Box Cleaning (above one per year)$150.33 Redelivery/Return Trip Fee/Dry runs – roll-off box $194.66 Ž Z Per Service Multi-Family Bulky Item Pickup – each pickup above four per year of up to four items. (per item) 40.42 Emergency Service Rates – one crew and one collection truck (per hour) $114.47 Addendum #2 ATTACHMENT A 5 of 5 7.2.a Packet Pg. 632 REQUEST FOR PROPOSALS FOR SOLID WASTE SERVICES ADDENDUM #3 Issued by Prepared by: 3002 Dow Avenue, Suite 116, Tustin, CA 92780 Office: 866.241.4533 info@sloanvazquez.com · www.sloanvazquez.com Contact: Enrique Vazquez enrique@sloanvazquez.com 626-347-3226 July 31, 2023 7.2.a Packet Pg. 633 City of Diamond Bar, California Addendum #3 RFPforSolidWasteServices July31, 2023 Page2 This addendum #3 to the RFP for Solid Waste Services consists of answers to questions submitted by proposers since the release of addendum #2 on July 20, 2023. To date, the following items have been distributed to proposers. 1. RFP: May 3, 2023 2. Notification #1: May 15, 2023 3. Addendum #1: July 12, 2023 4. Addendum #2: July 20, 2023 5. Addendum #3: July 31, 2023 Reminder: Proposers must acknowledge receipt of all addenda in their proposals. This can be done in the cover letter. You may continue to send technical questions regarding the worksheets to DiamondBarRFP@sloanvazquez.com or by calling Enrique Vazquez at 626-347-3226. Also, if there are questions that arise during the preparation of the proposals, you may submit additional questions and every attempt will be made to respond to them. However, there is no guarantee that further questions will be answered. Proposer must continue the preparation of their proposals with the information provided thus far. RESPONSES TO QUESTIONS Question #1: I see the new res rates on the addendum. Do these effectively replace the RFP #’s or are they still transitional rates? There’s a big jump. I take it this includes full organics program rates? 7.2.a Packet Pg. 634 City of Diamond Bar, California Addendum #3 RFP for Solid Waste Services July 31, 2023 Page 3 RFP… Response: The rates entered into the worksheets reflected the approved rates at the time the RFP was prepared and were entered into the worksheets to serve as an example of how to use the worksheet. The addendum #2 provided the most current approved rates to inform you of the most recent approved rates. Proposers should enter their proposed rates into the worksheets. There are no programmed transitional adjustments. All future adjustments to existing agreements will be based on the procedures in the agreements. Question #2: Are we allowed to submit one bid package and just break out Citywide, Com, and SFD? Or do we need a separate bid package for each? Response: You may submit proposals for 1) Commercial only (Fill in Attachment 6 Commercial Forms), 2) Residential only, (Fill in Attachment 6 Residential, or 3) Both residential and commercial (Fill in Attachment 6 Citywide). If you submit option 3, you don't have to submit option 1 and 2. Question #3: In Form 2.2 for recycling, the non-red cells are marked at 50% of trash rate, the red cells do not have a formula. Is this correct? 7.2.a Packet Pg. 635 City of Diamond Bar, California Addendum #3 RFPforSolidWasteServices July31, 2023 Page4 Red cells in organics are not formula driven…the others are referencing the trash rates values. Didn’t want to touch the aqua cells. Response: Commercial recycling container rates shall not exceed 50% of the rate proposed for the equivalent container size and frequency for trash collection. In Form 2.2, the recycling container rates beginning in row 19 shall not exceed 50% of the rate proposed for the equivalent container size and frequency proposed for trash collection in rows 1 through 12. If proposer is offering less than 50% than the rate proposed for trash collection, then enter the proposed rate directly into the cell. Otherwise, either enter 50% of proposed trash rate or enter formula that calculates 50% of the equivalent rate in rows 1 through 12. Organics container rates shall not exceed the rate proposed for the equivalent container size and frequency for trash collection. In Form 2.2, the organic container rates beginning in row 28 shall not exceed the rate proposed for the equivalent container size and frequency proposed for Trash collection in rows 1 through 12. If proposer is offering less than the rate proposed for trash collection, then enter the proposed rate directly into the cell. Otherwise, either enter rate equal to the proposed trash rate or enter formula the calculates 100% of the proposed trash rates entered in rows 1 through 12. 7.2.a Packet Pg. 636 City of Diamond Bar REQUEST FOR PROPOSALS FOR SOLID WASTE SERVICES Final Report Evaluation and Scoring of Proposals Prepared by: Municipal Solid Waste & Recycling Advisors 3002 Dow Avenue Suite 116 Tustin, CA 92780 Office: 714.348.6350 Fax: 714.276.0625 www.sloanvazquez.com November 30, 2023 7.2.b Packet Pg. 637 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page ii TABLE OF CONTENTS 1. OVERVIEW ............................................................................................................................................. 1 1.1 RFP Goals............................................................................................................................................. 2 Process Goals: Integrity, Competition, and Industry-Standard Contract Terms .................................. 2 A. Program Goals: Quality, High-Value Programs ............................................................................. 2 B. State Diversion Requirements ...................................................................................................... 2 1.2 Participating Proposers ....................................................................................................................... 3 2. EVALUATION PROCESS .......................................................................................................................... 3 2.1 Evaluation Criteria ............................................................................................................................... 4 Responsiveness (Pass/Fail).................................................................................................................... 5 Proposer’s Qualifications ...................................................................................................................... 5 Technical Qualifications ........................................................................................................................ 5 Number And Materiality of Exceptions to the Agreement ................................................................... 6 Financial ................................................................................................................................................ 6 Rate Proposal ........................................................................................................................................ 6 3. FINDINGS ............................................................................................................................................... 7 3.1 Evaluation Scores ................................................................................................................................ 7 3.2 Overview of Revenue Requirement and Proposed Rates ................................................................... 7 3.3 City Fees .............................................................................................................................................. 9 4. PROPOSED RATES ................................................................................................................................ 10 4.1 Residential Rates ............................................................................................................................... 