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HomeMy WebLinkAbout2021.06.01 Agenda Packet - Regular MeetingCity Council/Public Financing Authority Agenda Tuesday, June 1, 2021 Closed Session 6:00 PM Regular Meeting 6:30 PM Diamond Bar City Hall – Windmill Community Room 21810 Copley Drive, Diamond Bar, CA 91765 PUBLIC ADVISORY: Consistent with the Governor’s Executive Order, members of the public are encouraged to participate and address the City Council during the public comment portion of the meeting via teleconference. Members of the City Council and limited staff may be physically pres ent for this meeting. Public seating is very limited at this time due to distancing requirements and is on a first-come, first-serve basis. If you would like to attend the meeting in person, please note that face coverings are required to be worn at all times and social distancing maintained at all times while in the building. COVID-19 safety screening procedures will be in place requiring the completion of a questionnaire and temperature check prior to entering the room. How to Observe the Meeting From Home: Members of the public can observe the meeting by calling +1 (213) 929-4212, Access Code: 956-576-108 or visiting https://attendee.gotowebinar.com/register/8553049690672978703. How to Submit Public Comment: Members of the public may provide public comment by sending written comments to the City Clerk by email at cityclerk@DiamondBarCA.gov by 4:30 p.m. on the day of the meeting. Please indicate in the Subject Line “FOR PUBLIC COMMENT.” Written comments will be distributed to the Council Members and noted for the record at the meeting. Alternatively, public comment may be submitted by logging onto the meeting through this link: https://attendee.gotowebinar.com/register/8553049690672978703. Members of the public will be called upon one at a time during the Public Comment portion of the agenda. Speakers are limited to five minutes per agenda item, unless the Mayor determines otherwise. American Disability Act Accommodations: Pursuant to the Executive Order, and in compliance with the Americans with Disabilities Act, if you need special assistance to participate in the Council Meeting, please contact the City Clerk’s Office (909) 839- 7010 within 72 hours of the meeting. City Council video recordings with transcription will be available upon request the day following the Council Meeting. The City of Diamond Bar thanks you in advance for taking all precautions to prevent spreading the COVID-19 virus. ANDREW CHOU Council Member STAN LIU Council Member STEVE TYE Council Member NANCY A. LYONS Mayor RUTH M. LOW Mayor Pro Tem City Manager Dan Fox • City Attorney David DeBerry • City Clerk Kristina Santana DIAMOND BAR CITY COUNCIL MEETING RULES Welcome to the meeting of the Diamond Bar City Council. Meetings are open to the public and are broadcast on Spectrum Cable Channel 3 and Frontier FiOS television Channel 47. You are invited to attend and participate. Copies of staff reports or other written documentation relating to agenda items are on file and available for public inspection by contacting the Office of the City Clerk. If requested, the agenda will be made available in an alternative format to a person with disability as required by Section 202 of the Americans with Disabilities Act of 1990. If you have questions regarding an agenda item, please contact the City Clerk at (909) 839-7010 during regular business hours. PUBLIC INPUT Members of the public may address the Council on any item of business on the agenda during the time the item is taken up by the Council. In addition, members of the public may, during the Public Comment period address the Council on any Consent Calendar item or any matter not on the agenda and within the Council’s subject matter jurisdiction. Any material to be submitted to the City Council at the meeting should be submitted through the City Clerk. Speakers are limited to five minutes per agenda item, unless the Mayor determines otherwise. The Mayor may adjust this time limit depending on the number of people wishing to speak, the complexity of the matter, the length of the agenda, the hour and any other relevant consideration. Speakers may address the Council only once on an agenda item, except during public hearings, when the applicant/appellant may be afforded a rebuttal. Public comments must be directed to the City Council. Behavior that disrupts the orderly conduct of the meeting may result in the speaker being removed from the meeting. INFORMATION RELATING TO AGENDAS AND ACTIONS OF THE COUNCIL Agendas for regular City Council meetings are available 72 hours prior to the meeting and are posted in the City’s regular posting locations, on DBTV Channel 3, Spectrum Cable Channel 3, Frontier FiOS television Channel 47 and on the City’s website at www.diamondbarca.gov. The City Council may take action on any item listed on the agenda. HELPFUL PHONE NUMBERS Copies of agendas, rules of the Council, Video of meetings: (909) 839-7010 Computer access to agendas: www.diamondbarca.gov General information: (909) 839-7000 Written materials distributed to the City Council within 72 hours of the City Council meeting are available for public inspection immediately upon distribution in the City Clerk’s Office at 21810 Copley Dr., Diamond Bar, California, during normal business hours . THIS MEETING IS BEING VIDEO RECORDED AND BY PARTICIPATING VIA TELECONFERENCE, YOU ARE GIVING YOUR PERMISSION TO BE TELEVISED. THIS MEETING WILL BE RE-BROADCAST EVERY SATURDAY AND SUNDAY AT 9:00 A.M. AND ALTERNATE TUESDAYS AT 8:00 P.M. AND IS ALSO AVAILABLE FOR LIVE VIEWING AT HTTPS://ATTENDEE.GOTOWEBINAR.COM/REGISTER/8553049690672978703 AND ARCHIVED VIEWING ON THE CITY’S WEB SITE AT WWW.DIAMONDBARCA.GOV. CITY OF DIAMOND BAR CITY COUNCIL/PUBLIC FINANCING AUTHORITY AGENDA June 01, 2021 CLOSED SESSION: 6:00 p.m., Windmill Room, City Hall Public Comments on Closed Session Agenda Conference with Legal Counsel - Anticipated Litigation Significant exposure to litigation pursuant to Government Code Section 54956.9(d)(4) CALL TO ORDER: 6:30 p.m. PLEDGE OF ALLEGIANCE: Mayor ROLL CALL: Chou, Liu, Tye, Mayor Pro Tem Low, Mayor Lyons APPROVAL OF AGENDA: Mayor 1. SPECIAL PRESENTATIONS, CERTIFICATES, PROCLAMATIONS: 1.1. San Gabriel Valley Regional Housing Trust Presentation 2. CITY MANAGER REPORTS AND RECOMMENDATIONS: JUNE 1, 2021 PAGE 2 3. PUBLIC COMMENTS: "Public Comments" is the time reserved on each regular meeting agenda to provide an opportunity for members of the public to directly address the Council on Consent Calendar items or other matters of interest not on the agenda that are within the subject matter jurisdiction of the Council. Although the City Council values your comments, pursuant to the Brown Act, members of the City Council or Staff may briefly respond to public comments if necessary, but no extended discussion and no action on such matters may take place. There is a five-minute maximum time limit when addressing the City Council. Please complete a Speaker Card and hand it to the City Manager (completion of this form is voluntary). The City will call on in person speakers first and then teleconference callers, one at a time to give their name and if there is an agenda item number they wish to speak on before providing their comment. If you wish to speak on a public hearing item or council consideration item, you will be called upon to speak at that point in the agenda. 4. CONSENT CALENDAR: All items listed on the Consent Calendar are considered by the City Council to be routine and will be acted on by a single motion unless a Council Member or member of the public request otherwise, in which cas e, the item will be removed for separate consideration. 4.1 CITY COUNCIL MINUTES OF THE MAY 18, 2021 STUDY SESSION AND REGULAR MEETING. 4.1.a Minutes of the May 18, 2021 Study Session 4.1.b Minutes of the May 18, 2021 Regular City Council Meeting Recommended Action: Approve the May 18, 2021 Study Session and Regular City Council meeting minutes. Requested by: City Clerk 4.2 CITY COUNCIL RECEIPT OF COMMISSION MINUTES. 4.2.a Traffic and Transportation Commission Minutes of January 14, 2021 4.2.b Traffic and Transportation Commission Minutes of March 11, 2021 Recommended Action: Receive and file the Traffic and Transportation Commission meeting minutes of January 14, 2021 and March 11, 2021. Requested by: City Clerk JUNE 1, 2021 PAGE 3 4.3 RATIFICATION OF CHECK REGISTER DATED MAY 6, 2021 THROUGH MAY 20, 2021 TOTALING $1,763,120.37. Recommended Action: Ratify the Check Register. Requested by: Finance Department 4.4 TREASURER'S STATEMENT Recommended Action: Approve the February 2021 Treasurer’s Statement. Requested by: Finance Department 5. PUBLIC HEARINGS: NONE. 6. COUNCIL CONSIDERATION: 6.1 ADOPTION OF THE FISCAL YEAR 2021/22 CITY OPERATING BUDGET AND CAPITAL IMPROVEMENT PROGRAM, INCLUDING ESTABLISHMENT OF THE APPROPRIATIONS LIMIT, EMPLOYEE COMPENSATION PLAN, AND INVESTMENT POLICY. Recommended Action: A. Adopt Resolution No. 2021-24 approving the FY 2021/22 City Operating Budget and Capital Improvement Program; B. Adopt Resolution No. 2021-25 establishing the appropriations limit for FY 2021/22 in the amount of $53,402,669; C. Adopt Resolution No. 2021-26 establishing a compensation plan, salary ranges and fringe benefits for all employee classifications; and D. Adopt Resolution No. 2021-27 approving the FY 2021/22 Investment Policy. Requested by: Finance Department RECESS TO PUBLIC FINANCING AUTHORITY: 1. CALL TO ORDER: 2. ROLL CALL: Authority Members Liu, Low, Lyons, Vice Chair Tye, Chair Chou JUNE 1, 2021 PAGE 4 3. PUBLIC COMMENTS: "Public Comments" is the time reserved on each regular meeting agenda to provide an opportunity for members of the public to directly address the Authority on Consent Calendar items or other matters of interest not on the agenda that are within the subject matter jurisdiction of the Authority. Although the Authority values your comments, pursuant to the Brown Act, the Authority generally cannot take any action on items not listed on the posted agenda. Please complete a Speaker's Card and give it to the Executive Director (completion of this form is voluntary). There is a five-minute maximum time limit when addressing the Authority. 4. CONSENT CALENDAR: All items listed on the Consent Calendar are considered by the Authority to be routine and will be acted on by a single motion unless a Authority Member or member of the public request otherwise, in which case , the item will be removed for separate consideration. 4.1 PUBLIC FINANCING AUTHORITY MEETING MINUTES. Recommended Action: Approve the May 18, 2021 meeting minutes. Requested by: City Manager 5. PUBLIC HEARINGS: None. 6. AUTHORITY MEMBER COMMENTS: Items raised by individual Authority members are for Authority Discussion. Direction may be given at this meeting or the item may be scheduled for action at a future meeting. 7. ADJOURN PUBLIC FINANCING AUTHORITY MEETING: RECONVENE CITY COUNCIL MEETING: 7. COUNCIL SUB-COMMITTEE REPORTS AND MEETING ATTENDANCE REPORTS/COUNCIL MEMBER COMMENTS: 8. ADJOURNMENT: Agenda #: 4.1 Meeting Date: June 1, 2021 TO: Honorable Mayor and Members of the City Council FROM: Daniel Fox, City Manager TITLE: CITY COUNCIL MINUTES OF THE MAY 18, 2021 STUDY SESSION AND REGULAR MEETING. STRATEGIC GOAL: Open, Engaged & Responsive Government RECOMMENDATION: Approve the May 18, 2021 Study Session and Regular City Council meeting minutes. FINANCIAL IMPACT: None. BACKGROUND/DISCUSSION: Minutes have been prepared and are being presented for approval. PREPARED BY: REVIEWED BY: 4.1 Packet Pg. 7 Attachments: 1. 4.1.a Minutes of the May 18, 2021 Study Session 2. 4.1.b Minutes of the May 18, 2021 Regular City Council Meeting 4.1 Packet Pg. 8 CITY OF DIAMOND BAR MINUTES OF THE CITY COUNCIL STUDY SESSION DIAMOND BAR CITY HALL WINDMILL COMMUNITY ROOM 21810 COPLEY DRIVE, DIAMOND BAR, CA 91765 MAY 18, 2021 STUDY SESSION: M/Lyons called the Study Session to order at 5:03 p.m. Mayor Lyons announced that consistent with COVID-19 regulations, members of the public were encouraged to participate and address the City Council during the public comment portion of the meeting via teleconference. Members of the City Council and limited staff were physically present for the meeting. Public seating was very limited due to distancing requirements and was on a first-come, first-serve basis. ROLL CALL: Council Members Andrew Chou, Stan Liu, Steve Tye Mayor Pro Tem Ruth Low, Mayor Nancy Lyons Staff in Attendance: Dan Fox, City Manager; Brent Mason, Interim Finance Director; Dannette Allen, Senior Management Analyst. Staff participating telephonically: Ryan McLean, Assistant City Manager; Anthony Santos, Assistant to the City Manager; Ryan Wright, Parks and Recreation Director; David Liu, Public Works Director; Hal Ghafari, Public Works Manager/Assistant City Engineer; Greg Gubman, Community Development Director; Amy Haug, Human Resources and Risk Manager; Ken Desforges, Director of Information Services; Marsha Roa, Public Information Manager; Cecilia Arellano, Public Information Coordinator; Kristina Santana, City Clerk. ► FISCAL YEAR 2021-2022 OPERATING BUDGET: CM/Fox reported that the draft budget currently reflects estimated revenues at approximately $27.45 million and estimated appropriations at about $27.3 million with an estimated surplus of approximately $160,000 . With the assumption of American Rescue Plan funds as revised, there is no anticipated use of General Fund Reserves or Emergency Contingency Reserves proposed to provide a balanced budget this year. IFD/Mason and CM/Fox provided the budget presentation and responded to Council questions. M/Lyons asked where the decrease in the American Rescue Plan funding was reflected in tonight’s budget presentation and IFD/Mason explained that the budget presented to the Council this evening was put together prior to staff receiving word of the reduction. Half of the $10.5 million ($5.25 million) was programmed into the COVID fund (Pages 139 and 140, Special Fund). When the budget is presented for adoption at the next City Cou ncil meeting, the adjustment of $3.4 million will be made in the COVID account. There a re no changes to the General Fund.CM/Fox further stated that staff will come back to the Council for a plan to utilize the funds. M/Lyons asked for Public Comments: 4.1.a Packet Pg. 9 MAY 18, 2021 PAGE 2 CC STUDY SESSION Allen Wilson commented on expenditures exceeding revenues, questioned why the bus shelter program was not included in the budget and asked whether a cost benefit analysis had been done for Restaurant Week and for the $12,000 expenditure for the Chamber of Commerce. M/Lyons closed Public Comments. CM/Fox stated that regarding the deficit spending, in order to balance the budget, the City is using recognition of lost revenue from the American Rescue Plan funds to be able to pay for expenditures as if the City were fully operational. The bus shelter replacement program was discussed at the last Study Session and is included in the Capital Improvement budget and will be included in the final version of the budget that will be placed before the City Council for adoption at its next meeting. There are no quantifiable cost-benefit analysis for Restaurant Week and the Chamber of Commerce. These items are more qualitative with respect to Economic Development and community participation. M/Lyons said that she and her colleagues personally attended the Grand Opening of Nectar on Saturday and the Chamber continues to provide these kinds of events and participate actively with the Diamond Bar business community members. CM/Fox explained to C/Liu that for the amount of American Rescue Plan funds that the City can recognize this fiscal year, it will not be necessary to use $850,000 in contingency reserves. Once the money is received, the balance will be put into the General Fund and reprogrammed for future programs or projects. For Fiscal Year 2021-2022 the lost revenue portion of $1.68 million is being used to balance the budget. C/Liu suggested that the SB939 reserves be used to better educate the community on efforts on recycling. CM/Fox explained that this and other programs are currently provided to the community. C/Chou complimented staff on the budget presentation and said that every year he is increasingly impressed by the work the City does based on the limi ted resources available. MPT/Low thanked CM/Fox and IFD/Mason for their exemplary work on the budget and offered special appreciation to CM/Fox for his leadership during COVID. MPT/Low asked how much of the $953,863 for recreational programming (Page 117) was recoverable and IFD/Mason responded that as indicated on Page 62) the Special Events revenue is $13,000, Contract Classes $257,000 and Youth Program $234,000 for a total of about $600,000 in estimated revenues. MPT/Low said she noticed the budgeted amount for the Diamond Bar Center Contract Services is $147,000 compared to two years ago (pre-COVID) when it was $64,800 (Page 115). PRD/Wright responded that the janitoria l costs through the Public Works Department previously decreased substantially due to lack of rentals during COVID. 4.1.a Packet Pg. 10 MAY 18, 2021 PAGE 3 CC STUDY SESSION C/Tye voiced his gratitude to staff and thanked IFD/Mason for stepping in to help through the transition and this exercise helped him appreciate that the City has the resources to continue to provide services the residents appreciate and have come to expect including Concerts in the Park, City Birthday Parties, etc. M/Lyons agreed with her colleagues that the budget was well-constructed and easy to understand. She asked if the Council would hear about the survey prior to moving forward because the last survey about parks was not that valuable. CM/Fox responded that staff anticipates retaining services of a professional public relations firm experienced in statistically-valid surveys and that part of the exercise will include Council and staff previewing survey questions. M/Lyons felt there was not enough money set aside for Restaurant Week and small businesses that are struggling. CM/Fox explained that the American Rescue Plan has a large portion of funding available for private businesses that include a variety of programs and potential grants. The City continues to relax its temporary sign and outdoor activity provisions and anticipates that it will continue to do so for some time going forward. M/Lyons suggested a joint program with the Chamber on the “shop local – shop small business Saturday” to promote businesses prior to the holidays. ADJOURNMENT: With no further business to come before the City Council, M/Lyons recessed the Study Session at 6:17 p.m. to the Regular Meeting. Respectfully submitted: __________________________ Kristina Santana, City Clerk The foregoing minutes are hereby approved this 1st day of June, 2021. __________________________ Nancy Lyons, Mayor 4.1.a Packet Pg. 11 CITY OF DIAMOND BAR MINUTES OF THE CITY COUNCIL REGULAR MEETING DIAMOND BAR CITY HALL WINDMILL COMMUNITY ROOM 21810 COPLEY DRIVE, DIAMOND BAR, CA 91765 MAY 18, 2021 STUDY SESSION: 5:00 p.m. FISCAL YEAR 2021/2022 OPERATING BUDGET Public Comments: None Offered. Adjournment: M/Lyons adjourned the Study Session at 6:19 p.m. Mayor Lyons announced that consistent with COVID-19 regulations, members of the public were encouraged to participate and address the City Council during the public comment portion of the meeting via teleconference. Members of the City Council and limited staff were physically present for the meeting. Public seating was very limited due to distancing requirements on a first-come, first-serve basis. CALL TO ORDER: Mayor Lyons called the Regular City Council meeting to order at 6:35 p.m. PLEDGE OF ALLEGIANCE: M/Lyons led the Pledge of Allegiance. ROLL CALL: Council Members Andrew Chou, Stan Liu, Steve Tye, Mayor Pro Tem Ruth Low, Mayor Nancy Lyons Staff in Attendance: Dan Fox, City Manager; Kristina Santana, City Clerk. Also Present Diamond Bar/Walnut Station Captain Stephen Tousey, LA County Sheriff’s Department, and Consultants Anna Sarabian, Fieldman Rolapp & Associates and Cyrus Torabi, Stradling Yocca Carlson & Rauth. Staff participating telephonically: David DeBerry, City Attorney; Ryan McLean, Assistant City Manager; Anthony Santos, Assistant to the City Manager; Ryan Wright, Parks and Recreation Director; David Liu, Public Works Director; Hal Ghafari, Public Works Manager/Assistant City Engineer; Fabian Aoun, Assistant Engineer; Greg Gubman, Community Development Director; Brent Mason, Interim Director of Finance; Amy Haug, Human Resources and Risk Manager; Ken Desforges, Director of Information Services; Marsha Roa, Public Information Manager; Cecilia Arellano, Public Information Coordinator. APPROVAL OF AGENDA: M/Lyons stated that due to tonight’s lengthy agenda and the number of people wishing to speak on various items, public comments would be limited to 3 minutes. 1. CITY MANAGER REPORTS AND RECOMMENDATIONS: None 4.1.b Packet Pg. 12 MAY 18, 2021 PAGE 2 CITY COUNCIL 2. PUBLIC COMMENTS: CC/Santana announced that no public comment emails or cards were received for tonight’s meeting. Allen Wilson requested the presence of interpreters for the hard of hearing during City Council meetings. 3. CONSENT CALENDAR: MPT/Low moved, C/Tye seconded, to approve the Consent Calendar as presented. Motion carried by the following Roll Call vote: AYES: COUNCIL MEMBERS: Chou, Liu, Tye, MPT/Low, M/Lyons NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: None 3.1 APPROVED CITY COUNCIL MINUTES: 3.1a MAY 4, 2021 STUDY SESSION. 3.1b MAY 4, 2021 REGULAR MEETING. 3.2 CITY COUNCIL RECEIPT OF COMMISSION MINUTES: 3.1a PLANNING COMMISSION - MEETING OF FEBRUARY 23, 2021 3.1b PLANNING COMMISSION - MEETING OF MARCH 23, 2021 3.3 RATIFIED CHECK REGISTER DATED APRIL 22, 2021 THROUGH MAY 5, 2021 totaling $335,418.97. 3.4 APPROVED TREASURER’S STATEMENT FOR THE MONTH OF JANUARY 2021. 3.5 ADOPTED THE PROCLAMATION DECLARING MAY AS ASIAN AMERICAN AND PACIFIC ISLANDER HERITAGE MONTH. 3.6 ADOPTED RESOLUTION NO. 2021-18 AUTHORIZING THE SUBMITTAL OF A PROJECT LIST OF ROAD PROJECTS FUNDED BY THE ROAD REPAIR AND ACCOUNTABILITY ACT OF 2017 (SB-1) for fiscal year 2021/2022. 3.7 ADOPTED RESOLUTION NO. 2021-19 ORDERING THE CITY ENGINEER TO PREPARE AND FILE AN ENGINEER’S REPORT RELATED TO MAINTENANCE OF IMPROVEMENTS IN LANDSCAPING ASSESSMENT DISTRICT NO. 38 AND ANY ASSESSMENT THEREON, FOR FISCAL YEAR 2021/2022. 4. PUBLIC HEARINGS: 4.1 LANDSCAPE ASSESSMENT DISTRICT NO. 39. 4.1.b Packet Pg. 13 MAY 18, 2021 PAGE 3 CITY COUNCIL C/Chou and MPT/Low recused themselves from consideration of Item 4.1 because they live in District 39, and left the meeting. PWM/Ghafari presented the staff report. M/Lyons opened the Public Hearing. CC/Santana read the following emails into the record: Ernest Kung, on behalf of Shawn Kung, asked if the City had considered transferring LLAD No. 41 back to the County of Los Angeles. Jonathan and Maria Lu asked the City Council to take action according to staff’s recommendation. Ben Lo asked Council to delay dissolution of LLAD No’s 39 and 41 and consider better solutions. Rebecca Lu requested postponement of dissolution of LLAD No. 39 and recasting of the ballot. Robert Hsieh asked for postponement of dissolution of LLAD No. 39 and recasting of the ballot with better clarification of the consequences. Mimi Chan provided a list of additional petition signers. Lily and Vince asked for postponement of dissolution of LLAD No. 39 and recasting of the ballot with greater clarify regarding the impact of the vote. Bing Wang requested a postponement of dissolution of LLAD No. 39 and recast of a new ballot with more information about the potential impact of the vote. Harry and Joy Lim said “NO” to dissolution of LLAD No. 39. Richard Hess urged Council to approve a new vote on keeping District No. 39. Comments offered telephonically during the meeting: Mariann Hess thanked Council for its consideration in not dissolving LLAD No. 39 at this time as she and a small group of individuals continue to educate other property owners in the district about the impacts of the vote and was concerned about how the firebreak areas would be cared for. 4.1.b Packet Pg. 14 MAY 18, 2021 PAGE 4 CITY COUNCIL Rashmi Malik was concerned about the risk of fire and whether residents would be required to take care of the fire break areas behind their homes as well as, how it might affect property values. M/Lyons closed the Public Hearing. M/Lyons asked if it was possible to return the district to LA County and WPM/Ghafari responded that if it was possible and the County was willing , the same issues would exist and the County would have to fully fund the landscape and maintenance items. C/Liu asked for the timeframe for the re-vote and PWM/Ghafari responded that it would be similar to that of District No. 41. The difference for Dist rict No. 39 is that the City would need to implement a more robust outreach program which could take a number of months to work though since there are no HOA’s involved. C/Tye further explained that in order for there to be sufficient time for outreach, it will go into the next fiscal year and asked for guidance on the vote. CA/DeBerry suggested that the Mayor ask for a motion on Resolution No. 2021-15 and if there is no motion forthcoming, the motion dies. M/Lyons pointed out that this means that the City will continue to subsidize LLAD No. 39 for one more year before a re-vote can be scheduled. M/Lyons asked for a vote on Resolution No. 2021-15. There being no motion, the matter died for lack of motion. C/Tye moved, C/Liu seconded, to adopt Resolution No. 2021-20 ordering the City Engineer to prepare and to file a report related to maintenance of improvements in the existing Landscape Assessment District No. 39 for Fiscal Year 2021-2022. Motion carried by the following Roll Call vote: AYES: COUNCIL MEMBERS: Liu, Tye, M/Lyons NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: Chou, MPT/Low C/Chou and MPT/Low returned to the meeting. 5. COUNCIL CONSIDERATION: 5.1 NEW LANDSCAPING ASSESSMENT DISTRICT NO. 41-2021. C/Liu recused himself from consideration of Item 5.1 because he lives within District 39, and left the meeting. PWM/Ghafari presented the staff report. 4.1.b Packet Pg. 15 MAY 18, 2021 PAGE 5 CITY COUNCIL M/Lyons asked for Public Comment. CC/Santana stated no emails were submitted for this item. Alex Stewart thanked the Council for moving forward with the revised ballot and said the HOA’s have been very successful in reaching out to homeowners who offered positive comments which he hopes leads to a positive vote outcome. M/Lyons closed Public Comments. C/Chou suggested the ballot state that the translated ballot is accessible through the City’s website. MPT/Low asked what level of services the $284,000 provides to the District and PWM/Ghafari responded that in accordance with the rules and regulations, it provides a level of service to make certain the district is sustainable. There is no reduction in services and does not go above and beyond what is required. MPT/Low suggested that the language in the bottom left hand portion of the ballot be simplified to read: If you vote YES we are forming a new district and your assessed rate will be ______. If you vote NO, the district will be dissolved and the maintenance will return to the homeowners. M/Lyons agreed with MPT/Low and felt that the recommended language should be in bold letters. C/Tye asked what the community at-large benefit of 3.84 percent included and PWM/Ghafari responded that slopes that face the public right-of-way and other areas of interest are enjoyed by the residents as they traverse the area. C/Tye was concerned about the amount of time when the ballot goes out and PWM/Ghafari explained that everything is ready to go out to residents in time for the July 6th vote. C/Chou moved, MPT/Low seconded, to adopt Resolution No. 2021-21 declaring intention to form new Landscape Assessment District No. 41- 2021, approving the Engineer’s Report, providing notice of public hearing, and mailing of the assessment ballot. Motion carried by the following Roll Call vote: AYES: COUNCIL MEMBERS: Chou, Tye, MPT/Low, M/Lyons NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: Liu C/Liu rejoined the meeting. 4.1.b Packet Pg. 16 MAY 18, 2021 PAGE 6 CITY COUNCIL 5.2 ESTABLISHMENT OF THE DIAMOND BAR PARKING AUTHORITY CM/Fox provided the staff report. M/Lyons asked for Public Comments. CC/Santana stated no public com ment emails were received and no speakers in the meeting stepped forward. M/Lyons closed Public Comments. C/Tye moved, MPT/Low seconded, to adopt Resolution No. 2021-22 establishing the Diamond Bar Parking Authority, designating the City Council to serve as Members of the Parking Authority and other administrative matters. Motion carried by the following Roll Call vote: AYES: COUNCIL MEMBERS: Chou, Liu, Tye, MPT/Low, M/Lyons NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: None 5.3 CONSIDERATION TO AFFIRM A VOTE OF NO CONFIDENCE IN LOS ANGELES COUNTY DISTRICT ATTORNEY GEORGE GASCON. MPT/Low stated that because she is an employee and member of the Office of the District Attorney of LA County, there is a conflict with her participation on this vote. She recused herself and left the meeting. CM/Fox introduced the item. The following persons submitted emails and/or in-person public comments in support of a Council Vote of No Confidence for Los Angeles County District Attorney George Gascon: In-Person Public Comments: Angela Brunson Brian Worthington Aron Doughty Allen Wilson Gib Meeley Public Comments submitted by email and emails containing additional remarks and crime related experiences were read by CC/Santana. Participants spoke in support of the Resolution with the exception of two speakers as indicated with an asterisk (*), who spoke in opposition to the No Confidence Resolution. 4.1.b Packet Pg. 17 MAY 18, 2021 PAGE 7 CITY COUNCIL Edil Vazquez J. Charles Marquez Lacey Levitt, Ph.D. Linda Fang Tina Goodman Julie Yanow Casey Cox Caryn Burgh Wison Choe Bonni Mantovani Emily Ruddo Melissa Utterback Paula Stern Rober Hsieh Isaac & Anna Mercado Bruce Morgan Anonymous CJ Pallares Anna Pring Kip Riggins Valerie Perales K George Whitehouse Jean Claude Fhal Marc Scapa Emily Ulstrup Ed Marzec Joseph Joanne Marcellino Gary White Paul Tzeng Anonymous Lana Wood Concerned Citizen Sheldon Burgh Nina N. Tim Ser Hagopian Bruce Evans Jonathan Htami Tom Robert Hansen *Adrienne Cotterrel Kathy Giordano Jack Joseph Trevizu Devon Cormier Ted Olivos 4.1.b Packet Pg. 18 MAY 18, 2021 PAGE 8 CITY COUNCIL Vox Populi Ruth Kawamoto Joshua Boyer Marina Isabel Ramirez Ali Altaha Sherine Saade Kristin Lindquist Julie Lagos Doug Barcon Corine Rodriquez Patsy Okada Sam and Wendy Koo Ling Paula Glickstein Sandy Verna Jackson Trudy Boehme Kelley Siebenaler Alona Zion Alicia Alvarado Tom Snook Judy Schlecht Abel Pereira *Iris Mann Erwin Gee Bryce Yokomizo Mike Ramirez Terrisa Lu John Bowler Shannon Wainwright Additional call-in speakers who spoke in support of the No Confidence Resolution. Desiree Andrade M/Lyons closed Public Comments. C/Chou pointed out that as reflected in its budget, Diamond Bar has always placed a priority on Public Safety. Council Members wer e elected to represent the 57,000 residents of Diamond Bar and as such, he intends to support the resolution. C/Liu thanked the public for sharing their heartfelt stories and concerns. Council Members are elected to serve the residents of Diamond Bar and all agree that Public Safety is No. 1. C/Tye thanked everyone who emailed, called in and spoke this e vening. According to LAPD stats, since January 1st (2021), there have been 465 shootings and 115 homicides. According to the LAPD, these stats are 4.1.b Packet Pg. 19 MAY 18, 2021 PAGE 9 CITY COUNCIL mainly attributable to gangs and the LA District Attorney has dismantled the gang unit. This is not a Republican or Democrat issue – this is a human rights issue, a community issue for Diamond Bar and a Public Safety issue, as well. He chooses to support the community who have expressed their concerns. CC/Santana read 82 emails, 80 of which were in support of the resolution. C/Tye said he chooses to support the Diamond Bar/Walnut Sheriff’s Department which needs the City’s support now more than ever and, he chooses to support a vote of No Confidence in Los Angeles District Attorney George Gascon. C/Tye moved, M/Lyons seconded, to approve Resolution 2021-23 affirming a vote of No Confidence in Los Angeles County District Att orney George Gascon. Motion carried by the following Roll Call vote: AYES: COUNCIL MEMBERS: Chou, Liu, Tye, M/Lyons NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: MPT/Low MPT/Low returned to the meeting. RECESS: M/Lyons recessed the Regular City Council Meeting to the Special Parking Authority Meeting at 8:57 p.m. RECONVENE: M/Lyons reconvened the Regular City Council Meeting a t 9:02 p.m. 6. COUNCIL SUBCOMMITTEE REPORTS AND MEETING ATTENDANCE REPORTS/COUNCIL MEMBER COMMENTS: C/Chou said it was a pleasure to meet in person again. He congratulated Nekter reopening under new management and hoped everyone would choose to be vaccinated and continue to be safe. C/Liu said it was great to see everyone in person and be able to interac t safely and appreciated City leadership and staff making it possible. He thanked residents for taking time to share their concerns and the Parks and Re creation Department for resuming Summer Day Camp and Concerts in the Park events. C/Tye thanked staff for a terrific budget report and for their efforts toward properly realigning LLAD No. 39 and 41 as the City looks forward to successful action on both. He thanked his colleagues for listening to a marathon of information from residents and non-residents and for taking a position to let the community know that this Council and City value public safety. MPT/Low thanked her colleagues on the City Counc il who have her deep gratitude for their affirmative vote of No Confidence, an issue that affects her deeply. She joined the district attorney’s office over 22 years ago for the purpose of helping victims, survivors and others deal with their trauma and to help people 4.1.b Packet Pg. 20 MAY 18, 2021 PAGE 10 CITY COUNCIL respect laws and society. What this Council did today is what she has chosen to do with her career. She thanked M/Lyons for her leadership in recognizing Asian American Pacific Islander Month on behalf herself and so many residents who are very grateful. She thanked CM/Fox and his staff for a great and safe meeting and for their constant innovative and creative work in handl ing the effects of the pandemic over the past 15 months. It was great fun to enjoy the Grand Opening at Nekter in person and everyone looks forward to a full opening of the community and thriving businesses. M/Lyons acknowledged C/Liu for bringing forward the Asian American Pacific Island Month proclamation. She thanked staff for their hard work in put ting together tonight’s in-person meeting and especially thanked CM/Fox and CC/Santana for all of their effort and preparation. Council is so happy wit h the performance of the City’s Bond offering and the efforts of staff and FD/Honeywell, IFD/Mason and especially CM/Fox who took no credit for being able to take advantage of the overall favorable market conditions and near historic low interest rates. When the bonds close on June 9th the City will have secured an average annual debt service savings of $14 5,000 through year 2033. She congratulated C/Tye who was part of the winning foursome in the Golfing 4 - Kids Tournament. On May 7th with staff’s help, the Council met with Congresswoman Kim at the old Honda site for a tour of the SR57/60 Confluence area. Congresswoman Kim and other representatives from San Gabriel Valley recently sent a letter to Transportation Secretary Pete Buttigieg asking for infrastructure grant money to help fund the project and their efforts are greatl y appreciated. Following the tour, Council took Congresswoman Kim’s Chief of Staff to the Sunset Crossing area to show him the area and discuss the Sunset Crossing Park proposal plans. Although he made no commitments, she hopes that in the near future funding will be made available so that the City can move forward with the park. ADJOURNMENT: With no further business to conduct, M/Lyons adjourned the Regular City Council Meeting at 9:12 p.m. Respectfully submitted: __________________________ Kristina Santana, City Clerk The foregoing minutes are hereby approved this 1st day of June, 2021. __________________________ Nancy Lyons, Mayor 4.1.b Packet Pg. 21 Agenda #: 4.2 Meeting Date: June 1, 2021 TO: Honorable Mayor and Members of the City Council FROM: Daniel Fox, City Manager TITLE: CITY COUNCIL RECEIPT OF COMMISSION MINUTES. STRATEGIC GOAL: Open, Engaged & Responsive Government RECOMMENDATION: Receive and file the Traffic and Transportation Commission meeting minutes of January 14, 2021 and March 11, 2021. FINANCIAL IMPACT: None. BACKGROUND/DISCUSSION: It is the practice of the City of Diamond Bar to provide the City Council with approved Commission meeting minutes. The attached minutes have been approved and are being transmitted to the Council for your information. PREPARED BY: 4.2 Packet Pg. 22 REVIEWED BY: Attachments: 1. 