10 4.2 Commercial Rates ............................................................................................................................. 10 5. PROPOSAL EVALUATION ..................................................................................................................... 11 5.1 Summary of Proposer Evaluation Highlights .................................................................................... 11 VVS ...................................................................................................................................................... 12 Waste Management ........................................................................................................................... 12 5.2 Overview of Analysis for each Evaluation Criterion .......................................................................... 13 Proposer’s Qualifications .................................................................................................................... 13 Technical Qualifications ...................................................................................................................... 15 7.2.b Packet Pg. 638 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page iii Number and Materiality of Exceptions to Agreement ....................................................................... 18 Financial .............................................................................................................................................. 19 6. RATE PROPOSAL EVALUATION ............................................................................................................ 20 6.1 Rate Proposal Competitiveness ........................................................................................................ 21 6.2 Rate Proposal Reasonableness ......................................................................................................... 22 6.3 Combined Rate Proposal Rating ....................................................................................................... 23 TABLE OF TABLES Table 1: Proposer Combination Options ....................................................................................................... 4 Table 2: Evaluation Criteria and Maximum Evaluation Score ....................................................................... 4 Table 3: Option Evaluation Score .................................................................................................................. 7 Table 4: Total Rate Revenue Requirement by Proposal ............................................................................... 8 Table 5: Revenue Requirement by Option .................................................................................................... 9 Table 6: Annual City Fees by Sector .............................................................................................................. 9 Table 7: Proposed Residential Rates ........................................................................................................... 10 Table 8: Proposed Commercial Rates ........................................................................................................ 11 Table 9: Proposer Staffing Overviews ......................................................................................................... 14 Table 10: Proposed Facilities ...................................................................................................................... 18 Table 11: Proposed Capital Investment ...................................................................................................... 19 Table 12: Proposed Collection Vehicles ...................................................................................................... 20 Table 13: Revenue Requirement Comptitiveness Rating ........................................................................... 21 Table 14: Revenue Requirement Reasonableness Rating .......................................................................... 23 Table 15: Combined Rate Proposal Rating .................................................................................................. 23 7.2.b Packet Pg. 639 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 1 1. OVERVIEW On May 3, 2023, The City of Diamond Bar released a Request for Proposals (RFP) to solicit proposals for solid waste services from Valley Vista Services (VVS) and Waste Management, Inc. (WM). By issuing the RFP for solid waste services, the City sought to competitively procure franchised solid waste services. A draft solid waste services franchise agreement (Agreement) was included with the RFP that provides definitions, contract terms, and conditions, including a complete description of the services to be provided. Currently, solid waste services are provided under a Residential Cart Customer Franchise Agreement with WM and a Commercial Bin and Roll-Off Box Franchise Agreement with VVS. WM provides collection services to residential premises that receive residential collection using carts and for temporary roll-off box and temporary bin collection service for cleanup or construction work performed at residential customers to whom WM provides collection service using carts. Temporary collection service for the construction of new residences, and all work on commercial premises, and residential premises that receive collection service using bins, are excluded from WM’s franchise agreement. VVS provides collection services to commercial premises and all residential premises that receive collection using bins and including temporary bin and temporary roll-off box collection service with the exclusion of residential premises that receive collection service using carts. VVS and WM were exclusively invited to present a proposal to provide solid waste service to their respective service area under the existing franchise agreements as well as a proposal to provide City- wide solid waste services including residential, commercial, and permanent roll-off and on-call services. The City reserves the right to invite additional proposers prior to making a final decision in the selection of a contractor or contractors should the City determine that proposals received from VVS and WM are inadequate to meet the City desired goals. The City is seeking service provider(s) who can deliver efficient service while meeting the recycling diversion targets set by the City and all requirements of State mandates. The successful contractor will be required to execute a franchise agreement with the City. The franchise agreement will be based on the Draft Agreement included with the RFP and may be modified to reflect the final negotiated terms and conditions of service. (e.g., the optional programs selected; agreed upon exceptions to the draft agreement, etc.). Services under the new agreement will commence on September 1, 2025, unless otherwise agreed upon. 7.2.b Packet Pg. 640 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 2 1.1 RFP Goals As part of the development of the RFP, the City established key process and program goals. These goals reflect the priorities and expectations of the City for the implementation of the RFP process, and the City’s goals and objectives for future collection services. Process Goals: Integrity, Competition, and Industry-Standard Contract Terms Conduct the RFP process with integrity and transparency. Stimulate competition among proposing companies. Set high performance standards. Ensure value for ratepayers. Enter contract with fair terms and conditions. The City’s approach has been conducted with integrity and transparency. The RFP has resulted in the submission of competitive proposals with several alternative proposals. A. Program Goals: Quality, High-Value Programs Consistent, reliable, and quality service Efficient service delivery that provides a strong value to the ratepayers Responsive customer service system Well-planned and professionally executed transition to any new programs and services. Quality outreach and education B. State Diversion Requirements A program goal of special note is the City’s desire to procure effective diversion programs to ensure compliance with regulatory requirements. The impact of the new State Law cannot be understated. SB 1383, targeting short-lived climate pollutants, includes numerous new requirements. The regulations are highly prescriptive, with many detailed requirements. To ensure compliance with the requirements, the state sets penalties on jurisdictions, haulers, and waste generators, ranging from $50/violation to 10,000/day. The legislation explicitly affirms that funding from the State is not required and therefore implementation will require new revenues and will have rate impacts. The City required proposers to include the programs and services necessary to meet the new requirements associated with SB 1383, as well as existing mandates. These requirements include the collection of organics (green waste and food waste) from residential, multi-family and commercial businesses; extensive outreach, education, documentation and reporting requirements; and program monitoring activities to evaluate effective program participation (I.e. does the amount of trash contaminating organics exceed the allowed levels). 7.2.b Packet Pg. 641 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 3 1.2 Participating Proposers Proposers were invited to submit three separate rate proposals: 1) for residential sector only, 2) for commercial sector services only, and 3) for both the residential and commercial sectors or citywide services. Both VVS and WM submitted proposals on the established due date of August 30, 2023. WM submitted the three separate rate proposals and in addition submitted an alternative rate proposal for residential only and an alternative for citywide services. VVS submitted a citywide rate proposal and clarified that their proposal included consideration for a residential only and a commercial only option. The alternative proposals will not be evaluated at this time, however, should the City opt to negotiate with WM, the alternative proposal will then be evaluated for consideration. The following is a brief description of each company. Valley Vista Services (VVS): VVS is a privately held company owned and operated by the Perez family. Based in City of Industry, CA., VVS was formally incorporated in 1957 but has been in business since 1957 when Manuel Perez procured his first truck and established City of Industry Disposal. VVS cited five jurisdictions to which it currently provides solid waste services under franchise agreements. The Perez family also owns and operates Grand Central Recycling, Inc. (GCR), a separate corporate entity that serves as a transfer station and material recovery facility. Waste Management (WM): WM with corporate headquarters in Houston, TX, is North America’s largest waste hauler and recycling processor. WM also maintains a local headquarters in Baldwin Park, CA. The company has provided similar services to more than 100 jurisdictions in Southern California for over 40 years. Nationwide, WM’s 43,000 employees serve more than 21 million customers throughout the U.S. and Canada. WM has been providing collection services in the City of Diamond Bars for over thirty years. 2. EVALUATION PROCESS Currently, WM provides solid wastes collection services only to the residential sector and VVS only to the commercial sector. By requesting for separate proposals for services to the residential sector only, the commercial sector only, and for citywide services from each proposer, this procurement process allows for the continuation of the current arrangement, that is, WM continues providing services to the residential sector and VVS to the commercial sector. But it also allows for reversing this arrangement with VVS providing services to the residential sector and WM to the commercial sector, or for granting an exclusive, citywide franchise to a single contractor. As a result, there are four Options for the City to select from resulting from the four possible combinations between VVS’s and WM’s proposals. As listed in Table 1, Option 1 represents the current configuration, that is WM providing services only to the residential sector and VVS only to the commercial sector. Option 2 swaps the service sectors so that VVS provides services only to the residential sector and WM only to the commercial sector only. Under 7.2.b Packet Pg. 642 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 4 Option 3, WM would provide citywide services under an exclusive franchise agreement. And under Option 4, VVS would provide citywide services under an exclusive franchise agreement. Table 1: Proposer Combination Options Sector WM VVS OPTION 1 (Current) Residential Only Commercial Only OPTION 2 Commercial Only Residential Only OPTION 3 Citywide n/a OPTION 4 n/a Citywide 2.1 Evaluation Criteria The evaluators consisting of Enrique Vazquez and other Sloan Vazquez McAfee (SVM) staff (the Evaluation Team) conducted an analysis and evaluation of the four Options based on the proposals submitted by each company on August, 2023 and other information submitted by proposers in response to requests by the Evaluation Team. The Evaluation Team reviewed and scored each Option based on a 1,000-point scale using the evaluation criteria set forth in the RFP and the percentage weighting listed in Table 2. Table 2: Evaluation Criteria and Maximum Evaluation Score Technical Proposal Evaluation Criteria Weighting Available Points Responsiveness to RFP Pass/Fail n/a Proposer’s Qualifications and Experience 5.0% 50 Technical Qualifications 30.0% 300 Financial Resources 10.0% 100 Rate Proposal 50.0% 500 Exceptions to the Draft Agreement 5.0% 50 TOTAL 100.0% 1,000 Note: n/a = not applicable The evaluation criteria, maximum score and scoring results are presented in Table 3. The six categories and their corresponding subcategories are described below. 7.2.b Packet Pg. 643 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 5 Responsiveness (Pass/Fail) Proposer must be fully compliant with the RFP and procurement procedures as demonstrated by submittal of all elements required by Sections 3 and 5 of this RFP; full completion of all rate proposal forms; compliance with process guidelines presented in Section 4; and adherence to the code of conduct signed by the proposer. Proposer’s Qualifications Collection Experience. Demonstrated experience of company providing the requested or similar services to other jurisdictions. If the proposer is a joint venture, demonstrated experience of parties working together. Jurisdiction Satisfaction. Satisfaction of proposer references with services received, including but not limited to, implementation, customer services, reporting, assistance developing diversion programs, and working cooperatively with City staff. Management and Customer Service Systems. Demonstrated capabilities of the company’s existing management and customer service systems’ abilities to track and monitor contract compliance, quality of collection service, and call center responsiveness. Key Personnel Qualifications. Extent and relevance of the qualifications and experience of key personnel proposed for the transition team and on-going management of collection operations. Technical Qualifications Implementation Plan. Reasonableness of implementation schedule and ability to meet deadlines (e.g., reasonableness of equipment procurement schedules, implementation staffing levels, public education program, itemized steps for initiation, roll out and maintenance of diversion programs in all service sectors throughout the City, container/cart distribution, new corporation or maintenance yard development, contingency plans, etc. o