4.2.a Traffic and Transportation Commission Minutes of January 14, 2021 2. 4.2.b Traffic and Transportation Commission Minutes of March 11, 2021 4.2 Packet Pg. 23 CITY OF DIAMOND BAR MINUTES OF THE TRAFFIC AND TRANSPORTATION COMMISSION MEETING JANUARY 14, 2021 Consistent with COVID-19 regulations, all Commissioners and staff participated via teleconference and there was no physical location for public attendance. The Public was invited to join the meeting online or by phone at the numbers printed on the meeting agenda. CALL TO ORDER: Chairperson Gonzalez called the meeting to order at 6:50 p.m. PLEDGE OF ALLEGIANCE: Commissioner Quan led the Pledge of Allegiance. ROLL CALL: Commissioners Kim Hsieh, Surendra Mehta, Cynthia Quan, Vice-Chair Andrew Wong, Chair Michael Gonzalez Telephonically Present: David Liu, Public Works Director; Hal Ghafari, Public Works Manager/Assistant City Engineer; Christian Malpica, Associate Engineer; Fabian Aoun, Associate Engineer; Nicholas “Nick” Delgado, Engineering Technician; Marcy Hilario, Administrative Coordinator I. APPROVAL OF MINUTES: A. Traffic and Transportation Commission Meeting Minutes of November 12, 2020. VC/Wong moved, C/Hsieh seconded, to approve the Meeting Minutes of November 12, 2020 as presented. Motion carried by the following Roll Call vote: AYES: COMMISSIONERS: Hsieh, Mehta, Quan, VC/Wong, Chair/Gonzalez NOES: COMMISSIONERS: None ABSENT: COMMISSIONERS: None II. PUBLIC COMMENTS: None III. ITEMS FROM STAFF: A. TRAFFIC STATISTICS – October and November 2020. 4.2.a Packet Pg. 24 JANUARY 14, 2021 PAGE 2 T&T COMMISSION VC/Wong commented that, as expected, statistics on citations and accidents are significantly lower this year as a result of COVID. C/Quan moved, VC/Wong seconded, to receive and file the October and November 2020 Traffic Statistics. Motion carried by the following Roll Call vote: AYES: COMMISSIONERS: Hsieh, Mehta, Quan, VC/Wong, Chair/Gonzalez NOES: COMMISSIONERS: None ABSENT: COMMISSIONERS: None B. MONTHLY UPDATES OF PROJECTS/PROGRAMS: a) Adaptive Traffic Control Signal System (ATCS) – AE/Malpica - Staff continues to monitor and adjust the ATCS to accommodate minor traffic increases in the arterials during weekday rush hours. b) Caltrans Pavement Rehabilitation Project on State Route 57 Freeway – AE/Malpica – Caltrans District 7 is preparing to commence a roadway resurfacing and restoration project along State Route 57 SR/57) freeway (the “Project”) for approximately 4.5 lane miles. The Project will require 16 extended weekend closure detours over the course of the three-year construction period, which is tentatively scheduled to be implemented during the lower traffic hours. Per the Project plans, the Sheriff’s Department will be notified to provide traffic control during the detours, as needed, and traffic flow conditions will be monitored by City staff, with the help of the City’s traffic consultant. A Cooperative Traffic Detour Agreement was negotiated between the City and Caltrans under which the City will be reimbursed for traffic monitoring and signal adjustments, as well as the additional Sheriff’s services. Per the Agreement and upon completion of the Project, Caltrans, at its own cost, will restore the City streets impacted by the detours to their original condition prior to the detours. c) Grand Avenue/Golden Springs Drive Intersection Improvements – AE/Malpica – The Temporary Construction License (TLC) agreement between the County of Los Angeles, golf course owner, and the City of Industry, in charge of the construction work, was approved during the 2020 December holidays. The pre-construction meeting is tentatively scheduled for the week of January 18th with construction scheduled to commence in February 2021. d) Local Road Safety Plan (LRSP) – AE/Malpica – Federal regulations require each state to develop a Strategic Highway Safety Plan (SHSP) with the goal to reduce traffic accident fatalities and serious injuries on all public roadways. While the SHSP is used as a statewide approach for improving roadway safety, a Local Road Safety Plan (LRSP) is the 4.2.a Packet Pg. 25 JANUARY 14, 2021 PAGE 3 T&T COMMISSION means for providing City-owned roads with the opportunity to address unique highway safety needs in their jurisdictions, while contributing to the SHSP. Staff is currently working with a traffic consultant firm to develop an LRSP. As part of the effort, virtual meetings were held with the school districts, Sheriff’s Department and Fire Department. The City’s consultant completed a collision data analysis and is currently completing a countermeasures report that incorporates the feedback from all stakeholders to develop a proposed LRSP. e) NTMP/Hawkwood Neighborhood – Neighborhood Traffic Management Program – AE/Aoun – During the November 12th, 2020 Traffic and Transportation Commission meeting, a resident voiced his concern regarding the traffic in the Hawkwood Drive neighborhood where his parents live. He shared that drivers were creating a safety hazard by speeding when on Hawkwood Drive. Staff reached out to the resident to let him know about the City’s Neighborhood Traffic Management Program (NTMP) and he and his family confirmed they would like to pursue the NTMP and the resident volunteered to captain the program. Staff will proceed to study the area and gather traffic data to launch the NTMP. f) NTMP/Del Sol Lane Neighborhood – Neighborhood Traffic Management Program – AE/Aoun – Traffic detectors were placed throughout the neighborhood to collect speed and volume data for seven (7) consecutive days in the area of concern that included North Del Sol Lane and Highland Valley Road. The data from the speed detection surveys show a significant percentage of drivers are comfortable traveling above the posted speed limit of 25 mph throughout most of the neighborhood. The next step will be to organize a neighborhood meeting and formally present the data to residents before beginning the design of traffic calming measures. g) Diamond Bar Boulevard Rehabilitation (Mountain Laurel Way to Pathfinder Road) – AE/Aoun – This project will consist of a 2” – 6” pavement grind and upgrade of newly constructed ADA curb ramps in the locations where the existing ramps do not mee current ADA standards. The Plans and Specifications have been approved by the City Council and will now be advertised to solicit construction bids. The project is anticipated to begin in February, consistent with the schedule of last year’s project. h) TCEP Grant Application for the SR57/60 Confluence Chokepoint Relief Program – ET/Delgado – On August 3rd, 2020, the LA County Metropolitan Transportation Authority (METRO), in partnership with the California Department of Transportation (Caltrans), submitted the grant application for the SR57/60 Confluence Chokepoint Relief Program Project to the California Transportation Commission, seeking $217.9 million in funding from Senate Bill 1 (SB 1) Trade Corridors 4.2.a Packet Pg. 26 JANUARY 14, 2021 PAGE 4 T&T COMMISSION Enhancement Program (TCEP). The City of Diamond Bar actively participated in the preparation of this application along with Caltrans, the San Gabriel Valley Council of Governments (SGVCOG), and the City of Industry. Key project components include the construction of an additional travel lane on the northbound SR57, construction of a new eastbound SR60 bypass off-ramp on Grand Avenue, reconstruction of the south half of the Grand Avenue Interchange, and construction of new eastbound on-ramps from Grand Avenue. This project has a total cost of $420,200,000. On December 3rd, 2020, the California Transportation awarded $217.9 million to METRO for the SR57/60 Confluence Project and LA County Measure M funds will be utilized to cover the remainder of this project’s costs. Construction is anticipated to start in August of 2022. i) Street Sweeping Parking Enforcement – PWM/Ghafari – Last year when enforcement was put on hold, it was scheduled to resume at the beginning of 2021. Last week, staff began receiving calls confirming that the “Courtesy Postcards” mailed to all residents had been received. These postcards have answered questions about when and why the issuance of street sweeping citations will resume and the response from the majority of residents has generally been positive. Street sweeping will take place every week in January and the issuance of street sweeping citations will resume on Monday, January 18th. Warning notices were issued beginning this week. Chair/Gonzalez asked if staff received any complaints about enforcement resuming on Monday. PWM/Ghafari responded that some residents asked that the hold continue during stay-at-home orders. However, the City has determined that enforcement will need to be reinstated for health and safety reasons. VC/Wong moved, C/Mehta seconded, to receive and file the updates on Various Projects/Programs. Motion carried by the following Roll Call vote: AYES: COMMISSIONERS: Hsieh, Mehta, Quan, VC/Wong, Chair/Gonzalez NOES: COMMISSIONERS: None ABSENT: COMMISSIONERS: None IV. OLD BUSINESS: None V. NEW BUSINESS: None VI. STATUS OF PREVIOUS ACTION ITEMS: PWM/Ghafari shared that the Sheriff’s Department reports indication of a significant drop in traffic citations between August and September (November 12, 2020 Traffic 4.2.a Packet Pg. 27 JANUARY 14, 2021 PAGE 5 T&T COMMISSION Statistics report) is associated with the normal patterns of previous reports going from the summer months into the fall and winter months, as well as the impacts of COVID, and other emergency needs that the deputies were responding during the month of September. VII. ITEMS FROM COMMISSIONERS: C/Hsieh shared her concerns about the inadequacy of the street sweeping and provided staff with photographs of the area. She thanked staff for the meeting and reports. C/Mehta said he has received complaints from neighbors regarding Waste Management’s service and response to telephone calls. PWD/Liu explained that Waste Management has seen a significant impact to its employees as a result of COVID. The City continues to follow up with the waste hauler to address the deficiencies which staff believes is a temporary situation. C/Mehta thanked staff and his colleagues for their patience. VC/Wong thanked staff and his colleagues for their patience during COVID and wished everyone to stay safe and enjoy good health. C/Quan said that despite the challenges of COVID, Diamond Bar continues to be well- maintained. She thanked staff and her colleagues for their participation. VII. SCHEDULE OF FUTURE CITY EVENTS: As noted in the Agenda ADJOURNMENT: There being no further business to come before the Traffic and Transportation Commission, Chair/Gonzalez adjourned the meeting at 7:40 p.m. to Thursday, March 11, 2021. The foregoing minutes are hereby approved this day of ______________, 2021. Respectfully Submitted, David G. Liu, Secretary Attest: 4.2.a Packet Pg. 28 CITY OF DIAMOND BAR MINUTES OF THE TRAFFIC AND TRANSPORTATION COMMISSION MEETING MARCH 11, 2021 Consistent with COVID-19 regulations, all Commissioners and staff participated via teleconference and there was no physical location for public attendance. The Public was invited to join the meeting online or by phone at the numbers printed on the meeting agenda. CALL TO ORDER: Chairperson Wong called the meeting to order at 6:32 p.m. PLEDGE OF ALLEGIANCE: Commissioner Mehta led the Pledge of Allegiance. ROLL CALL: Commissioners Gary Busteed, Kim Hsieh, Surendra Mehta, Cynthia Quan, Vice-Chair Andrew Wong Telephonically Present: David Liu, Public Works Director; Hal Ghafari, Public Works Manager/Assistant City Engineer; Christian Malpica, Associate Engineer; Fabian Aoun, Associate Engineer; Nicholas “Nick” Delgado, Engineering Technician; Marcy Hilario, Administrative Coordinator I. INTRODUCTION OF NEW COMMISSIONER PWD/Liu introduced Commissioner Gary Busteed. II. REORGANIZATION OF THE TRAFFIC AND TRANSPORTATION COMMISSION: A. Selection of Chair Commissioner Mehta nominated Commissioner Wong to serve as Chair of the Traffic and Transportation Commission. Commissioner Quan seconded the nomination. There being no other nominations offered, Commissioner Wong was unanimously elected to serve as Chair of the Traffic and Transportation Commission by the following Roll Call vote: C/Busteed Yes C/Hsieh Yes C/Mehta Yes C/Quan Yes C/Wong Yes 4.2.b Packet Pg. 29 MARCH 11, 2021 PAGE 2 T&T COMMISSION B. Selection of Vice-Chair Commissioner Hsieh nominated herself to serve as Vice Chair of the Traffic and Transportation Commission. Commissioner Busteed seconded the nomination. There being no other nominations offered, Commissioner Hsieh was unanimously elected to serve as Vice Chair of the Traffic and Transportation Commission by the following Roll Call vote: C/Busteed Yes C/Hsieh Yes C/Mehta Yes C/Quan Yes Chair/Wong Yes III. APPROVAL OF MINUTES: A. Traffic and Transportation Commission Meeting Minutes of January 14, 2021. Commissioner Mehta moved, VC/Hsieh seconded, to approve the Meeting Minutes of January 14, 2021 as presented. Motion carried by the following Roll Call vote: AYES: COMMISSIONERS: Mehta, Quan, VC/Hsieh, Chair/Wong NOES: COMMISSIONERS: None ABSTAIN: COMMISSIONERS: Busteed ABSENT: COMMISSIONERS: None IV. PUBLIC COMMENTS: None. V. ITEMS FROM STAFF: A. TRAFFIC STATISTICS – December 2020 and January 2021. Following discussion, C/Quan moved, VC/Hsieh seconded, to receive and file the December 2020 and January 2021 Traffic Statistics. Motion carried by the following Roll Call vote: AYES: COMMISSIONERS: Busteed, Mehta, Quan, VC/Hsieh, Chair/Wong NOES: COMMISSIONERS: None ABSENT: COMMISSIONERS: None 4.2.b Packet Pg. 30 MARCH 11, 2021 PAGE 3 T&T COMMISSION B. MONTHLY UPDATES OF VARIOUS PROJECTS/PROGRAMS: a) Adaptive Traffic Control Signal System (ATCS) – AE/Malpica - Staff continues to monitor and adjust the ATCS to accommodate minor increases in arterial traffic during weekday rush hours. b) Caltrans Pavement Rehabilitation Project on State Route 57 Freeway – AE/Malpica – To date, the Caltrans contractor has not been able to schedule the pavement rehab work. Staff continues to work with Caltrans representatives and will continue to keep the Commission updated. c) Grand Avenue/Golden Springs Drive Intersection Improvements – AE/Malpica – Contractor crews are currently working on clearing the trees inside the golf course at the southwest corner of the intersection, in preparation for slope grading expected to commence within the next couple of weeks. Demolition of the medians along Grand Avenue south of Golden Springs Drive are underway to be followed by underground conduit work in the next few weeks. Staff has installed lapse cameras to take photos of the progress of all project phases from beginning to end of the project. VC/Hsieh asked about ownership of the golf course. PWD/Liu explained to VC/Hsieh that the Golf Course is owned by LA County. d) Local Roadway Safety Plan (LRSP) – AE/Malpica – The final report for development of the LRSP is underway and staff will continue to keep the Commission updated as it moves forward. e) NTMP/Hawkwood Drive Neighborhood – AE/Aoun – At the November 12th Traffic and Transportation Commission meeting, a resident voiced some concerns regarding the traffic in the Hawkwood Drive neighborhood. The resident indicated that he and his family wished to pursue the NTMP and volunteered to captain the program. Staff conducted a field visit to assess road conditions and observe traffic behavior and speed and volume counts are currently being scheduled to gather detailed traffic data. Once completed staff will review the data, determine the neighborhood limits and schedule the first NTMP meeting. Residents are being updated as this project moves forward. f) NTMP/Del Sol Lane Neighborhood – AE/Aoun – The first NTMP meeting was held on Thursday, February 25th at 6:30 p.m. with a total of 17 of the 20-30 resident who called in to the meeting participating. The presentation was well received and participants seems encouraged about initiating traffic calming devices. As with all NTMP programs, staff will proceed to obtain traffic data, summarize residents’ observations and concerns, and provide a plan proposed to address the needs of the neighborhood at a second NTMP meeting. g) Diamond Bar Boulevard Rehabilitation (Mountain Laurel Way to Pathfinder Road) – AE/Aoun – This project is currently out to bid with a bid opening date of March 24, 2021 at 2:00 p.m. Upon bid opening staff 4.2.b Packet Pg. 31 MARCH 11, 2021 PAGE 4 T&T COMMISSION will review all bids for compliance with Local and State laws and determine the lowest compliant bidder and recommend that Council award the construction contract at a future meeting. Construction is anticipated to take 45 working days to complete. h) Street Sweeping Parking Enforcement – ET/Delgado – Street sweeping parking enforcement resumed on January 18th as scheduled and overall, resident responses have been positive. During the months of February through November, street sweeping returns to the standard bi-weekly schedule and weekly during December and January, 2022. i) Upcoming Construction Projects – ET/Delgado – Staff has approved plans and issued encroachment permits for private utility improvement projects anticipated to be constructed in the coming weeks as follows: MCI Metro (Verizon) – Diamond Bar Boulevard at Brea Canyon Road – Installation of new underground Fiber Optic cable. MCI Metro (Verizon) – Golden Springs Drive from Golden Prados Drive to Torito Lane – Installation of new underground Fiber Optic cable. MCI Metro (Verizon) – Golden Springs Drive from Torito Lane to Carpio Drive – Installation of new underground Fiber Optic cable. Union Pacific Railroad – Lemon Avenue north of Lycoming Street Railroad Crossing Maintenance. Walnut Valley Water District – Golden Springs Drive east/west of Grand Avenue – Installation of two (2) Water Meters for the Diamond Bar Golf Course. Walnut Valley Water District – Pathfinder Road at Brea Canyon Road – Pathfinder Reservoir Mainline Extension. Staff is committed to ensuring that all construction impacts are properly mitigated to limit the negative effects on the community and the City’s Public Works Inspector monitors all active construction projects to ensure work is completed per the approved plans and permit conditions. C/Quan moved, C/Mehta seconded, to receive and file the updates on Various Projects/Programs. Motion carried by the following Roll Call vote: AYES: COMMISSIONERS: Busteed, Mehta, Quan, VC/Hsieh, Chair/Wong NOES: COMMISSIONERS: None ABSENT: COMMISSIONERS: None 4.2.b Packet Pg. 32 MARCH 11, 2021 PAGE 5 T&T COMMISSION VI. NEW BUSINESS: None VII. STATUS OF PREVIOUS ACTION ITEMS: None VIII. ITEMS FROM COMMISSIONERS: Chair/Wong welcomed Commissioner Busteed, thanked all Commissioners for their longtime service to the City, and thanked former Chair Michael Gonzalez for his service to the community. VC/Hsieh thanked staff for their service to the City and reports to the Commission and thanked the Commissioners for their service and said she looks forward to meeting with everyone in person. C/Quan thanked City staff for maintaining the City and she is supporting local restaurants. C/Busteed thanked Commissioners for their kind words and staff for reaching out to him to help get him up to speed. He appreciates the time everyone puts in to serve the community, especially during COVID challenges. C/Mehta welcomed C/Busteed to the Commission and thanked staff for their reports to the Commission and keeping the community beautiful. iX. SCHEDULE OF FUTURE CITY EVENTS: As noted in the Agenda ADJOURNMENT: There being no further business to come before the Traffic and Transportation Commission, Chair/Wong adjourned the meeting at 7:37 p.m. to Thursday, May 13, 2021. The foregoing minutes are hereby approved this day of , 2021. Respectfully Submitted, David G. Liu, Secretary Attest: Andrew Wong, Chairperson 4.2.b Packet Pg. 33 Agenda #: 4.3 Meeting Date: June 1, 2021 TO: Honorable Mayor and Members of the City Council FROM: Daniel Fox, City Manager TITLE: RATIFICATION OF CHECK REGISTER DATED MAY 6, 2021 THROUGH MAY 20, 2021 TOTALING $1,763,120.37. STRATEGIC GOAL: Responsible Stewardship of Public Resources RECOMMENDATION: Ratify the Check Register. FINANCIAL IMPACT: Expenditure of $1,763,120.37. BACKGROUND/DISCUSSION: The City has established the policy of issuing accounts payable checks on a weekly basis with City Council ratification at the next scheduled City Council Meeting. The attached check register containing checks dated May 6, 2021 through May 20, 2021 totaling $1,763,120.37 is being presented for ratification. All payments have been made in compliance with the City’s purchasing policies and pr ocedures, and have been reviewed and approved by the appropriate departmental staff . The attached Affidavit affirms that the check register has been audited and deemed accurate by the Finance Director. PREPARED BY: 4.3 Packet Pg. 34 REVIEWED BY: Attachments: 1. 4.3.a Check Register Affidavit 6-1-2021 2. 4.3.b Check Register 6-1-2021 4.3 Packet Pg. 35 4.3.a Packet Pg. 36 1830 5/7/2021 MUFG UNION BANK NA DEBT SERVICE PAYMENT 401 11000 ($0.78) 5/7/2021 MUFG UNION BANK NA DEBT SERVICE PAYMENT 401510 57100 $189,453.13 5/7/2021 MUFG UNION BANK NA DEBT SERVICE PAYMENT 401510 57000 $485,000.00 CHECK TOTAL $674,452.35 2344 5/20/2021 AFLAC SUPP INSURANCE PREMIUM APRIL 2021 225 21117 $0.63 5/20/2021 AFLAC SUPP INSURANCE PREMIUM APRIL 2021 201 21117 $6.02 5/20/2021 AFLAC SUPP INSURANCE PREMIUM APRIL 2021 250 21117 $45.29 5/20/2021 AFLAC SUPP INSURANCE PREMIUM APRIL 2021 207 21117 $66.57 5/20/2021 AFLAC SUPP INSURANCE PREMIUM APRIL 2021 206 21117 $128.41 5/20/2021 AFLAC SUPP INSURANCE PREMIUM APRIL 2021 100 21117 $2,006.20 CHECK TOTAL $2,253.12 2345 5/20/2021 AIRGAS INC HELIUM 100630 51200 $7.74 5/20/2021 AIRGAS INC HELIUM 100520 51200 $90.00 CHECK TOTAL $97.74 2346 5/20/2021 ANIMAL PEST MANAGEMENT SERVICES INC COMPREHENSIVE PEST CONTROL - APR 2021 100630 52320 $70.00 5/20/2021 ANIMAL PEST MANAGEMENT SERVICES INC COMPREHENSIVE PEST CONTROL - APR 2021 100510 52320 $105.00 5/20/2021 ANIMAL PEST MANAGEMENT SERVICES INC COMPREHENSIVE PEST CONTROL - APR 2021 100620 52320 $120.00 CHECK TOTAL $295.00 2347 5/20/2021 BARR & CLARK INC HOME IMPR PROJ-ASBESTOS TESTING-23540 CASA LOMA 225440 54900 $561.00 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 37 2347 5/20/2021 BARR & CLARK INC HOME IMPR PROJ-ASBESTOS ABATEMENT-23540 CASA LOMA 225440 54900 $550.00 CHECK TOTAL $1,111.00 2348 5/20/2021 ROBYN A BECKWITH PLANTS REPLACEMENT FOR CITY HALL IN MAY 2021 100620 52320 $958.00 CHECK TOTAL $958.00 2349 5/20/2021 BEGINNERS EDGE SPORTS TRAINING LLC INSTRUCTOR PAYMENT FOR W/S 2021 100520 55320 $990.00 CHECK TOTAL $990.00 2350 5/20/2021 BEST LIGHTING PRODUCTS INC MONTHLY MAINTENANCE - APR 2021 100620 52320 $156.51 5/20/2021 BEST LIGHTING PRODUCTS INC MONTHLY MAINTENANCE - APR 2021 100630 55505 $387.63 5/20/2021 BEST LIGHTING PRODUCTS INC MONTHLY MAINTENANCE - APR 2021 238638 52320 $155.44 5/20/2021 BEST LIGHTING PRODUCTS INC MONTHLY MAINTENANCE - APR 2021 100620 52320 $189.17 5/20/2021 BEST LIGHTING PRODUCTS INC MONTHLY MAINTENANCE - APR 2021 100510 52320 $258.25 5/20/2021 BEST LIGHTING PRODUCTS INC MONTHLY MAINTENANCE - APR 2021 100630 55505 $981.54 CHECK TOTAL $2,128.54 2351 5/20/2021 JOHN E BISHOP INSTRUCTOR PAYMENT FOR W/S 2021 100520 55320 $150.00 CHECK TOTAL $150.00 2352 5/20/2021 BLUEBEAM INC ANNUAL MAINT. RENEWAL - BLUEBEAM SERVICES 21/22 100230 52314 $2,980.00 CHECK TOTAL $2,980.00 2353 5/20/2021 BREAUX KATHY INSTRUCTOR PAYMENT W/S 2021 100520 55320 $84.60 CHECK TOTAL $84.60 2354 5/20/2021 CENGAGE LEARNING INC INSTRUCTOR PAYMENT W/S 2021 100520 55320 $295.00 CHECK TOTAL $295.00 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 38 2355 5/20/2021 CHICAGO TITLE COMPANY HOME IMP PROJ-205 PINTADO-POLICY OF INS TITLE 225440 54900 $100.00 5/20/2021 CHICAGO TITLE COMPANY HOME IMP PROJ-1731 KIOWA CREST- RECORDING FEES 225440 54900 $20.00 CHECK TOTAL $120.00 2356 5/20/2021 CITY CLERKS ASSOCIATION OF CALIFORNIA VIRTUAL P&P WRITING WORKSHOP FOR KRISTINA 100130 52500 $35.00 CHECK TOTAL $35.00 2357 5/20/2021 CLEAN HARBORS ENVIRONMENTAL SERVICES INC SYCAMORE PARK HHW 250170 55000 $490.88 CHECK TOTAL $490.88 2358 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 1/31 - 2/27/21 100 22109 $55.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 1/31 - 2/27/21 100 22107 $720.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 1/31 - 2/27/21 100 22107 $1,230.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 1/31 - 2/27/21 100 22107 $1,255.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 1/31 - 2/27/21 100 22107 $1,510.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 2/28 - 3/27/21 100 22107 $275.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 2/28 - 3/27/21 100 22107 $807.50 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 2/28 - 3/27/21 100 22107 $1,580.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC LANDSCAPE PLAN CHECK SERVICES - 2/28 - 3/27/21 100 22107 $2,270.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC ON-CALL LANDSCAPE PLAN CHECK - 850 S BREA CYN 100 22109 $765.00 5/20/2021 DAVID EVANS AND ASSOCIATES INC ON-CALL LANDSCAPE PLAN CHECK - 1139 S. DBB 100 22109 $330.00 CHECK TOTAL $10,797.50 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 39 2359 5/20/2021 DELTA DENTAL HMO DENTAL PREMIUM MAY 2021 206 21105 $1.00 5/20/2021 DELTA DENTAL HMO DENTAL PREMIUM MAY 2021 207 21105 $1.00 5/20/2021 DELTA DENTAL HMO DENTAL PREMIUM MAY 2021 250 21105 $1.03 5/20/2021 DELTA DENTAL HMO DENTAL PREMIUM MAY 2021 106 21105 $15.45 5/20/2021 DELTA DENTAL HMO DENTAL PREMIUM MAY 2021 100 21105 $304.34 CHECK TOTAL $322.82 2360 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 106 21105 $1.80 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 225 21105 $4.83 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 239 21105 $16.30 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 241 21105 $16.30 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 238 21105 $32.59 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 201 21105 $56.26 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 207 21105 $94.65 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 206 21105 $113.35 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 250 21105 $133.25 5/20/2021 DELTA DENTAL INSURANCE COMPANY PPO DENTAL PREMIUM MAY 2021 100 21105 $4,520.61 CHECK TOTAL $4,989.94 2361 5/20/2021 DEPARTMENT OF JUSTICE LIVESCAN 100220 52510 $64.00 CHECK TOTAL $64.00 2362 5/20/2021 DISCOVERY SCIENCE CENTER OF ORANGE ASSEMBLY FOR EARTH DAY 250170 54900 $400.00 CHECK TOTAL $400.00 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 40 2363 5/20/2021 DMPR 4 LLC STORAGE RENTAL IN JUNE-UNIT #140,376,092,371,2957 100130 52302 $1,576.00 CHECK TOTAL $1,576.00 2364 5/20/2021 DS SERVICES OF AMERICA INC WATER SERVICE - APR & MAY 2021 100630 51200 $214.69 CHECK TOTAL $214.69 2365 5/20/2021 ECOFERT INC FERTILIZER INJECTION SYSTEM - APR 2021 100630 52320 $1,150.00 CHECK TOTAL $1,150.00 2366 5/20/2021 EIDE BAILLY LLP PROF SERVICES FINANCE - APRIL 2021 100130 54900 $19,840.84 CHECK TOTAL $19,840.84 2367 5/20/2021 EWING IRRIGATION PRODUCTS INC CIVIC CENTER - SMALL TOOLS & EQUIPMENT 100620 51300 $316.99 CHECK TOTAL $316.99 2368 5/20/2021 EXPRESS MAIL CORPORATE ACCOUNT NEXT DAY MAIL-CITY ATY-PC 3/23/21 AGENDA PKT 100410 52170 $22.75 CHECK TOTAL $22.75 2369 5/20/2021 FEDERAL EXPRESS CORPORATION EXPRESS MAIL - GENERAL 100130 52170 $16.57 CHECK TOTAL $16.57 2370 5/20/2021 FEHR & PEERS PS/ENGR - TRAFFIC RELATED PROJECTS - FEB 2021 100615 54410 $11,332.91 5/20/2021 FEHR & PEERS PS/TRAFFIC ENGR - VARIOUS PROJECTS MAR 2021 100615 54410 $4,349.36 5/20/2021 FEHR & PEERS PS/ENGR - VARIOUS TRAFFIC- RELATED PROJ. APR 2021 100615 54410 $5,535.34 CHECK TOTAL $21,217.61 2371 5/20/2021 FUN EXPRESS LLC BUNNY BOX SUPPLIES 100520 51200 $398.58 CHECK TOTAL $398.58 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 41 2372 5/20/2021 GENESIS PRO ROOFING INC HOME IMPROVEMENT PROJECT-23540 CASA LOMA 225440 54900 $17,010.00 CHECK TOTAL $17,010.00 2373 5/20/2021 GLASDON INC ORGANIC LINERS 250170 51200 $284.15 CHECK TOTAL $284.15 2374 5/20/2021 GRAFFITI CONTROL SYSTEMS GRAFFITI ABATEMENT-APRIL 2021 100430 55540 $2,975.00 CHECK TOTAL $2,975.00 2375 5/20/2021 GUARANTEED JANITORIAL SERVICE INC JANITORIAL SERVICES - APR 2021 100630 55505 $2,450.00 5/20/2021 GUARANTEED JANITORIAL SERVICE INC JANITORIAL SERVICES - APR 2021 100510 55505 $5,400.00 5/20/2021 GUARANTEED JANITORIAL SERVICE INC JANITORIAL SERVICES - APR 2021 100620 52320 $8,724.00 CHECK TOTAL $16,574.00 2376 5/20/2021 HARBOR TRUCK BODIES INC 2006 HARBOR TRUCK BODY FOR NEW FORD F-450 502990 56115 $9,989.04 5/20/2021 HARBOR TRUCK BODIES INC RE: PURCHASE ORDER 200150 502630 52312 $1.09 CHECK TOTAL $9,990.13 2377 5/20/2021 HOME DEPOT CREDIT SERVICES BUILDING MAINTENANCE 502630 52312 $98.23 5/20/2021 HOME DEPOT CREDIT SERVICES BUILDING MAINTENANCE 100630 52320 $119.33 5/20/2021 HOME DEPOT CREDIT SERVICES BUILDING MAINTENANCE 100510 52320 $164.43 CHECK TOTAL $381.99 2378 5/20/2021 HUMANE SOCIETY OF POMONA VALLEY INC ANIMAL CARE & CONTROL SERVICES IN APRIL 2021 100340 55404 $16,690.33 CHECK TOTAL $16,690.33 2379 5/20/2021 JIVE COMMUNICATIONS INC CITYWIDE TELEPHONE SERVICE - MAY 2021 100230 52200 $2,466.96 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 42 2379 CHECK TOTAL $2,466.96 2380 5/20/2021 JOE A GONSALVES & SON INC PROFESSIONAL LEGISLATIVE SERVICE FOR JUNE 2021 100130 54900 $2,500.00 CHECK TOTAL $2,500.00 2381 5/20/2021 JOHN L HUNTER & ASSOC INC INSPECTION - TR53430 MILLENIUM 100 22109 $143.75 5/20/2021 JOHN L HUNTER & ASSOC INC INSPECTION - LOT 5 TR53670 100 22109 $453.75 5/20/2021 JOHN L HUNTER & ASSOC INC LID - CROOKED CREEK PROJECT 100 22107 $797.50 5/20/2021 JOHN L HUNTER & ASSOC INC NPDES STORMWATER COMPLIANCE - CROOKED CREEK DEV. 100 22107 $290.00 CHECK TOTAL $1,685.00 2382 5/20/2021 KENS HARDWARE MAINTENANCE SUPPLIES 502655 52312 $13.12 5/20/2021 KENS HARDWARE MAINTENANCE SUPPLIES 502430 52312 $32.28 5/20/2021 KENS HARDWARE MAINTENANCE SUPPLIES 100510 52320 $185.32 5/20/2021 KENS HARDWARE MAINTENANCE SUPPLIES 100620 51200 $430.20 5/20/2021 KENS HARDWARE MAINTENANCE SUPPLIES 100655 51250 $757.60 5/20/2021 KENS HARDWARE MAINTENANCE SUPPLIES 100630 52320 $1,311.63 CHECK TOTAL $2,730.15 2383 5/20/2021 LOS ANGELES COUNTY FIRE DEPARTMENT HAZARDOUS MATERIALS DISCLOSURE PROGRAM 100620 51200 $205.50 CHECK TOTAL $205.50 2384 5/20/2021 LIEBE SHERI-LYN INTRUCTOR PAYMENT FOR W/S 2021 100520 55320 $180.00 CHECK TOTAL $180.00 2385 5/20/2021 LOOMIS COURIER SVCS - MAY 2021 100510 54900 $320.44 5/20/2021 LOOMIS COURIER SVCS - MAY 2021 100210 54900 $323.01 CHECK TOTAL $643.45 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 43 2386 5/20/2021 LOS ANGELES COUNTY DEVELOPMENT AUTH CDBG LOAN PAY-HIP 222 225 48935 $20,000.00 CHECK TOTAL $20,000.00 2387 5/20/2021 LOS ANGELES COUNTY PUBLIC WORKS SUMP PUMP MAINTENANCE @ SYCAMORE CANYON PARK 100630 52320 $6,004.76 CHECK TOTAL $6,004.76 2388 5/20/2021 LOS ANGELES COUNTY SHERIFF'S DEPT FY2020-21 SHERIFF'S LAW ENF. SVCS - 03/21 SWEEPING 100310 55402 $702.72 5/20/2021 LOS ANGELES COUNTY SHERIFF'S DEPT FY2020-21 SHERIFF'S LAW ENF. SVS - APRIL 2021 100310 55400 $589,029.04 CHECK TOTAL $589,731.76 2389 5/20/2021 LW POSTNET INC DIRECTIONAL SIGNAGE 250170 52110 $963.60 CHECK TOTAL $963.60 2390 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 225 21114 $0.15 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 239 21114 $0.24 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 241 21114 $0.24 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 238 21114 $0.48 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 106 21114 $0.97 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 201 21114 $1.47 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 207 21114 $1.48 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 206 21114 $2.32 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 250 21114 $3.49 5/20/2021 MANAGED HEALTH NETWORK EAP PREMIUM MAY 2021 100 21114 $137.96 CHECK TOTAL $148.80 2391 5/20/2021 MARK SHANNON ANNUAL FIRE EXTINGUISHER MAINTENANCE - DBC 100510 