Customer Service. Customer service approach, staffing levels, and City-specific training programs. o Billing System. Billing approach and procedures for handling customer billing activities. o Collection Approach. Reasonableness and reliability of the proposed collection methods e.g., technology, equipment, and containers); reasonableness of productivity and operating assumptions (i.e., number of routes, route drivers, route hours, stops per route, and other operating statistics), if applicable; and reasonableness of assumptions. AB 341, AB 1826, and SB 1383 Implementation Plan. Completeness of proposed services, public education program, roll out and maintenance of diversion programs in all service sectors throughout the City, container/cart distribution. Diversion Outreach and Education Programs. The nature, reliability, and innovation of proposed diversion programs and potential of such programs to divert solid waste from landfill disposal and meet diversion requirements. Compatibility of the proposed education program, staffing level, and program ideas with the needs of the City; and, the quality of public education samples relative to other proposers. Likelihood of diversion programs to meet State-mandated outreach City of Diamond Bar, California Section 6. Proposal Evaluation RFP for Solid Waste 7.2.b Packet Pg. 644 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 6 Services May 3, 2023 Page 32 and education, diversion monitoring and reporting and performance measurement requirements. Proposed Operations Facilities. Plan for providing the facilities needed for equipment storage and parking, maintenance, and administration. Level of assurance provided, if any, about site acquisition and timely development of necessary facilities if not proposing an existing, operational and permitted facility. Proposed Disposal, Transfer, and Processing Facilities. Reasonableness and reliability of the proposed facilities for disposal, transfer, and processing of solid waste, recyclable materials, and organic materials, including documentation of existing facility permitting/approvals and/or guarantee of sufficient capacity for tonnage from the City service area, and the reasonableness of proposed material transport plans. Number And Materiality of Exceptions to the Agreement The number, nature, and materiality of suggested changes to the Agreement will be considered in evaluating proposals. Financial Financial Stability. Financial stability of proposer based on its financial ratios and other financial considerations. Insurance. Demonstrated ability of proposer to obtain adequate insurance. Rate Proposal Reasonableness of Rate Proposals. The logical relationship between proposed rates and operational assumptions. Competitiveness of Rate Proposals. The competitiveness of the overall revenue requirement is evaluated relative to other proposals. Evaluators allocated points on a percentage basis after reading, analyzing, and, if necessary, clarifying the responses of each proposer in each of the evaluation sub-categories. The scores assigned to each of the proposals reflect the extent to which the company fulfilled the requirements of the evaluation criteria and the extent to which each criterion was fulfilled relative to other proposals. For example, except for the “Rate Proposal” category, the response that evaluators deemed to be the most thorough, complete, responsive, and/or effective was awarded the highest rating of 100%. Then, the remaining proposals were scored based upon the evaluator’s determination of divergence (decline) from the best rated response. Several factors were measured in each evaluation category. In some cases, responses were deemed to be equal and were allotted the same scores. 7.2.b Packet Pg. 645 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 7 3. FINDINGS 3.1 Evaluation Scores The evaluation scores for each Option are presented in Table 3. Additional descriptions and analysis of the Options provided in Sections 4 and 5. Based on this evaluation, Option 4-WM Citywide scored the highest with 952 points out of 1,000. Option 2-VVS Resi/WM Comm came in second with 947 points out of 1,000. Option 3 and 1 came in third and fourth, respectively. Table 3: Option Evaluation Score Technical Proposal Evaluation Criteria Available Points Option 1 WM-RESI VVS-COMM Option 2 VVS-RESI WM-COM Option 3 VVS CITYWIDE Option 4 WM CITYWIDE Responsiveness to RFP n/a Pass Pass Pass Pass Proposer’s Qualifications and Experience 50 49 49 50 48 Technical Qualifications 300 299 300 300 299 Financial Resources 100 90 90 80 100 Rate Proposal 500 440 460 453 460 Exceptions to the Draft Agreement 50 48 48 50 45 TOTAL 1,000 926 947 933 952 Ranking 4 2 3 1 3.2 Overview of Revenue Requirement and Proposed Rates This section includes an overview of revenue requirements for each proposal and for each option or arrangement of residential, commercial, or citywide services between VVS and WM. A comprehensive analysis of proposed rates is provided in Section 4, and a description of the analysis of the rate proposal and revenue requirement is provided in Section 6. The total revenue requirement by proposer for each proposal is provided in Table 4. Also included are the rate revenue 1 under the current franchise agreements, and comparisons of each rate proposal with the adjusted current rate revenue. Prior to the implementation of the new agreement contemplated with this RFP process, the current rates will be subject to an annual rate adjustment scheduled to take effect July 1, 2024. To allow for a more realistic comparison, the current rates have been adjusted by a 1 Current rate revenue is based on current service rates and subscription levels as reported by each of the franchisees and does not include revenue from roll-off services, temporary services, and other permitted charges. 7.2.b Packet Pg. 646 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 8 factor of 3.0%. The proposed rate under Options 1 through 4 would take effect September 1, 2025 and the first rate adjustment under the new franchise agreement (s) is scheduled for September 1, 2026. The rate revenue comparison by proposer for residential only and commercial only is provided for informational purposes only as either of those options would require services from both VVS and WM. Table 4: Total Rate Revenue Requirement by Proposal As already discussed, the proposed services can be configured into four possible combinations between VVS and WM, listed as Options in Table 1. The total revenue requirements for these four options are presented in Table 5. Included are also the current rate revenue, adjusted rate revenue, ranking based on revenue requirement, dollar differences from the adjusted current rate revenue, and percentage difference from the adjusted current revenue. Based on this measure only, WM’s Citywide proposal or Option 4 with the lowest rate revenue requirement of $8,410,415 ranks #1. The proposed rate revenue requirement for Option 4 represents a 12.9% decrease to adjusted current rate revenue. It is notable that Option 4 proposes an overall rate revenue reduction of $1,244,900 or 22.9% to the residential sector with an overall increase of $393,004 or 15.7% to commercial rate revenue. Option 2, with rate revenue requirement of $8,706,126, ranks as #2. Under Option 2, the haulers would swap sectors, with VVS providing services to the residential sector and WM to the commercial sector. The proposed rate revenue would increase by decrease by 9.8% over the adjusted current rate revenue with residential revenue decreasing by $768,576 or 10.8% and commercial rate revenue decreasing by 180,613 or 7.2%. VVS’s Citywide proposal or Option 3, with rate revenue requirement of $10,006,865, ranks #3, representing an overall rate revenue increase of 3.6% over adjusted current rate revenue with residential revenue decreasing by $768,576 or 10.8% and commercial rate revenue increasing by 1,120,127 or 44.6%. Ranking fourth is Option 1 with total rate revenue of $10,276,865, representing an overall increase of 6.4% over adjusted current rate revenue. This option represents a continuation of the current configuration with WM providing services to the residential and VVS to the commercial sector. Residential rate revenue would decrease by $498,576 or 7.0% and commercial rate revenue would increase by 1,120,127 or 44.6% over adjusted current rate revenue. Total Diff From Current Diff From Current Total Diff Diff From Current Residential Only 6,938,400 7,146,552 6,377,976 (768,576) -10.8%6,647,976 (498,576) -7.0% Commercial Only 2,435,692 2,508,763 3,628,889 1,120,127 44.6%2,328,150 (180,613) -7.2% Citywide 9,374,092 9,655,315 10,006,865 351,551 3.6%8,410,415 (1,244,900) -12.9% Proposal Current WM-Resi VVS-Comm Current Adj for Inflation 3% VVS WM 7.2.b Packet Pg. 647 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 9 Table 5: Revenue Requirement by Option 3.3 City Fees All proposals include payment of fees to the City as provided in Table 6. Table 6: Annual City Fees by Sector Option 1 Option 2 Option 3 Option 4 Sector Current WM-Resi VVS-Comm Current Adj for Inflation 3% WM-Resi VVS-Comm VVS-Resi WM-Comm VVS Citywide WM Citywide Residential 6,938,400 7,146,552 6,647,976 6,377,976 6,377,976 5,508,648 Commercial 2,435,692 2,508,763 3,628,889 2,328,150 3,628,889 2,901,767 Total 9,374,092 9,655,315 10,276,865 8,706,126 10,006,865 8,410,415 4 2 3 1 Residential (498,576) (768,576) (768,576) (1,637,904) Commercial 1,120,127 (180,613) 1,120,127 393,004 Total 621,551 (949,189) 351,551 (1,244,900) Residential -7.0%-10.8%-10.8%-22.9% Commercial 44.6%-7.2%44.6%15.7% Total 6.4%-9.8%3.6%-12.9% Ranking Difference From Current Rate Revenue Percentage Difference From Current Rate Revenue Fee Type Residential Commercial Total Franchise Fees $287,000 $123,000 $410,000 Cal Recycle $375,000 $375,000 $750,000 Residential Impact $175,000 $175,000 Residential Street Sweeping $175,000 $175,000 Total City Fees $1,012,000 $498,000 $1,510,000 7.2.b Packet Pg. 648 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 10 4. PROPOSED RATES 4.1 Residential Rates Proposed rates for standard residential cart service are provided in Table 7. Additional rates for ancillary residential services are provided in Exhibit 1. The first column in Table 7 provides the current rates followed by the adjusted rates and then the rates proposed under Options 1 through 4. As noted previously, the current rates will be subject to an annual rate adjustment scheduled to take effect July 1, 2024. The current rates have been adjusted by 3% to allow for a more realistic comparison. WM’s Citywide proposal or Option 4 offers the low lowest residential rates for a 64-gallon default cart service 2. WM’s proposed residential rates represent reductions from 9.5% to 24.1% from adjusted current rates for standard service and from 15.9% to 29.6% for senior service. VVS proposed the second lowest residential rates under Options 2 – residential only and Option 3 – citywide. VVS’s proposed residential rates represent reductions from adjusted current rates from 6.7% to 15.3% for standard service and from 7.5% to 20.9% for senior service. Table 7: Proposed Residential Rates 4.2 Commercial Rates A sample of current and proposed commercial rates for the most common commercial refuse collection services are provided in Table 8. The current rates will be subject to an annual rate adjustment effective July 1, 2024, a year prior to the start of the new agreement. 2 Standard service includes three 64-gallon carts: trash, recycling, and organics. Residents may choose to reduce or increase their cart sizes according to their needs. Rates Effective Date 1/2/2024 7/1/2024 Option 1 Option 2 Option 3 Option 4 Current WM-Resi VVS-Comm Current Adj for Inflation 3% WM-Resi VVS-Comm VVS-Resi WM-Comm VVS Citywide WM Citywide 35-Gallon Cart $31.09 $32.02 $29.54 $29.89 $29.89 $28.99 Change from Current -7.8%-6.7%-6.7%-9.5% 64-Gallon Cart $38.31 $39.46 $36.39 $35.39 $35.39 $29.93 Change from Current -7.8%-10.3%-10.3%-24.1% 96-Gallon Cart $45.96 $47.34 $43.66 $40.11 $40.11 $36.64 Change from Current -7.8%-15.3%-15.3%-22.6% 35-Gallon Cart Senior $26.76 $27.56 $26.58 $23.91 $23.91 $23.19 Change from Current -3.6%-13.3%-13.3%-15.9% 64-Gallon Cart Senior $33.03 $34.02 $32.76 $31.46 $31.46 $23.94 Change from Current -3.7%-7.5%-7.5%-29.6% 96-Gallon Cart Senior $39.40 $40.58 $39.30 $32.09 $32.09 $29.31 Change from Current -3.2%-20.9%-20.9%-27.8% 9/1/2025 7.2.b Packet Pg. 649 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 11 It should be noted that commercial rates cannot be fairly evaluated by comparing individual rates. The full value of commercial services is best evaluated by comparing the revenue requirement of the entire commercial sector based on proposed rates and subscription levels as provided in Table 5. Table 8: Proposed Commercial Rates 3 5. PROPOSAL EVALUATION This section provides an overview of the proposals submitted by VVS and WM. In Section 5.1, a summary of each company’s proposal highlights is provided. Section 5.2 provides an overview of the findings for each evaluation criterion category for both companies. 5.1 Summary of Proposer Evaluation Highlights The following summary provides highlights of the proposal evaluations: 3 WM proposed rates are for the first bin. Second and additional bins are offered at a lower rate. SIZE 1XWK 2XWK 3XWK 4XWK 5XWK 6XWK 2 Yard Bin $137.94 $239.15 $326.93 $423.08 $524.33 $609.03 3 Yard Bin $170.77 $283.12 $397.53 $516.11 $632.61 $772.08 4 Yard Bin $216.21 $347.96 $482.72 $687.50 $822.27 $998.80 2 Yard Bin $176.57 $326.29 $489.44 $652.58 $767.40 $874.96 3 Yard Bin $197.73 $368.62 $552.93 $737.23 $873.21 $1,001.94 4 Yard Bin $218.89 $410.94 $616.41 $821.88 $979.03 $1,128.92 2 Yard Bin $116.75 $210.15 $303.55 $396.95 $490.35 $525.32 3 Yard Bin $144.54 $260.18 $375.81 $491.45 $607.08 $722.72 4 Yard Bin $183.00 $329.40 $475.80 $622.20 $768.61 $915.01 2 Yard Bin $142.65 $256.76 $385.14 $513.53 $641.91 $770.29 3 Yard Bin $176.60 $317.89 $476.83 $635.78 $794.72 $953.67 4 Yard Bin $223.59 $402.47 $603.70 $804.94 $1,006.17 $1,207.41 CURRENT OPTION 1 & OPTION 3: VVS CITYWIDE AND COMMERCIAL ONLY OPTION 2: WM COMMERCIAL ONLY OPTION 4: FROM WM CITYWIDE 7.2.b Packet Pg. 650 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 12 VVS VVS submitted a comprehensive, high-quality proposal that was tailored to the City of Diamond Bar’s requirements. The following highlights from the VVS proposal provide a brief overview of some of the primary differentiators. Locally Owned and Community Focused. VVS described their family-owned business with over six decades of experience, local headquarters, customer service call center, and operating facilities. The company credits their commitment to “Satisfy the Customer at any Cost” as leading to their customers’ satisfaction. Local Infrastructure. VVS described their local infrastructure: Grand Central Recycling, Inc. (GCR) – A materials recovery facility owned and operated by the Perez family as a separate corporate entity that plays a pivotal role in advancing their comprehensive waste management strategy. Proposed Organics Processing. GCR will serve as a hub to manage the waste streams with a 38,850 square foot expansion scheduled to be completed by July 2024 and consisting of a $25M capital investment. This will add organics waste recovery capacity using the OREX (Organics Extrusion Press) Technology developed by Anaergia Corporation. Kitchen Pails. VVS will provide a 3-gallon lidded, dishwasher-safe pail with introductory roll of pail liners and educational materials with clear program guidelines, detailing acceptable items for both the yard waste cart and the food waste pail to all SFDs and multi-family units. Waste Management WM also submitted a thorough, high-quality