52310 $131.36 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 44 2391 5/20/2021 MARK SHANNON ANNUAL FIRE EXTINGUISHER MAINT - CITY HALL & PARKS 100630 52320 $186.42 5/20/2021 MARK SHANNON ANNUAL FIRE EXTINGUISHER MAINT - CITY HALL & PARKS 502620 52312 $280.92 5/20/2021 MARK SHANNON ANNUAL FIRE EXTINGUISHER MAINT - CITY HALL & PARKS 100620 52320 $321.44 CHECK TOTAL $920.14 2392 5/20/2021 MCE CORPORATION STREET MAINT & VEG CONTROL - APR 2021 100655 55528 $13,350.02 5/20/2021 MCE CORPORATION LANDSCAPE MAINTENANCE - LLAD 38, 39, 41 - APR 2021 241641 55524 $4,922.61 5/20/2021 MCE CORPORATION LANDSCAPE MAINTENANCE - LLAD 38, 39, 41 - APR 2021 239639 55524 $12,173.54 5/20/2021 MCE CORPORATION LANDSCAPE MAINTENANCE - LLAD 38, 39, 41 - APR 2021 238638 55524 $14,806.30 CHECK TOTAL $45,252.47 2393 5/20/2021 MERCURY DISPOSAL SYSTEMS INC ACE HARDWARE RECYCLING 250170 55000 $1,018.69 CHECK TOTAL $1,018.69 2394 5/20/2021 MICHAEL MINARDO PUBLIC HEARING ENVELOPES 100410 51200 $372.30 CHECK TOTAL $372.30 2395 5/20/2021 NETWORK PARATRANSIT SYSTEMS INC DIAMOND RIDE SERVICES FY2020-21 - MARCH 2021 206650 55560 $11,146.36 CHECK TOTAL $11,146.36 2396 5/20/2021 NORTHERN SAFETY CO INC ROAD MAINTENANCE SUPPLIES 100655 51250 $389.21 CHECK TOTAL $389.21 2397 5/20/2021 OFFICE SOLUTIONS SUPPLIES - FINANCE 100210 51200 $27.15 5/20/2021 OFFICE SOLUTIONS SUPPLIES - CITY MANAGER 100130 51200 $678.04 CHECK TOTAL $705.19 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 45 2398 5/20/2021 ONE TIME PAY VENDOR AHMED ELDRAGEELY RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2399 5/20/2021 ONE TIME PAY VENDOR ASHLEY RUO HUANG RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2400 5/20/2021 ONE TIME PAY VENDOR CARMEN ESCOBAR RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2401 5/20/2021 ONE TIME PAY VENDOR CHRIS HUBERT RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2402 5/20/2021 ONE TIME PAY VENDOR DAI GUANGUAN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2403 5/20/2021 ONE TIME PAY VENDOR DANIEL CHANG RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2404 5/20/2021 ONE TIME PAY VENDOR DANIEL FEDERICO RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2405 5/20/2021 ONE TIME PAY VENDOR DIANE DOWELL RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2406 5/20/2021 ONE TIME PAY VENDOR ERICK CARPENTER RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2407 5/20/2021 ONE TIME PAY VENDOR ERICK GUZMAN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 46 2408 5/20/2021 ONE TIME PAY VENDOR ERNESTO CONTRERAS RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2409 5/20/2021 ONE TIME PAY VENDOR FNU JINGHUI RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2410 5/20/2021 ONE TIME PAY VENDOR GRANDWAY CONSTRUCTION, LLC BOND RELEASE - GEOTECH/GRADING 2775 SHADOW CYN DR. 100 22109 $13,952.09 CHECK TOTAL $13,952.09 2411 5/20/2021 ONE TIME PAY VENDOR GUILLERMO PAREDES EVENT REFUND 100 20202 $1,555.91 CHECK TOTAL $1,555.91 2412 5/20/2021 ONE TIME PAY VENDOR HING HUNG RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2413 5/20/2021 ONE TIME PAY VENDOR JACQUELINE JARO RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2414 5/20/2021 ONE TIME PAY VENDOR JASON BECK RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2415 5/20/2021 ONE TIME PAY VENDOR JINGBIN JI RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2416 5/20/2021 ONE TIME PAY VENDOR JUAN BATEMAN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $13.75 CHECK TOTAL $13.75 2417 5/20/2021 ONE TIME PAY VENDOR KAI JONG RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 47 2418 5/20/2021 ONE TIME PAY VENDOR LINH HUA RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2419 5/20/2021 ONE TIME PAY VENDOR MANDY CLARK RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2420 5/20/2021 ONE TIME PAY VENDOR MAURICIO GALLARDO RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2421 5/20/2021 ONE TIME PAY VENDOR MORRECO COLEMAN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2422 5/20/2021 ONE TIME PAY VENDOR NIVAL IBRAHIM RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2423 5/20/2021 ONE TIME PAY VENDOR PANKAJ MITAL BOND RELEASE - GEOTECH/GRADING INSPECTION FEES 100 22109 $4,780.90 CHECK TOTAL $4,780.90 2424 5/20/2021 ONE TIME PAY VENDOR PETER CHEN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2425 5/20/2021 ONE TIME PAY VENDOR PIETRO CAMBIASO RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2426 5/20/2021 ONE TIME PAY VENDOR PRISCILLA GIBBS RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2427 5/20/2021 ONE TIME PAY VENDOR RAINBOW CHUNG-OU RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 48 2428 5/20/2021 ONE TIME PAY VENDOR SANDEEP CHAWLA RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2429 5/20/2021 ONE TIME PAY VENDOR SANHUA FANG RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2430 5/20/2021 ONE TIME PAY VENDOR SERENA BROMLEY RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2431 5/20/2021 ONE TIME PAY VENDOR SHARON ALTMAN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $152.00 CHECK TOTAL $152.00 2432 5/20/2021 ONE TIME PAY VENDOR SHULIN HSUEH RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $162.00 CHECK TOTAL $162.00 2433 5/20/2021 ONE TIME PAY VENDOR SONG CHOI RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2434 5/20/2021 ONE TIME PAY VENDOR STACY ALVAREZ RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2435 5/20/2021 ONE TIME PAY VENDOR TEHMINA FASIH RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2436 5/20/2021 ONE TIME PAY VENDOR THAI FOO RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $14.37 CHECK TOTAL $14.37 2437 5/20/2021 ONE TIME PAY VENDOR VY CHAN RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 49 2438 5/20/2021 ONE TIME PAY VENDOR YING-MING CHU RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2439 5/20/2021 ONE TIME PAY VENDOR YINGBANG XU RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $233.75 CHECK TOTAL $233.75 2440 5/20/2021 ONE TIME PAY VENDOR ZACHARIAH HAWK RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID-19 100 20202 $13.75 CHECK TOTAL $13.75 2441 5/20/2021 ONE TIME PAY VENDOR ZHEN ZHAO RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $170.00 CHECK TOTAL $170.00 2442 5/20/2021 ONE TIME PAY VENDOR ZOE ZHENG RECREATION HOUSEHOLD CREDIT REFUND DUE TO COVID 19 100 20202 $163.00 CHECK TOTAL $163.00 2443 5/20/2021 ONE TIME PAY VENDOR ACETEK ROOFING CD DEPOSIT REFUND 100 22105 $250.00 CHECK TOTAL $250.00 2444 5/20/2021 ONE TIME PAY VENDOR MCCORMACK ROOFING CD DEPOSIT REFUND 100 22105 $250.00 CHECK TOTAL $250.00 2445 5/20/2021 PROTECTION ONE INC SYCAMORE CANYON PARK 5.28.21 - 8.27.21 100630 52320 $171.18 CHECK TOTAL $171.18 2446 5/20/2021 PROTECTION ONE INC CITY HALL 5.29.21 - 6.28.21 100620 52320 $35.13 CHECK TOTAL $35.13 2447 5/20/2021 PUBLIC STORAGE #23051 RENTAL STORAGE UNIT #2108 IN JUNE 2021 100130 52302 $466.00 CHECK TOTAL $466.00 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 50 2448 5/20/2021 PYRO COMM SYSTEMS INC FIRE ALARM MONITORING - DBC 100510 52320 $135.00 CHECK TOTAL $135.00 2449 5/20/2021 QUINN RENTAL SERVICES ROAD MAINTENANCE 100655 51300 $157.11 CHECK TOTAL $157.11 2450 5/20/2021 REGIONAL TAP SERVICE CENTER FOOTHILL TAP SERVICES - APRIL 2021 206650 55610 $284.00 5/20/2021 REGIONAL TAP SERVICE CENTER FOOTHILL TAP SERVICES - APRIL 2021 206650 55620 $1,136.00 CHECK TOTAL $1,420.00 2451 5/20/2021 RETAIL MARKETING SERVICES INC MARCH CART RETRIEVAL 250170 55000 $335.00 CHECK TOTAL $335.00 2452 5/20/2021 RKA CONSULTING GROUP BUILDING AND SAFETY SERVICES- MARCH 2021 100420 55100 $40,946.68 5/20/2021 RKA CONSULTING GROUP PLANNING ASSISTANCE - MARCH 2021 100420 55100 $2,100.00 CHECK TOTAL $43,046.68 2453 5/20/2021 SAN GABRIEL CONSERVATION CORP ACE HARDWARE CLEAN UP 250170 55000 $273.11 CHECK TOTAL $273.11 2454 5/20/2021 SC FUELS FUEL - FLEET VEHICLES 502130 52330 $44.36 5/20/2021 SC FUELS FUEL - FLEET VEHICLES 502430 52330 $83.50 5/20/2021 SC FUELS FUEL - FLEET VEHICLES 502620 52330 $124.39 5/20/2021 SC FUELS FUEL - FLEET VEHICLES 502630 52330 $585.81 5/20/2021 SC FUELS FUEL - FLEET VEHICLES 502655 52330 $693.73 5/20/2021 SC FUELS FUEL - FLEET VEHICLES - MAY 2021 502130 52330 $83.30 5/20/2021 SC FUELS FUEL - FLEET VEHICLES - MAY 2021 502620 52330 $91.26 5/20/2021 SC FUELS FUEL - FLEET VEHICLES - MAY 2021 502430 52330 $119.16 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 51 2454 5/20/2021 SC FUELS FUEL - FLEET VEHICLES - MAY 2021 502630 52330 $575.61 5/20/2021 SC FUELS FUEL - FLEET VEHICLES - MAY 2021 502655 52330 $905.79 CHECK TOTAL $3,306.91 2455 5/20/2021 SIEMENS INDUSTRY INC TRAFFIC SIGNAL MAINT - CALL-OUTS - FEB 2021 207650 55536 $8,530.43 5/20/2021 SIEMENS INDUSTRY INC TRAFFIC SIGNAL MAINT - FEB 2021 207650 55536 $4,554.00 5/20/2021 SIEMENS INDUSTRY INC RETENTION PAYMENT-BBS PROJECT 301 29004 $9,413.92 CHECK TOTAL $22,498.35 2456 5/20/2021 SIMPSON ADVERTISING INC DESIGN OF JUNE 2021 FOUR-PAGE NEWSLETTER 100240 54900 $1,575.00 5/20/2021 SIMPSON ADVERTISING INC USED OIL INFO CARD 2021 250170 52110 $675.00 CHECK TOTAL $2,250.00 2457 5/20/2021 SOCIAL VOCATIONAL SERVICES WEED ABATEMENT - APR 2021 100645 55528 $2,909.00 CHECK TOTAL $2,909.00 2458 5/20/2021 SOUTHERN CALIFORNIA EDISON DISTRICT 41 - 3.25.21 - 4.27.21 241641 52210 $166.44 5/20/2021 SOUTHERN CALIFORNIA EDISON DISTRICT 38 - 3.25.21 - 4.27.21 238638 52210 $370.71 5/20/2021 SOUTHERN CALIFORNIA EDISON 575 DBB & 20671 GOLDEN SPRINGS - 4.1.21 - 4.29.21 238638 52210 $59.79 5/20/2021 SOUTHERN CALIFORNIA EDISON 1600 GRAND - 3.4.21 - 5.2.21 100510 52210 $5,984.65 5/20/2021 SOUTHERN CALIFORNIA EDISON PARKS - 3.25.21 - 4.27.21 100630 52210 $908.89 5/20/2021 SOUTHERN CALIFORNIA EDISON DISTRICT 39 - 3.25.21 - 4.27.21 239639 52210 $274.13 5/20/2021 SOUTHERN CALIFORNIA EDISON CITY HALL - PT 2 - APR 2021 100620 52210 $31.35 5/20/2021 SOUTHERN CALIFORNIA EDISON 633 GRAND 4.12.21 - 5.10.21 238638 52210 $29.20 5/20/2021 SOUTHERN CALIFORNIA EDISON 20980 E. CANYON RIDGE 4.13.21 - 5.11.21 241641 52210 $14.30 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 52 2458 5/20/2021 SOUTHERN CALIFORNIA EDISON 21208 WASHINGTON 4.13.21 - 5.11.21 100630 52210 $14.79 5/20/2021 SOUTHERN CALIFORNIA EDISON 20850 HIGH COUNTRY 4.13.21 - 5.11.21 241641 52210 $14.14 5/20/2021 SOUTHERN CALIFORNIA EDISON TRAFFIC CONTROL - 20791 GOLDEN SPRINGS TC1 100655 52210 $131.67 5/20/2021 SOUTHERN CALIFORNIA EDISON TRAFFIC CONTROL - 20439 GOLDEN SPRINGS PED TC-1 100655 52210 $110.35 5/20/2021 SOUTHERN CALIFORNIA EDISON 22745 SUNSET XING 4.15.21 - 5.13.21 238638 52210 $14.30 5/20/2021 SOUTHERN CALIFORNIA EDISON 2025 DIAMOND BAR BLVD 4.15.21 - 5.13.21 238638 52210 $13.25 5/20/2021 SOUTHERN CALIFORNIA EDISON 2746 BREA CANYON RD 4.15.21 - 5.13.21 238638 52210 $14.30 5/20/2021 SOUTHERN CALIFORNIA EDISON CITY HALL 4.15.21 - 5.13.21 100620 52210 $10,284.38 5/20/2021 SOUTHERN CALIFORNIA EDISON 3564 BREA CANYON RD 4.15.21 - 5.13.21 238638 52210 $14.30 5/20/2021 SOUTHERN CALIFORNIA EDISON 1000 S. LEMON 4.14.21 - 5.12.21 238638 52210 $14.65 5/20/2021 SOUTHERN CALIFORNIA EDISON DISTRICT 39 3.1.21 - 3.29.21 239639 52210 $14.14 CHECK TOTAL $18,479.73 2459 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 239 21107 $1.27 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 241 21107 $1.27 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 225 21107 $1.70 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 238 21107 $2.55 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 225 21113 $2.73 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 239 21113 $5.03 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 241 21113 $5.03 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 53 2459 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 106 21107 $5.18 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 238 21113 $10.07 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 106 21113 $10.35 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 207 21107 $11.19 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 206 21107 $15.87 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 201 21107 $22.21 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 201 21113 $24.75 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 207 21113 $30.46 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 250 21107 $35.99 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 206 21113 $37.49 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 250 21113 $60.48 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 100 21107 $1,560.45 5/20/2021 STANDARD INSURANCE COMPANY LIFE/SUPP LIFE/LTD/STD INSURANCE PREMIUM MAY 2021 100 21113 $1,982.39 CHECK TOTAL $3,826.46 2460 5/20/2021 STATEWIDE TRAFFIC SAFETY & SIGNS VEHICLE WORK/SAFETY LIGHTING 502990 56116 $8,422.06 CHECK TOTAL $8,422.06 2461 5/20/2021 STUMP FENCE CO FENCING REPAIR- PAUL C GROW PARK 100630 52320 $1,350.00 CHECK TOTAL $1,350.00 2462 5/20/2021 THE GAS COMPANY DBC 4.15.21 - 5.14.21 100510 52215 $601.79 CHECK TOTAL $601.79 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 54 2463 5/20/2021 TRANE SERVICE GROUP INC HVAC MAINTENANCE 100620 52320 $2,328.46 CHECK TOTAL $2,328.46 2464 5/20/2021 TUCKER TIRE COMPANY INC VEHICLE MAINTENANCE 502620 52312 $508.98 CHECK TOTAL $508.98 2465 5/20/2021 UNDERGROUND SERVICE ALERT OF SO CA DIG-ALERT/MONTHLY DATABASE MAINT FEE/TICKET CHARGE 100615 54410 $217.90 CHECK TOTAL $217.90 2466 5/20/2021 UNITED RECORDS MANAGEMENT INC OFF-SITE STORAGE OF BACK-UP TAPES - APR 2021 100230 55000 $594.00 5/20/2021 UNITED RECORDS MANAGEMENT INC OFF-SITE STORAGE OF BACK-UP TAPES - FEB 2021 100230 55000 $594.00 CHECK TOTAL $1,188.00 2467 5/20/2021 US POSTAL SERVICE BULK MAIL PERMIT #3339 2021 100240 52170 $245.00 CHECK TOTAL $245.00 2468 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 225 21108 $1.79 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 239 21108 $5.54 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 241 21108 $5.54 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 238 21108 $11.09 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 106 21108 $12.32 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 201 21108 $18.80 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 207 21108 $33.59 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 250 21108 $42.87 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 55 2468 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 206 21108 $52.09 5/20/2021 VISION SERVICE PLAN VISION INSURANCE PREMIUM MAY 2021 100 21108 $1,798.07 CHECK TOTAL $1,981.70 2469 5/20/2021 WW GRAINGER INC PARKS & FACILITIES MAINT - FIRE HOSE 100630 52320 $55.79 5/20/2021 WW GRAINGER INC PARKS & FACILITES MAINT - FIRE HOSE ACCESSORIES 100630 52320 $99.56 CHECK TOTAL $155.35 2470 5/20/2021 WALNUT VALLEY WATER DISTRICT PARKS PT. 1 APR 100630 52220 $1,064.48 5/20/2021 WALNUT VALLEY WATER DISTRICT RECYCLED - APR 2021 238638 52220 $927.40 5/20/2021 WALNUT VALLEY WATER DISTRICT DISTRICT 39 - APR 2021 239639 52220 $11,597.55 5/20/2021 WALNUT VALLEY WATER DISTRICT PARKS PT 2 - APR 2021 100630 52220 $19,127.42 5/20/2021 WALNUT VALLEY WATER DISTRICT DBC - APR 2021 100510 52220 $241.93 5/20/2021 WALNUT VALLEY WATER DISTRICT CITY HALL - APR 2021 100620 52220 $565.56 5/20/2021 WALNUT VALLEY WATER DISTRICT DIST 38 - APR 2021 238638 52220 $10,411.97 5/20/2021 WALNUT VALLEY WATER DISTRICT DIST 41 PT 1 - APR 2021 241641 52220 $33.58 CHECK TOTAL $43,969.89 2471 5/20/2021 WAXIE SANITARY SUPPLY JANITORIAL SUPPLIES - CITY HALL 100620 51200 $99.91 5/20/2021 WAXIE SANITARY SUPPLY JANITORIAL SUPPLIES - CITY HALL 100620 51200 $280.32 CHECK TOTAL $380.23 2472 5/20/2021 WEST COAST ARBORISTS INC CITYWIDE TREE CARE AND MAINT - 4.1.21 - 4.15.21 100645 55522 $32,877.50 5/20/2021 WEST COAST ARBORISTS INC GRID 38 TREE CARE AND MAINT. 4.1.21 - 4.15.21 238638 55522 $3,395.00 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 56 2472 5/20/2021 WEST COAST ARBORISTS INC CITYWIDE TREE WATERING 4.1.21 - 4.15.21 100645 55522 $1,360.00 5/20/2021 WEST COAST ARBORISTS INC CITYWIDE TREE CARE/MAINT. 4.16.21 - 4.30.21 100645 55522 $7,945.00 5/20/2021 WEST COAST ARBORISTS INC GRID 38 TREE CARE AND MAINT. 4.16.21 - 4.30.21 238638 55522 $3,357.00 5/20/2021 WEST COAST ARBORISTS INC CITYWIDE TREE WATERIING 4.16.21 - 4.30.21 100645 55522 $2,040.00 CHECK TOTAL $50,974.50 2473 5/20/2021 WILLDAN GEOTECHNICAL GEOTECH REVIEW - 2769 WAGON TRAIN 100 22109 $400.00 5/20/2021 WILLDAN GEOTECHNICAL GEOTECH REVIEW - 23509 RIDGELINE ROAD 100 22109 $800.00 5/20/2021 WILLDAN GEOTECHNICAL GEOTECH REVIEW - 22589 PACIFIC LANE 100 22109 $420.00 5/20/2021 WILLDAN GEOTECHNICAL GEOTECH REVIEW - 1810 DIAMOND KNOLL LANE 100 22109 $400.00 5/20/2021 WILLDAN GEOTECHNICAL GEOTECH REVIEW - 2218 INDIAN CREEK ROAD 100 22109 $800.00 CHECK TOTAL $2,820.00 2474 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $92.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $161.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $176.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $253.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $690.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $1,173.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $3,036.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $3,197.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - MARCH 2021 100120 54020 $3,956.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100 22107 $23.00 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 57 2474 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100 22107 $92.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $92.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $253.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $345.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $460.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100 22107 $1,173.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $1,334.00 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $2,755.37 5/20/2021 WOODRUFF SPRADLIN & SMART LEGAL SVCS - FEBRUARY 2021 100120 54020 $8,487.00 CHECK TOTAL $27,748.37 GRAND TOTAL $1,763,120.37 City of Diamond Bar Check Register CHECK #CHECK DATE VENDOR NAME OTP VENDOR NAME INVOICE DESCRIPTION ORG OBJECT AMOUNT 4.3.b Packet Pg. 58 Agenda #: 4.4 Meeting Date: June 1, 2021 TO: Honorable Mayor and Members of the City Council FROM: Daniel Fox, City Manager TITLE: TREASURER'S STATEMENT STRATEGIC GOAL: Responsible Stewardship of Public Resources RECOMMENDATION: Approve the February 2021 Treasurer’s Statement. FINANCIAL IMPACT: None. BACKGROUND/DISCUSSION: Consistent with City policy, the Finance Department presents the monthly Treasurer’s Statement to the City Council for review and approval. This statement shows the cash balances with a breakdown of various investment accounts and the yield to maturity from investments. This statement also includes an investment portfolio management report which details the activities of investments. All investments have been made in accordance with the City’s Investment Policy. PREPARED BY: 4.4 Packet Pg. 59 REVIEWED BY: Attachments: 1. 4.4.a Treasurer's Report - February 2021 2. 4.4.b Investment Portfolio - February 2021 4.4 Packet Pg. 60 BEGINNING CASH BALANCE $47,594,064.30 CASH RECEIVED Cash Receipts 1,863,862.17 Total Cash Received $1,863,862.17 $49,457,926.47 EXPENDITURES Cash Disbursements (1,902,661.31) Bank Fees, Interest Income, Adjustments (52,852.30) Total Expenditures ($1,955,513.61) CASH BALANCE AS OF: FEBRUARY 28, 2021 $47,502,412.86 TOTAL CASH BREAKDOWN Active Funds General Account $1,789,502.44 Payroll Account $49,335.31 Change Fund - General Fund $2,000.00 Change Fund - Prop A Fund $300.00 Petty Cash Account $500.00 Parking Account Minimum $250.00 Cash With Fiscal Agent $0.78 Cash With OPEB Trust $469,967.67 Amount Unamortized on Investments $22,257.62 Total Active Funds $2,334,113.82 Investment Funds: Local Agency Investment Fund $30,086,949.89 Long Term Investments $15,081,349.15 Total Investment Funds 45,168,299.04 CASH BALANCE AS OF: FEBRUARY 28, 2021 $47,502,412.86 $0.00 Fiscal Year-To-Date Effective Rate of Return 1.23% Fiscal Year-To-Date Interest Earnings $350,185.94 FY2020-21 Budgeted Annual Interest Earnings $514,800.00 CITY OF DIAMOND BAR - CITY TREASURER'S REPORT CASH BALANCE AS OF FEBRUARY 28, 2021 4.4.a Packet Pg. 61 4.4.b Packet Pg. 62 4.4.b Packet Pg. 63 4.4.b Packet Pg. 64 4.4.b Packet Pg. 65 Agenda #: 6.1 Meeting Date: June 1, 2021 TO: Honorable Mayor and Members of the City Council FROM: Daniel Fox, City Manager TITLE: ADOPTION OF THE FISCAL YEAR 2021/22 CITY OPERATING BUDGET AND CAPITAL IMPROVEMENT PROGRAM, INCLUDING ESTABLISHMENT OF THE APPROPRIATIONS LIMIT, EMPLOYEE COMPENSATION PLAN, AND INVESTMENT POLICY. STRATEGIC GOAL: Responsible Stewardship of Public Resources RECOMMENDATION: A. Adopt Resolution No. 2021-24 approving the FY 2021/22 City Operating Budget and Capital Improvement Program; B. Adopt Resolution No. 2021-25 establishing the appropriations limit for FY 2021/22 in the amount of $53,402,669; C. Adopt Resolution No. 2021-26 establishing a compensation plan, salary ranges and fringe benefits for all employee classifications; and D. Adopt Resolution No. 2021-27 approving the FY 2021/22 Investment Policy. FINANCIAL IMPACT: CITYWIDE PROGRAMS FY 2021/22 BUDGET General Fund $27,153,723 Special Funds 2,015,986 Special Revenue Funds 12,191,741 Debt Service Fund 718,500 Internal Service Funds 965,750 Subtotal – Operating Budget 43,045,700 Capital Improvement Program 7,527,036 6.1 Packet Pg. 66 Total FY 2021/22 Budget $50,572,736 BACKGROUND: A. FY 2021/22 Operating Budget and Capital Improvement Program Each year the City Manager prepares and submits a draft municipal budget for review and adoption. The draft budget for FY 2021/22 was presented to the City Council during study sessions held on May 4 and May 18, 2021. COVID-19 Constraints It goes without saying that throughout this past year, the COVID-19 global pandemic continued to be a devastating worldwide health crisis impacting the United States, including California, LA County and Diamond Bar. Condit ions have continually improved following the significant surge in cases, hospitalizations and deaths that were tragically experienced between November 2020 and January 2021. While not totally eradicated, there is optimism that as more persons are vaccinat ed, new cases, hospitalizations and related deaths will remain low and community spread will be held in check to allow for a more robust recovery as the State, County and City continue the reopening journey. On May 21, 2021, Governor Newsom announced the end of the Blueprint for a Safer Economy Program and will eliminate the need for social distancing or capacity limits on businesses and other activities, with a few exceptions, effective June 15, 2021. On March 11, 2021 the President signed the American Rescue Plan (ARP) which is a $1.9 trillion relief package to mitigate the continuing effects of the COVID -19 pandemic. Of that amount, approximately $64 billion has been allocated to provide direct and flexible financial resources for every city and town in the nation. The City of Diamond Bar anticipates receiving just over $6.8 million in ARP funds over the next two years. These funds may be used for a broad range of purposes including the replacement of lost revenue, restoration of City programs and services, COVID-19 expenses not otherwise reimbursed, and projects that help build resiliency and financial stability for the residents and businesses of the City. Specific guidance from the US Treasury Department on accessing the funds has been provided and the first installment of the funds (50%) will be available shortly (prior to the end of the current fiscal year). As a result, the proposed FY 2021-2022 Budget provides a positive outlook to restore many City programs and services, advance deferred m aintenance and Capital Improvement projects, and focus on key initiatives consistent with the City’s Long -Term Financial Stability Report and Strategic Plan. Budget Overview The Proposed Budget (Attachment 2) currently reflects the following estimated 6.1 Packet Pg. 67 resources and expenditures for the General Fund, resulting in a surplus of $312,192. No use of General Fund Reserves or Emergency Contingency Reserves is programmed for the FY 2021/22 General Fund Operating Budget: Estimated Resources $27,465,915 Estimated Expenditures $27,153,723 Surplus $312,192 Changes To The Operating Budget Since The May 18 Study Session At the Study Sessions on May 4 and May 18, 2021, staff presented the draft Capital Improvement Program (CIP) and Operating Budgets. No changes ha ve been made to the list of proposed CIP projects which remains at $7,527,036. A small number of adjustments have been made to the amounts presented for the Operating Budget and are described below. Together these items resulted in an increase to the Gen eral Fund surplus of $151,938 which is reflected in the proposed budget being presented for adoption at this June 1, 2021 City Council meeting. • Increase in Cell Tower rental revenues based on current cell tower agreements. (Increase General Fund revenues by $20,000). • Decrease General Fund Transfer-Out to LLAD #38 fund utilizing the existing fund balance to minimize the impact to the General Fund (Decrease General Fund expenditures by $53,000). • Re-establish the budget for LLAD #39 based on latest Council action to not dissolve the District. Related expenses in the General Fund operating budget in the Public Works department have been transferred back into the LLAD #39 Budget. The proposed budget for LLAD #39 is $394,297, with a General fund subsidy of $99,133. This resulted in an overall net improvement to the General Fund surplus. (Decrease General Fund expenditures by $151,040). • Final insurance premiums were slightly better than had been originally budgeted. (Decrease General Fund expenditures by $15,000). • Gas Tax Fund revenue estimates from the State were revised downward. This has no specific impact to any current Operating Budget programming included in the proposed budget. (Decrease Gas Tax Fund revenues by $234,700). ESTIMATED GENERAL FUND RESOURCES - $27,465,915 The following highlighted items have been incorporated into the revenue estimates: Property Taxes – Projected to be $5,759,400, an increase of 3.4 %. Property Taxes In-Lieu of Vehicle License Fees are anticipated to be $6,908,000, an increase of 2.2%. 6.1 Packet Pg. 68 The assessed valuation of parcels in the City increased by 3.9% during FY 20/21 driving the increase to property tax revenues. The City uses HdL as a consultant to help monitor and project these major City revenue sources. Property Taxes have not been impacted by the COVID-19 pandemic, increasing steadily throughout. Sales Tax – Projected to be $4,863,000, an increase of 1%. Throughout the state, sales tax revenue was strained during the pandemic. The City uses HdL to assist with monitoring and projecting this key revenue source as well. HdL too had trouble interpreting the impact COVID-19 would have on taxable sales. Actual FY 20/21 results trended significantly better than originally budgeted, so a modest increase from the projected FY 20/21 amount is anticipated, which is consistent with HdL’s projection for FY 2021/22. The projection remains below pre-COVID levels. Transient Occupancy Tax (TOT) – Projected to be $900,000, an increase of 20%. The pandemic decimated this source of revenue from pre-COVID levels. However, based on current activity levels as FY 20/21 winds down, the gradual reopening of the economy to travel and gatherings are generating small improvements in TOT taxes from the low points at the heart of the pandemic. That supports the modest increase of $150,000 for FY 21/22 from the current projected total for FY 2020/21. The projection for FY 2021/22 remains substantially below the level of revenue being experience prior to the pandemic. Current Service Charges – Revenue from Building, Planning and Engineering is anticipated to increase by 1.2%, and was not noticeably impacted during the pandemic. Service Charges from Rental activities and from Recreation programs were both substantially impacted throughout the pandemic, but each are anticipated to begin recovering early in the fiscal year and have had significant increases to the projected revenues for the FY 2021/22. The corresponding expenditures associated with these activities have been increased as well. ESTIMATED GENERAL FUND APPROPRIATIONS - $27,153,723 The following highlights have been incorporated into the expenditure estimates: • Public Safety o The FY 2021-22 Los Angeles County Sheriff’s Department contract amount is $7,232,714, representing approximately 26.5% of proposed General Fund expenditures. The contract amount includes a contract rate increase of 1.45% plus a Liability Trust Fund (LTF) surcharge of 11% on each contracted position. A one-time appropriation of $61,874 to purchase a new vehicle for the Community Services Assistant is also included as a rollover from FY 2020 -21 due to the Sheriff’s Department’s postponement of vehicle purchases in the last year. o The Sheriff’s Department has cancelled the STAR program for the second consecutive year due to COVID-19-related budget impacts. Given its unavailability, the position and associated costs (approximately $47,650 in FY 6.1 Packet Pg. 69 2020-21) have been removed from the FY 2021-22 budget. o The Law Enforcement Technician position, a non -sworn position, has been eliminated from the budget resulting in a savings of $124,581 to FY 2021 -22. There is no anticipated impact to service levels. o The Law Enforcement Reserve Fund includes funding for up to $100,000 for as - needed special assignments and suppression patrols which have proven to be a cost-effective approach to reducing crime and responding to specific public safety issues throughout the year. o The Crossing Guard program is expected to fully reopen in the fall, and a funding increase of $29,965 from the prior year is programmed to meet this level of service. o The City of Diamond Bar has contracted with the Inland Valley Humane Society (IVHS) since incorporation for animal control and licensing services. The City’s cost for the contract with IVHS is anticipated to increase to a net amount (gross cost less revenues generated) approximately $285,000, an increase from the prior year of nearly $85,000. • Parks & Recreation o The Parks and Recreation Department is optimistic that valuable programs, services, and events can return to the community with the ability to reinstate community services while focusing on participant and staff safety. Modified programs and events returning this summer and fall include summer youth day camp, full park amenities, field allocations, expanded outdoor contract classes, senior drive through events, picnic reservations, and even Concerts-in-the-Park. Virtual programs such as BINGO, Tiny Tots, the Windmill Hunt, and “May the Fourth Be With You” continue to bring the communit y together from a new perspective. o Based on recent community interest and as guidelines are modified, the gradual reopening of the Diamond Bar Center for rentals can also be anticipated this summer. In addition, staff looks forward to the return of sen ior activities, youth indoor sports, and other in-person activities. • Public Works o The Public Work Engineering Division includes a variety of Professional Services related to the priority roadway projects, including continued effort on the 57/60 Confluence Project such as: ▪ SR 57/60 Federal Congestion Relief Efforts with Prince Global Solutions ($50,000). ▪ State Goods Movement/Freight Plan/SR 57/60 Congestion Relief Efforts with Tait & Associates ($45,000). 6.1 Packet Pg. 70 ▪ As-needed Technical Engineering support for 57/60 Confluence Project and related traffic studies ($40,000). ▪ Traffic Signal Timing Support for the 57 Pavement Replace Project which will be reimbursed by Caltrans ($50,000). ▪ Design of the Annual CDBG Curb Ramp Replacement Project $22,000. o The Road, Park & Facilities and Landscaping Maintenance Division includes a variety of projects such as: ▪ Annual Tree Trimming Maintenance within Residential areas 3 & 6 which includes approximately 3,585 trees ($208,000) ▪ Various sidewalk, curb & gutter replacements in residential area 1B ($160,000). ▪ Residential Street Name Sign Replacements in Residential Areas 1, 2 and 3 ($150,000). • City Administration o The City Clerk’s Department has been separated out from the City Manager’s Department. This includes personnel costs for the City Clerk, Administrative Assistant and Senior Office Specialist, as well as election related expenses, legal advertisements and operating supplies. • Administration and Support o Each year, the City Council adopts the Compensation and Benef its Plan for the upcoming fiscal year which includes employee positions, associated salary ranges and benefits (Attachment 4). The City’s Personnel Rules and Regulations specify that the City Manager may request that the City Council authorize a Cost - of-Living Adjustment (COLA) for employees based on the March -to-March rates of the federal Consumer Price Index (CPI) for Wage Earners and Clerical Workers in Los Angeles/Orange Counties. This year’s CPI for the established measurement period of March 2020 to March 2021 is 2.67%. The cumulative increase to CPI between last year and this year is 4.85%. As revenues are being restored and the economy reopens, it is recommended that the salary schedules for all benefitted classifications of employment, including a ll executive positions such as Department Directors, Assistant City Manager and City Manager, be increased by 3.25%. The cost to implement the proposed COLA is approximately $241,335. In addition, it is recommended that all staff, include Part-Time staff and executive positions such as Department Directors, Assistant City Manager and City Manager, who were on payroll as of May 1, 2021 receive a 1% off -salary schedule stipend as of the first pay period in July using a 12 -month look back period. It is estimated that the cost of the stipend will be approximately $75,000 and will be paid for out of the performance pay budget of $90,000 proposed for 6.1 Packet Pg. 71 FY 2021/22. o It is also recommended that a $50 per month increase to the Benefit Allotment be approved for all benefitted classifications of employment including the executive positions such as Department Directors, Assistant City Manager and City Manager, and members of the City Council, to help keep up with corresponding health premium rate increases. With the monthly Benefit Allotment increase, full- time non-exempt staff will receive $1,420 and full-time exempt staff and City Council Members will receive $1,450 to be used towards health benefits. The anticipated cost to implement a $50 per month benefit allotm ent increase is $37,350. o The proposed budget includes $25,000 for the continuation of Restaurant Week. In addition, the annual support for the San Gabriel Regional Chamber of Commerce ($12,000) is programmed into this budget. o The proposed budget includes $50,000 for the preparation of Resident’s Satisfaction Survey. This is envisioned to be a statistically valid survey conducted by a professional polling company that would gage opinion on a variety of city programs and service. Conducting a Resident Sati sfaction Survey is a Key Initiative in the Strategic Plan under the Goal of Open, Engaged and Responsive Government. Special Funds – Special Funds are generally used to set aside General Fund revenue from one year for a specific purpose over more than one budget cycle. This ensures that the funds will not go into General Fund reserves at the end of the year or get reprogrammed for other purposes in future years. Of particular note are the following funds: o Fund 102 – Law Enforcement Reserve Fund - As previously mentioned, the FY 21/22 Operating Budget includes up to $161,874 to be transferred out of this fund into the General Fund to pay for as-needed additional suppression patrols throughout the City and the carry-over of the purchase of a CSA vehicle. o Fund 104 – Technology Reserve Fund - A total of $100,000 has been included as a transfer in from the General Fund consistent the Council’s Reserve Policy to help pre-fund needed technology system replacements. o Fund 105 – Other Post-Employment Benefits Fund - The City’s actuary calculates the City’s annual contribution (the “Actuarial Required Contribution,” or ARC). To adequately fund its OPEB liability the City annually transfers the ARC to the California Employer’s Retiree Benefit Trust (CERBT), previously created to accumulate resources to pay this obligation. Payments have been made from this OPEB Reserve Fund to meet that obligation, which is currently $88,000 per year. The FY 21/22 Operating Budget includes $88,000 to fund the anticipated ARC for the next fiscal year. o Fund 106 – COVID-19 Recovery Fund - This fund was established when California, and in turn the City of Diamond Bar, declared a state of emergency in March 2020. 