proposal, specialized for the City of Diamond Bar. The company emphasized its familiarity with the City while responding to the City’s new requirements. The following highlights from the WM proposal describe some of the company’s primary differentiators. Routing Technology. WM described their eRouteLogistics software for developing, managing, and modifying routes. The software is used daily by the operations team to ensure that each route is well- maintained and adjusted to reflect new developments and changes in service levels, customer counts, and traffic patterns. eRouteLogistics displays customer locations in a user-friendly map through a variety of coloring and labeling options and allows users to visualize existing and future routes. Updated in near real-time, eRouteLogistics enables our route managers, drivers, dispatchers, and customer service representatives to resolve any questions or concerns our customers or municipal partners may have concerning routes. Technology to Optimize Performance. WM described their operations framework, “Service Delivery Optimization” or SDO, which focuses on four pillars of performance: Safety, Service, Savings and Satisfaction. WM’s technology is used to define, track and measure all aspects of operations to achieve continuous improvement. The company also emphasized their network of facilities which they described as strategically located near Mission Viejo. 7.2.b Packet Pg. 651 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 13 Effective Outreach and Education. The company emphasized the importance of “innovative, personalized and proven” outreach and education to help customers in Mission Viejo navigate a major change in services, including the significant expectations that customers separate organics and recyclables as required by SB 1383. WM described an outreach and education campaign to engage customers throughout the term of the new agreement. Value, Partnership and Dedication. WM described the cost effectiveness achieved through SDO technology and the proximity of their facilities, and how this gives them the ability to offer reasonable rates. WM emphasized their 30 years of experience in delivering on-time, reliable services and their ability to provide dependable services from day one of the new contract. The proposal also highlighted the company’s stability as the largest service provider and ability to finance capital purchases and provide “gold-standard” insurance. Additionally, WM described the dedication of their local team and the service benefits associated with their knowledge of the City. 5.2 Overview of Analysis for each Evaluation Criterion The following summary of findings provides highlights of the key proposal components that were considered in the evaluation process. Proposer’s Qualifications Collection Experience. VVS and WM are both well qualified to provide service in the City of Diamond Bar. Each service provider offers extensive experience in Southern California and has the local infrastructure necessary to efficiently meet the City’s needs. VVS cited four cities in addition to Diamond Bar including the City of La Puente, City of Cypress, City of Walnut, and City of El Monte. WM cited five cities including the City of Arcadia, City of La Verne, City of San Dimas, City of Baldwin Park, and Chino Hills. Jurisdiction Satisfaction. VVS provided the reference list above from five jurisdictions all with service over eight years and the City of La Puente has been serviced over 29 years. WM provided the reference list above from five jurisdictions, four of which were all with service over twelve years and City for the Baldwin Park has been service for over 33 years. WM’s City of Chino reference from WM was only one year old and described as the latest transition executed and transitioned in five months. Both VVS and WM show longevity servicing these jurisdictions, which demonstrates jurisdiction stratification. Management and Customer Service Systems, Both VVS and WM offer customer service systems capable of tracking and monitoring contract compliance, quality of collection service, and call center responsiveness. Each company is exceptionally equipped with quality, industry-specific systems capable of meeting the City’s requirements for documentation, reporting, and billing. 7.2.b Packet Pg. 652 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 14 Both companies included digital enhancements to the customer service experience including on-line chat, mobile application, expanded website capabilities, focus on social media and community outreach. VVS included some new expanded customer service features: Our Customer Service representative team comprises multilingual representatives proficient in English, Spanish, Cantonese, Tagalog, Mandarin, and Vietnamese. VVS uses Cisco WebEx contract center ensuring tracking calls and wait times. Additional customer service features include live chat, mobile app, user-friendly website, social media. WM included some new expanded customer services features: Interactive Voice Response (IVR) - self-service options online. Contact Back System – get a call back, no need to wait on hold. Live Chat support – online direct chat option. MY WM App – application for customer to pay bills and request and schedule service. Repeat Issues within two months, issues a ticket to management that requires accountability and ticket closure. Key Personnel Qualifications. VVS and WM both employ exceptionally qualified personnel possessing decades of local industry experience. VVS included summary resumes for 13 staff of which four had an percentage dedication to the City of Diamond Bar equaling to 1.8 full-time employees. In their rate proposal forms, which included a budget to support their proposed rates, VVS provided funding for 3.8 full-time employees excluding drivers. WM included summary resumes for 19 staff of which 12 had a percentage dedication to the City of Diamond Bar equaling to 8 FTE. In addition, WM provided summary resumes for a senior leadership team of five. In their rate proposal forms, which included a budget to support their proposed rates, WM provided funding for 4.8 full-time employees, excluding drivers indicating a discrepancy between proposed FTE of 8 and budgeted FTE of 4.8. Table 9: Proposer Staffing Overviews VVS WM Title % Title % Contractor Representative 10% Public Sector Services Manager 100% Operations Supervisor 50% Public Sector Reginal Manager 25% Client Services Manager 20% Recycling Coordinator 25% 7.2.b Packet Pg. 653 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 15 Additional Service Rep 100% Sustainability Manager 100% District Manager 100% Roll-Off Route Manager 50% Residential Route Manager 50% Residential Route Manager 50% Commercial Route Manager 100% Operations Specialists 25% Contract Compliance Manager 25% Maintenance Manager 100% Full Time Equivalents 1.8 8.0 Chief Financial Officer Controller Human Resources Manager Operations Manager Risk and Safety Manager Miantenance Manager Government Affairs Diversion Compliance Coordinator Social Media & Outreach Coordinator Not Indicated Area Customer Experience Manager Communications Senior Manager Centralized Dispatch Manager Route Managers SB 1383 Team of three Senior Leadership Team of 5 Not Indicated Technical Qualifications Implementation Plan. Each company prepared a detailed implementation schedule designed to meet the deadlines necessary to commence the new agreement on September 1, 2025. The plans were reviewed for reasonableness and completeness. Both VVS and WM proposed implementation schedules capable of achieving staffing levels, procurement of equipment, customer outreach and education program development and transition activities necessary to facilitate the transition to new services. AB 341, AB 1826, and SB 1383 Implementation Plan. Both VVS and WM prepared detail summaries meeting compliance with AB 341 (Commercial Recycling), AB 1826 (Organics Recycling), and SB 1383 Organics Waste Reduction). Each companies’ proposals addresses planning, education, diversion, implementation, reporting, and ongoing monitoring to achieve successful compliance. 