6.1 Packet Pg. 72 The fund was established to segregate costs related to the COVID -19 pandemic and collect the related resources provided to help fund these costs. Funding has been received from FEMA and the federal CARES Act in support (reimbursement) of costs incurred. The American Recovery Plan will provide just over $6.8 million to the Cit y. There is a broad range of eligible expenditures/lost revenues for which the funds can be used. Included in FY 20/21 is a transfer of $3,415,474 to the General Fund for lost revenues for FY’s 19/20 and 20/21. Based on the current guidance from the US Treasury Department, this amount is calculated by comparing actual revenues from the base year of FY 18/19 against the actual revenue for FY 19/20 and estimated revenue FY 20/21. There is an additional $1,688,430 included in the FY 21/22 budget to backfill the General Fund for the estimate of continued lost revenues impacted by the COVID-19 pandemic in the new fiscal year. These amounts are reflected as Transfers-Out in the COVID Recovery Fund and as Transfers-In to the General Fund. Special Revenue Funds – The City has several special revenue funds which account for and report proceeds for specific revenue sources that are restricted for specified purposes. Each of these funds has a revenue source with specific guidelines governing the use. The City uses these restricted resources to pay for things such as street slurry seal projects, transit related programs, park projects and solid waste reduction programs. As part of the proposed budget, the following Special Revenue Funds merit special comment. o Landscape Maintenance District 38 - District 38 provides for the maintenance of the landscaped medians citywide. Estimated costs for maintenance total $451,094, which includes a subsidy from the General Fund of $155,692, a reduction from FY 20/21 utilizing the available fund balance. o Landscape Maintenance District 39 – At the Council meeting on May 18, 2021, the City Council took action to continue District 39 for another year, allowing the property owners within the district boundaries the opportunity to conduct a Proposition 218 election to determine the future handling of the maintenance costs required to maintain the district. The original draft budget was prepared without the anticipated tax assessments and maintenance costs, but the revised budget for adoption now includes both. A General Fund subsidy of $99,133 is currently reflected in the budget proposed for adoption. o Landscape District 41 – Based on the action of the City Council at the May 18, 2021 Council meeting, the District has been dissolved. The Council has initiated a new Prop 218 ballot process at the request of the HOAs and some property owners within the District. The Council approved the Engineer’s Report and commenced the ballot process for a NEW District 41 with assessments that wo uld make the District solvent. The counting of the ballots is scheduled for the July 6, 2021 Council meeting. If successful, the new assessments will be established, and a Budget Amendment will be presented for Council consideration. 6.1 Packet Pg. 73 o AB 939 Integrated Waste Management Fund - Newly adopted State recycling laws require the City to provide both residential and business customers with new collection services aimed at diverting organic waste, including food waste. In order to establish new programs and services, the City will be required to evaluate the existing agreements and potential paths to reach compliance. The need for special technical expertise will require the City to contract with a solid waste consultant to assist with the complex and time-consuming process. The proposed budget includes $180,000 for this effort. The consultant expenditure is an eligible AB939 expense and would not impact the City’s General Fund. Internal Service Funds – These funds are used to track the City’s shared costs such as liability and worker’s compensation insurance, vehicle maintenance and replacement, equipment maintenance and replacement and building and facility maintenance. These internal service funds generally receive their funds from a transfer in from the General Fund. Debt Service Fund – The City recently completed refunding the outstanding Lease Revenue Bonds associated with the original acquisition and construction of the Diamond Bar Center. This achieved a gross savings of $1.736 million and present value savings of $1.633 million (or 20.85%) which translates to approximately $144,700 in average annual debt service savings for the remainder of the term through June 1, 2033 at an effective interest rate of 1.15%. The 2021 Bonds were rated by S&P as AA+ (top rating for this type of bond) which is a testament to the Council’s prudent fiscal policies. The debt service payment for FY 2021-2022 will be $718,413. The outstanding balance at June 30, 2022 will be $6,280,000. Capital Improvement Fund - The FY 2021/22 Capital Improvement Program (CIP) includes a total of $7.5 million in capital projects and advances many of those projects that were deferred in FY 2020/21. Some of the major CIP projects include: o Residential and Collector Street Rehab – Area 1 o Arterial Street Rehab – Golden Springs (Brea Canyon to Lemon) o ADA Curb Ramp Improvements – Area 2 o Citywide Bus Shelter/Stop Renovations o Groundwater Drainage Improvements - Phase 3 (Flapjack) o Continued Construction of the Grand/Golden Springs Intersection E nhancement Improvements The CIP was reviewed for consistency with the City’s General Plan at the May 25, 2021 Planning Commission Meeting. B. FY 2021/22 Appropriations Limit Pursuant to Article XIIIB of the California Constitution (known as the Gann Limi t), the City must recompute an annual appropriations limit. The result places a ceiling on the total amount of tax revenues the City may collect to support City appropriations. 6.1 Packet Pg. 74 The appropriations limit is calculated using one of the following factors: • Growth in the County population change over the prior year and the change in the California per capita income over the prior year. • Growth in the City population change over the prior year and the change in the California per capita income over the prior year. • Growth in the City’s non-residential new construction valuation and the change in the County or City population. The calculation rules allow the City to use whichever factor is most favorable to its calculated limit. For the current year’s calculation, the selected growth factor used to compute the appropriation limit is the growth in the City’s non -residential new construction valuation and the change in the City population change over the prior year. Using this factor, the City’s appropriation limit is calculated to be $53,402,669 for Fiscal Year 2021/22. The City’s proceeds from taxes subject to the limitation is $19,576,150 which is $33,826,519 under the limit for FY 2021/22 (Attachment 3). C. FY 2021/22 Investment Policy The Investment Policy states the goals of the City’s investment activities, the types of investments in which the City is permitted to invest its funds, and the reporting requirements. It is updated/reapproved by the City Council each year with approval of the Operating Budget. In June 2020, the City Council adopted the most recent Investment Policy (Resolution No. 2020-19) which was prepared in accordance with the provisions outlined in the California Municipal Treasurer’s Association (CMTA) Investment Policy Certification Program. CMTA is solely focused on public agency treasury management in the State of California which lends itself more closely to the City’s investment requirements and goals. The Investment Policy was submitted to CMTA and was certified with a score of 95 out of 100 points possible. There is one minor proposed change to the Investment Policy for FY 2021/22. (Attachment 7; Section 8.0, Local Agency Investment Fund). The proposed change is to remove the current limitation on the percentage the total portfolio allowed to be invested in the Local Agency Investment Fund (LAIF). The current limit is 60%. While diversification of the investment portfolio is always prudent, there are valid reasons why a percentage of the portfolio greater than 60% may be held in L AIF at one time. There is no such restriction in the state government code. PREPARED BY: 6.1 Packet Pg. 75 REVIEWED BY: Attachments: 1. 6.1.a Resolution No. 2021-24; FY 21-22 City Budget 2. 6.1.b FY 21-22 Budget Book 3. 6.1.c Resolution No. 2021-25; Gann Limit FY 21-22 4. 6.1.d Resolution No. 2021-26; Compensation Plan FY 21-22 5. 6.1.e Exhibit A - Compensation Plan FY 21-22 6. 6.1.f Resolution No. 2021-27; Investment Policy FY 21-22 7. 6.1.g Exhibit A - Investment Policy FY 21-22 6.1 Packet Pg. 76 RESOLUTION NO. 2021-24 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, APPROVING AND ADOPTING THE CITY OPERATING BUDGET AND CAPITAL IMPROVEMENT PROGRAM FOR THE CITY OF DIAMOND BAR FOR THE FISCAL YEAR COMMENCING JULY 1, 2021 AND ENDING JUNE 30, 2022 AND APPROPRIATING FUNDS NECESSARY TO MEET THE EXPENDITURES SET FORTH THEREIN WHEREAS, the City Manager has submitted for the consideration of the City Council a proposed City Operating Budget and City Capital Improvement Program for FY 2021/22; WHEREAS, the proposed Operating Budget and City Capital Improvement Program for FY 2021/22 was reviewed and considered in two public budget study sessions and in a public City Council meeting; WHEREAS, the Planning Commission of the City of Diamond Bar has publicly reviewed the proposed Capital Improvement Program for FY 20 21/22 and found it to be in conformity with the City’s General Plan as required by California Government Code Section 65401; WHEREAS, Section 4.1 of City Council Policy 2019 -01, Fund Balance and Reserve Policy, establishes a Contingency Reserve Fund to adequately provide for economic uncertainties, local emergencies or disasters, and other financial hardships or downturns in the local or national economy. Based on this Policy, the City Council has committed to maintain a Contingency Reserve Fund Balance of no less than 25% of the General Fund expenditures, including operating transfers which equates to $6,788,431; WHEREAS, copies of the City Operating Budget and Capital Improvement Program for FY 2021/22 are on file in the office of the City Clerk labeled “City of Diamond Bar FY 2021/22 Budget” and said Budget is made a part of this Resolution and incorporated herein by reference. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Diamond Bar as follows: Section 1. The City Council has reviewed the proposed Operating Budget and Capital Improvement Program and the funds included therein for the fiscal year (FY) commencing July 1, 2021 through June 30, 2022 and hereby finds that such budgets, as revised, are sound plans for the financing during FY 2021/22 of required City operations, services and capital improvements. Such budgets are hereby adopted and appropriated as follows: 6.1.a Packet Pg. 77 Resolution No. 2021-24 2 Programs FY 2021/22 Budget General Government $27,153,723 Special Funds $2,015,986 Special Revenue Funds $12,191,741 Debt Service $718,500 Internal Service $965,750 Subtotal – Operating Budget $43,045,700 Capital Improvement Program $7,527,036 Total FY 2021/22 Budget $50,572,736 Section 2. The City Manager is hereby authorized to transfer funds appropriated hereby or by supplemental appropriation as follows: with respect to departments, the City Manager may transfer amounts between and within departments, but only within a fund. Section 3. Encumbrances for all funds at the end of FY 2020/21 will be re- appropriated for continued use in FY 2021/22. PASSED, APPROVED AND ADOPTED this 1st day of June, 2021. __________________________ Nancy A. Lyons, Mayor ATTEST: I, Kristina Santana, City Clerk of the City of Diamond Bar, do hereby certify that the foregoing Resolution was passed, approved and adopted at a regular meeting of the City Council of the City of Diamond Bar held on the 1st day of June, 2021, by the following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: __________________________ Kristina Santana, City Clerk 6.1.a Packet Pg. 78 City of Diamond BarANNUAL BUDGET Fiscal Year 2021 - 2022 21810 Copley Drive, Diamond Bar, CA 91765 l p: 909.839.7000 l www.diamondbarca.gov 6.1.b Packet Pg. 79 Section 1: Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5 City Leadership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6 Organizational Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7 City Manager’s Budget Message . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 City Council’s Budget Resolution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16 Budget Award . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Section 2: Community Profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Diamond Bar at a Glance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Community Snapshot . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Section 3: Strategic Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 2021-2024 Strategic Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 Section 4: Guide to the Budget . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35 What is the Budget? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 Basis of Budgeting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 Budget Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .38 Fund Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Financial Policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 Section 5: Financial Summaries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Consolidated Financial Schedule . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 Three Year Consolidated and Fund Financial Schedules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .44 Fund Balance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .46 Section 6: General Fund Revenue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 Revenue Descriptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 General Fund Revenue Overview Chart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 General Fund Revenue Detail . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Section 7: General Fund Appropriations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 General Fund Appropriations Overview Chart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 General Fund Appropriations Detail . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 Departmental City Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 City Council . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 City Attorney . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .68 City Manager . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 City Clerk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .72 Administration & Support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 Finance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 Human Resources & Risk Management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 Information Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .79 Civic Center . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 Public Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 Economic Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .85 Public Safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .87 Law Enforcement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .88 Volunteer Patrol . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 Fire Protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .92 TABLE OF CONTENTS City of Diamond Bar, California 2 FY 2021/22 Draft Budget 6.1.b Packet Pg. 80 Animal Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 Emergency Preparedness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .96 Community Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 Planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .99 Building and Safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 Neighborhood Improvement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .103 Parks & Recreation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105 Diamond Bar Center Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .107 Recreation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 Public Works . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .111 Public Works Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 Engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .114 Road Maintenance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .115 Parks & Facilities Maintenance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .116 Landscape Maintenance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .118 Transfers Out . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .119 Citywide Personnel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120 Personnel Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .120 Full-Time Benefited Personnel Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 Part-Time Benefited Personnel Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 Part-Time Non-Benefited Personnel Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124 Section 8: Special Fund Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125 101 - Community Organization Support Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 102 - Law Enforcement Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 103 - General Plan Revision Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .128 104 - Technology Reserve Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129 105 - Other Post Employment Benefits Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .130 106 - COVID-19 Recovery Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Section 9: Special Revenue Fund Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .133 201 - Measure W Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .134 202 - Road Maintenance & Rehabilitation Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135 203 - Measure M Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .136 204 - Measure R Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 137 205 - Gas Tax Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .138 206 - Prop A Transit Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .139 207 - Prop C Transit Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .141 209 - SB821 Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .143 210 - MTA Grants Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .144 225 - Community Development Block Grant Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145 226 - CASP SB1186 Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146 238 - Lighting & Landscape Assessment District 38 Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 239 - Lighting & Landscape Assessment District 39 Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 148 241 - Lighting & Landscape Assessment District 41 Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149 245 - Street Beautification Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150 246 - Traffic Improvement Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 TABLE OF CONTENTS City of Diamond Bar, California 3 FY 2021/22 Draft Budget 6.1.b Packet Pg. 81 247 - Sewer Mitigation Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152 248 - Tres Hermanos Conservation Authority Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .153 250 - Integrated Waste Management Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .154 251 - AB2766 Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156 252 - Waste Hauler Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157 253 - Used Oil Grant Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .158 254 - Beverage Recycling Grant Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 255 - LRSP Grant Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160 256 - Hazard Mitigation Grant Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .161 260 - Quimby Fees Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162 261 - Measure A Neighborhood Parks Act Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163 262- Park & Facility Development Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .164 263 - Prop A-Safe Neighborhood Parks Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165 270 - Public Educational Governmental Fees (PEG) Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 280 - Citizens Option for Public Safety Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 281 - CA Law Enforcement Equipment Program (CLEEP) Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .168 Section 10: Capital Improvement Projects Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169 250 - Capital Improvement Projects Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .170 250 - Capital Improvement Project List . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171 250 - Capital Improvement Project Detail . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174 Section 11: Debt Service Fund Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .192 370 - Debt Service Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 193 Section 12: Internal Service Fund Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 194 510 - Self Insurance Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .195 520 - Vehicle Replacement Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .196 530 - Equip Replacement Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 197 540 - Building Facility & Maintenance Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 198 Section 13: Fiduciary Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 199 620 - Other Post Employment Benefits Trust Fund . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .200 Appendix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201 Glossary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .202 City of Diamond Bar Appropriation Limit Calculation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .205 TABLE OF CONTENTS City of Diamond Bar, California 4 FY 2021/22 Draft Budget 6.1.b Packet Pg. 82 City of Diamond Bar, California 5 FY 2021/22 Draft Budget 6.1.b Packet Pg. 83 City Manager - Daniel Fox Assistant City Manager - Ryan McLean City Clerk - Kristina Santana Community Development Director - Greg Gubman Interim Finance Director - Brent Mason Human Resources and Risk Manager - Amy Haug Information Systems Director - Ken Desforges Parks and Recreation Director - Ryan Wright Public Information Manager - Marsha Roa Public Works Director - David Liu CITY LEADERSHIP City of Diamond Bar, California 6 FY 2021/22 Draft Budget 6.1.b Packet Pg. 84 ORGANIZATIONAL STRUCTURE City of Diamond Bar, California 7 FY 2021/22 Draft Budget 6.1.b Packet Pg. 85 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 8 FY 2021/22 Draft Budget 6.1.b Packet Pg. 86 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 9 FY 2021/22 Draft Budget 6.1.b Packet Pg. 87 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 10 FY 2021/22 Draft Budget 6.1.b Packet Pg. 88 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 11 FY 2021/22 Draft Budget 6.1.b Packet Pg. 89 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 12 FY 2021/22 Draft Budget 6.1.b Packet Pg. 90 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 13 FY 2021/22 Draft Budget 6.1.b Packet Pg. 91 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 14 FY 2021/22 Draft Budget 6.1.b Packet Pg. 92 CITY MANAGER'S BUDGET MESSAGE City of Diamond Bar, California 15 FY 2021/22 Draft Budget 6.1.b Packet Pg. 93 RESOLUTION NO. 2021-XX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, APPROVING AND ADOPTING THE CITY OPERATING BUDGET AND CAPITAL IMPROVEMENT PROGRAM FOR THE CITY OF DIAMOND BAR FOR THE FISCAL YEAR COMMENCING JULY 1, 2021 AND ENDING JUNE 30, 2022 AND APPROPRIATING FUNDS NECESSARY TO MEET THE EXPENDITURES SET FORTH THEREIN WHEREAS, the City Manager has submitted for the consideration of the City Council a proposed City Operating Budget and City Capital Improvement Program for FY 2021/22; WHEREAS, the proposed Operating Budget and City Capital Improvement Program for FY 2021/22 was reviewed and considered in two public budget study sessions and in a public City Council meeting; WHEREAS, the Planning Commission of the City of Diamond Bar has publicly reviewed the proposed Capital Improvement Program for FY 2021/22 and found it to be in conformity with the City’s General Plan as required by California Government Code Section 65401; WHEREAS, Section 4.1 of City Council Policy 2019-01, Fund Balance and Reserve Policy, establishes a Contingency Reserve Fund to adequately provide for economic uncertainties, local emergencies or disasters, and other financial hardships or downturns in the local or national economy. Based on this Policy, the City Council has committed to maintain a Contingency Reserve Fund Balance of no less than 25% of the General Fund expenditures, including operating transfers which equates to $6,788,431; WHEREAS, copies of the City Operating Budget and Capital Improvement Program for FY 2021/22 are on file in the office of the City Clerk labeled “City of Diamond Bar FY 2021/22 Budget” and said Budget is made a part of this Resolution and incorporated herein by reference. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Diamond Bar as follows: Section 1. The City Council has reviewed the proposed Operating Budget and Capital Improvement Program and the funds included therein for the fiscal year (FY) commencing July 1, 2021 through June 30, 2022 and hereby finds that such budgets, as revised, are sound plans for the financing during FY 2021/22 of required City operations, services and capital improvements. Such budgets are hereby adopted and appropriated as follows: CITY COUNCIL'S BUDGET RESOLUTION City of Diamond Bar, California 16 FY 2021/22 Draft Budget 6.1.b Packet Pg. 94 Programs FY 2021/22 Budget General Government $27,153,723 Special Funds $2,015,986 Special Revenue Funds $12,191,741 Debt Service $718,500 Internal Service $965,750 Subtotal – Operating Budget $43,045,700 Capital Improvement Program $7,527,036 Total FY 2021/22 Budget $50,572,736 Section 2. The City Manager is hereby authorized to transfer funds appropriated hereby or by supplemental appropriation as follows: with respect to departments, the City Manager may transfer amounts between and within departments, but only within a fund. Section 3. Encumbrances for all funds at the end of FY 2020/21 will be re-appropriated for continued use in FY 2021/22. PASSED, APPROVED AND ADOPTED this 1st day of June, 2021. ___________________________ Nancy A. Lyons, Mayor ATTEST: I, Kristina Santana, City Clerk of the City of Diamond Bar, do hereby certify that the foregoing Resolution was passed, approved and adopted at a regular meeting of the City Council of the City of Diamond Bar held on the 1st day of June, 2021, by the following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: __________________________ Kristina Santana, City Clerk CITY COUNCIL'S BUDGET RESOLUTION City of Diamond Bar, California 17 FY 2021/22 Draft Budget 6.1.b Packet Pg. 95 CALIFORNIA SOCIETY OF MUNICIPAL FINANCE OFFICERS The California Society of Municipal Finance Officers (CSMFO), presented its Operating Budget Excellence Award to the City of Diamond Bar, California for its Fiscal Year 2020 -2021 Budget. The City of Diamond Bar is confident that the Fiscal Year 2021-2022 Budget will continue to conform to award requirements. BUDGET AWARD City of Diamond Bar, California 18 FY 2021/22 Draft Budget 6.1.b Packet Pg. 96 City of Diamond Bar, California 19 FY 2021/22 Draft Budget 6.1.b Packet Pg. 97 DIAMOND BAR AT A GLANCE City of Diamond Bar, California 20 FY 2021/22 Draft Budget 6.1.b Packet Pg. 98 COMMUNITY SNAPSHOT City of Diamond Bar, California 21 FY 2021/22 Draft Budget 6.1.b Packet Pg. 99 City of Diamond Bar, California 22 FY 2021/22 Draft Budget 6.1.b Packet Pg. 100 City of Diamond Bar, California 23 FY 2021/22 Draft Budget 6.1.b Packet Pg. 101 City of Diamond Bar, California 24 FY 2021/22 Draft Budget 6.1.b Packet Pg. 102 City of Diamond Bar, California 25 FY 2021/22 Draft Budget 6.1.b Packet Pg. 103 City of Diamond Bar, California 26 FY 2021/22 Draft Budget 6.1.b Packet Pg. 104 City of Diamond Bar, California 27 FY 2021/22 Draft Budget 6.1.b Packet Pg. 105 City of Diamond Bar, California 28 FY 2021/22 Draft Budget 6.1.b Packet Pg. 106 City of Diamond Bar, California 29 FY 2021/22 Draft Budget 6.1.b Packet Pg. 107 City of Diamond Bar, California 30 FY 2021/22 Draft Budget 6.1.b Packet Pg. 108 City of Diamond Bar, California 31 FY 2021/22 Draft Budget 6.1.b Packet Pg. 109 City of Diamond Bar, California 32 FY 2021/22 Draft Budget 6.1.b Packet Pg. 110 City of Diamond Bar, California 33 FY 2021/22 Draft Budget 6.1.b Packet Pg. 111 City of Diamond Bar, California 34 FY 2021/22 Draft Budget 6.1.b Packet Pg. 112 City of Diamond Bar, California 35 FY 2021/22 Draft Budget 6.1.b Packet Pg. 113 The budget is an annual financial plan for the City of Diamond Bar. It specifies the level of municipal services to be provided in the coming year and reflects strategic priorities set by the City Council. The City of Diamond Bar's budget is designed to serve five major purposes: 1. Definition of policy in compliance with legal requirements for General Law cities in the State of California, Governmental Accounting Standards Board (GASB) financial reporting requirements and audit standards, and fiscal directions of the City Council. 2. Prepare the budget in conformity with Generally Accepted Accounting Principles using the modified accrual basis of accounting. 3. Utilization as an operations guide for administrative staff in the management and control of fiscal resources. 4. Presentation of the City's financial plan for the ensuing fiscal year, itemizing projected revenues and estimated expenditures. 