7.2. City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 16 VVS and WM developed comprehensive programs to achieve the City’s diversion goals, ensure regulatory compliance and respond to the new SB 1383 requirements. Each company proposed collection programs designed to achieve the performance standards set forth in the agreement. Additionally, the companies proposed the required dedicated recycling coordinator and prepared a detailed outreach and education strategy to inform customers of the new requirements, promote effective program participation and notify customers of compliance issues. VVS identified a specific staff to serve as full-time recycling coordinator and WM committed to hire and train a qualified Recycling and Sustainability Manager for the City of Diamond Bar. Diversion Outreach and Education Programs. Both companies provided a thorough and comprehensive plan for outreach and education accompanied with quality educational materials and state of the art systems to support their programs. VVS proposal included the following activities to promote diversion programs: Identifying key stakeholders and conducting preliminary meetings; training sessions for city personnel; providing information on proper sorting, container usage; targeted meetings with property owners; tracking and monitoring diversion rates, tonnages, and conducting waste compositions; generating regular reports to City; implementing contamination monitoring including physical inspections, photo documentation, and customer notifications; providing continuous assistance through helplines, online platforms, and community engagement events. Food Rescue Collaboration including o Stakeholder Engagement: Identifying and partnering with established food rescue organizations. o Targeted Awareness Campaigns: Informing residents, businesses, and food establishments. o Collection and Donation Process: Establishing collection routes, providing safe and hygienic food storage and handling, collaborating with local food banks, shelters, and community organizations. WM proposal included the following activities to promote diversion programs: Hiring a dedicated Recycling and Sustainability Manager Targeted education and outreach for all sectors including conducting community workshops including chamber, civic group, HOAs/property managers, educational institutions; distributing educational flyers; creating how-to videos; providing City staff training including City’s contracted janitorial service; working with code enforcement; providing City staff training on how to properly recycle. Incentive Programs: Residential recycling rewards, commercial recycling rewards, food recovery program that recognizes commercial customers who work with local food recovery organizations. Use of Smart Truck SM program to track cart monitoring, which has been approved by CalRecycle for tracking contaminate routes. 7.2.b Packet Pg. 655 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 17 Conducting SB 1383 route audits and cart monitoring; conducting waste evaluations; reports to the City; education and promotion using social media and website, conducting event education; providing non-compliance notifications; conducting annual site visits to review compliance; assistance to the City with waivers. Commercial edible food recovery and donation: Create customized educational materials highlighting how and where to participate in edible food recovery and donation. Proposed Disposal, Transfer, and Processing Facilities. The facilities proposed by both companies meet the requirements of the RFP. Both companies demonstrated the viability of their facility plan and have secured the capacity necessary to manage the material collected within the City. VVS’s local infrastructure is located in closer proximity to the City. Table 10 provides a list of the proposed facilities to be used by proposers for landfilling and for recycling and organic waste material processing. 7.2.b Packet Pg. 656 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 18 Table 10: Proposed Facilities Type of Facility VVS WM Organics GCR Materials Recovery Facility 17445 Railroad St City of Industry, CA 91748 Materials are transported to Agromin Organics. Azusa Material Recycling Facility 1504 West Gladstone Azusa, CA 91702 Material to be pre-processed and transported to any of the following: South Valley Compost Site South Kern Industrial Center Compost Facility WM Pala Composting Facility Ecology Compost Recyclables Grand Central Recycling & T.S. 17445 Railroad St City of Industry, CA 91748 Azusa Material Recycling Facility 1501 West Gladstone Azusa, CA 91702 C&D Grand Central Recycling & T.S. 17445 Railroad St City of Industry, CA 91748 Downtown Diversion, Inc (DDI) 2424 E. Olympic Blvd Los Angeles, CA 90021 Maitri Road Recycling 24980 Maitri Rd. Corona, CA 92883 Disposal El Sobrante Landfill 10910 Dawson Road Corona, CA 91719 Olinda Alpha Landfill 1942 N. Valencia Brea, CA 928239 El Sobrante Landfill 10910 Dawson Road Corona, CA 91719 Transfer Grand Central Recycling & T.S. 17445 Railroad St City of Industry, CA 91748 Pomona Valley Transfer Station 1371 E. 9th St Pomona, CA 91766 Grand Central Recycling & T.S. 17445 Railroad St City of Industry, CA 91748 Azusa Material Recycling Facility & Transfer Station 1501 West Gladstone Azusa, CA 91702 Number and Materiality of Exceptions to Agreement VVS took no exceptions to the draft franchise agreement as published with the RFP. WM listed two exceptions, 1) Section 105. Extraordinary Rate Adjustments, and 2) Section 13.7 Liquidated Damages. With regards to Extraordinary Rate Adjustments, WM proposed changes to the draft franchise agreement that provides more latitude in the process for securing extraordinary rate 7.2.b Packet Pg. 657 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 19 adjustments. Additional negotiations will be required to finalize the franchise agreement and due to other considerations, such as their very competitive rates, SVM considers this a serious exception. With regard to liquidated damages, WM did not propose specific changes but took exception to this section to retain the option to discuss these items with the City during negotiations to further clarify and resolve standards of performance and penalty amounts that WM considers ambiguous, unclear, or excessive. SVM does not consider this exception to be difficult to resolve. Financial Financial Stability: VVS and WM demonstrated the financial capabilities necessary to service the City. Based upon the review of the submitted financial statements, both companies are capable of acquiring equipment and providing financial assurance of performance. WM is a large national corporation with reported revenue of $19.7B for fiscal year 2022 and an asset base of $31.4B. Based on its 2022 financial statement, WM’s current ratio calculates to 0.81 ($3,551B / 4,394B) and its debt ratio calculates to 0.78 ($24,503 / $31,367). VVS is local corporation with reported of $115M for fiscal year 2022 for Valley Vista and Grand Central Recycling combined and an asset base of $15.7M. Based on VVS report, its current ratio calculates to 0.84 ($15.7M / $18.6M) and its debt ratio calculates to 0.57 ($62.4M / $109.3M). Each company’s anticipated capital investment is shown in Table 11. As the largest solid waste services company in North America, WM’s financial capabilities exceed those of VVS, however for the purposes of the Diamond Bar contract, both companies are financially equipped to provide the financial stability required by the City. Table 11: Proposed Capital Investment Type of Investment VVS WM Sector Residential Commercial Total