5. Illustration as a communications document for citizens who wish to understand the operations and costs of City services. WHAT IS THE BUDGET? City of Diamond Bar, California 36 FY 2021/22 Draft Budget 6.1.b Packet Pg. 114 The City of Diamond Bar's annual operating budget is prepared in conformity with Generally Accepted Accounting Principles (GAAP), using the modified accrual basis of accounting. Under this method of accounting, revenues are recognized in the accounting period in which they become measurable and available to finance expenditures of the current fiscal period while expenditures are recognized in the accounting period in which the liability is incurred. Each of the City's funds is considered a separate accounting entity with a self-balancing set of accounts that records assets, liabilities, fund equity, revenue and expenditures. Funds are established and segregated for the purpose of recording specific programs or attaining certain objectives in accordance with special regulations, restrictions, or limitations. The General Fund accounts for all the general revenue of the City not specifically levied or collected for other City funds and for expenditures related to rendering the general services provided by the City. The City of Diamond Bar has twenty-nine Special Revenue Funds that are used to account for specific revenues that are legally restricted to expenditure for particular purposes. The Capital Project Fund is used to account for the purchase or construction of major capital facilities. The Debt Service Fund is used to account for principal and interest payments on outstanding fixed rate bonds. Internal Service Funds are used to account for goods and services provided to other departments within the City such as liability insurance and equipment replacement. The budget is prepared on a line item basis by fund and department. The six major General Fund divisions are: • Legislative • Administration & Support • Public Safety • Community Development • Parks & Recreation • Public Works BASIS OF BUDGETING City of Diamond Bar, California 37 FY 2021/22 Draft Budget 6.1.b Packet Pg. 115 BUDGET AMENDMENT PROCESS The City Manager is responsible to the City Council for the faithful execution of the City Budget. In order to ensure authorized expenditures are managed in the most efficient and economical manner possible, the City Council authorizes the City Manager to increase or transfer appropriations within the General Fund, Special Revenue Fund or any other unrestricted Fund. The City’s budget may be amended in the following ways: - If a fund has an Undesignated Fund Balance during the Fiscal Year, the City Manager may approve requests for budget increases with Council approval. - Budget adjustments between a department’s line items with a null effect on the overall department budget may be made with the City Manager’s approval. - During the fiscal year, the City Council may modify approved programs and activities or implement new activities that may require budget amendments. On such occasions when the Council approves a project without amending the budget, that approval will constitute authority for the Finance Director to amend the budget subject to the City Manager’s approval. BUDGET PROCESS City of Diamond Bar, California 38 FY 2021/22 Draft Budget 6.1.b Packet Pg. 116 DESCRIPTIONS General Fund is the most versatile fund and is used to account for any legal budgetary purpose not accounted for elsewhere in the budget. Debt Service Funds are used to account for debt payments owed by the City. Capital Improvement Project Funds are used to account for the purchase or construction of major capital projects, which are not financed by proprietary, special assessment or trust funds. Special Revenue Funds are used to account for certain funds, which are legally restricted to certain purposes. Internal Service Funds account for a department of a governmental agency, which provides services to other departments of the agency. The costs of all or a part of the operations and the provision of services are recovered through fees charged to the user departments. Fiduciary (Trust And Agency) Funds account for assets held by the City in a trustee capacity or as agency for individuals, private organizations, other governments, and/or other funds. FUND STRUCTURE City of Diamond Bar, California 39 FY 2021/22 Draft Budget 6.1.b Packet Pg. 117 The City’s budget development is shaped by several financial and operational polices. These policies promote and ensure organizational continuity, consistency, transparency, and responsibility from year to year. This section identifies some of the major short and long-term planning documents, financial and operational policies, and fiscal management tools that the City of Diamond Bar employs in order to guarantee fiscal and programmatic integrity and to guide the development of the City’s budget. Annual Budget and Financial Reporting Policy The purpose of this policy is to ensure a balanced annual operating budget and reporting procedures to safeguard public funds and maximize resources available for use by the City in delivering programs and services. CAL Card Use Policy The City of Diamond Bar has joined the CAL Card program which is administered through the State General Services Division and US Bank. This program provides a mechanism for government agencies to provide purchasing cards to their employees to expedite purchases of goods and services. This policy sets forth policies and procedures for CAL Card usage. Compensation for City Commissioners/Committee Members The purpose of this policy is to establish compensation for attendance at Commission/ Committee Meetings for City Commissioners/Committee Members. Drawing Warrants and Checks Upon City Funds California State law requires the Mayor and City Clerk to execute and countersign all warrants and checks issued for payment from City funds. Government Code Section 37203 provides that the City Council may prescribe an alternative method for drawing warrants and checks. Through adoption of this Policy, the City Council established an alternative method to insure the timely drawing of warrants and checks upon City funds. Travel, Expense and Reimbursement Policy The City of Diamond Bar recognizes the value of attendance by City officials and employees at professional conferences, seminars, meetings with other government officials, professional organizations, community organizations, and constituents and ceremonial events and activities that promote or benefit the City. This policy establishes travel authorization, expense, reimbursement, and reporting standards consistent with the provisions of this policy and in compliance with California Government Code Sections 53232.2 and 53232.3. Fixed Asset Capitalization and Inventory Control Policy The purpose of this policy is to ensure adequate control and appropriate use of City fixed assets. The procedures are intended to define fixed assets and to establish guidelines for budgeting, purchasing and disposing fixed assets. This policy does not apply to infrastructure assets. FINANCIAL POLICIES City of Diamond Bar, California 40 FY 2021/22 Draft Budget 6.1.b Packet Pg. 118 Anti-Fraud Policy To establish policy and procedures for clarifying acts that are considered to be fraudulent, describing the steps to be taken when fraud or other related dishonest activities are suspected, and providing procedures to follow in accounting for missing funds, restitution and recoveries. Cash Handling Policy The purpose of this policy is to safeguard public funds and also to maximize resources available for use by the City in delivering programs and services. These policies recognize the decentralized nature of the receipting and depositing process, while providing for standardized procedures. Fund Balance and Reserves Policy The purpose of this policy is to establish a key element of the financial stability of the City by setting guidelines for fund balance. Unassigned fund balance is an important measure of economic stability. It is essential that the City maintain adequate levels of unassigned fund balance to mitigate financial risk that can occur for unforeseen revenue fluctuations, unanticipated expenditures, and other unexpected circumstances. The fund balance also provides cash flow liquidity for the City's general operations. Capital Financing and Debt Management Policy The purpose of this policy is to provide guidelines for the City's utilization of capital financing and debt for capital improvement projects, property acquisition, and projects whose useful life will exceed the term of the financing. Unclaimed Funds Policy The purpose of this policy is to establish the proper disposition and accounting for unclaimed money in accordance with Government Code Sections 50050 through 50056. Investment Policy The purpose of this policy is to provide guidelines for the prudent investment of the City's temporarily idle cash and to outline the policies for maximizing the efficiency of the City's cash management system. The ultimate goal is to enhance the economic status of the City while protecting its pooled funds in accordance with the applicable local, state and federal laws. FINANCIAL POLICIES City of Diamond Bar, California 41 FY 2021/22 Draft Budget 6.1.b Packet Pg. 119 City of Diamond Bar, California 42 FY 2021/22 Draft Budget 6.1.b Packet Pg. 120 SUMMARY OF ESTIMATED FINANCIAL SOURCES & USES - ALL FUNDS General Fund Special Funds Special Revenue Funds Capital Projects Fund Debt Service Fund Internal Service Funds Fiduciary Funds Total EST. FUND BAL @ 6/30/21 $ 26,054,333 $ 1,249,312 $ 19,627,629 $ (10,841) $ 19 $ 2,086,140 $ 558,894 $ 49,565,486 Estimated Revenues Property Taxes $ 5,954,150 $ — $ — $ — $ — $ — $ — $ 5,954,150 Other Taxes 7,439,000 — 6,119,197 — — — — 13,558,197 State Subventions 6,991,936 — — — — — — 6,991,936 From Other Agencies — 3,415,474 2,836,265 — — — — 6,251,739 Fines & Forfeitures 370,000 — — — — — — 370,000 Current Service Charges 2,531,895 43,000 995,810 — — — — 3,570,705 Use Of Money & Property 808,980 — 161,000 — — 36,900 15,100 1,021,980 Cost Reimbursements 273,150 — 16,470 — — — — 289,620 Transfers In 3,096,804 177,382 383,704 7,527,037 733,500 1,034,992 88,000 13,041,419 Total Revenue $ 27,465,915 $ 3,635,856 $ 10,512,446 $ 7,527,037 $ 733,500 $ 1,071,892 $ 103,100 $ 51,049,746 Expenditures by Function City Administration $ 2,064,344 $ 20,000 $ 841,016 $ — $ — $ — $ — $ 2,925,360 Administration & Support 4,356,258 20,000 100,000 — — — — 4,476,258 Public Safety 8,071,519 — 48,126 — — — — 8,119,645 Community Development 1,970,390 37,682 157,851 — — — — 2,165,923 Parks & Recreation 3,443,957 — 65,928 — — — — 3,509,885 Public Works 4,819,742 — 2,684,524 — — — — 7,504,266 Capital Projects — — 75,000 7,527,036 — — — 7,602,036 Debt Service — — — — 718,500 — — 718,500 Internal Service — — — — — 890,750 — 890,750 Transfers Out 2,427,514 1,938,304 8,219,296 — — 75,000 — 12,660,114 Total Expenditures $ 27,153,724 $ 2,015,986 $ 12,191,741 $ 7,527,036 $ 718,500 $ 965,750 $ — $ 50,572,737 EST. FUND BAL @ 6/30/22 $ 26,366,524 $ 2,869,182 $ 17,948,334 $ (10,840) $ 15,019 $ 2,192,282 $ 661,994 $ 50,042,495 Net Change In Fund Balance 312,191 1,619,870 (1,679,295) 1 15,000 106,142 103,100 477,009 Percentage of Change 1.20 % 129.66 % (8.56) % (0.01) % 78,947.37 % 5.09 % 18.45 % 0.96 % CONSOLIDATED FINANCIAL SCHEDULE City of Diamond Bar, California 43 FY 2021/22 Draft Budget 6.1.b Packet Pg. 121 SUMMARY OF ESTIMATED FINANCIAL SOURCES & USES - ALL FUNDS (in Thousands of Dollars) Governmental Funds Proprietary Funds Fiduciary Funds Total General Fund CIP Fund Non-Major Funds Internal Service Funds OPEB Trust Fund All Funds 2020 Actual 2021 Est Actual 2022 Budget 2020 Actual 2021 Est Actual 2022 Budget 2020 Actual 2021 Est Actual 2022 Budget 2020 Actual 2021 Est Actual 2022 Budget 2020 Actual 2021 Est Actual 2022 Budget 2020 Actual 2021 Est Actual 2022 Budget Financial Sources Property Taxes $ 5,591 $ 5,759 $ 5,954 $ —$ —$ —$—$—$—$ —$ —$ —$ —$ —$ —$ 5,591 $ 5,759 $ 5,954 Other Taxes 8,016 7,244 7,439 ———6,115 6,773 6,119 ——————14,131 14,017 13,558 State Subventions 6,546 6,804 6,992 ————————————6,546 6,804 6,992 From Other Agencies —600 —460 192 —2,779 7,379 6,252 ——————3,239 8,171 6,252 Fines & Forfeitures 433 196 370 ————————————433 196 370 Current Service Charges 2,429 2,008 2,532 ———192 203 1,039 ——————2,621 2,211 3,571 Use Of Money & Property 1,559 490 809 ———279 161 161 51 37 37 22 15 15 1,911 703 1,022 Cost Reimbursements 156 115 273 ————16 16 ——————156 131 290 Transfers In 1,099 4,721 3,097 4,978 3,397 7,527 1,465 1,430 1,295 514 897 1,035 88 88 88 8,144 10,533 13,041 Use of Reserves ————————————————— Total Financial Sources $ 25,828 $ 27,937 $ 27,466 $ 5,438 $ 3,589 $ 7,527 $10,830 $ 15,962 $ 14,882 $ 565 $ 934 $ 1072 $ 110 $ 103 $ 103 $42,772 $ 48,525 $ 51,050 Financial Uses City Administration $ 2,380 $ 2,632 $ 2,064 $ —$ —$ —$ 564 $ 635 $ 861 $ —$ —$ —$ —$ —$ —$ 2,944 $ 3,267 $ 2,925 Administration & Support 3,374 3,419 4,356 ———92 147 120 ——————3,466 3,566 4,476 Public Safety 7,345 7,828 8,072 ———26 415 48 ——————7,371 8,243 8,120 Community Development 1,753 1,860 1,970 ———216 623 196 ——————1,969 2,483 2,166 Parks & Recreation 2,584 2,315 3,444 ———83 66 66 ——————2,667 2,381 3,510 Public Works 4,070 4,714 4,820 ———2,227 3,131 2,685 ——————6,297 7,845 7,504 Capital Projects ———5,135 3,583 7,527 ——75 ——————5,135 3,583 7,602 Debt Service ——————900 904 719 ——————900 904 719 Internal Service —————————1,213 1,823 891 ———1,213 1,823 891 Transfers Out 2,665 2,338 2,428 ———5,416 5,588 10,158 64 175 75 ———8,147 8,101 12,660 Total Financial Uses $ 24,171 $ 25,106 $ 27,154 $ 5,135 $ 3,583 $ 7,527 $ 9,524 $ 11,509 $ 14,926 $1,277 $ 1,998 $ 966 $ — $ — $ — $40,109 $ 42,196 $ 50,573 Surplus (Deficit)$ 1,657 $2,831 $ 312 $ 303 $6 $ —$ 1,306 $ 4,453 -$ 44 ($ 712)($ 1,064)$ 106 $ 110 $ 103 $ 103 $2,663 $ 6,329 $ 477 Fund Balance Beginning Balance $ 21,566 $ 23,223 $ 26,054 ($ 320)($ 17)($ 11)$ 15,118 $ 16,424 $ 20,877 $ 3,862 $ 3,150 $ 2,086 $ 346 $ 456 $ 559 $40,573 $ 43,236 $ 49,565 Surplus (Deficit)1,657 2,831 312 303 6 —1,306 4,453 (44)(712)(1,064)106 110 103 103 2,663 6,329 477 Use of Reserves —————————————————— Ending Balance 23,223 26,054 26,366 (17)(11)(11)16,424 20,877 20,833 3,150 2,086 2,192 456 559 662 43,236 49,565 50,042 Change in Balance $1,657 $2,831 312 $303 $6 —$1,306 $4,453 (44)$(712)$(1,064)106 $110 $103 103 $2,663 $6,329 477 % Change 7.7%12.2%1.20%95%35.29%—%8.6%27.1%-0.2%-18.4%-33.8%5.1%31.8%22.6%18.4%6.6%14.6%1.0% THREE YEAR CONSOLIDATED AND FUND FINANCIAL SCHEDULE City of Diamond Bar, California 44 FY 2021/22 Draft Budget 6.1.b Packet Pg. 122 WHAT IS FUND BALANCE? Fund balance reflects the net financial resources of a fund - in other words, assets minus liabilities - in simpler terms, dollars available to spend. If some of the funds’ resources are not available to spend, this would be indicated by “restricting” or “reserving” a portion of fund balance. The Governmental Accounting Standards Board (GASB) Statement Number 54, Fund Balance Reporting and Governmental Fund Type Definitions, is effective for fiscal years beginning after June 15, 2010. The objective of the statement is to improve the usefulness and understandability of governmental fund balance information. The statement provides clearly defined categories of fund balance to make the nature and extent of the constraints placed on a government’s fund balance more transparent. GASB 54 classifications of fund balance are as follows: •Nonspendable - The net current financial resources that cannot be spent because they are either not in spendable form or are legally or contractually required to be maintained intact. Generally, not in spendable form means that an item is not expected to be converted to cash. Examples include inventory, prepaid amounts, long-term amounts of loans and notes receivable and property acquired for resale. •Restricted - The portion of fund balance on which constraints have been placed by creditors, grantors, contributors, laws or regulations of other governments, constitutional provisions or enabling legislation. •Committed - The portion of fund balance that can only be used for specific purposes pursuant to constraints imposed by formal action of the highest level of decision-making authority i.e. the City Council. These amounts cannot be used for any other purpose unless the City Council removes or changes the specified use by taking the same action it employed to previously commit the amounts. •Assigned - The portion of fund balance that is intended to be used for specific purposes, but is neither restricted nor committed. Such intent needs to be established at either the highest level of decision-making i.e. City Council or by an official designated for that purpose i.e. City Manager and/or Finance Director. •Unassigned - The portion of fund balance that represents amounts that are not nonspendable, restricted, committed or assigned to specific purposes. The General Fund is the only fund that should report this category of fund balance. The City will strive to maintain an unassigned fund balance of 3 months of the budgeted operational expenditures in the City's General Fund. The purpose of this unassigned balance is to alleviate significant unanticipated budget shortfalls and to ensure the orderly provisions of services to citizens. GASB 54 classification is only required for governmental funds. Therefore, no presentation is included on Internal Service Funds or Agency Funds - those balances are restricted by their individual purposes 100%. FUND BALANCE City of Diamond Bar, California 45 FY 2021/22 Draft Budget 6.1.b Packet Pg. 123 Resources Uses Fund #FundTitle FB Reserves @ June 30, 2021 Revenues Transfers In Total Resources Expenditures Transfers Out FB Reserves @ June 30, 2022 % Change in FB Reserves Explanation of Change in FB Reserves Greater Than 10% 100 General Fund 26,054,333 24,369,111 3,096,804 53,520,248 24,726,209 2,427,514 26,366,525 1 % 101 Com Organization Support Fund — — 20,000 20,000 20,000 — — — % 102 Law Enforcement Reserve Fund 945,106 — — 945,106 — 161,874 783,232 (17) %Funds used for suppression patrols, special assignments and vehicle purchase. 103 General Plan Revision Fund 52,846 — — 52,846 37,682 — 15,164 (71) %Funds accumulated used for Gen Plan expenditures. 104 Technology Reserve Fund 212,702 43,000 100,000 355,702 — — 355,702 67 %Funding per Reserve Policy without planned expenditures. 105 OPEB Reserve Fund 50,618 — 57,382 108,000 20,000 88,000 — (100) %Final balance from original funding used to fund liability. 106 COVID-19 Recovery Fund (11,960) 3,415,474 — 3,403,514 — 1,688,430 1,715,084 — %Am Recov Plan funding received in FY's 20/21 and 21/22. 201 Measure W 775,622 800,000 — 1,575,622 297,615 690,000 588,007 (24) %Funds programmed for qualifying projects/expenditures. 202 Road Maintenance & Rehab (RMRA) 2,686,410 1,003,877 — 3,690,287 — 1,576,811 2,113,476 (21) %Funds programmed for qualifying projects/expenditures. 203 Measure M Fund 1,385,422 821,596 — 2,207,018 — 1,237,691 969,327 (30) %Funds programmed for qualifying projects/expenditures. 204 Measure R Fund 895,122 719,820 — 1,614,942 — 900,000 714,942 (20) %Funds programmed for qualifying projects/expenditures. 205 Gas Tax Fund 301,608 1,223,057 — 1,524,665 — 1,113,000 411,665 36 %Current year receipts exceed programmed expenditures.206 Prop A - Transit Fund 659,761 1,364,160 — 2,023,921 915,288 930,000 178,633 (73) %Funds programmed for qualifying projects/expenditures. 207 Prop C - Transit Fund 2,066,857 971,760 — 3,038,617 606,730 843,685 1,588,202 (23) %Funds programmed for qualifying projects/expenditures. 208 MAP-21 Fund 363 — — 363 — — 363 — % 209 SB821 Trails (TDA) 117,713 — — 117,713 — 100,787 16,926 (86) %Funds programmed for qualifying projects/expenditures. 210 MTA Grants Fund — — — — — — — — % 225 Community Dev Block Grant Fd — 331,846 — 331,846 191,279 176,394 (35,827) — %Awaiting grant reimbursement for expenditures made. 226 CASP (SB1186) Fund 29,866 8,200 — 38,066 — — 38,066 27 %No expenditure programmed for FY 2021/22 238 Landscape Maint Dist - 38 19,072 276,330 155,692 451,094 451,094 — — (100) %Full use of available fund balance used to benefit Gen Fd. 239 Landscape Maint Dist - 39 400 294,764 99,133 394,297 394,297 — — (100) %Full use of available fund balance used to benefit Gen Fd. 241 Landscape Maint Dist - 41 — — — — — — — — %Fund dissolved. 245 Street Beautification 338,060 5,000 — 343,060 — — 343,060 1 % 246 Traffic Mitigation Fund 7,229,552 930,910 — 8,160,462 — — 8,160,462 13 %No expenditures programmed for FY 2021/22. 247 Sewer Mitigation Fund 53,264 600 — 53,864 — — 53,864 1 % 248 Tres Hermanos 20,125 — 100,000 120,125 100,000 — 20,125 — % 250 Integrated Waste Mgt Fund 1,445,502 588,737 — 2,034,239 736,216 10,000 1,288,023 (11) %Funds programmed for qualifying projects/expenditures. 251 Air Quality Improvement Fd 101,773 76,000 — 177,773 75,000 37,493 65,280 (36) %Funds programmed for qualifying projects/expenditures. 252 Waste Hauler Fund 175,529 141,300 — 316,829 — 136,000 180,829 3 % 253 Used Oil Grant 32,978 14,148 — 47,126 15,500 — 31,626 (4) % 254 Beverage Recycling Grant 71,296 15,037 — 86,333 14,300 — 72,033 1 % 255 LRSP Grant Fund — 27,000 — 27,000 27,000 — — — % 256 Hazard Mitigation Grant Fund — 22,500 7,500 30,000 30,000 — — — % 260 Park Fees (Quimby) Fd 126,493 2,000 — 128,493 — 68,821 59,672 (53) %Funds programmed for qualifying projects/expenditures. FUND BALANCE City of Diamond Bar, California 46 FY 2021/22 Draft Budget 6.1.b Packet Pg. 124 Fund #FundTitle FB Reserves @ 06/30/18 Revenues Transfers In Total Resources Expenditures Transfers Out FB Reserves @ 06/30/19 % Change in FB Reserves 261 Measure A Neighborhood Parks Act 231,000 231,000 — 462,000 — 185,000 277,000 20 %Programmed expenditures for FY 21/22 less than receipts. 262 Park & Facility Development Fd 42,035 200 21,379 63,614 — 63,614 — (100) %Funds programmed for qualifying projects/expenditures. 263 Prop A - Safe Neighborhood Pks Fd 3,858 — — 3,858 — — 3,858 — % 270 PEG Fees Fund 498,636 105,000 — 603,636 100,000 — 503,636 1 % 280 Citizens Option for Public Sfty Fd 311,142 153,800 — 464,942 10,000 150,000 304,942 (2) % 281 CA Law Enforcement Eq Fund 8,170 100 — 8,270 8,126 — 144 (98) %Funds programmed for qualifying projects/expenditures. 301 Capital Improvement Project Fd (10,841) 386,305 7,140,732 7,516,196 7,527,036 — (10,840) — % 401 Debt Service Fund 19 — 733,500 733,519 718,500 — 15,019 78947 %Fund balance should be approx $0 each year; will be used in subsequent year to offset debt service transfer from the Gen Fd. 501 Self Insurance Fund 1,002,894 15,000 418,742 1,436,636 427,600 — 1,009,036 1 % 502 Vehicle Maint & Replacement Fund 152,238 3,500 155,650 311,388 159,150 — 152,238 — % 503 Equipment Maint & Repl Fd 834,100 15,000 289,000 1,138,100 304,000 — 834,100 — % 504 Building Facility & Maint Fund 96,908 3,400 171,600 271,908 — 75,000 196,908 103 %Funding per Reserve Policy without fully programmed expenditures. 601 OPEB Trust Fund 558,894 15,100 88,000 661,994 — — 661,994 18 %Funding per the Reserve Policy to fully fund OPEB liability. Grand Totals 49,565,486 38,394,632 12,655,114 100,615,232 37,912,622 12,660,114 50,042,496 FUND BALANCE City of Diamond Bar, California 47 FY 2021/22 Draft Budget 6.1.b Packet Pg. 125 City of Diamond Bar, California 48 FY 2021/22 Draft Budget 6.1.b Packet Pg. 126 All revenues which, by law, do not have to be placed in a separate fund are deposited in the General Fund. All general operations of the City are charged to this fund. All expenditures must be made pursuant to appropriations, which lapse annually and at the end of the fiscal year. Unexpended balances are transferred to the unappropriated reserve. PROPERTY TAXES Secured - Current Year Tax levied on secured property pursuant to the revenue and taxation code. Unsecured - Current Year Tax levied on all personal property not secured by real property held in title by the same owner. Due to the transitory nature of unsecured property, a tax is levied immediately after assessed values are determined. Supplemental Roll Taxes levied when secured property is sold to a new owner. It is calculated as the difference between what the seller paid for property tax and what the new owner is expected to pay prorated from the time of closing escrow until the next property tax bill is prepared by the Assessor. Prior Year Uncollected Taxes paid in the current year, which were due in a prior year. Interest and Penalties Interest and penalties charged for the late payment of property taxes. Consultant HdL & Companies provides annual estimates for Secured and Unsecured Property Taxes. Supplemental and Delinquent Property Taxes are based on the latest 3 year average trend. OTHER TAXES Sales and Use Tax As a result of the Bradley-Burns Local Sales and Use Tax law, 1% of the Sales & Use Tax is to be distributed to the City. Consultant HdL & Companies provides annual estimates. Transient Occupancy Tax These revenues are received on a monthly basis from the hotels in the City. The hotels are required to pay a 14% tax based on the amount of their room rental revenues. Estimate based on historical trends. REVENUE DESCRIPTIONS City of Diamond Bar, California 49 FY 2021/22 Draft Budget 6.1.b Packet Pg. 127 Franchise Fees Companies are granted special privileges for the continued use of public property, such as city streets. Such companies usually involve elements of monopoly and may require regulation. The Franchise Fees are the amounts required for the continued granting of these privileges. Franchises currently granted within the City are Electric, Gas, Cable TV, Bus Benches and Waste Hauler. Estimate based on franchise agreements with each franchisee. FINES AND FORFEITURES Vehicle Code Fines Amounts derived from traffic citations and fines for violations occurring within the city limits. Court Fines and Forfeitures Fines collected by the county courts for city code violations other than traffic, which are shared with Los Angeles County. Impound Fees Fines collected upon the release of vehicles, which have been impounded and stored by the Sheriff's Department. Miscellaneous Other fines and forfeitures not included above. Estimate based on historical trends and changes to the City and/or County Fee Schedule. LICENSES AND PERMITS Building Fees Building Fees are collected in accordance with the Uniform Building Code. The revenues from these fees are used to cover the cost of providing building inspections to insure compliance with building codes. Estimate based on anticipated building activity and any changes to the City's Fee Schedule. Encroachment Permit Fees These fees are levied to cover costs of inspections for work within the public right- of-way for the construction of new or repair of existing utility facilities and other public improvements such as sidewalks, curb, gutter, asphalt roadway, etc. Estimate based on anticipated building activity and any changes to the City's Fee Schedule. REVENUE DESCRIPTIONS City of Diamond Bar, California 50 FY 2021/22 Draft Budget 6.1.b Packet Pg. 128 Certified Access Specialist Program (CASP) Fees SB 1186 requires that a $4 additional fee is to be paid by any applicant seeking a local business license when it is initially issued or renewed. From January 1, 2018 through December 31, 2023, the City will retain 90% of the fees collected. The purpose of the fee is to increase disability access and compliance with construction related accessibility. Estimate based on historical business license volume and the State's Fee Schedule. CURRENT SERVICE CHARGES Planning and Engineering Fees These fees are levied to cover costs of plan checks, inspections, etc. which maybe necessary in conjunction with new construction or improvements being made by contractors. Estimate based on anticipated building activity and any changes to the City's Fee Schedule. Recreation Fees These fees are levied to cover the cost of providing recreation programs such as fee classes, Tiny Tot programs, excursions, summer day camp, youth and adult athletics, senior activities and community events. Estimate based on trending program participation and any changes to the City's Fee Schedule. Public, Educational and Governmental (PEG) Fees Fees totaling 1% of gross revenues are remitted to the City by all video service providers with a valid state franchise. These funds may only be used for capital improvements related to the City's operations of its PEG channels. Estimate based on historical trends. INTERGOVERNMENTAL REVENUE Vehicle License Fee (VLF) - Property In-Lieu Tax The Motor Vehicle In-Lieu fee is a tax on the ownership of a vehicle in place of taxing vehicles as personal property. The tax rate used to be 2%, and then the rate was cut by 67.5% which greatly affected the revenue allocated to the City by the State. VLF has now been totally eliminated. To fill the gap created by the cut the State instituted a property tax swap where the City receives additional property tax to offset the loss of VLF. These funds are included in the budget as VLF Property Tax in Lieu revenue. Projection prepared by consultant HdL Companies, LLC. REVENUE DESCRIPTIONS City of Diamond Bar, California 51 FY 2021/22 Draft Budget 6.1.b Packet Pg. 129 AB2766 - Air Quality Improvement/Pollution Reduction Fees These fees are derived from the imposition of an additional motor vehicle registration fee which shall be used to fund the implementation of air quality management compliance and provisions of the California Clean Air Act of 1988. Estimate based on historical trends. Gas Tax Section 2105 This Section of the Streets and Highways Code provides for the collection and distribution of special gas tax to fund improvements for regional transportation needs. Gas Tax Section 2106 Section 2106(a) of the Streets and Highways Code provides that each city shall receive a fixed monthly apportionment of $400; Section 2106(c) provides for distribution on a per capita basis. Gas Tax Section 2107 This section provides monthly allocations of 1.315 cents per gallon of gasoline, 1.8 cents per gallon of diesel and 2.59 cents per liquefied petroleum gas (LPG) based on population. Gas Tax Section 2107.5 This account represents a fixed amount of revenue received from the state based on population. Highway Users Tax Act (HUTA) This revenue source replaces the Proposition 42 sales tax on gasoline with a franchise tax. It is intended to be revenue neutral to Cities and allow greater flexibility at the State level. Road Maintenance & Rehabilitation Act of 2017 (SB-1) This source of revenue was signed into law in April 2017 in order to address the significant multi-modal transportation funding shortfalls statewide. A fuel tax increase began on November 1, 2017. The value-based transportation fee began on January 1, 2018. The price-based excise tax will be reset on July 1, 2019 and the new zero emissions vehicle fee will begin on July 1, 2020. Gas Tax, HUTA and SB-1 estimates are provided by California Local Government Finance Almanac which bases their estimates on State Department of Finance statewide revenue projections. REVENUE DESCRIPTIONS City of Diamond Bar, California 52 FY 2021/22 Draft Budget 6.1.b Packet Pg. 130 Measure W The Safe Clean Water Act (ACW Program) also known as Measure W was approved by the voters in November 2018. The revenue generated from this measure is intended to maximize the ability of local governments to address local storm water and urban runoff challenges and is to be used for water quality improvements within the City. It is estimated that the City will receive $800,000 annually as part of this program. Measure M Approved by the voters on November 6, 2016, this half-cent sales tax increase will fund projects that will improve local streets, repair potholes and improve traffic flow/safety. The City received its first allocation of Measure M funds during FY 2017-18. Prop A - Transit Tax The City receives twenty-five percent of the 1/2% Prop A Sales tax (approved by voters in 1980). These funds are distributed by the L.A. County Metropolitan Transportation Authority (MTA), and are distributed to Los Angeles County cities on a proportional population basis. The funds are to be used for the development of transit programs within the guidelines established by the MTA. Prop C - Transit Tax The City receives twenty percent of the 1/2% Prop C sales tax (approved by voters in 1990). These funds are distributed by the L.A. County Metropolitan Transportation Authority (MTA), and are distributed to Los Angeles County cities on a proportional population basis. The funds are to be used the improving, expanding and maintaining public transit services. These expenditures must be consistent with the County's Congestion Management Program. Measure R - Local Return Funds Measure R is funded with 1/2 cent sales tax revenues that LA County voters approved in November 2008 to meet the transportation needs of the County. Fifteen percent of this tax is designated for the Local Return program to be used by cities. These funds are to be used for local transportation projects. Measure M, Prop A, Prop C and Measure R estimates come from L.A. County Metropolitan Transportation Authority (MTA). Prop A - Safe Parks Program Funds transferred to the City as a result of the 1992 and 1996 L.A. County Safe Neighborhood Parks Act. These funds are to be used to improve, preserve and restore parks and to employ at-risk youth. Projects utilizing the California Conservation Corps are funded through the at-risk youth element of this program. This program ended in FY 2017-18. REVENUE DESCRIPTIONS City of Diamond Bar, California 53 FY 2021/22 Draft Budget 6.1.b Packet Pg. 131 Measure A Neighborhood Parks Act Approved by the voters in November 2016, this new source of revenue in FY 2018-19 provides funds to improve the quality of life throughout Los Angeles County by preserving and protecting parks, safe places to play, community recreation facilities, beaches, rivers, open spaces and water conservation. Measure A funds provide local funding for parks, recreation, trails, cultural facilities, open space and Veteran and youth programs. Annual estimates are received from the Los Angeles County Regional Park and Open Space District. STATE GRANTS State TDA The Transportation Development Act provides this source of funding. Derived from statewide sales tax, and allocated by formula to the County Transportation Commission, allocations are deposited in each regional entity's State Transit Assistance Fund. Estimate based on historical trends. SB821 - Bike and Pedestrian Paths SB821 allows the City to request specifically allocated monies for the purpose of constructing bike and pedestrian paths. Estimate based on historical trends. Habitat Conservation Fund (HFC) Established by the California Wildlife Protection Act of 1990 (Proposition 117), the HCF provides funding to local agencies to protect threatened species, to address wildlife corridors, to create trails and to provide for nature interpretation programs which bring urban residents into park and wildlife areas. Grant awards vary from year to year so this is based on individual grant criteria. COUNTY GRANTS County TDA The Transportation Development Act provides this source of funding. Derived from state sales tax and allocated by formula to the County Local Transportation Fund, allocations are available to operators for the support of public transportation systems. Based on estimates from Los Angeles County. REVENUE DESCRIPTIONS City of Diamond Bar, California 54 FY 2021/22 Draft Budget 6.1.b Packet Pg. 132 FEDERAL GRANTS Community Development Block Grant (CDBG) The federal government provides funds for metropolitan areas whose population exceeds 50,000. The funds are based upon a federal formula and are to be used only within low and moderate-income census tracts and/or to benefit low and moderate-income persons. Based on estimates received from the Community Development Commission of the County of Los Angeles. Moving Ahead For Progress In The 21st Century (MAP-21) The Federal Government has created a Federal Surface Transportation Program that allocates funds for various improvements to the nation’s streets and roads. This two year legislation has annual allocations funded primarily by the Highway Account. Estimate based on historical trends. Land & Water Conservation Fund (LWCF) LWCF is a Federal program that conserves irreplaceable lands and improves outdoor recreation opportunities. Funds are administered by the State of California and are allocated to local agencies through competitive grants. Grant awards vary from year to year so this is based on individual grant criteria. Recreational Trails Program (RTP) RTP is a Federal program that provides financial assistance to local agencies for the development of recreational trails, trailheads and trailside facilities. Funds are administered by the State of California and are allocated to local agencies through competitive grants. Grant awards vary from year to year so this is based on individual grant criteria. Hazard Mitigation Grant Program The City received a grant from FEMA, which is administered by the State, in order to update the City's Hazard Mitigation Plan. This plan establishes the City's strategy to implement improvements and programs to lessen community impacts in the event of natural hazard events. Grant awards vary from year to year so this is based on individual grant criteria. REVENUE DESCRIPTIONS City of Diamond Bar, California 55 FY 2021/22 Draft Budget 6.1.b Packet Pg. 133 OTHER FINANCING SOURCES Proceeds from Sale of General Fixed Assets This includes proceeds from the sale of fixed assets (used by governmental funds only). Damage to City Property These funds include reimbursement to the City for repairing willful or accidental damage to city property. Generally these are associated with automobile accidents. Cost Reimbursements Reimbursements to the City for various expenditures incurred that are reimbursable i.e. legal expenses. All three of these revenue source estimates are based on historical trends. Street Beautification - Developer Paid Funds received from development projects to be used toward the Diamond Bar Complete Streets improvements as well as other identified capital improvement streetscape or complete streets projects as conditioned by the development projects entitlements. Estimate based on anticipated development projects and the associated fees. OPERATING TRANSFERS IN Operating Transfers In Includes monies transferred from one fund to another. Transfers are income to recipient fund. USE OF MONEY AND PROPERTY Interest Earnings Investments Inactive City funds are pooled and invested on a continuing basis in certain types of investments that are state approved such as time certificate of deposits, money market accounts, Local Agency Investment Fund, and Federal Agency notes. The City's investment software produces a projection based on the holdings in the portfolio. REVENUE DESCRIPTIONS City of Diamond Bar, California 56 FY 2021/22 Draft Budget 6.1.b Packet Pg. 134 Property Taxes 5,954,150 21.7% Other Taxes 7,439,000 27.1% State Revenue 6,991,936 25.5% Fines & Forfeitures 370,000 1.3% Current Service Charges 2,531,895 9.2% Use of Money and Property 808,980 2.9% Cost Reimbursements 273,150 1.0% Transfers In-Other Funds: 3,096,804 11.3% Total Revenue: $27,465,915 GENERAL FUND REVENUE OVERVIEW CHART City of Diamond Bar, California 57 FY 2021/22 Draft Budget 6.1.b Packet Pg. 135 Property Taxes 40010 Secured Property Taxes $ 5,209,997 $ 5,409,900 $ 5,409,900 $ 5,589,150 40020 Unsecured Property Taxes 196,322 184,500 184,500 185,150 40030 Supplemental Roll Taxes 149,347 135,000 135,000 147,500 40040 Prior Year Property Taxes (13,474) (15,000) (15,000) (15,000) 40060 Interest, Penalties & Delinq 21,204 15,000 15,000 17,350 40070 Homeowner's Exemption 27,503 30,000 30,000 30,000 Total Property Taxes $ 5,590,899 $ 5,759,400 $ 5,759,400 $ 5,954,150 Other Taxes 41010 Sales Tax Revenue $ 5,252,376 $ 4,800,000 $ 4,818,000 $ 4,863,000 41020 Transient Occupancy Tax 1,128,386 750,000 750,000 900,000 41030 Franchise Tax 1,340,960 1,376,000 1,376,000 1,376,000 41050 Property Transfer Tax 293,904 275,000 300,000 300,000 Total Other Taxes $ 8,015,626 $ 7,201,000 $ 7,244,000 $ 7,439,000 State Revenue 43010 Motor Vehicle In Lieu $ 45,505 $ — $ 41,936 $ 83,936 43020 Property Tax In Lieu of VLF 6,500,484 6,762,084 6,762,084 6,908,000 Total Subventions - State $ 6,545,989 $ 6,762,084 $ 6,804,020 $ 6,991,936 From Other Agencies 45010 Intergovt Rev-Other Cities $ — $ 600,000 $ 600,000 $ — Total From Other Agencies $ — $ 600,000 $ 600,000 $ — Fines & Forfeitures 47010 Vehicle Code Fines $ 150,306 $ 75,000 $ 75,000 $ 125,000 47020 General Fines 25,178 15,000 15,000 15,000 47030 Municipal Code Fines 25,955 22,500 15,000 20,000 47040 Parking Fines 218,685 80,625 80,625 200,000 47050 Impound Fees 11,900 10,000 10,000 10,000 47060 False Alarm Fees 750 — — — Total Fines & Forfeitures $ 432,774 $ 203,125 $ 195,625 $ 370,000 Current Service Charges Building Fees: 48010 Construction Permit Fees $ 797,526 $ 1,232,426 $ 1,251,419 $ 1,266,750 48020 Plan Check Fees-Bldg/Sfty 496,989 — — — 48160 Building Standards Admin Fee — 288 1,633 1,800 48170 SMIP Fees — 730 4,958 4,600 Sub-Total $ 1,294,516 $ 1,233,444 $ 1,258,010 $ 1,273,150 Planning Fees: 48100 Planning Fees $ 272,970 $ 129,500 $ 105,000 $ 129,500 48110 Developer Fees 38,087 — — — 48130 Business License Fee 41,105 31,000 31,000 35,000 48140 Business License - Late Fee 2,920 2,500 2,500 3,000 Sub-Total $ 355,082 $ 163,000 $ 138,500 $ 167,500 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed GENERAL FUND REVENUE DETAIL City of Diamond Bar, California 58 FY 2021/22 Draft Budget 6.1.b Packet Pg. 136 Engineering Fees: 48200 Plan Check Fees - Engineering $ 23,831 $ 125,000 $ 125,000 $ 80,000 48210 Address Change Fee 5,820 5,000 5,000 5,000 48220 Encroachment Permit - Eng 108,418 100,000 100,000 100,000 48230 Inspections - Engineering 13,070 7,000 7,000 7,000 48240 Soils/Misc Engineering Fees 11,165 20,000 20,000 20,000 48260 Waste Hauler Fees 203,237 209,250 209,250 209,250 48270 Industrial Waste Fees 39,495 42,000 42,000 45,000 48275 NPDES Business Inspection Fees — — — 30,000 Sub-Total $ 405,036 $ 508,250 $ 508,250 $ 496,250 Recreation Fees: 48300 Special Events $ 21,745 $ 2,500 $ — $ 13,450 48310 Senior Programs 26,738 6,000 — 27,490 48320 Youth Programs 134,445 55,000 — 234,195 48330 Athletic Programs 38,125 1,600 — 62,110 48340 Contract Classes 153,525 103,000 103,000 257,750 Sub-Total $ 374,577 $ 168,100 $ 103,000 $ 594,995 Total Current Service Charges $ 2,429,211 $ 2,072,794 $ 2,007,760 $ 2,531,895 Use of Money and Property Misc Use of Money & Property 48900 Returned Check Charges $ 184 $ 230 $ 230 $ 230 48915 Film Permit Revenue 2,842 3,000 1,500 3,000 48920 Election Fees — — 1,600 — 48925 Donations — 500 — — 48960 Nuisance Abatement (5,745) — — — 48990 Miscellaneous Revenue 18,085 15,000 15,000 15,000 Sub-Total $ 15,366 $ 18,730 $ 18,330 $ 18,230 Investments 48500 Investment Earnings $ 505,077 $ 311,000 $ 311,000 $ 425,000 48510 Unrealized Gain/Loss Fmv 542,880 — — — 48520 Gain/Loss On Sale of Invest 21,314 — — — Sub-Total $ 1,069,271 $ 311,000 $ 311,000 $ 425,000 Rents & Concessions 48600 Cell Tower Rental Revenue $ 180,659 $ 160,000 $ 160,000 $ 180,000 48605 Db Center Revenue 255,931 — — 157,550 48610 Facility Security Charge 15,155 — — 10,000 48625 Field & Facility Rentals 22,351 — — 18,000 Sub-Total $ 474,095 $ 160,000 $ 160,000 $ 365,550 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed GENERAL FUND REVENUE DETAIL City of Diamond Bar, California 59 FY 2021/22 Draft Budget 6.1.b Packet Pg. 137 Taxable Sales 48700 City Store Sales $ 95 $ — $ — $ — 48710 Printed Material Sales 118 500 500 200 Sub-Total $ 213 $ 500 $ 500 $ 200 Total Use of Money and Property $ 1,558,944 $ 490,230 $ 489,830 $ 808,980 Cost Reimbursements 48800 Prop Damage Reimb - Pwks $ 40,292 $ 30,000 $ 30,000 $ 30,000 48810 Prop Damage Reimb - Parks 274 1,000 1,000 1,000 48820 Cost Reimbursements 115,491 84,275 84,275 242,150 Total Cost Reimbursements $ 156,056 $ 115,275 $ 115,275 $ 273,150 Transfers In-Other Funds: 49102 Transfer In - Law Enforcement $ — $ 161,874 $ 100,000 $ 161,874 49106 Transfer In - COVID Fund — — 3,454,576 1,688,430 49205 Transfer In - Gas Tax Fd 1,001,782 1,036,000 1,036,000 1,049,000 49250 Transfer In - Ab939 10,000 10,000 10,000 10,000 49251 Transfer In - Ab2766 — — — 35,000 49280 Transfer In - Cops Fund 87,115 120,654 120,654 152,500 Total Transfers In-Other Funds $ 1,098,897 $ 1,328,528 $ 4,721,230 $ 3,096,804 TOTAL GENERAL FUND REVENUE $ 25,828,396 $ 24,532,436 $ 27,937,140 $ 27,465,915 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed GENERAL FUND REVENUE DETAIL City of Diamond Bar, California 60 FY 2021/22 Draft Budget 6.1.b Packet Pg. 138 City of Diamond Bar, California 61 FY 2021/22 Draft Budget 6.1.b Packet Pg. 139 By Department Public Safety $8,071,519 29.7% Public Works $4,819,742 17.7% Administration & Support $4,356,258 16.0% Parks & Recreation $3,443,957 12.7% Transfer Out $2,427,514 8.9% City Administration $2,064,344 7.6% Community Development $1,970,390 7.3% Total Appropriations: $27,153,723 GENERAL FUND APPROPRIATIONS OVERVIEW CHART City of Diamond Bar, California 62 FY 2021/22 Draft Budget 6.1.b Packet Pg. 140 By Category Contract Services $11,046,354 40.7% Personnel Services $9,192,913 33.9% Interfund Xfr Out $2,427,514 8.9% Operating Exp $2,457,362 9.0% Professional Svcs $1,416,880 5.2% Supplies $573,200 2.1% Capital Outlay Exp $39,500 0.1% Total Appropriations: $27,153,723 GENERAL FUND APPROPRIATIONS OVERVIEW CHART City of Diamond Bar, California 63 FY 2021/22 Draft Budget 6.1.b Packet Pg. 141 Personnel Operating Professional Contract Capital Department Services Supplies Expenditures Services Services Outlay Transfers Total Percentage City Council $ 164,045 $ 250 $ 8,000 $ 500 $ — $ — $ — $ 172,795 0.64 % City Attorney — — — 251,000 — — — 251,000 0.92 % City Manager 940,143 2,500 138,355 130,180 — — — 1,211,178 4.46 % City Clerk 334,341 24,000 36,730 34,300 429,371 Finance 707,261 3,000 29,900 163,300 — — — 903,461 3.33 % Human Resources 433,233 6,750 25,900 19,000 — — — 484,883 1.79 % Information Systems 685,141 31,000 545,190 92,000 19,000 — — 1,372,331 5.05 % Civic Center 156,004 44,000 393,899 2,500 — 2,000 — 598,403 2.20 % Public Information 420,285 20,750 150,585 143,650 4,700 — — 739,970 2.73 % Economic Development 154,460 — 8,250 82,500 12,000 — — 257,210 0.95 % Law Enforcement — 3,500 6,000 — 7,710,919 — — 7,720,419 28.43 % Community Volunteer Patrol — 1,000 3,000 — — — — 4,000 0.01 % Fire — — — — 7,500 — — 7,500 0.03 % Animal Control — — — — 292,500 — — 292,500 1.08 % Emergency Preparedness — 20,000 22,100 5,000 — — — 47,100 0.17 % Transfers Out — — — — — — 2,427,514 2,427,514 8.94 % Planning 717,613 2,500 8,600 8,000 — — — 736,713 2.71 % Building and Safety 179,436 1,200 1,000 — 687,000 — — 868,636 3.20 % Neighborhood Improvement 310,066 1,500 3,775 — 49,700 — — 365,041 1.34 % Diamond Bar Center 907,612 34,500 260,396 23,240 164,479 22,500 — 1,412,727 5.20 % Recreation Services 1,438,370 115,050 141,700 3,860 332,250 — — 2,031,230 7.48 % Public Works - Admin 458,752 5,000 19,635 82,350 42,000 — — 607,737 2.24 % Engineering 257,049 — — 375,500 — — — 632,549 2.33 % Road Maintenance 423,862 211,000 104,500 — 889,000 — — 1,628,362 6.00 % Parks & Facilities Maintenance 505,240 45,700 549,847 — 454,793 15,000 — 1,570,580 5.78 % Landscape Maintenance — — — — 380,513 — — 380,513 1.40 % GENERAL FUND TOTAL $ 9,192,913 $ 573,200 $ 2,457,362 $ 1,416,880 $ 11,046,354 $ 39,500 $ 2,427,514 $ 27,153,723 100.00 % Percentage of Total 33.86 % 2.11 % 9.05 % 5.22 % 40.68 % 0.15 % 8.94 % 100.00 % GENERAL FUND APPROPRIATIONS DETAIL City of Diamond Bar, California 64 FY 2021/22 Draft Budget 6.1.b Packet Pg. 142 ESTIMATED EXPENDITURES SUMMARY Organization #: 100-110 through 100-140 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES $ 1,350,160 $ 1,333,031 $ 1,332,531 $ 1,438,529 SUPPLIES 20,943 23,750 23,750 26,750 OPERATING EXPENDITURES 142,810 294,965 290,365 183,085 PROFESSIONAL SERVICES 385,586 415,148 374,199 415,980 DEPARTMENT TOTAL $ 1,899,499 $ 2,066,894 $ 2,020,844 $ 2,064,344 DEPARTMENT INCLUDES: 110 City Council $ 172,795 120 City Attorney 251,000 130 City Manager 1,211,178 140 City Clerk 429,371 Total Department Expenditures $ 2,064,344 City Council $172,795 8.4% City Attorney 251,000 12.2% City Manager 1,211,178 58.7% City Clerk 429,371 20.8% CITY ADMINISTRATION City of Diamond Bar, California 65 FY 2021/22 Draft Budget 6.1.b Packet Pg. 143 DIVISION NO. 110 The City Council is the legislative and policy-making body for the City of Diamond Bar. Five Council Members are elected at-large for four-year, overlapping terms of office. The Council annually elects one of its members to serve as Mayor. The Mayor presides over all Council meetings and is the ceremonial head of the City for official functions. As Diamond Bar's elected representatives, the City Council sets policy and establishes quality of municipal services for the community by determining service levels and revenue obligations through the adoption of an annual budget, authorizing City contracts and expenditures, and adopting necessary regulatory measures. Council Members represent the City on various intergovernmental organizations to achieve governmental cooperation and advocate for programs that are consistent with the needs of the community. CITY COUNCIL City of Diamond Bar, California 66 FY 2021/22 Draft Budget 6.1.b Packet Pg. 144 DEPARTMENT:City Administration DIVISION:City Council ORGANIZATION #:100-110 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries 48,025 44,760 44,760 46,215 50040 Classic Member Retiremnt 3,040 3,130 3,130 1,603 50042 Classic Member Ual Pmts 2,045 1,576 1,576 1,400 50044 Pepra Member Retiremnt 1,998 2,199 2,199 2,927 50046 Pepra Member Ual Pmts 0 71 71 112 50050 City Paid Benefits 3,604 3,485 3,485 3,395 50056 Medicare Expense 1,291 1,400 1,400 693 50060 Benefit Allotment 82,482 84,000 84,000 87,000 50070 Cell Phone Allowance 0 2,700 2,700 2,700 50072 Auto Allowance 14,100 4,500 4,500 18,000 TOTAL PERSONNEL $ 156,585 $ 147,822 $ 147,822 $ 164,045 SUPPLIES 51200 Operating Supplies $ 170 $ 250 $ 250 $ 250 TOTAL SUPPLIES $ 170 $ 250 $ 250 $ 250 OPERATING EXPENDITURES 52130 Photography $ 285 $ 500 $ 500 $ 500 52200 Telephone 2,552 — — — 52400 Membership & Dues — 500 500 500 52410 Meetings 2,112 2,000 2,000 2,000 52415 Conferences 6,905 5,000 5,000 5,000 TOTAL OPERATING EXP $ 11,854 $ 8,000 $ 8,000 $ 8,000 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ — $ 500 $ 500 $ 500 TOTAL PROFESSIONAL SERVICES $ — $ 500 $ 500 $ 500 DIVISION TOTAL $ 168,608 $ 156,572 $ 156,572 $ 172,795 CITY COUNCIL City of Diamond Bar, California 67 FY 2021/22 Draft Budget 6.1.b Packet Pg. 145 DIVISION NO. 120 The City Attorney serves as the City's legal counsel, reviews resolutions, ordinances and agreements, and advises the City Council and staff on all legal matters relating to the operation of the municipal government. This service is provided through a contract with the law offices of Woodruff, Spradlin & Smart, APC. In addition to the general legal services provided by Woodruff, Spradlin & Smart, the City periodically has the need for legal services related to code enforcement prosecution which is also provided for within this Division. The City may also enlist the services of additional legal experts as needed to address personnel issues and to assist with other matters important to the community. CITY ATTORNEY City of Diamond Bar, California 68 FY 2021/22 Draft Budget 6.1.b Packet Pg. 146 DEPARTMENT:City Administration DIVISION:City Attorney ORGANIZATION #:100-100120 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PROFESSIONAL SERVICES 54020 PS - General Legal Services 128,405 175,950 168,000 168,000 54022 PS - Special Legal Services 139,625 48,077 15,077 33,000 54024 PS - Special Legal Code Enf 28,679 50,000 50,000 50,000 TOTAL PROFESSIONAL SVCS $ 296,708 $ 274,027 $ 233,077 $ 251,000 DIVISION TOTAL $ 296,708 $ 274,027 $ 233,077 $ 251,000 CITY ATTORNEY City of Diamond Bar, California 69 FY 2021/22 Draft Budget 6.1.b Packet Pg. 147 DIVISION NO. 130 The City Manager budget provides administrative direction to all operating divisions in compliance with the City's Municipal Code. This division is responsible for the execution of Council policy and the enforcement of all laws and ordinances. The City Manager, in concert with the City Council, establishes policy, provides leadership and implements efficient and effective services. The City Manager is the director of all City personnel and establishes and maintains appropriate controls to ensure that all operating departments adhere to Council and legally mandated policies and regulations. Additionally, the City Manager is responsible for the preparation and administration of the annual budget. CITY MANAGER City of Diamond Bar, California 70 FY 2021/22 Draft Budget 6.1.b Packet Pg. 148 DEPARTMENT:City Administration DIVISION:City Manager ORGANIZATION #:100-100130 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 803,482 $ 797,083 $ 797,083 $ 594,422 50020 Over Time Wages — 500 — — 50030 Part-Time Wages 27,950 29,600 29,600 52,200 50040 Classic Member Retiremnt 127,683 135,928 135,928 99,208 50042 Classic Member Ual Pmts 82,651 64,308 64,308 86,496 50050 City Paid Benefits 7,024 7,255 7,255 4,401 50052 Worker's Compensation 7,378 10,966 10,966 10,800 50054 Short/Long Term Disability 3,320 4,615 4,615 5,709 50056 Medicare Expense 12,895 12,307 12,307 9,410 50057 Medicare Payable 196 — — — 50060 Benefit Allotment 112,796 114,006 114,006 72,378 50072 Auto Allowance 4,200 4,440 4,440 2,670 50074 Technology Allowance 4,000 4,200 4,200 2,448 TOTAL PERSONNEL $ 1,193,575 $ 1,185,209 $ 1,184,709 $ 940,143 SUPPLIES 51200 Operating Supplies $ 19,480 $ 18,000 $ 18,000 $ 2,000 51300 Small Tools & Equipment 1,055 500 500 500 51400 Promotional Supplies 238 5,000 5,000 0 TOTAL SUPPLIES $ 20,773 $ 23,500 $ 23,500 $ 2,500 OPERATING EXPENDITURES 52110 Printing $ 5,420 $ 7,100 $ 2,500 $ 3,500 52140 Engraving Services 1,708 2,000 2,000 — 52160 Advertising 2,932 6,000 6,000 2,000 52170 Postage 15,904 15,500 15,500 — 52200 Telephone — 1,100 1,100 1,100 52250 Late Fees Paid 195 — — — 52300 Rental/Lease - Equipmnt 745 50 50 — 52302 Rental/Lease - Real Property 45,330 35,500 35,500 62,920 52310 Equipment Maintenance 327 700 700 — 52400 Membership & Dues 41,490 60,155 60,155 59,435 52405 Publications 1,180 1,800 1,800 — 52410 Meetings 3,450 2,500 2,500 2,500 52415 Conferences 7,703 5,000 5,000 5,000 52420 Mileage Reimbursement 825 — — — 52500 Education & Training 2,216 1,900 1,900 1,900 53530 Elections 1,530 147,660 147,660 — TOTAL OPERATING EXP $ 130,956 $ 286,965 $ 282,365 $ 138,355 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 88,877 $ 140,622 $ 140,622 $ 130,180 TOTAL PROFESSIONAL SVCS $ 88,877 $ 140,622 $ 140,622 $ 130,180 DIVISION TOTAL $ 1,434,183 $ 1,636,295 $ 1,631,195 $ 1,211,178 CITY MANAGER City of Diamond Bar, California 71 FY 2021/22 Draft Budget 6.1.b Packet Pg. 149 DIVISION NO. 140 The City Clerk's Office has the statutory duty to record the official minutes of all City Council meetings. The division maintains original resolutions and ordinances, is responsible for the management of all City records, public hearing notices and for the maintenance of the municipal code. This position also acts as the chief election officer for municipal elections. Administrative and clerical support to the Council Members and the City Manager's Department is also provided through the City Manager/City Clerk’s office. CITY CLERK City of Diamond Bar, California 72 FY 2021/22 Draft Budget 6.1.b Packet Pg. 150 DEPARTMENT:City Administration DIVISION:City Clerk ORGANIZATION #:100-100140 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ — $ — $ — $ 213,327 50020 Over Time Wages — — — 500 50030 Part-Time Wages — — — — 50040 Classic Member Retiremnt — — — 37,218 50042 Classic Member Ual Pmts — — — 32,399 50044 Pepra Member Retiremnt — — — — 50046 Pepra Member Ual Pmts — — — — 50050 City Paid Benefits — — — 2,593 50052 Worker's Compensation — — — 1,711 50054 Short/Long Term Disability — — — 2,139 50056 Medicare Expense — — — 3,116 50057 Medicare Payable — — — — 50060 Benefit Allotment — — — 38,700 50072 Auto Allowance — — — 1,440 50074 Technology Allowance — — — 1,200 TOTAL PERSONNEL $ — $ — $ — $ 334,341 SUPPLIES 51200 Operating Supplies $ — $ — $ — $ 18,000 51300 Small Tools & Equipment — — — 1,000 51400 Promotional Supplies — — — 5,000 TOTAL SUPPLIES $ — $ — $ — $ 24,000 OPERATING EXPENDITURES 52110 Printing $ — $ — $ — $ 7,000 52140 Engraving Services — — — 2,000 52160 Advertising — — — 6,000 52170 Postage — — — 15,500 52300 Rental/Lease - Equipmnt — — — 50 52302 Rental/Lease - Real Property — — — — 52310 Equipment Maintenance — — — 700 52400 Membership & Dues — — — 585 52405 Publications — — — 520 52410 Meetings — — — — 52415 Conferences — — — 400 52420 Mileage Reimbursement — — — 200 52500 Education & Training — — — 1,200 53530 Elections — — — 2,575 TOTAL OPERATING EXP $ — $ — $ — $ 36,730 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ — $ — $ — $ 34,300 TOTAL PROFESSIONAL SVCS $ — $ — $ — $ 34,300 DIVISION TOTAL $ — $ — $ — $ 429,371 CITY CLERK City of Diamond Bar, California 73 FY 2021/22 Draft Budget 6.1.b Packet Pg. 151 ESTIMATED EXPENDITURES SUMMARY Organization #: 100-150 through 100-620 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES $ 2,276,172 $ 2,318,631 $ 2,317,131 $ 2,556,384 SUPPLIES 85,378 106,185 105,685 105,500 OPERATING EXPENDITURES 1,019,296 1,171,601 1,153,551 1,153,724 PROFESSIONAL SERVICES 336,951 412,375 403,325 502,950 CONTRACT SERVICES 36,446 48,800 48,800 35,700 CAPITAL OUTLAY — 2,000 2,000 2,000 DEPARTMENT TOTAL $ 3,754,243 $ 4,059,592 $ 4,030,492 $ 4,356,258 DEPARTMENT INCLUDES: 210 Finance $ 903,461 220 Human Resources & Risk Management 484,883 230 Information Systems 1,372,331 620 Civic Center 598,403 240 Public Information 739,970 150 Economic Development 257,210 Total Department Expenditures $ 4,356,258 Finance $903,461 20.7% Human Resources $484,883 1… Information Systems $1,372,331 31.5% Civic Center $598,403 13.7% Public Information $739,970 17.0% Economic Development $257,210 5.9% ADMINISTRATION & SUPPORT City of Diamond Bar, California 74 FY 2021/22 Draft Budget 6.1.b Packet Pg. 152 DIVISION NO. 210 The Finance Division administers the financial affairs of the City of Diamond Bar. The department manages the City's revenues, expenditures, budget, investments, purchasing, accounting and transit activities. The Finance Division processes all financial transactions of the City. Specific activities include accounts payable, cash receipts, payroll, fixed assets, banking services, issuance of Metrolink train and Foothill Transit bus passes, budget preparation, audits, financial reporting, issuance and management of City debt and financial administration of grants. The Finance Division is also responsible for the safety, liquidity and maximization of the yields of the City's financial resources. FINANCE City of Diamond Bar, California 75 FY 2021/22 Draft Budget 6.1.b Packet Pg. 153 DEPARTMENT:Administration & Support DIVISION:Finance ORGANIZATION #:100-100210 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 452,009 $ 460,755 $ 460,755 $ 466,149 50020 Over Time Wages 801 3,000 1,500 1,500 50040 Classic Member Retiremnt 75,158 79,849 79,849 77,024 50042 Classic Member Ual Pmts 45,563 35,856 35,856 67,076 50050 City Paid Benefits 5,218 4,965 4,965 5,013 50052 Worker's Compensation 3,589 3,375 3,375 3,542 50054 Short/Long Term Disability 2,171 2,573 2,573 4,427 50056 Medicare Expense 7,138 6,177 6,177 6,820 50060 Benefit Allotment 73,533 76,627 76,627 71,826 50072 Auto Allowance 3,250 3,000 3,000 2,775 50074 Technology Allowance 1,200 1,200 1,200 1,110 TOTAL PERSONNEL $ 669,629 $ 677,377 $ 675,877 $ 707,261 SUPPLIES 51200 Operating Supplies $ 1,701 $ 2,500 $ 2,500 $ 2,500 51300 Small Tools & Equipment — 500 500 500 TOTAL SUPPLIES $ 1,701 $ 3,000 $ 3,000 $ 3,000 OPERATING EXPENDITURES 52110 Printing $ 4,534 $ 6,000 $ 4,500 $ 4,500 52255 Banking Charges 14,311 19,000 19,000 19,000 52310 Equipment Maintenance — 1,000 1,000 750 52400 Membership & Dues 465 1,250 1,250 1,250 52405 Publications 35 250 250 250 52410 Meetings 331 250 250 250 52415 Conferences 2,885 — — — 52420 Mileage Reimbursement 131 500 500 500 52500 Education & Training 1,529 1,000 1,000 3,400 TOTAL OPERATING EXP $ 24,221 $ 29,250 $ 27,750 $ 29,900 PROFESSIONAL SERVICES 54010 PS - Accounting & Auditing $ 67,374 $ 74,200 $ 69,450 $ 73,750 54900 PS - Other Prof Svcs 80,742 84,525 82,225 89,550 TOTAL PROFESSIONAL SVCS $ 148,116 $ 158,725 $ 151,675 $ 163,300 DIVISION TOTAL $ 843,667 $ 868,352 $ 858,302 $ 903,461 FINANCE City of Diamond Bar, California 76 FY 2021/22 Draft Budget 6.1.b Packet Pg. 154 DIVISION NO. 220 The Human Resources and Risk Management Division provides for the management of personnel services and risk management. Primary functions include the development, modification and management of all employee recruitment, classifications, compensation, education/training, employee relations, employee safety, worker’s compensation and general liability claims. The Human Resources and Risk Management staff also act in an advisory capacity to the City Executive team on administrative matters that impact the workforce. HUMAN RESOURCES & RISK MANAGEMENT City of Diamond Bar, California 77 FY 2021/22 Draft Budget 6.1.b Packet Pg. 155 DEPARTMENT:Administration & Support DIVISION:Human Resources ORGANIZATION #:100-100220 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 207,818 $ 210,359 $ 210,359 $ 312,514 50040 Classic Member Retiremnt 34,831 36,434 36,434 37,298 50042 Classic Member Ual Pmts 22,380 17,654 17,654 32,482 50050 City Paid Benefits 2,193 2,495 2,495 2,441 50052 Worker's Compensation 1,649 1,662 1,662 1,715 50054 Short/Long Term Disability 1,070 1,267 1,267 2,144 50056 Medicare Expense 3,143 4,512 4,512 4,559 50060 Benefit Allotment 32,183 33,240 33,240 34,440 50062 Benefits Administration 4,762 3,000 3,000 3,000 50072 Auto Allowance 4,440 1,440 1,440 1,440 50074 Technology Allowance 1,200 1,200 1,200 1,200 TOTAL PERSONNEL $ 315,668 $ 313,262 $ 313,262 $ 433,233 SUPPLIES 51200 Operating Supplies $ 1,034 $ 2,000 $ 1,500 $ 2,000 51300 Small Tools & Equipment 2,050 3,000 3,000 3,000 51400 Promotional Supplies 2,330 1,750 1,750 1,750 TOTAL SUPPLIES $ 5,414 $ 6,750 $ 6,250 $ 6,750 OPERATING EXPENDITURES 52110 Printing $ — $ 500 $ 500 $ 500 52160 Advertising 3,290 1,000 1,000 1,000 52400 Membership & Dues 4,369 4,500 4,500 4,500 52405 Publications — 300 — 300 52410 Meetings 3,304 2,500 1,000 2,500 52415 Conferences 196 — — — 52420 Mileage Reimbursement — 100 100 100 52500 Education & Training 4,699 4,200 2,000 4,000 52505 Employee Tuition Reimbursement 1,500 — — 1,500 52510 Employment Physicals 6,272 4,000 4,000 6,000 52515 Miscellaneous Employee Benefit 1,581 1,500 1,500 1,800 52520 Employee Recognition Program 4,635 3,700 2,000 3,700 TOTAL OPERATING EXP $ 29,845 $ 22,300 $ 16,600 $ 25,900 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 2,150 $ 3,000 $ 1,000 $ 19,000 TOTAL PROFESSIONAL SVCS $ 2,150 $ 3,000 $ 1,000 $ 19,000 DIVISION TOTAL $ 353,077 $ 345,312 $ 337,112 $ 484,883 HUMAN RESOURCES & RISK MANAGEMENT City of Diamond Bar, California 78 FY 2021/22 Draft Budget 6.1.b Packet Pg. 156 DIVISION NO. 230 The Information Systems Division is responsible for the management and enhancement of the City’s information technology including the evaluation, procurement, implementation, and maintenance of computer/network systems and software; including ongoing technical and software support/training to all the departments of the City. The service areas consist of: telephone & mobile systems, network services, application services, desktop services, digital access controls/cameras, and e- government. INFORMATION SYSTEMS City of Diamond Bar, California 79 FY 2021/22 Draft Budget 6.1.b Packet Pg. 157 DEPARTMENT:Administration & Support DIVISION:Info Systems ORGANIZATION #:100-100230 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 439,070 $ 439,481 $ 439,481 $ 463,039 50020 Over Time Wages — 1,500 1,500 1,500 50040 Classic Member Retiremnt 62,771 66,793 66,793 66,001 50042 Classic Member Ual Pmts 39,687 31,344 31,344 57,467 50044 Pepra Member Retiremnt 3,800 4,590 4,590 4,880 50046 Pepra Member Ual Pmts — 149 149 186 50050 City Paid Benefits 3,929 4,136 4,136 4,067 50052 Worker's Compensation 6,607 6,489 6,489 6,759 50054 Short/Long Term Disability 2,025 2,603 2,603 4,436 50056 Medicare Expense 6,235 6,438 6,438 6,758 50060 Benefit Allotment 62,186 66,267 66,267 64,917 50072 Auto Allowance 3,000 3,000 3,000 2,850 50074 Technology Allowance 2,400 2,400 2,400 2,280 TOTAL PERSONNEL $ 631,711 $ 635,190 $ 635,190 $ 685,141 SUPPLIES 51200 Operating Supplies $ 34,500 $ 30,000 $ 30,000 $ 30,000 51300 Small Tools & Equipment 2,129 1,000 1,000 1,000 TOTAL SUPPLIES $ 36,629 $ 31,000 $ 31,000 $ 31,000 OPERATING EXPENDITURES 52100 Photocopying $ 8,978 $ 13,000 $ 3,000 $ 10,000 52200 Telephone 78,385 65,400 80,400 84,240 52250 Late Fees Paid 28 — — — 52310 Equipment Maintenance 1,855 3,500 3,250 3,250 52314 Computer Maintenance 408,161 456,550 451,050 444,000 52400 Membership & Dues 1,920 2,200 2,200 2,200 52405 Publications — 100 — — 52410 Meetings — 300 — — 52415 Conferences 2,427 — — — 52420 Mileage Reimbursement 404 200 — — 52500 Education & Training 1,223 2,500 1,500 1,500 TOTAL OPERATING EXP $ 503,382 $ 543,750 $ 541,400 $ 545,190 PROFESSIONAL SERVICES 54030 PS - Data Processing Services $ 30,182 $ 44,500 $ 44,500 $ 44,500 54900 PS - Other Prof Svcs 39,842 47,500 47,500 47,500 TOTAL PROFESSIONAL SVCS $ 70,024 $ 92,000 $ 92,000 $ 92,000 CONTRACT SERVICES 55000 Cs - Contract Services $ 20,735 $ 32,100 $ 32,100 $ 19,000 TOTAL CONTRACT SERVICES $ 20,735 $ 32,100 $ 32,100 $ 19,000 DIVISION TOTAL $ 1,262,481 $ 1,334,040 $ 1,331,690 $ 1,372,331 INFORMATION SYSTEMS City of Diamond Bar, California 80 FY 2021/22 Draft Budget 6.1.b Packet Pg. 158 DIVISION NO. 620 The Civic Center Division has been established to account for expenditures related to the operation of the City Hall building. This includes the budget for the utilities, maintenance and salaries related to both City Hall and the County Library. CIVIC CENTER City of Diamond Bar, California 81 FY 2021/22 Draft Budget 6.1.b Packet Pg. 159 DEPARTMENT:Administration & Support DIVISION:Civic Center ORGANIZATION #:100-100620 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 83,815 $ 95,917 $ 95,917 $ 102,216 50020 Over Time Wages 1,233 2,500 2,500 2,500 50040 Classic Member Retiremnt 10,717 12,635 12,635 13,136 50042 Classic Member Ual Pmts 7,413 6,157 6,157 11,422 50044 Pepra Member Retiremnt 1,714 1,827 1,827 1,852 50046 Pepra Member Ual Pmts — 59 59 71 50050 City Paid Benefits 945 1,032 1,032 1,026 50052 Worker's Compensation 2,530 2,704 2,704 2,820 50054 Short/Long Term Disability 462 583 583 998 50056 Medicare Expense 1,288 1,400 1,400 1,497 50060 Benefit Allotment 16,588 17,496 17,496 18,126 50072 Auto Allowance — — — 222 50074 Technology Allowance — — — 120 TOTAL PERSONNEL $ 126,705 $ 142,311 $ 142,311 $ 156,004 SUPPLIES 51200 Operating Supplies $ 15,467 $ 42,435 $ 42,435 $ 42,500 51300 Small Tools & Equipment — 1,500 1,500 1,500 TOTAL SUPPLIES $ 15,467 $ 43,935 $ 43,935 $ 44,000 OPERATING EXPENDITURES 52210 Electric Utility Expenditure $ 125,233 $ 165,764 $ 165,764 $ 140,000 52215 Gas Utility Expenditure 3,908 5,930 5,930 5,000 52220 Water Utility Expenditure 8,572 12,806 12,806 10,000 52250 Late Fees Paid 60 — — — 52300 Rental/Lease - Equipmnt 1,603 2,000 2,000 2,000 52320 Maint Of Grounds/Buildings 178,470 209,201 211,701 210,919 52400 Membership & Dues 20,051 23,065 23,065 25,980 TOTAL OPERATING EXP $ 337,897 $ 418,766 $ 421,266 $ 393,899 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ — $ 2,500 $ 2,500 $ 2,500 TOTAL PROFESSIONAL SVCS $ — $ 2,500 $ 2,500 $ 2,500 CAPITAL OUTLAY 56120 Furniture & Fixtures Exp $ — $ 2,000 $ 2,000 $ 2,000 TOTAL CAPITAL OUTLAY $ — $ 2,000 $ 2,000 $ 2,000 DIVISION TOTAL $ 480,069 $ 609,512 $ 612,012 $ 598,403 CIVIC CENTER City of Diamond Bar, California 82 FY 2021/22 Draft Budget 6.1.b Packet Pg. 160 DIVISION NO. 240 The Public Information Division provides an ongoing program of public information, which is designed to inform and educate community residents and business owners about the City’s activities, programs, and policies. A variety of methods and materials are utilized to disseminate information including the City’s monthly Community Newsletter, which provides current news and information; the City's web site; the local government access cable channel; local advertising; media releases and advisories; special publications; and community events. The Public Information Division is also responsible for the general marketing and promotion of the City at the local, regional and national levels, and provides assistance in support of economic development activities. The Division is also engaged in the facilitation of programs that recognize the efforts of individuals and organizations that contribute to the enhancement and general well being of the community. PUBLIC INFORMATION City of Diamond Bar, California 83 FY 2021/22 Draft Budget 6.1.b Packet Pg. 161 DEPARTMENT:Administration & Support DIVISION:Public Information ORGANIZATION #:100-100240 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 247,377 $ 256,200 $256,200 $268,132 50020 Over Time Wages 4,175 6,000 6,000 6,000 50030 Part-Time Wages — — — — 50040 Classic Member Retiremnt — — — — 50042 Classic Member Ual Pmts 42,604 44,470 44,470 45,524 50044 Pepra Member Retiremnt 27,379 21,546 21,546 39,642 50046 Pepra Member Ual Pmts — — — — 50050 City Paid Benefits — — — — 50052 Worker's Compensation 2,961 3,047 3,047 2,998 50054 Short/Long Term Disability 5,155 5,722 5,722 5,906 50056 Medicare Expense 1,375 1,546 1,546 2,617 50060 Benefit Allotment 4,165 3,741 3,741 3,914 50070 Cell Phone Allowance 41,899 41,676 41,676 43,176 50072 Auto Allowance — — — — 50074 Technology Allowance — 1,440 1,440 1,296 TOTAL PERSONNEL $ 378,306 $ 386,588 $ 386,588 $ 420,285 SUPPLIES 51200 Operating Supplies $ 919 $ 5,000 $ 5,000 $ 5,000 51300 Small Tools & Equipment 793 2,000 2,000 1,250 51400 Promotional Supplies 24,454 14,500 14,500 14,500 TOTAL SUPPLIES $ 26,166 $ 21,500 $ 21,500 $ 20,750 OPERATING EXPENDITURES 52110 Printing $ 51,558 $ 73,000 $73,000 $77,000 52130 Photography 3,084 9,000 8,000 6,500 52160 Advertising 3,657 10,000 — 10,000 52170 Postage 56,240 54,200 54,200 54,000 52400 Membership & Dues 2,690 1,835 1,835 1,835 52405 Publications — 500 500 500 52410 Meetings — 150 150 150 52415 Conferences 1,297 — — — 52420 Mileage Reimbursement — 100 100 100 52500 Education & Training 65 500 500 500 TOTAL OPERATING EXP $ 118,591 $ 149,285 $ 138,285 $ 150,585 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 55,918 $ 93,650 $ 93,650 $ 143,650 TOTAL PROFESSIONAL SVCS $ 55,918 $ 93,650 $ 93,650 $ 143,650 CONTRACT SERVICES 55000 Cs - Contract Services $ 711 $ 4,700 $ 4,700 $ 4,700 TOTAL CONTRACT SERVICES $ 711 $ 4,700 $ 4,700 $ 4,700 DIVISION TOTAL $ 579,692 $ 655,723 $ 644,723 $ 739,970 PUBLIC INFORMATION City of Diamond Bar, California 84 FY 2021/22 Draft Budget 6.1.b Packet Pg. 162 DIVISION NO. 150 The Economic Development division assists in the development and advancement of the local business community, and in the general promotion and marketing of the City of Diamond Bar. Among the functions of this division is the facilitation of programs and activities that are designed to enhance business retention and business attraction efforts, and provide business resource assistance for existing and potential businesses. ECONOMIC DEVELOPMENT City of Diamond Bar, California 85 FY 2021/22 Draft Budget 6.1.b Packet Pg. 163 DEPARTMENT:Administration & Support