Residential Commercial Total Vehicles $ 4,981,199 11 1,253117 4 6,234,316 15 2,800,000 8 1,125,000 3 3,925,000 11 7.2.b Packet Pg. 658 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 20 Total Units Containers Carts Pails Bins 2,500,491 45,819 15,273 0 561,672 542 n/a 0 3,062,163 2,331,638 45,819 0 0 510,553 476 n/a 578 2,842,191 Other $0 $0 $0 $0 $80,000 $80,000 Total Capital $7,481,690 $1,814,789 $9,296,479 $5,131,638 $1,715,553 $6,847,191 Table 12 provides a list of the quantities and make and model of the collection vehicles proposed by each company. It should be noted that for WM, the quantity of vehicles provided in Table 11 differ from those in Table 12. The quantity and type of vehicle provided in Table 12 were taken from WM proposal while the quantity of vehicles provided in Table 11 were taken from WM Rate Proposal forms. This is an indication that WM’s proposal may be underpriced as it has not accounted for all the costs required to provide the vehicles it proposes to provide. Table 12: Proposed Collection Vehicles Company Automated Side Load Front-End Load Scout VVS Qty: 10 Chassis: CCC/LWT Body: McNeilus Cubic yard capacity: 28 Qty: 4 Chassis: CCC/LWT Body: F.F. Gomez Cubic yard capacity: 38 Qty: 1 Chassis: Not stated. WM Qty: 9 Chassis: Peterbilt 520, Autocar ACX Body: Not Stated Cubic yard capacity: 40 Qty: 4 Chassis: Peterbilt 520, 56 Body: Not stated Cubic yard capacity: 40 Qty: 2 Chassis: Ford F-150 6. RATE PROPOSAL EVALUATION Proposers were required to provide detailed financial information by completing the Rate Proposal Forms issued with the RFP. This information allows for the evaluation of the proposals rate revenue requirements and reasonableness of their cost assumptions. 7.2.b Packet Pg. 659 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 21 The RFP included criteria for evaluation of the Rate Proposal component of the proposals. The criteria are described in detail under Section 2.0, Proposal Evaluation Process and are included here in summary form for ease of reference: Competitiveness of Cost Proposals: Cost competitiveness relative to other proposals. Reasonableness of Cost Proposals: Logical relationship between proposed cost and operation assumptions. Proposals were evaluated on total first-year revenue requirement. The rate proposals were evaluated based on total revenue requirement. This is important because the economic value of the contract cannot be assessed based on the price of a specific service. For example, a low price quoted for the residential rate may not readily reflect the financial costs of the entire contract. For this reason, the proposals were evaluated on the overall revenue requirement to perform all the services required by the RFP. 6.1 Rate Proposal Competitiveness Each rate proposal’s competitiveness was determined using a formulaic approach. First, the rates quoted in the rate sheets by each proposer were used to project Year 1 revenue requirement. The proposal with the lowest total revenue requirement was given a rating of 100% for competitiveness. The remaining proposals were rated based on the percentage deviation from the proposal with the lowest revenue requirement. Based on this analysis Option 4-WM Citywide proposal offers the overall lowest revenue requirement for Year 1 and therefore receives a rating of 100%. Option 2 – VVS Residential / WM Commercial offers the second lowest revenue requirement. With a 3.0% additional requirement than Option 4, Option 2 receives a rating of 97.0%. Option 3-VVS Citywide receives a rating of 81.0% as it requires 19.0% more rate revenue than Option 4. Option 1-WM Residential / VVS Commercial requires 21.4% more rate revenue than Option 4 and receives a rating of 78.6%. Table 13: Revenue Requirement Comptitiveness Rating Proposer Year 1 Proposed Revenue Difference from Lowest Option Percent Difference from Lowest Option Rating Option 4: WM Citywide $8,410,415 $0 n/a 100.00% 7.2.b Packet Pg. 660 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 22 Option 2: VVS Residential WM Commercial 8,706,126 $295,711 3.0% 97.0% Option 3: VVS Citywide $10,006,865 $1,596,450 19.0% 81.0% Option 1: WM Residential VVS Commercial 10,276,865 $1,866,450 21.4% 78.6% 6.2 Rate Proposal Reasonableness In addition to evaluating rate proposal competitiveness, the reasonableness of the rate proposals was considered. The primary tool used to evaluate the reasonableness of the rate proposals was the preparation of a financial proforma to serve as the Benchmark Proforma. Prior to the public distribution of the RFP, SVM prepared the Benchmark Proforma to project the price for providing the services requested in the RFP. SVM has many years of experience in preparing solid waste services rate proformas. The model considers that there may be variations in proposer costs due to competitive advantages or long-term arrangements they may have made that allows some of the proposers to maintain an economic advantage. However, deviations from revenue requirement identified in the Benchmark Proforma must be reasonably explained. Our Benchmark Proforma indicated that the services contemplated in the RFP could reasonably be performed with a Revenue Requirement of $10M per year, representing an increase in revenue requirement of 20.1% from the adjusted current revenue requirement of $8.3M. To perform the reasonableness rating for each rate proposal, the revenue requirement for each rate proposal was compared to and rated based on the percentage deviation from the projected revenue requirement in the Benchmark Proforma. While it was anticipated that proposers would deviate from the Benchmark Proforma due to varying competitive advantages and/or disadvantages, deviations greater than 20% may indicate that a proposal is significantly underpriced or overpriced. This is important because an underpriced proposal can become problematic under a 10-year contractual commitment. If the proposer is financially unable to sustain its operations, the City may have to consider granting unexpected financial relief in order to minimize possible service disruptions. Based on this analysis, Option 2 and 4 offered first year revenue requirements below the Benchmark Proforma ranging from 13.1 to 16.0. Option 3 offered first year rate revenue at the same level as the benchmark proforma. Option offered rate revenue above the proforma. All of these deviations are reasonable. Option 3 came the closest to the benchmark proforma and received a rating of 100%. Option 1 followed and received a rating of 97%. Option 2 and 4 received a rating of 87% and 84% respectively due to their larger deviation from the benchmark proforma. 7.2.b Packet Pg. 661 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 23 Table 14: Revenue Requirement Reasonableness Rating Proposer Year 1 Proposed Revenue Difference from Lowest Option Percent Difference from Lowest Option Rating Option 4: WM Citywide $8,410,415 ($1,606,284) -16.0% 84% Option 2: VVS Residential WM Commercial 8,706,126 ($1,309,320) -13.1% 87.0% Option 3: VVS Citywide $10,006,865 ($3,901) 0.0% 100% Benchmark Proforma $10,010,766 $0 0% n/a Option 1: WM Residential VVS Commercial 10,276,865 266,099 2.7% 97.0% 6.3 Combined Rate Proposal Rating When the competitiveness and reasonableness ratings are combined, Option 4-WM Citywide ranks 1 with a 92% total. Option 2-VVS-Resi/WM Com ranks second with a 91.95% rating and followed by Option 3-VVS Citywide and Option 1-WM Resi/WM Com. Table 15: Combined Rate Proposal Rating Option 1 WM-RESI VVS-COM Option 2 VVS-RESI WM-COM Option 3 VVS CITYWIDE Option 4 WM CITYWIDE Revenue Requirement - Competitiveness 79.6% 97.0% 81.0% 100% 7.2.b Packet Pg. 662 City of Diamond Bar Solid Waste Services RFP November 30, 2023 Evaluation Analysis Final Report Page 24 Revenue Requirement - Reasonableness 97.3% 86.9% 100% 84.0% Combined Rating 87.950% 91.95% 90.50% 92.0% Ranking 4 2 3 1 7.2.b Packet Pg. 663