DIVISION:Econ Development ORGANIZATION #:100-100150 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 109,090 $ 116,323 $ 116,323 $ 103,627 50020 Over Time Wages 387 — — — 50030 Part-Time Wages — — — — 50040 Classic Member Retiremnt 17,878 19,660 19,660 17,227 50042 Classic Member Ual Pmts 10,436 9,540 9,540 15,022 50044 Pepra Member Retiremnt — — — — 50046 Pepra Member Ual Pmts — — — — 50050 City Paid Benefits 744 862 862 719 50052 Worker's Compensation 1,062 2,126 2,126 1,860 50054 Short/Long Term Disability 391 685 685 992 50056 Medicare Expense 1,633 1,702 1,702 1,513 50060 Benefit Allotment 12,532 13,005 13,005 12,570 50070 Cell Phone Allowance — — — — 50072 Auto Allowance — — — 450 50074 Technology Allowance — — — 480 TOTAL PERSONNEL $ 154,152 $ 163,904 $ 163,904 $ 154,460 OPERATING EXPENDITURES 52400 Membership & Dues $ 5,250 $ 5,750 $ 5,750 $ 5,750 52410 Meetings 110 2,500 2,500 2,500 TOTAL OPERATING EXP $ 5,360 $ 8,250 $ 8,250 $ 8,250 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 60,744 $ 62,500 $ 62,500 $ 82,500 TOTAL PROFESSIONAL SVCS $ 60,744 $ 62,500 $ 62,500 $ 82,500 CONTRACT SERVICES 55000 Cs - Contract Services $ 15,000 $ 12,000 $ 12,000 $ 12,000 TOTAL CONTRACT SERVICES $ 15,000 $ 12,000 $ 12,000 $ 12,000 DIVISION TOTAL $ 235,256 $ 246,654 $ 246,654 $ 257,210 ECONOMIC DEVELOPMENT City of Diamond Bar, California 86 FY 2021/22 Draft Budget 6.1.b Packet Pg. 164 ESTIMATED EXPENDITURES SUMMARY Organization #: 100-310 through 100-350 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed SUPPLIES $ 9,658 $ 24,500 $ 24,500 $ 24,500 OPERATING EXPENDITURES 20,108 28,400 31,500 31,100 PROFESSIONAL SERVICES — 2,500 5,000 5,000 CONTRACT SERVICES 7,315,066 7,828,469 7,766,595 8,010,919 CAPITAL OUTLAY — — — — DEPARTMENT TOTAL $ 7,344,832 $ 7,883,869 $ 7,827,595 $ 8,071,519 DEPARTMENT INCLUDES: 310 Law Enforcement $ 7,720,419 320 Volunteer Patrol 4,000 330 Fire Protection 7,500 340 Animal Control 292,500 350 Emergency Preparedness 47,100 Total Department Expenditures $ 8,071,519 Law Enforcement $7,720,419 95.7% Volunteer Patrol $4,000 0.0%Fire Protection $7,500 0.1% Animal Control $292,500 3.6% Emergency Preparedness $47,100 0.6% PUBLIC SAFETY City of Diamond Bar, California 87 FY 2021/22 Draft Budget 6.1.b Packet Pg. 165 DIVISION NO. 310 The City of Diamond Bar contracts with the Los Angeles County Sheriff's Department for law enforcement services. General law enforcement provides an assortment of deputies to provide law enforcement services including crime prevention and traffic enforcement, specialized suppression patrols and undercover operations, neighborhood watch and community relations, and the general enforcement of laws. Additionally, the law enforcement budget includes funds for additional as-needed special operations, as-needed aero bureau patrols, the City’s fingerprint program, and funding for the City’s Report for Reward program. This division also includes contract services for crossing guards and the administration of the City's parking citations. With the passage of AB408, Cities are now required to issue and collect their own parking citations. The City is currently under contract with DataTicket, Inc. for the administration of parking citations. The following is a breakdown of the proposed contracted sheriff's service levels: TYPE OF SERVICE NUMBER General Law Units: One-Man 56 Hour 10 One-Man 40 Hour 1 One-Man 40 Hour Non-Relief (Special Problems) 5 Community Service Assistant w/vehicle 1 Special Investigations As Requested Helicopter Patrol 4 hours per month LAW ENFORCEMENT City of Diamond Bar, California 88 FY 2021/22 Draft Budget 6.1.b Packet Pg. 166 DEPARTMENT:Public Safety DIVISION:Law Enforcement ORGANIZATION #:100-100310 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed SUPPLIES 51200 Operating Supplies $ 710 $ 2,500 $ 2,500 $ 2,500 51300 Small Tools & Equipment — 1,000 1,000 1,000 TOTAL SUPPLIES $ 710 $ 3,500 $ 3,500 $ 3,500 OPERATING EXPENDITURES 52310 Equipment Maintenance $ 688 $ 1,000 $ 1,000 $ 1,000 52410 Meetings 2,710 — — — 53500 Criminal Apprehension Reward 2,000 2,500 2,500 2,500 53510 Public Safety Outreach 614 2,500 5,000 2,500 TOTAL OPERATING EXP $ 6,012 $ 6,000 $ 8,500 $ 6,000 CONTRACT SERVICES 55400 Cs - Sheriff's Department $ 6,857,669 $ 7,344,554 $ 7,282,680 $ 7,232,714 55402 Cs-Sheriff - Special Events 96,162 141,865 141,865 214,740 55408 Cs - Parking Citation Admin 26,662 30,000 30,000 30,000 55412 Cs - Crossing Guard Services 136,077 96,750 96,750 233,465 TOTAL CONTRACT SERVICES $ 7,116,571 $ 7,613,169 $ 7,551,295 $ 7,710,919 DIVISION TOTAL $ 7,123,294 $ 7,622,669 $ 7,563,295 $ 7,720,419 LAW ENFORCEMENT City of Diamond Bar, California 89 FY 2021/22 Draft Budget 6.1.b Packet Pg. 167 DIVISION NO. 320 The Community Volunteer Patrol Program was established in FY 94/95. This program is coordinated by the Los Angeles County Sheriff's Department and provides general support to law enforcement personnel. Diamond Bar Community Volunteer Patrol members routinely patrol the community and are responsible for reporting any suspicious activity and/or problems to the Sheriff's Department. In addition to their patrol activities, other assignments performed by the Community Volunteer Patrol include vacation and business security checks, park and special event security, graffiti watch, community relations, and other non-hazardous duties. VOLUNTEER PATROL City of Diamond Bar, California 90 FY 2021/22 Draft Budget 6.1.b Packet Pg. 168 DEPARTMENT:Public Safety DIVISION:Volunteer Patrol ORGANIZATION #:100-100320 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed SUPPLIES 51200 Operating Supplies $ — $ 1,000 $ 1,000 $ 1,000 TOTAL SUPPLIES $ — $ 1,000 $ 1,000 $ 1,000 OPERATING EXPENDITURES 52410 Meetings $ 882 $ 1,000 $ 1,000 $ 3,000 TOTAL OPERATING EXP $ 882 $ 1,000 $ 1,000 $ 3,000 DIVISION TOTAL $ 882 $ 2,000 $ 2,000 $ 4,000 VOLUNTEER PATROL City of Diamond Bar, California 91 FY 2021/22 Draft Budget 6.1.b Packet Pg. 169 DIVISION NO. 330 The City is a part of the Consolidated Fire Protection District. The district provides fire and emergency medical services. Upon incorporation, the City became responsible for fire protection within the City boundaries, therefore the City assumed wildland fire protection. This has required additional resources to be used by the Consolidated Fire Protection District. It is a responsibility of the City to pay annually for these added costs. FIRE PROTECTION City of Diamond Bar, California 92 FY 2021/22 Draft Budget 6.1.b Packet Pg. 170 DEPARTMENT:Public Safety DIVISION:Fire Protection ORGANIZATION #:100-100330 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed CONTRACT SERVICES 55406 Cs - Fire Department $ 7,359 $ 7,500 $ 7,500 $ 7,500 TOTAL CONTRACT SERVICES $ 7,359 $ 7,500 $ 7,500 $ 7,500 DIVISION TOTAL $ 7,359 $ 7,500 $ 7,500 $ 7,500 FIRE PROTECTION City of Diamond Bar, California 93 FY 2021/22 Draft Budget 6.1.b Packet Pg. 171 DIVISION NO. 340 Animal Control provides for the care, protection, and control of animals that stray from their homes or are abused by their owners. This service, currently under contract with the Inland Valley Humane Society, includes enforcement of leash laws and the provision of a shelter for homeless animals. In addition to the services rendered by the Humane Society, the City has been called upon to assist in the control of coyotes within the City. Additional funding has been included to fund these activities. ANIMAL CONTROL City of Diamond Bar, California 94 FY 2021/22 Draft Budget 6.1.b Packet Pg. 172 DEPARTMENT:Public Safety DIVISION:Animal Control ORGANIZATION #:100-100340 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed CONTRACT SERVICES 55404 Cs - Animal Control $ 189,001 $ 200,300 $ 200,300 $ 285,000 55410 Cs - Wild Animal Control 2,135 7,500 7,500 7,500 TOTAL CONTRACT SERVICES $ 191,136 $ 207,800 $ 207,800 $ 292,500 DIVISION TOTAL $ 191,136 $ 207,800 $ 207,800 $ 292,500 ANIMAL CONTROL City of Diamond Bar, California 95 FY 2021/22 Draft Budget 6.1.b Packet Pg. 173 DIVISION NO. 350 The preservation of life and property is an inherent responsibility of local, state and federal governments. The City of Diamond Bar has prepared several planning and response documents, which serve as the basis for the City's emergency organization and emergency operations. The primary objective is to enhance the overall capability of government to respond to emergencies. This is accomplished by incorporating the policies, principles, concepts and procedures contained within the City’s emergency plans into an efficient organization capable of responding adequately in the face of any disaster. EMERGENCY PREPAREDNESS City of Diamond Bar, California 96 FY 2021/22 Draft Budget 6.1.b Packet Pg. 174 DEPARTMENT:Public Safety DIVISION:Emergency Prep ORGANIZATION #:100-100350 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed SUPPLIES 51200 Operating Supplies $ 8,948 $ 20,000 $ 20,000 $ 20,000 TOTAL SUPPLIES $ 8,948 $ 20,000 $ 20,000 $ 20,000 OPERATING EXPENDITURES 52200 Telephone $ 8,784 $ 8,800 $ 9,400 $ 9,500 52210 Electric Utility Expenditure — 500 500 500 52300 Rental/Lease - Equipmnt 945 1,000 1,000 1,000 52302 Rental/Lease - Real Property 400 400 400 400 52310 Equipment Maintenance — 5,500 5,500 5,500 52400 Membership & Dues 2,853 3,200 3,200 3,200 52500 Education & Training 231 2,000 2,000 2,000 TOTAL OPERATING EXP $ 13,214 $ 21,400 $ 22,000 $ 22,100 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ — $ 2,500 $ 5,000 $ 5,000 TOTAL PROFESSIONAL SVCS $ — $ 2,500 $ 5,000 $ 5,000 DIVISION TOTAL $ 22,161 $ 43,900 $ 47,000 $ 47,100 EMERGENCY PREPAREDNESS City of Diamond Bar, California 97 FY 2021/22 Draft Budget 6.1.b Packet Pg. 175 ESTIMATED EXPENDITURES SUMMARY Organization #: 100-410 through 100-430 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES $ 1,099,133 $ 1,113,978 $ 1,113,978 $ 1,207,115 SUPPLIES 8,952 6,000 5,000 5,200 OPERATING EXPENDITURES 10,596 12,825 11,035 13,375 PROFESSIONAL SERVICES 2,383 8,000 3,200 8,000 CONTRACT SERVICES 631,917 664,990 726,700 736,700 DEPARTMENT TOTAL $ 1,752,981 $ 1,805,793 $ 1,859,913 $ 1,970,390 DEPARTMENT INCLUDES: 410 Planning $ 736,713 420 Building & Safety 868,636 430 Neighborhood Improvement 365,041 Total Department Expenditures $ 1,970,390 Planning $736,713 37.4% Building and Safety $868,636 44.1% Neighborhood Improvement $365,041 18.5% COMMUNITY DEVELOPMENT City of Diamond Bar, California 98 FY 2021/22 Draft Budget 6.1.b Packet Pg. 176 DIVISION NO. 410 The Planning Division is responsible for the functions related to current and long-term (“advance”) planning, and economic development. The Planning Division prepares and updates the City’s General Plan to guide Diamond Bar’s long-term growth and preservation of the community’s quality of life. The Division administers and updates the zoning and subdivision ordinances, which are the primary tools used to implement the General Plans land use and development goals, objectives and policies. The planners provide information and assistance to the public by explaining the City’s zoning regulations, and reviewing all land use, development and business license applications, and performing inspections to ensure compliance with regulations and conditions of approval. For projects requiring Planning Commission and City Council review, the Planning Division serves as those bodies’ technical staff, and provides recommendations based on analysis of environmental, land use compatibility and design factors. The Planning Division is also responsible for the development and administration of economic development. It updates and maintains records for the general public and coordinates projects and programs with other governmental agencies. PLANNING City of Diamond Bar, California 99 FY 2021/22 Draft Budget 6.1.b Packet Pg. 177 DEPARTMENT:Community Development DIVISION:Planning ORGANIZATION #:100-100410 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 468,841 $ 464,333 $ 464,333 $ 478,200 50020 Over Time Wages 1,721 5,000 5,000 5,000 50040 Classic Member Retiremnt 77,503 76,799 76,799 66,839 50042 Classic Member Ual Pmts 49,888 39,638 39,638 58,165 50044 Pepra Member Retiremnt — — — 6,273 50046 Pepra Member Ual Pmts — — — 240 50050 City Paid Benefits 5,068 5,198 5,198 5,162 50052 Worker's Compensation 8,399 8,485 8,485 8,463 50054 Short/Long Term Disability 2,362 2,845 2,845 4,666 50056 Medicare Expense 7,001 6,937 6,937 6,990 50060 Benefit Allotment 73,948 72,876 72,876 75,516 50072 Auto Allowance 3,000 3,000 3,000 1,500 50074 Technology Allowance 1,200 1,200 1,200 600 TOTAL PERSONNEL $ 698,931 $ 686,311 $ 686,311 $ 717,613 SUPPLIES 51200 Operating Supplies $ 2,416 $ 2,500 $ 2,500 $ 2,500 TOTAL SUPPLIES $ 2,416 $ 2,500 $ 2,500 $ 2,500 OPERATING EXPENDITURES 52110 Printing $ — $ 500 $ 500 $ 500 52160 Advertising — 1,000 1,000 1,000 52170 Postage 348 300 300 300 52400 Membership & Dues 1,583 1,800 1,800 1,800 52405 Publications 401 — — — 52410 Meetings 161 200 200 200 52415 Conferences 1,304 — — — 52420 Mileage Reimbursement — 200 200 200 52500 Education & Training 110 300 300 600 52525 Commissioner Compensation 4,095 4,000 4,000 4,000 TOTAL OPERATING EXP $ 8,001 $ 8,300 $ 8,300 $ 8,600 PROFESSIONAL SERVICES 54200 PS - Environmental Services $ — $ 6,000 $ 1,200 $ 6,000 54300 PS -Planning General Plan 796 — — — 54900 PS - Other Prof Svcs 1,587 2,000 2,000 2,000 TOTAL PROFESSIONAL SVCS $ 2,383 $ 8,000 $ 3,200 $ 8,000 DIVISION TOTAL $ 711,731 $ 705,111 $ 700,311 $ 736,713 PLANNING City of Diamond Bar, California 100 FY 2021/22 Draft Budget 6.1.b Packet Pg. 178 DIVISION NO. 420 The Building and Safety Division is responsible for the protection of public health and safety through the enforcement of Building Codes and other related codes. This Division provides for Building and Safety plan check, permit issuance, and inspection services. Much of the plan check and inspections are provided through contract services. BUILDING & SAFETY City of Diamond Bar, California 101 FY 2021/22 Draft Budget 6.1.b Packet Pg. 179 DEPARTMENT:Community Development DIVISION:Building & Safety ORGANIZATION #:100-100420 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 103,479 $ 109,978 $ 109,978 $ 113,486 50020 Over Time Wages 133 250 250 250 50030 Part-Time Wages — 5,000 5,000 5,000 50040 Classic Member Retiremnt 17,175 18,591 18,591 19,034 50042 Classic Member Ual Pmts 11,443 9,004 9,004 16,569 50050 City Paid Benefits 828 875 875 864 50052 Worker's Compensation 1,132 1,321 1,321 1,209 50054 Short/Long Term Disability 505 646 646 1,094 50056 Medicare Expense 1,363 1,711 1,711 1,651 50060 Benefit Allotment 18,710 18,960 18,960 19,650 50072 Auto Allowance — — — 450 50074 Technology Allowance — — — 180 TOTAL PERSONNEL $ 154,769 $ 166,336 $ 166,336 $ 179,436 SUPPLIES 51200 Operating Supplies $ 970 $ 2,000 $ 1,000 $ 1,200 TOTAL SUPPLIES $ 970 $ 2,000 $ 1,000 $ 1,200 OPERATING EXPENDITURES 52255 Banking Charges $ 702 $ 1,000 $ 1,000 $ 1,000 TOTAL OPERATING EXP $ 702 $ 1,000 $ 1,000 $ 1,000 CONTRACT SERVICES 55100 Cs - Building & Safety $ 587,526 $ 611,990 $ 670,000 $ 687,000 TOTAL CONTRACT SERVICES $ 587,526 $ 611,990 $ 670,000 $ 687,000 DIVISION TOTAL $ 743,967 $ 781,326 $ 838,336 $ 868,636 BUILDING & SAFETY City of Diamond Bar, California 102 FY 2021/22 Draft Budget 6.1.b Packet Pg. 180 DIVISION NO. 430 The City’s Neighborhood Improvement Officers work proactively to investigate Municipal Code violations and in response to complaints filed by concerned residents, business operators or property owners. The Diamond Bar Municipal Code is based on high standards set by the residents and business owners to ensure an attractive and well-maintained community. It is the responsibility of the Neighborhood Improvement Officers to make sure the community conforms to the standards set by the code. NEIGHBORHOOD IMPROVEMENT City of Diamond Bar, California 103 FY 2021/22 Draft Budget 6.1.b Packet Pg. 181 DEPARTMENT:Community Development DIVISION:Neighborhood Improvement ORGANIZATION #:100-100430 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 173,368 $ 183,060 $ 183,060 $ 215,443 50020 Over Time Wages 1,992 5,000 5,000 5,000 50040 Classic Member Retiremnt 8,292 9,236 9,236 12,673 50042 Classic Member Ual Pmts 5,634 4,668 4,668 10,943 50044 Pepra Member Retiremnt 8,979 10,098 10,098 10,739 50046 Pepra Member Ual Pmts — 328 328 410 50050 City Paid Benefits 2,537 2,591 2,591 2,720 50052 Worker's Compensation 3,187 3,351 3,351 3,964 50054 Short/Long Term Disability 865 1,114 1,114 2,137 50056 Medicare Expense 3,029 3,198 3,198 3,149 50060 Benefit Allotment 37,550 38,688 38,688 41,838 50072 Auto Allowance — — — 750 50074 Technology Allowance — — — 300 TOTAL PERSONNEL $ 245,433 $ 261,332 $ 261,332 $ 310,066 SUPPLIES 51200 Operating Supplies $ 5,566 $ 1,500 $ 1,500 $ 1,500 TOTAL SUPPLIES $ 5,566 $ 1,500 $ 1,500 $ 1,500 OPERATING EXPENDITURES 52110 Printing $ — $ 2,000 $ 1,000 $ 2,200 52400 Membership & Dues 325 425 335 425 52410 Meetings — 300 — 300 52415 Conferences 1,094 — — — 52420 Mileage Reimbursement — 50 — 50 52500 Education & Training 474 750 400 800 TOTAL OPERATING EXP $ 1,893 $ 3,525 $ 1,735 $ 3,775 CONTRACT SERVICES 55110 Cs-Code Enforcement $ 6,748 $ 9,000 $ 9,000 $ 9,000 55120 Cs-Property Abatement 1,343 5,000 12,000 5,000 55540 Cs - Graffiti Removal 36,300 39,000 35,700 35,700 TOTAL CONTRACT SERVICES $ 44,391 $ 53,000 $ 56,700 $ 49,700 DIVISION TOTAL $ 297,283 $ 319,357 $ 321,267 $ 365,041 NEIGHBORHOOD IMPROVEMENT City of Diamond Bar, California 104 FY 2021/22 Draft Budget 6.1.b Packet Pg. 182 ESTIMATED EXPENDITURES SUMMARY Organization #: 100-510 through 100-520 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES $ 1,900,012 $ 1,634,773 $ 1,669,229 $ 2,345,982 SUPPLIES 96,020 71,797 55,690 149,550 OPERATING EXPENDITURES 291,288 317,446 282,976 402,096 PROFESSIONAL SERVICES 7,200 21,200 20,250 27,100 CONTRACT SERVICES 261,919 339,129 272,279 496,729 CAPITAL OUTLEY 8,918 27,500 15,000 22,500 DEPARTMENT TOTAL $ 2,565,357 $ 2,411,845 $ 2,315,424 $ 3,443,957 DEPARTMENT INCLUDES: 510 Diamond Bar Center 1,412,727 520 Recreation 2,031,230 Total Department Expenditures $ 3,443,957 Diamond Bar Center $1,412,727 41.0% Recreation $2,031,230 59.0% PARKS & RECREATION City of Diamond Bar, California 105 FY 2021/22 Draft Budget 6.1.b Packet Pg. 183 DIVISION NOS. 510-520 The Parks & Recreation Department administers the City's community recreation program, including community events, enrichment programs, athletics, excursions, activities, and facilities for residents of all ages. The Parks & Recreation Department also oversees the operation of the Diamond Bar Center, a facility offering public programs and private meeting and event space. PARKS & RECREATION City of Diamond Bar, California 106 FY 2021/22 Draft Budget 6.1.b Packet Pg. 184 DEPARTMENT:Parks & Recreation DIVISION:D-Bar Center ORGANIZATION #:100-100510 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 278,495 $ 329,478 $ 329,478 $ 344,047 50020 Over Time Wages 1,469 1,000 1,000 1,900 50030 Part-Time Wages 263,022 50,000 50,000 370,077 50040 Classic Member Retiremnt 33,175 38,035 38,035 40,379 50042 Classic Member Ual Pmts 22,821 18,599 18,599 35,077 50044 Pepra Member Retiremnt 6,126 8,943 8,943 8,245 50046 Pepra Member Ual Pmts — 291 291 315 50050 City Paid Benefits 3,557 3,966 3,966 3,691 50052 Worker's Compensation 14,442 18,046 18,046 21,459 50054 Short/Long Term Disability 1,467 2,025 2,025 3,402 50056 Medicare Expense 7,769 10,713 10,713 10,467 50057 Medicare Payable 4,570 — — — 50060 Benefit Allotment 56,595 62,262 62,262 65,781 50072 Auto Allowance 250 1,500 1,500 1,722 50074 Technology Allowance 1,800 1,800 1,800 1,050 TOTAL PERSONNEL $ 695,558 $ 546,656 $ 546,656 $ 907,612 SUPPLIES 51200 Operating Supplies $ 27,671 $ 8,500 $ 14,500 $ 12,500 51210 Janitorial Supplies — 20,000 20,000 20,000 51300 Small Tools & Equipment — 2,000 2,000 2,000 TOTAL SUPPLIES $ 27,671 $ 30,500 $ 36,500 $ 34,500 OPERATING EXPENDITURES 52110 Printing $ 1,975 $ 9,400 $ 8,500 $ 15,800 52160 Advertising 21,900 30,000 30,000 31,000 52210 Electric Utility Expenditure 67,172 64,925 64,925 64,925 52215 Gas Utility Expenditure 9,489 11,025 11,025 11,025 52220 Water Utility Expenditure 4,781 7,056 7,056 7,056 52300 Rental/Lease - Equipmnt 1,733 4,500 4,500 9,500 52304 Rental/Lease - Exhibit Space 1,881 2,500 2,500 2,500 52310 Equipment Maintenance 23,947 35,590 35,590 35,590 52320 Maint Of Grounds/Buildings 64,776 83,000 83,000 83,000 52415 Conferences 1,745 — — — 52420 Mileage Reimbursement — — — — TOTAL OPERATING EXP $ 199,400 $ 247,996 $ 247,096 $ 260,396 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 6,875 $ 20,250 $ 20,250 $ 23,240 TOTAL PROFESSIONAL SVCS $ 6,875 $ 20,250 $ 20,250 $ 23,240 DIAMOND BAR CENTER OPERATIONS City of Diamond Bar, California 107 FY 2021/22 Draft Budget 6.1.b Packet Pg. 185 CONTRACT SERVICES 55300 Cs - Special Events $ — $ — $ 500 $ 4,750 55330 Cs - Security 32,666 10,000 10,000 12,500 55505 Cs - Pw Contract Services 64,800 147,229 147,229 147,229 55524 Cs - Landscape Maintenance 66,484 — — — TOTAL CONTRACT SERVICES $ 163,950 $ 157,229 $ 157,729 $ 164,479 CAPITAL OUTLAY 56115 Vehicles $ — $ — $ — $ — 56116 Equipment 8,918 27,500 15,000 22,500 TOTAL CAPITAL OUTLAY $ 8,918 $ 27,500 $ 15,000 $ 22,500 DIVISION TOTAL $ 1,102,370 $ 1,030,131 $ 1,023,231 $ 1,412,727 DIAMOND BAR CENTER OPERATIONS City of Diamond Bar, California 108 FY 2021/22 Draft Budget 6.1.b Packet Pg. 186 DEPARTMENT:Parks & Recreation DIVISION:Recreation ORGANIZATION #:100-100520 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 590,812 $ 592,636 $ 592,636 $ 631,908 50020 Over Time Wages 4,003 350 350 7,535 50030 Part-Time Wages 273,107 163,909 169,150 388,484 50040 Classic Member Retiremnt 82,470 84,467 84,467 88,324 50042 Classic Member Ual Pmts 51,733 41,114 41,114 76,625 50044 Pepra Member Retiremnt 12,799 14,297 14,297 15,664 50046 Pepra Member Ual Pmts — 465 465 599 50050 City Paid Benefits 9,396 10,523 10,523 10,822 50052 Worker's Compensation 19,236 25,088 29,113 27,983 50054 Short/Long Term Disability 3,677 4,053 4,053 7,122 50056 Medicare Expense 13,258 15,335 17,285 15,941 50057 Medicare Payable 5,303 — — — 50060 Benefit Allotment 156,385 156,420 156,420 163,794 50072 Auto Allowance — 1,500 1,500 1,500 50074 Technology Allowance 1,200 1,200 1,200 2,070 TOTAL PERSONNEL $ 1,223,379 $ 1,111,356 $ 1,122,572 $ 1,438,370 SUPPLIES 51200 Operating Supplies $ 68,349 $ 41,297 $ 19,190 $ 106,050 51300 Small Tools & Equipment — — — 9,000 TOTAL SUPPLIES $ 68,349 $ 41,297 $ 19,190 $ 115,050 OPERATING EXPENDITURES 52110 Printing $ 12,068 $ 11,000 $ 8,080 $ 23,950 52160 Advertising 758 5,000 5,000 5,000 52255 Banking Charges 6,184 5,000 5,000 5,000 52300 Rental/Lease - Equipmnt 20,948 4,300 — 30,200 52302 Rental/Lease - Real Property 22,026 13,400 10,000 47,700 52320 Maint Of Grounds/Buildings — 8,400 — — 52400 Membership & Dues 3,470 3,800 3,800 3,800 52405 Publications — 100 100 100 52410 Meetings 1,885 2,000 2,000 1,000 52415 Conferences 1,901 — — — 52420 Mileage Reimbursement — — — 500 52500 Education & Training 299 2,000 500 2,500 52525 Commissioner Compensation 1,125 1,400 1,400 1,400 53520 Admissions - Youth Activities 21,225 17,550 — 20,550 TOTAL OPERATING EXP $ 91,889 $ 73,950 $ 35,880 $ 141,700 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 325 $ 950 $ — $ 3,860 TOTAL PROFESSIONAL SVCS $ 325 $ 950 $ — $ 3,860 CONTRACT SERVICES 55300 Cs - Special Events $ — $ 20,800 $ 21,550 $ 109,850 55305 Cs - Athletic Programs — — — 8,000 55310 Cs - Senior Programs 10,776 15,000 3,000 19,500 55315 Cs - Youth Programs — 9,300 — 7,100 55320 Cs - Contract Classes 87,194 66,000 65,000 160,000 55330 Cs - Security — — — 2,800 55402 Cs-Sheriff - Special Events — 25,000 25,000 25,000 TOTAL CONTRACT SERVICES $ 97,970 $ 136,100 $ 114,550 $ 332,250 DIVISION TOTAL $ 1,481,911 $ 1,363,653 $ 1,292,192 $ 2,031,230 RECREATION City of Diamond Bar, California 109 FY 2021/22 Draft Budget 6.1.b Packet Pg. 187 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PROGRAM (PR352) CONTRACT CLASSES $—$—$82,146 $198,180 (PR331) DAY CAMP ——16,923 132,739 (PR328) Field Attendant/Allocations ——56,703 66,746 (PR332) TINY TOTS ——42,830 64,861 (PR360) HERITAGE PARK ——5,723 64,025 (PR306) Concerts/Movies in the park ——11,745 56,590 (PR308) Winter Snowfest ——1,220 60,580 (PR323) Youth Basketball ———58,788 (PR307) Halloween Party ——850 31,456 (PR303) Armed Forces Banners ——12,627 16,471 (PR357) SENIOR PROGRAMS ——6,656 15,290 (PR362) CH WINDMILL ROOM ——800 19,585 (PR356) SENIOR DANCES ——5,241 13,241 (PR324) Youth Soccer ———18,416 (PR342) DB 4 YOUTH ——150 16,845 (PR301) DBC - Bridal Show ———15,956 (PR313) Healthy Diamond Bar ———11,824 (PR315) Breakfast with The Bunny ——3,400 8,204 (PR319) Concert Share ———11,245 (PR316) Veterans Recognition ——2,150 9,057 (PR355) SENIOR EXCURSIONS ———9,763 (PR304) City Birthday Party ——1,908 7,764 (PR329) Table Tennis ——40 8,925 (PR310) Adult Excursions*——750 7,927 (PR361) PANTERA PARK ——523 7,771 (PR341) VOLUNTEENS ———7,291 (PR327) Adult Volleyball ———6,133 (PR318) Virtual Recreation ——560 3,600 (PR322) Youth Sports ———2,723 (PR364) PICNIC RENTALS ———1,867 Total $—$—$252,945 $953,863 PARK & REC PROGRAMS City of Diamond Bar, California 110 FY 2021/22 Draft Budget 6.1.b Packet Pg. 188 DIVISION NOS. 610-5558 The Public Works Department is committed to providing for the efficient operation of public works systems and programs. The vital services include: planning, designing, constructing, and monitoring the City’s roadways and sidewalk infrastructure as well as sewer and storm drain systems; overseeing traffic management/control systems and traffic signal timing programs; maintaining and repairing all City buildings and fleet of vehicles and equipment; maintaining public parks/public property and Landscape Assessment Districts’ medians, parkways, mini parks, slopes, and open space; managing the engineering design and construction of the City’s robust capital improvements program; reviewing/planning and permitting land development activities and subdivisions; and managing environmental programs such as the National Pollutant Discharge Elimination System (NPDES). The Department budget consists of Public Works Administration, Engineering, Road Maintenance, Parks and Facilities Maintenance, and Landscape Maintenance. Public Works is also actively involved in representing community’s interests on significant regional issues, such as storm water and transportation. Together, these programs provide a wide variety of vital services to Diamond Bar. The Department is committed to providing high-quality professional services to the community and works diligently to ensure that our infrastructure and facilities are well- designed, engineered and constructed properly, and maintained and/or modified in professional and safe conditions. PUBLIC WORKS City of Diamond Bar, California 111 FY 2021/22 Draft Budget 6.1.b Packet Pg. 189 ESTIMATED EXPENDITURES SUMMARY Organization #: 001-610 through 001-655 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES $ 1,337,480 $ 1,541,683 $ 1,541,683 $ 1,644,903 SUPPLIES 35,059 111,700 111,700 261,700 OPERATING EXPENDITURES 531,064 670,947 664,047 673,982 PROFESSIONAL SERVICES 571,393 541,840 539,840 457,850 CONTRACT SERVICES 1,555,638 1,840,356 1,840,356 1,766,306 CAPITAL OUTLAY 39,716 16,690 16,690 15,000 DEPARTMENT TOTAL $ 4,070,350 $ — $ 4,723,216 $ — $ 4,714,316 $ — $ 4,819,741 DEPARTMENT INCLUDES: 610 Public Works Administration $ 607,737 615 Engineering 632,549 655 Road Maintenance 1,628,362 630 Parks & Facilities Maintenance 1,570,580 645 Landscape Maintenance 380,513 Total Department Expenditures $ 4,819,741 PW Administration $607,737 12.6% Engineering 632,549 13.1% Road Maintenance 1,628,362 33.8% Parks & Facilities Maintenance 1,570,580 32.6% Landscape Maintenance 380,513 7.9% PUBLIC WORKS City of Diamond Bar, California 112 FY 2021/22 Draft Budget 6.1.b Packet Pg. 190 DEPARTMENT:Public Works DIVISION:Public Works Administration ORGANIZATION #:100-100610 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 255,859 $ 322,652 $ 322,652 $ 306,446 50020 Over Time Wages 214 500 500 500 50040 Classic Member Retiremnt 31,597 45,960 45,960 44,934 50042 Classic Member Ual Pmts 29,685 20,760 20,760 39,123 50044 Pepra Member Retiremnt 4,637 3,143 3,143 3,343 50046 Pepra Member Ual Pmts — 102 102 128 50050 City Paid Benefits 2,854 3,200 3,200 3,140 50052 Worker's Compensation 4,463 5,149 5,149 5,503 50054 Short/Long Term Disability 1,200 1,732 1,732 3,023 50056 Medicare Expense 3,808 4,218 4,218 4,483 50060 Benefit Allotment 40,467 47,475 47,475 44,220 50072 Auto Allowance — 4,440 4,440 2,109 50074 Technology Allowance 1,200 1,800 1,800 1,800 TOTAL PERSONNEL $ 375,985 $ 461,132 $ 461,132 $ 458,752 SUPPLIES 51200 Operating Supplies $ 630 $ 4,500 $ 4,500 $ 4,500 51300 Small Tools & Equipment — 500 500 500 TOTAL SUPPLIES $ 630 $ 5,000 $ 5,000 $ 5,000 OPERATING EXPENDITURES 52110 Printing $ 796 $ 3,000 $ 3,000 $ 3,000 52160 Advertising — 4,000 4,000 4,000 52400 Membership & Dues 335 2,000 — 3,285 52405 Publications 1,202 1,500 1,500 1,500 52410 Meetings 105 500 500 500 52415 Conferences 878 1,000 1,000 3,000 52420 Mileage Reimbursement — — — — 52500 Education & Training 1,095 3,000 3,000 3,000 52525 Commissioner Compensation 990 1,600 1,600 1,350 TOTAL OPERATING EXP $ 5,400 $ 16,600 $ 14,600 $ 19,635 PROFESSIONAL SERVICES 54200 PS - Environmental Services $ 146,847 $ 138,000 $ 138,000 $ 81,350 54900 PS - Other Prof Svcs 500 1,500 1,500 1,000 TOTAL PROFESSIONAL SVCS $ 147,347 $ 139,500 $ 139,500 $ 82,350 CONTRACT SERVICES 55550 Cs - Industrial Waste Services $ 36,611 $ 37,000 $ 37,000 $ 42,000 TOTAL CONTRACT SERVICES $ 36,611 $ 37,000 $ 37,000 $ 42,000 DIVISION TOTAL $ 565,972 $ 659,232 $ 657,232 $ 607,737 PUBLIC WORKS ADMINISTRATION City of Diamond Bar, California 113 FY 2021/22 Draft Budget 6.1.b Packet Pg. 191 DEPARTMENT:Public Works DIVISION:Engineering ORGANIZATION #:100-100615 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 151,343 $ 177,250 $ 177,250 $ 171,506 50020 Over Time Wages 592 1,500 1,500 1,500 50040 Classic Member Retiremnt 15,591 22,481 22,481 21,803 50042 Classic Member Ual Pmts 13,918 10,098 10,098 18,959 50044 Pepra Member Retiremnt 4,123 3,143 3,143 3,343 50046 Pepra Member Ual Pmts — 102 102 128 50050 City Paid Benefits 1,954 2,025 2,025 2,006 50052 Worker's Compensation 3,073 3,253 3,253 3,482 50054 Short/Long Term Disability 771 967 967 1,692 50056 Medicare Expense 2,377 2,324 2,324 2,528 50060 Benefit Allotment 28,672 30,606 30,606 29,076 50072 Auto Allowance 120 — — 666 50074 Technology Allowance 100 — — 360 TOTAL PERSONNEL $ 222,636 $ 253,751 $ 253,751 $ 257,049 PROFESSIONAL SERVICES 54400 PS - Engineering $ 261,440 $ 83,786 $ 83,786 $ 137,500 54410 PS - Traffic 135,085 229,900 227,900 170,000 54420 PS - Plan Checking 6,200 48,917 48,917 45,000 54430 PS - Soils/Surveying 17,954 18,000 18,000 18,000 54440 PS - Inspection 3,368 21,737 21,737 5,000 TOTAL PROFESSIONAL SERVICES $ 424,046 $ 402,340 $ 400,340 $ 375,500 OPERATING EXPENDITURES 52400 Membership & Dues $ 600 $ — $ — $ — 52410 Meetings 79 — — — 52500 Education & Training 1,081 — — — TOTAL OPERATING EXPENDITURES $ 1,760 $ — $ — $ — DIVISION TOTAL $ 648,442 $ 656,091 $ 654,091 $ 632,549 ENGINEERING City of Diamond Bar, California 114 FY 2021/22 Draft Budget 6.1.b Packet Pg. 192 DEPARTMENT:Public Works DIVISION:Road Maintenance ORGANIZATION #:100-100655 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 239,562 $ 267,450 $ 267,450 $ 280,187 50020 Over Time Wages 2,105 3,500 3,500 3,500 50040 Classic Member Retiremnt 25,918 29,554 29,554 30,699 50042 Classic Member Ual Pmts 25,424 14,445 14,445 26,649 50044 Pepra Member Retiremnt 6,023 7,118 7,118 7,569 50046 Pepra Member Ual Pmts — 231 231 205 50050 City Paid Benefits 3,211 3,568 3,568 3,555 50052 Worker's Compensation 6,705 7,300 7,300 7,731 50054 Short/Long Term Disability 1,292 1,586 1,586 2,756 50056 Medicare Expense 3,639 3,919 3,919 4,097 50060 Benefit Allotment 53,136 54,264 54,264 56,229 50072 Auto Allowance — — — 444 50074 Technology Allowance — — — 240 TOTAL PERSONNEL $ 367,016 $ 392,935 $ 392,935 $ 423,862 SUPPLIES 51200 Operating Supplies $ 388 $ 1,000 $ 1,000 $ 1,000 51250 Road Maintenance Supplies 16,446 50,000 50,000 200,000 51300 Small Tools & Equipment 9,001 10,000 10,000 10,000 TOTAL SUPPLIES $ 25,835 $ 61,000 $ 61,000 $ 211,000 OPERATING EXPENDITURES 52210 Electric Utility Expenditure $ 74,869 $ 94,500 $ 94,500 $ 94,500 52250 Late Fees Paid 114 — — — 52300 Rental/Lease - Equipmnt 1,750 4,000 4,000 4,000 52310 Equipment Maintenance 179 6,000 6,000 6,000 52312 Vehicle Maintenance 272 — — — 52330 Fuel 161 — — — TOTAL OPERATING EXP $ 77,345 $ 104,500 $ 104,500 $ 104,500 CONTRACT SERVICES 55510 Cs - Street Sweeping $ 182,372 $ 210,000 $ 210,000 $ 210,000 55512 Cs - Road Maintenance 222,897 340,000 340,000 180,000 55514 Cs - Sidewalk Maintenance 126,051 130,000 130,000 160,000 55516 Cs - Striping & Signing 11,726 50,000 50,000 50,000 55528 Cs - Pkwy/Vegetation Control 136,680 130,000 130,000 140,000 55530 Cs - Right Of Way Clean Up 25,167 50,000 50,000 35,000 55532 Cs - Storm Drainage 11,001 35,000 35,000 45,000 55536 Cs - Traffic Signal Maint 67,841 93,000 93,000 69,000 TOTAL CONTRACT SERVICES $ 783,735 $ 1,038,000 $ 1,038,000 $ 889,000 DIVISION TOTAL $ 1,253,931 $ 1,596,435 $ 1,596,435 $ 1,628,362 ROAD MAINTENANCE City of Diamond Bar, California 115 FY 2021/22 Draft Budget 6.1.b Packet Pg. 193 DEPARTMENT:Public Works DIVISION:Parks & Facility Maintenance ORGANIZATION #:100-100630 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed PERSONNEL SERVICES 50010 Salaries $ 220,944 $ 263,858 $ 263,858 $ 302,046 50020 Over Time Wages 2,842 8,000 8,000 8,000 50030 Part-Time Wages 33,725 35,034 35,034 36,017 50040 Classic Member Retiremnt 34,707 38,469 38,469 43,344 50042 Classic Member Ual Pmts 22,057 18,690 18,690 37,702 50044 Pepra Member Retiremnt 1,141 3,089 3,089 3,241 50046 Pepra Member Ual Pmts — 100 100 35 50050 City Paid Benefits 2,735 3,116 3,116 3,310 50052 Worker's Compensation 6,113 7,157 7,157 8,104 50054 Short/Long Term Disability 1,203 1,580 1,580 2,916 50056 Medicare Expense 3,837 4,363 4,363 4,930 50057 Medicare Payable 415 575 575 575 50060 Benefit Allotment 42,125 49,833 49,833 54,678 50072 Auto Allowance — — — 222 50074 Technology Allowance — — — 120 TOTAL PERSONNEL $ 371,844 $ 433,865 $ 433,865 $ 505,240 SUPPLIES 51200 Operating Supplies $ 8,751 $ 40,700 $ 40,700 $ 40,700 51300 Small Tools & Equipment (157) 5,000 5,000 5,000 TOTAL SUPPLIES $ 8,595 $ 45,700 $ 45,700 $ 45,700 OPERATING EXPENDITURES 52210 Electric Utility Expenditure $ 37,071 $ 50,000 $ 50,000 $ 50,000 52215 Gas Utility Expenditure 2,099 2,431 2,431 2,431 52220 Water Utility Expenditure 235,356 314,766 314,766 314,766 52250 Late Fees Paid 65 — — — 52300 Rental/Lease - Equipmnt 2,655 7,500 7,500 7,500 52312 Vehicle Maintenance 532 — — — 52320 Maint Of Grounds/Buildings 167,645 168,700 168,700 168,700 52400 Membership & Dues — 1,450 1,450 1,450 52415 Conferences 1,137 5,000 100 5,000 TOTAL OPERATING EXP $ 446,559 $ 549,847 $ 544,947 $ 549,847 CONTRACT SERVICES 55505 Cs - Pw Contract Services $ 28,452 $ 454,793 $ 454,793 $ 454,793 55524 Cs - Landscape Maintenance 356,628 — — — TOTAL CONTRACT SERVICES $ 385,080 $ 454,793 $ 454,793 $ 454,793 PARKS & FACILITIES MAINTENANCE City of Diamond Bar, California 116 FY 2021/22 Draft Budget 6.1.b Packet Pg. 194 CAPITAL OUTLAY 56115 Vehicles $ — $ — $ — $ — 56116 Equipment $ 39,716 $ 16,690 $ 16,690 $ 15,000 TOTAL CAPITAL OUTLAY $ 39,716 $ 16,690 $ 16,690 $ 15,000 DIVISION TOTAL $ 1,251,794 $ 1,500,895 $ 1,495,995 $ 1,570,580 PARKS & FACILITIES MAINTENANCE City of Diamond Bar, California 117 FY 2021/22 Draft Budget 6.1.b Packet Pg. 195 DEPARTMENT:Public Works DIVISION:Landscape Maintenance ORGANIZATION #:100-100645 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed CONTRACT SERVICES 55522 Cs - Tree Maintenance $ 327,186 $ 275,463 $ 275,463 $ 344,313 55528 Cs - Pkwy/Vegetation Control 23,026 35,100 35,100 36,200 TOTAL CONTRACT SERVICES $ 350,212 $ 310,563 $ 310,563 $ 380,513 DIVISION TOTAL $ 350,212 $ 310,563 $ 310,563 $ 380,513 LANDSCAPE MAINTENANCE City of Diamond Bar, California 118 FY 2021/22 Draft Budget 6.1.b Packet Pg. 196 DEPARTMENT:Transfers-Out DIVISION:Transfers-Out ORGANIZATION #:001-9915 N FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed TRANSFER OUT 59101 Transfer Out - Com Org Fund $ 13,850 $ 20,000 $ 8,000 $ 20,000 59103 Transfer Out - General Plan — — — — 59104 Transfer Out - Is Replcmnt Fd — — — 100,000 59105 Transfer Out - Opeb Res Fund — — — 57,382 59106 Transfer Out - Covid19 Fund — — — — 59238 Transfer Out - Llad #38 — 208,923 208,923 155,692 59239 Transfer Out - Llad #39 110,088 95,984 95,984 99,133 59241 Transfer Out-Llad #41 125,410 162,364 162,364 — 59248 Transfer Out - Tres Hermanos 70,000 38,000 38,000 100,000 59256 Transfer Out - Haz Elim Grant — 15,000 15,000 15,000 59262 Transfer Out - Park Dev Fund — 41,835 41,835 21,379 59301 Transfer Out - Cip Fund 684,668 58,222 2,897 90,436 59401 Transfer Out - Debt Service 860,044 867,406 867,406 733,500 59501 Transfer Out - Self Insurance 404,621 504,500 392,000 418,742 59502 Transfer Out - Equip Repl Fund 59503 Transfer Out-Computer Fund 109,000 91,150 91,150 289,000 59504 Transfer Out - Building Fund — 241,835 241,835 171,600 TOTAL TRANSFERS OUT $ 2,377,679 $ 2,517,369 $ 2,337,544 $ 2,427,514 TOTAL TRANSFERS OUT $ 2,377,679 $ 2,517,369 $ 2,337,544 $ 2,427,514 TRANSFERS OUT City of Diamond Bar, California 119 FY 2021/22 Draft Budget 6.1.b Packet Pg. 197 Budget FY 2019/20 Budget FY 2020/21 Budget FY 2021/22 Department Full Part Total Full Part Total Full Part Total % of TotalTimeTime*Time Time*Time Time* City Manager's Office 10.00 0.43 10.43 10 — 10.00 10 — 10.00 12 % Community Development 8.00 0.43 8.43 8 0.25 8.25 8 0.25 8.25 10 % Finance 5.00 — 5 5 0.51 5.51 5 0.51 5.51 7 % Information Systems 4.00 — 4 4.00 — 4.00 4.00 — 4.00 5 % Parks and Recreation 11.00 28.44 39.44 11 24.68 35.68 11 24.68 35.68 43 % Public Information 3.00 — 3 3 0.25 3.25 3 0.25 3.25 4 % Public Works 15.00 1.33 16.33 15 1.15 16.15 15 1.15 16.15 19 % Total 56.00 30.63 86.63 56.00 26.08 82.84 56.00 26.08 82.84 100 % * Part-time staff hours are converted to full-time equivalencies (FTEs) - one FTE equals 40 hours per week, 52 weeks per year. PERSONNEL SUMMARY City of Diamond Bar, California 120 FY 2021/22 Draft Budget 6.1.b Packet Pg. 198 Fiscal Year 2021 - 2022 CITY MANAGER'S OFFICE Job Title Authorized Funded City Manager 1 1 Assistant City Manager 1 1 Human Resources & Risk Manager 1 1 Human Resources Technician 1 1 Assistant to the City Manager 1 1 Management Analyst/Senior MA 2 2 Total:7 7 CITY CLERK City Clerk 1 1 Administrative Assistant 1 1 Senior Office Specialist 1 1 Total:3 3 PUBLIC INFORMATION Job Title Authorized Funded Public Information Manager 1 1 Public Information Coordinator 1 1 Media Specialist 1 1 Total:3 3 PARKS AND RECREATION Job Title Authorized Funded Parks and Recreation Director 1 1 Administrative Assistant 1 1 Recreation Supervisor 2 2 Recreation Coordinator 2 2 Recreation Specialist 4 4 Recreation Superintendent 1 1 Total:11 11 FULL-TIME BENEFITTED PERSONNEL SUMMARY City of Diamond Bar, California 121 FY 2021/22 Draft Budget 6.1.b Packet Pg. 199 FINANCE Job Title Authorized Funded Finance Director 1 1 Senior Accountant 1 1 Accountant 1 1 Accounting Technician 2 2 Total:5 5 INFORMATION SYSTEMS Job Title Authorized Funded Information Systems Director 1 1 Network Systems Administrator 1 1 Information Systems Analyst 1 1 Network/Systems Technician 1 1 Total:4 4 COMMUNITY DEVELOPMENT Job Title Authorized Funded Community Development Director 1 1 Administrative Coordinator 1 1 Senior Planner 1 1 Assistant/Associate Planner 2 2 Permit Services Coordinator 1 1 Neighborhood Improvement Officer/Senior NIO 2 2 Total:8 8 PUBLIC WORKS Job Title Authorized Funded Public Works Director 1 1 Public Works Manager/Assistant City Engineer 1 1 Administrative Coordinator 2 2 Assistant/Associate Engineer 2 2 Engineering Technician 1 1 Public Works Inspector 1 1 Street Maintenance Superintendent 1 1 Maintenance Worker/Senior MW 3 3 Parks Maintenance Superintendent 1 1 Facilities Maintenance Supervisor 2 2 Total:15 15 Total Full-Time Benefitted Positions:56 56 FULL-TIME BENEFITTED PERSONNEL SUMMARY City of Diamond Bar, California 122 FY 2021/22 Draft Budget 6.1.b Packet Pg. 200 Fiscal Year 2021 - 2022 PARKS AND RECREATION Job Title Authorized Funded Pre-School Teacher 1 1 Assistant Pre-School Teacher 1 1 Total:2 2 Total Part-Time Benefitted Positions:2 2 PART-TIME BENEFITTED PERSONNEL SUMMARY City of Diamond Bar, California 123 FY 2021/22 Draft Budget 6.1.b Packet Pg. 201 Fiscal Year 2021 - 2022 COMMUNITY DEVELOPMENT DEPARTMENT Job Title Hours Authorized FTE * Administrative Intern **540 0.26 Total:540 0.26 FINANCE Job Title Hours Authorized FTE* Administrative Intern **1,080 0.52 Total:1,080 0.52 PARKS AND RECREATION Job Title Hours Authorized FTE * Facility Attendant I 10,470 5.03 Facility Attendant II 9,300 4.47 Recreation Leader I/II/III 29,660 14.26 Recreation Specialist 1,920 0.92 Total:51,350 24.68 PUBLIC INFORMATION Job Title Hours Authorized FTE * Administrative Intern **540 0.26 Total:540 0.26 PUBLIC WORKS Job Title Hours Authorized FTE * Administrative Intern **540 0.26 Maintenance Worker I/II 1,872 0.90 Total:2,412 1.16 Total Part-Time Non-Benefitted Positions:55,922 26.89 * Part-time staff hours are converted to full-time equivalencies (FTEs) - one FTE equals 40 hours per week, 52 weeks per year. ** Although Administrative Interns are assigned to various departments based upon the needs of the organization, these positions are budgeted out of the City Manger/City Clerk's Office budget. PART-TIME NON-BENEFITTED PERSONNEL SUMMARY City of Diamond Bar, California 124 FY 2021/22 Draft Budget 6.1.b Packet Pg. 202 City of Diamond Bar, California 125 FY 2021/22 Draft Budget 6.1.b Packet Pg. 203 FUND TYPE:General Fund FUNCTION: Community Organization Support FUND #101 FUND DESCRIPTION: This fund was established in FY 1997/1998 to account for transfers and expenditures related to the City Council's policy to support various non profit community organizations which are of a benefit to the City. The City has continued this program to show their ever increasing interest and support of the City's non profit community organizations. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ — 49100 Transfer-in General Fund 13,850 20,000 8,000 20,000 TOTAL RESOURCES 13,850 20,000 8,000 20,000 OPERATING EXPENDITURES 52600 Contributions - Com Groups $ 13,850 $ 20,000 $ 8,000 $ 20,000 TOTAL OPERATING EXP $ 13,850 $ 20,000 $ 8,000 $ 20,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves — — — — FUND BALANCE RESERVES $ — $ — $ — $ — TOTAL USES $ 13,850 $ 20,000 $ 8,000 $ 20,000 COMMUNITY ORGANIZATION SUPPORT FUND City of Diamond Bar, California 126 FY 2021/22 Draft Budget 6.1.b Packet Pg. 204 FUND TYPE:General Fund FUNCTION:Public Safety FUND #102 FUND DESCRIPTION: This fund was established in FY 2012/2013 to incorporate a method to fund future increases in the Sheriff's Department contract and the Liability Trust Fund. The primary revenue source in this fund is from annual savings realized in the law enforcement budget in the General Fund. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 1,045,106 $ 1,045,106 $ 1,045,106 $ 945,106 36100 Investment Earnings — — — — TOTAL RESOURCES $ 1,045,106 $ 1,045,106 $ 1,045,106 $ 945,106 TRANSFERS OUT 59100 Transfer Out - General Fund $ — $ 161,874 $ 100,000 $ 161,874 TOTAL TRANSFERS OUT $ — $ 161,874 $ 100,000 $ 161,874 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 1,045,106 $ 883,232 $ 945,106 $ 783,232 FUND BALANCE RESERVES $ 1,045,106 $ 883,232 $ 945,106 $ 783,232 TOTAL USES $ 1,045,106 $ 1,045,106 $ 1,045,106 $ 945,106 LAW ENFORCEMENT RESERVE FUND City of Diamond Bar, California 127 FY 2021/22 Draft Budget 6.1.b Packet Pg. 205 FUND TYPE:General Fund FUNCTION:General Plan Update FUND #103 FUND DESCRIPTION: This fund was created in FY 2014/2015 to establish an allocation of resources needed to fund the preparation of a comprehensive update to the City's General Plan. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 130,311 $ 90,528 $ 90,528 $ 52,846 36100 Investment Earnings — — — — 49100 Transfer In - General Fund 117,438 — — — TOTAL RESOURCES $ 247,749 $ 90,528 $ 90,528 $ 52,846 OPERATING SUPPLIES 51200 Operating Supplies $ 1,339 $ — $ — $ — TOTAL OPERATING SUPPLIES $ 1,339 $ — $ — $ — OPERATING EXPENDITURES 52110 Printing $ 1,828 $ — $ — $ — 52160 Advertising 9,019 — — — 52170 Postage 54 — — — 52410 Meetings 320 — — — TOTAL OPERATING EXP $ 11,221 $ — $ — $ — PROFESSIONAL SERVICES 54300 PS -Planning General Plan $ 141,313 $ 75,364 $ 37,682 $ 37,682 54900 PS - Other Prof Svcs 3,348 — — — TOTAL PROFESSIONAL SERVICES $ 144,661 $ 75,364 $ 37,682 $ 37,682 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 90,528 $ 15,164 $ 52,846 $ 15,164 FUND BALANCE RESERVES $ 90,528 $ 15,164 $ 52,846 $ 15,164 TOTAL USES $ 247,749 $ 90,528 $ 90,528 $ 52,846 GENERAL PLAN UPDATE FUND City of Diamond Bar, California 128 FY 2021/22 Draft Budget 6.1.b Packet Pg. 206 FUND TYPE:General Fund FUNCTION:Technology Reserve FUND #104 FUND DESCRIPTION: This fund was created in FY 2015/2016 to establish an allocation of resources needed to fund the future replacement of a variety of hardware and software platforms throughout the City. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 118,127 $ 158,817 $ 158,817 $ 212,702 48030 Permit System Replacement 40,690 53,885 53,885 43,000 49100 Transfer In - General Fd — — — 100,000 TOTAL RESOURCES $ 158,817 $ 212,702 $ 212,702 $ 355,702 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 158,817 $ 212,702 $ 212,702 $ 355,702 FUND BALANCE RESERVES $ 158,817 $ 212,702 $ 212,702 $ 355,702 TOTAL USES $ 158,817 $ 212,702 $ 212,702 $ 355,702 TECHNOLOGY RESERVE FUND City of Diamond Bar, California 129 FY 2021/22 Draft Budget 6.1.b Packet Pg. 207 FUND TYPE:General Fund FUNCTION:OPEB Fund FUND #105 FUND DESCRIPTION: This fund was created in FY 2014/2015 to establish an allocation of resources needed to fund the Other Post Employment Benefits (OPEB) unfunded liability. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 261,468 $ 158,618 $ 158,618 $ 50,618 49100 Transfer In - General Fd — — — 57,382 TOTAL RESOURCES $ 261,468 $ 158,618 $ 158,618 $ 108,000 PERSONNEL SERVICES 50048 Post Emplymt Beneft (Opeb)$ 14,850 $ 20,000 $ 20,000 $ 20,000 TOTAL PERSONNEL SERVICES $ 14,850 $ 20,000 $ 20,000 $ 20,000 TRANSFERS OUT 59601 Contr To Opeb Trust $ 88,000 $ 88,000 $ 88,000 $ 88,000 TOTAL TRANSFERS OUT $ 88,000 $ 88,000 $ 88,000 $ 88,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 158,618 $ 50,618 $ 50,618 $ — FUND BALANCE RESERVES $ 158,618 $ 50,618 $ 50,618 $ — TOTAL USES $ 261,468 $ 158,618 $ 158,618 $ 108,000 OPEB FUND City of Diamond Bar, California 130 FY 2021/22 Draft Budget 6.1.b Packet Pg. 208 FUND TYPE:General Fund FUNCTION:COVID-19 Fund FUND #106 FUND DESCRIPTION: This fund was created in FY 2019/2020 to establish an allocation of resources needed to fund expenses related to COVID-19. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Unrestricted Fund Balance $ — $ 1 $ 1 $ (11,959) 42010 Fema Revenue — 31,142 31,142 — 42015 Cares Act Revenue — 705,972 705,972 — 42017 American Recovery Plan Revenue — — 3,415,474 3,415,474 49100 Transfer In - General Fund 168,423 — — — TOTAL RESOURCES 168,423 737,115 4,152,589 3,403,515 PERSONNEL SERVICES 50010 Salaries $ 23,253 $ 30,690 $ 30,690 $ — 50030 Part-Time Wages 59,773 62,945 62,945 — 50040 Classic Member Retiremnt 2,840 3,400 3,400 — 50044 Pepra Member Retiremnt 576 780 780 — 50050 City Paid Benefits 419 550 550 — 50052 Worker's Compensation 2,016 2,185 2,185 — 50054 Short/Long Term Disability 156 203 203 — 50056 Medicare Expense 1,254 1,380 1,380 — 50060 Benefit Allotment 6,182 8,600 8,600 — 50062 Benefits Administration 20,712 47,379 47,379 — TOTAL PERSONNEL SERVICES $ 117,181 $ 158,112 $ 158,112 $ — $ — OPERATING SUPPLIES 51200 Operating Supplies $ 22,386 $ 4,000 $ 4,000 $ — 52110 Printing 4,299 — — — 52160 Advertising 800 — — — 52310 Equipment Maintenance 2,844 — — — TOTAL OPERATING SUPPLIES $ 30,329 $ 4,000 $ 4,000 $ — $ — PROFESSIONAL SERVICES 54020 PS - General Legal Services $ 12,305 $ — $ — $ — 54456 PS - Bus Recov Grant Cares Act — 150,000 150,000 — TOTAL PERSONNEL SERVICES $ 20,912 $ 150,000 $ 150,000 $ — CONTRACT SERVICES 55400 Cs - Sheriff's Department $ — $ 375,199 $ 375,199 $ — TOTAL PERSONNEL SERVICES $ — $ 375,199 $ 375,199 $ — COVID-19 RECOVERY FUND City of Diamond Bar, California 131 FY 2021/22 Draft Budget 6.1.b Packet Pg. 209 CAPITAL OUTLAY 56116 Equipment $ — $ 22,661 $ 22,661 $ — TOTAL CAPITAL OUTLAY $ — $ 22,661 $ 22,661 $ — TRANSFERS OUT 59100 Transfer Out - General Fund $ — $ — $ 3,454,576 $ 1,688,430 TOTAL TRANSFERS OUT $ — $ — $ 3,454,576 $ 1,688,430 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 1 $ 27,143 $ (11,959) $ 1,715,085 FUND BALANCE RESERVES $ 1 $ 27,143 $ (11,959) $ 1,715,085 TOTAL USES $ 168,423 $ 339,255 $ 300,153 $ 1,715,085 COVID-19 RECOVERY FUND City of Diamond Bar, California 132 FY 2021/22 Draft Budget 6.1.b Packet Pg. 210 City of Diamond Bar, California 133 FY 2021/22 Draft Budget 6.1.b Packet Pg. 211 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:201 FUND DESCRIPTION: Approved by the voters on November 6, 2018, Measure W provides for a 2.5 cents per square foot of “impermeable surface” assessment on the property tax bill to fund projects that improve water quality. This fund accounts for the local return of 40% that is remitted by the County to the City of the total assessments received from Diamond Bar property tax payers. The County retains the remaining amount which is used to fund water quality improvement projects at the regional level. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ 775,622 44050 Measure W Revenue — 829,702 829,702 800,000 TOTAL RESOURCES $ — $ 829,702 $ 829,702 $ 1,575,622 PERSONNEL SERVICES 50010 Salaries $ — $ 37,067 $ 37,067 $ 69,882 50040 Classic Member Retiremnt — 3,376 3,376 7,337 50042 Classic Member Ual Pmts — 3,371 3,371 6,378 50044 Pepra Member Retiremnt — 1,884 1,884 2,004 50046 Pepra Member Ual Pmts — 61 61 77 50050 City Paid Benefits — 740 740 727 50052 Worker's Compensation — 1,337 1,337 1,443 50054 Short/Long Term Disability — 387 387 685 50056 Medicare Expense — 921 921 993 50060 Benefit Allotment — 4,936 4,936 10,296 50072 Auto Allowance — — — 444 50074 Technology Allowance — — — 240 TOTAL PERSONNEL SERVICES $ — $ 54,080 $ 54,080 $ 100,505 PROFESSIONAL SERVICES 54200 PS - Environmental Services $ — $ 174,000 $ — $ 177,110 TOTAL PROFESSIONAL SERVICES $ — $ 174,000 $ — $ 177,110 CONTRACT SERVICES 55530 Cs - Right Of Way Clean Up $ — $ — $ — $ 20,000 TOTAL PROFESSIONAL SERVICES $ — $ — $ — $ 20,000 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ — $ — $ — $ 690,000 TOTAL TRANSFERS OUT $ — $ — $ — $ 690,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ — $ 601,622 $ 775,622 $ 588,007 FUND BALANCE RESERVES $ — $ 601,622 $ 775,622 $ 588,007 TOTAL USES $ — $ 829,702 $ 829,702 $ 1,575,622 MEASURE W FUND City of Diamond Bar, California 134 FY 2021/22 Draft Budget 6.1.b Packet Pg. 212 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:202 FUND DESCRIPTION: Senate Bill 1 (SB-1), the Road Repair and Accountability Act of 2017 was signed into law in April 2017 in order to address the significant multi-modal transportation funding shortfalls statewide. SB-1 prioritizes funding towards maintenance, rehabilitation and safety improvements on state highways, local streets and roads, and bridges, and to improve the State's trade corridors, transit and active transportation facilities. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 1,384,274 $ 2,036,555 $ 2,036,555 $ 2,686,410 31732 Road Maint Rehab Acct 995,806 1,026,055 1,026,055 980,077 36100 Investment Earnings 33,239 23,800 23,800 23,800 TOTAL RESOURCES $ 2,413,319 $ 3,086,410 $ 3,086,410 $ 3,690,287 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 376,765 $ 2,076,811 $ 400,000 $ 1,576,811 TOTAL TRANSFERS OUT 376,765 2,076,811 400,000 1,576,811 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 2,036,555 $ 1,009,599 $ 2,686,410 $ 2,113,476 FUND BALANCE RESERVES $ 2,036,555 $ 1,009,599 $ 2,686,410 $ 2,113,476 TOTAL USES $ 2,413,319 $ 3,086,410 $ 3,086,410 $ 3,690,287 ROAD MAINTEANCE & REHABILITATION FUND City of Diamond Bar, California 135 FY 2021/22 Draft Budget 6.1.b Packet Pg. 213 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:203 FUND DESCRIPTION: Approved by the voters on November 8, 2016, the Measure M half-cent sales tax increase will fund projects that will improve local streets, repair potholes and improve traffic flow/safety. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 528,074 $ 761,185 $ 761,185 $ 1,385,422 44030 Measure M Revenue 777,455 854,428 854,428 814,096 48500 Investment Earnings 13,871 7,500 7,500 7,500 TOTAL RESOURCES $ 1,319,400 $ 1,623,113 $ 1,623,113 $ 2,207,018 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 558,215 $ 380,019 $ 237,691 $ 1,237,691 TOTAL TRANSFERS OUT $ 558,215 $ 380,019 $ 237,691 $ 1,237,691 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 761,185 $ 1,243,094 $ 1,385,422 $ 969,327 FUND BALANCE RESERVES $ 761,185 $ 1,243,094 $ 1,385,422 $ 969,327 TOTAL USES $ 1,319,400 $ 1,623,113 $ 1,623,113 $ 2,207,018 MEASURE M FUND City of Diamond Bar, California 136 FY 2021/22 Draft Budget 6.1.b Packet Pg. 214 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:204 FUND DESCRIPTION: The Measure R Local Return program funds are to be used for major street resurfacing, rehabilitation, and reconstruction; pothole repair; left turn signals; bikeways; pedestrian improvements; streetscapes; signal synchronization; & transit. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 148,436 $ 139,637 $ 139,637 $ 895,122 44040 Measure R Revenue 690,627 753,985 753,985 718,320 48500 Investment Earnings 5,000 1,500 1,500 1,500 TOTAL RESOURCES $ 844,063 $ 895,122 $ 895,122 $ 1,614,942 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 704,426 $ 45,000 $ — $ 900,000 TOTAL TRANSFERS OUT $ 704,426 $ 45,000 $ — $ 900,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 139,637 $ 850,122 $ 895,122 $ 714,942 FUND BALANCE RESERVES $ 139,637 $ 850,122 $ 895,122 $ 714,942 TOTAL USES $ 844,063 $ 895,122 $ 895,122 $ 1,614,942 MEASURE R FUND City of Diamond Bar, California 137 FY 2021/22 Draft Budget 6.1.b Packet Pg. 215 DEPARTMENT:Special Revenue DIVISION: Street Maintenance/Construction FUND #:205 FUND DESCRIPTION: The City receives funds from Sections 2105, 2106, 2107, and 2107.5 of the Streets and Highway Code. State law requires that these revenues be recorded in a Special Revenue Fund, and that they be utilized solely for street related purposes such as new construction, rehabilitation or maintenance. It is anticipated that the City will use Gas Tax Funds to fund ongoing street maintenance programs to the extent possible. Any remaining funds will be used to assist in the funding of the City's Capital Improvement Project Program. Beginning in FY 2011/2012, the State replaced Prop 42 funds with Highway Users Tax. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 132,791 $ 12,742 $ 12,742 $ 301,608 43030 Gas Tax - 2105 293,287 306,683 306,683 297,619 43040 Gas Tax - 2106 171,134 174,971 174,971 170,451 43050 Gas Tax - 2107 370,331 389,273 389,273 377,420 43060 Gas Tax - 2107.5 7,500 7,500 7,500 7,500 43070 Highway Users Tax (Huta) 396,449 444,939 444,939 368,567 43090 Sb-1 Loan Repayment 64,637 — — — 48500 Investment Earnings 4,434 1,500 1,500 1,500 TOTAL RESOURCES $ 1,440,563 $ 1,337,608 $ 1,337,608 $ 1,524,665 TRANSFERS OUT 59100 Transfer Out - General Fund $ 1,001,782 $ 1,036,000 $ 1,036,000 $ 1,049,000 59301 Transfer Out - Cip Fund 426,039 — — 64,000 TOTAL TRANSFERS OUT $ 1,427,821 $ 1,036,000 $ 1,036,000 $ 1,113,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 12,742 $ 301,608 $ 301,608 $ 411,665 FUND BALANCE RESERVES $ 12,742 $ 301,608 $ 301,608 $ 411,665 TOTAL USES $ 1,440,563 $ 1,337,608 $ 1,337,608 $ 1,524,665 GAS TAX FUND City of Diamond Bar, California 138 FY 2021/22 Draft Budget 6.1.b Packet Pg. 216 DEPARTMENT:Special Revenue DIVISION:Public Transportation FUND #:206 FUND DESCRIPTION: The City receives Proposition A Transit Tax which is a voter approved sales tax override for public transportation purposes. This fund has been established to account for these revenues and approved project expenditures. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 467,644 $ 878,599 $ 878,599 $ 659,761 44010 Prop A Transportation Tax 1,111,697 1,211,864 1,211,864 1,154,660 48400 Transit Pass Sales 432,626 200,000 200,000 200,000 48500 Investment Earnings 16,403 9,500 9,500 9,500 TOTAL RESOURCES $ 2,028,370 $ 2,299,963 $ 2,299,963 $ 2,023,921 PERSONNEL SERVICES 50010 Salaries $ 87,768 $ 62,679 $ 62,679 $ 116,308 50040 Classic Member Retiremnt 14,613 11,249 11,249 19,319 50042 Classic Member Ual Pmts 11,245 8,594 8,594 16,805 50044 Pepra Member Retiremnt 51 248 248 264 50046 Pepra Member Ual Pmts — 8 8 10 50050 City Paid Benefits 1,098 1,418 1,418 1,421 50052 Worker's Compensation 1,143 964 964 1,194 50054 Short/Long Term Disability 456 636 636 1,144 50056 Medicare Expense 1,361 1,536 1,536 1,709 50060 Benefit Allotment 16,762 13,070 13,070 24,033 50072 Auto Allowance — — — 255 50074 Technology Allowance — — — 177 TOTAL PERSONNEL $ 134,497 $ 100,402 $ 100,402 $ 182,638 OPERATING SUPPLIES 51200 Operating Supplies $ — $ 1,200 $ 1,200 $ 1,200 TOTAL OPERATING SUPPLIES $ — $ 1,200 $ 1,200 $ 1,200 OPERATING EXPENDITURES 52255 Banking Charges $ 7,205 $ 15,000 $ 15,000 $ 15,000 52314 Computer Maintenance 5,000 8,100 8,100 8,100 52400 Membership & Dues 20,000 20,000 20,000 20,000 TOTAL OPERATING EXP $ 32,205 $ 43,100 $ 43,100 $ 43,100 CONTRACT SERVICES 55300 Cs - Special Events $ — $ — $ — $ 20,000 55310 Cs - Senior Programs 30,380 — — 12,500 55315 Cs - Youth Programs — — — 13,850 55560 Cs - Dial-A-Cab Services 201,772 350,000 350,000 350,000 55610 Transit Program Subsidy 131,911 40,000 40,000 40,000 55620 Transit Fares Expenses 455,525 200,000 200,000 200,000 TOTAL CONTRACT SERVICES $ 819,588 $ 590,000 $ 590,000 $ 636,350 CAPITAL OUTLAY 56115 Vehicles $ — $ — $ — $ — 56130 Computer Eq - Hardware Exp — 42,000 42,000 42,000 56135 Computer Eq - Software Exp — 10,000 10,000 10,000 TOTAL CAPITAL OUTLAY $ — $ 52,000 $ 52,000 $ 52,000 MISC EXPENDITURES 58000 Contribution To Other Govts $ — $ 800,000 $ 800,000 $ — TOTAL MISC EXPENDITURES $ — $ 800,000 $ 800,000 $ — PROPOSITION A FUND City of Diamond Bar, California 139 FY 2021/22 Draft Budget 6.1.b Packet Pg. 217 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 163,481 $ 53,500 $ 53,500 $ 930,000 TOTAL TRANSFERS OUT $ 163,481 $ 53,500 $ 53,500 $ 930,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 878,599 $ 659,761 $ 659,761 $ 178,633 FUND BALANCE RESERVES $ 878,599 $ 659,761 $ 659,761 $ 178,633 TOTAL USES $ 2,028,370 $ 2,299,963 $ 2,299,963 $ 2,023,921 PROPOSITION A FUND City of Diamond Bar, California 140 FY 2021/22 Draft Budget 6.1.b Packet Pg. 218 DEPARTMENT:Special Revenue DIVISION: Street Maintenance/Construction FUND #:207 FUND DESCRIPTION: The City receives Proposition C Tax which is additional allocations of State Gas Tax funds from Los Angeles County. These funds must be used for street-related purposes such as construction, rehabilitation, maintenance or traffic safety. The projects must be transit related improvements. In order to spend these funds, the City must submit the project to Metropolitan Transit Authority (MTA) for prior approval. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 1,078,994 $ 1,200,843 $ 1,200,843 $ 2,066,857 44020 Prop C Transportation Tax 922,155 1,005,209 1,005,209 957,760 48500 Investment Earnings 26,024 14,000 14,000 14,000 TOTAL RESOURCES $ 2,027,173 $ 2,220,052 $ 2,220,052 $ 3,038,617 PERSONNEL SERVICES 50010 Salaries $ 58,100 $ 41,689 $ 41,689 $ 101,763 50040 Classic Member Retiremnt 8,288 7,118 7,118 12,090 50042 Classic Member Ual Pmts 8,621 6,646 6,646 10,513 50044 Pepra Member Retiremnt 728 2,274 2,274 2,419 50046 Pepra Member Ual Pmts — 74 74 92 50050 City Paid Benefits 488 1,178 1,178 1,081 50052 Worker's Compensation 1,157 2,014 2,014 1,921 50054 Short/Long Term Disability 322 652 652 1,013 50056 Medicare Expense 825 1,561 1,561 1,488 50060 Benefit Allotment 8,752 6,989 6,989 16,215 50072 Auto Allowance — — — 75 50074 Technology Allowance — — — 60 TOTAL PERSONNEL $ 87,282 $ 70,195 $ 70,195 $ 148,730 OPERATING EXPENDITURES 52314 Computer Maintenance $ 6,000 $ 63,000 $ 63,000 $ 63,000 TOTAL OPERATING EXP $ 6,000 $ 63,000 $ 63,000 $ 63,000 CONTRACT SERVICES 55000 Cs - Contract Services $ — $ — $ — $ 75,000 55536 Cs - Traffic Signal Maint 193,988 220,000 — 220,000 TOTAL CONTRACT SERVICES $ 193,988 $ 220,000 $ — $ 295,000 PROFESSIONAL SERVICES 54410 PS - Traffic 37,302 100,000 — 80,000 TOTAL PROFESSIONAL SERVICES $ 37,302 $ 100,000 $ — $ 80,000 CAPITAL OUTLAY 56130 Computer Eq - Hardware Exp $ — $ 20,000 $ 20,000 $ 20,000 TOTAL CAPITAL OUTLAY $ — $ — $ 20,000 $ — $ 20,000 $ — $ 20,000 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 501,759 $ 346,185 $ — $ 843,685 TOTAL TRANSFERS OUT $ 501,759 $ 346,185 $ — $ 843,685 PROPOSITION C FUND City of Diamond Bar, California 141 FY 2021/22 Draft Budget 6.1.b Packet Pg. 219 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 1,200,843 $ 1,400,673 $ 2,066,857 $ 1,588,202 FUND BALANCE RESERVES $ 1,200,843 $ 1,400,673 $ 2,066,857 $ 1,588,202 TOTAL USES $ 1,989,871 $ 2,100,052 $ 2,200,052 $ 2,938,617 PROPOSITION C FUND City of Diamond Bar, California 142 FY 2021/22 Draft Budget 6.1.b Packet Pg. 220 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:209 FUND DESCRIPTION: The State allocates funds to cities for the specific purpose of the construction of bike and pedestrian paths via SB821. This fund has been established to account for transactions related to the receipt and expenditure of these funds. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ (1) $ (1) $ 117,712 43230 Sb821 - Bikeways & Trails 7,919 117,713 117,713 — TOTAL RESOURCES $ 7,919 $ 117,712 $ 117,712 $ 117,712 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 7,920 $ 100,787 $ — $ 100,787 TOTAL TRANSFERS OUT $ 7,920 $ 100,787 $ — $ 100,787 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ (1) $ 16,926 $ 117,712 $ 16,925 FUND BALANCE RESERVES $ (1) $ 16,926 $ 117,712 $ 16,925 TOTAL USES $ 7,919 $ 117,712 $ 117,712 $ 117,712 SB 821 FUND - BIKE AND PEDESTRIAN PATHS (TDA) City of Diamond Bar, California 143 FY 2021/22 Draft Budget 6.1.b Packet Pg. 221 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:210 FUND DESCRIPTION: The Los Angeles County Metropolitan Transportation Authority (Metro) Call for Projects allocates discretionary transportation capital funds for regionally significant projects proposed by local jurisdictions, Caltrans, and other public agencies. The Call is a competitive grant process that is typically held biannually in odd-numbered years. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ (52,623) $ (320,852) $ (320,852) $ — 44095 Mta Grant Revenue 639,195 320,852 320,852 — TOTAL RESOURCES $ 586,572 $ — $ — $ — TRANSFERS OUT 59301 Transfer to CIP Fund $ 907,424 $ — $ — $ — TOTAL TRANSFERS OUT $ 907,424 $ — $ — $ — FUND BALANCE RESERVES 25500 Fund Balance Reserves $ (320,852) $ — $ — $ — FUND BALANCE RESERVES $ (320,852) $ — $ — $ — TOTAL USES $ 586,572 $ — $ — $ — MTA GRANTS FUND City of Diamond Bar, California 144 FY 2021/22 Draft Budget 6.1.b Packet Pg. 222 DEPARTMENT:Special Revenue DIVISION:Community Dev FUND #:225 FUND DESCRIPTION: The City receives an annual CDBG allotment from the federal government via the Community Development Commission. The purpose of this grant is to fund approved community development programs and projects benefiting low and moderate income citizens. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ (13,267) $ — $ — 31630 CDBG Revenue-Carry Over $ (13,267) $ (13,267) $ — 42020 Cdbg Revenue 213,465 164,710 164,710 331,846 42032 Bus. Recovery Program Rev — 184,570 184,570 — 42034 Bus. Recovery Program Cv Rev — 137,962 137,962 — TOTAL RESOURCES $ 213,465 $ 473,975 $ 473,975 $ 331,846 PERSONNEL SERVICES 50010 Salaries $ 25,873 $ 34,814 $ 34,814 $ 33,428 TOTAL PERSONNEL $ 25,873 $ 34,814 $ 34,814 $ 33,428 SUPPLIES 51200 Operating Supplies $ — $ 2,400 $ 2,400 $ 2,400 TOTAL SUPPLIES $ — $ 2,400 $ 2,400 $ 2,400 PROFESSIONAL SERVICES 54452 PS - Bus. Recovery Prgm Grants $ — $ 184,570 $ 184,570 $ — 54454 PS - Bus. Recov Prgm Cv Grant — 137,962 137,962 — 54900 PS - Other Prof Svcs 58,862 110,406 110,406 155,451 TOTAL PROFESSIONAL SERVICES $ 58,862 $ 432,938 $ 432,938 $ 155,451 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 141,997 $ 3,823 $ 3,823 $ 176,394 TOTAL TRANSFERS OUT $ 141,997 $ 3,823 $ 3,823 $ 176,394 CDBG Carry Over $ (13,267) $ — $ — $ (35,827) FUND BALANCE RESERVES $ (13,267) $ — $ — $ (35,827) TOTAL USES $ 213,465 $ 473,975 $ 473,975 $ 331,846 COMMUNITY DEVELOPMENT BLOCK GRANT FUND City of Diamond Bar, California 145 FY 2021/22 Draft Budget 6.1.b Packet Pg. 223 DEPARTMENT:Special Revenue DIVISION:Disability Access FUND #:226 FUND DESCRIPTION: SB 1186 requires that a $4 additional fee is to be paid by any applicant seeking a local business license when it is initially issued or renewed. From January 1, 2018 through December 31, 2023, the City will retain 90% of the fees collected. The purpose of the fee is to increase disability access and compliance with construction-related accessibility. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 14,052 $ 21,666 $ 21,666 $ 29,866 48150 Business License - Sb1186 7,244 8,000 8,000 8,000 48500 Investment Earnings 369 200 200 200 TOTAL RESOURCES $ 21,666 $ 29,866 $ 29,866 $ 38,066 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 21,666 $ 29,866 $ 29,866 $ 38,066 FUND BALANCE RESERVES $ 21,666 $ 29,866 $ 29,866 $ 38,066 TOTAL USES $ 21,666 $ 29,866 $ 29,866 $ 38,066 CASP SB1186 City of Diamond Bar, California 146 FY 2021/22 Draft Budget 6.1.b Packet Pg. 224 DEPARTMENT:Special Revenue DIVISION:Landscape FUND #:238 FUND DESCRIPTION: The City is responsible for the operations of the LLAD #38 which primarily maintains the City's medians. This district was was set up in accordance with the Landscape and Lighting Act of 1972. Property owners benefiting from this district receive a special assessment on their property taxes. This fund accounts for this district's operations. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 25,192 $ 36,673 $ 36,673 $ 19,073 40080 Special Assessments 271,811 276,330 276,330 276,330 49100 Transfer In - General Fd — 208,923 208,923 155,692 TOTAL RESOURCES $ 297,003 $ 521,926 $ 521,926 $ 451,095 PERSONNEL SERVICES 50010 Salaries $ 26,799 $ 28,324 $ 28,324 $ 29,688 50020 Over Time Wages 113 400 — — 50040 Classic Member Retiremnt 4,491 4,762 4,762 4,916 50042 Classic Member Ual Pmts 2,814 2,308 2,308 4,282 50050 City Paid Benefits 282 286 286 286 50052 Worker's Compensation 821 814 814 848 50054 Short/Long Term Disability 146 166 166 283 50056 Medicare Expense 371 414 414 435 50060 Benefit Allotment 4,198 4,200 4,200 4,350 TOTAL PERSONNEL $ 40,035 $ 41,673 $ 41,273 $ 45,086 OPERATING EXPENDITURES 52160 Advertising $ — $ 5,000 $ 5,000 $ 5,000 52210 Electric Utility Expenditure 4,353 10,517 10,517 10,517 52220 Water Utility Expenditure 126,658 157,483 157,483 157,483 52320 Maint Of Grounds/Buildings 17,201 36,897 36,897 37,175 TOTAL OPERATING EXP $ 148,212 $ 209,897 $ 209,897 $ 210,175 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 5,690 $ 5,640 $ 5,640 $ 5,640 TOTAL PROFESSIONAL SERVICES $ 5,690 $ 5,640 $ 5,640 $ 5,640 CONTACT SERVICES 55522 Cs - Tree Maintenance $ 6,369 $ 62,350 $ 62,350 $ 6,500 55524 Cs - Landscape Maintenance 60,024 183,693 183,693 183,693 TOTAL CONTRACT SERVICES $ 66,393 $ 246,043 $ 246,043 $ 190,193 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 36,673 $ 18,673 $ 19,073 $ — FUND BALANCE RESERVES $ 36,673 $ 18,673 $ 19,073 $ — TOTAL USES $ 297,003 $ 521,926 $ 521,926 $ 451,095 LANDSCAPE MAINTENANCE - DIST. #38 FUND City of Diamond Bar, California 147 FY 2021/22 Draft Budget 6.1.b Packet Pg. 225 DEPARTMENT:Special Revenue DIVISION:Landscape FUND #:239 FUND DESCRIPTION: The City is responsible for the operations of the LLAD #39. This district was set up in accordance with the Landscape and Lighting Act of 1972. Property owners benefiting from this district receive a special assessment on their property taxes. This fund accounts for this district's operations. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ 400 40080 Special Assessments 294,735 294,764 294,764 294,764 49100 Transfer In - General Fd 110,088 95,984 95,984 99,133 TOTAL RESOURCES $ 404,822 $ 390,748 $ 390,748 $ 394,297 PERSONNEL SERVICES 50010 Salaries $ 15,529 $ 16,460 $ 16,460 $ 16,536 50020 Over Time Wages 113 400 — — 50030 Part-Time Wages — — — — 50040 Classic Member Retiremnt 2,603 2,787 2,787 2,894 50042 Classic Member Ual Pmts 1,598 1,351 1,351 2,521 50050 City Paid Benefits 169 172 172 172 50052 Worker's Compensation 477 477 477 499 50054 Short/Long Term Disability 85 97 97 166 50056 Medicare Expense 220 240 240 241 50060 Benefit Allotment 2,517 2,520 2,520 2,610 TOTAL PERSONNEL $ 23,311 $ 24,504 $ 24,104 $ 25,640 OPERATING EXPENDITURES 52160 Advertising $ 1,400 $ 5,000 $ 5,000 $ 5,000 52210 Electric Utility Expenditure 2,464 6,483 6,483 5,000 52220 Water Utility Expenditure 97,050 118,517 118,517 118,517 52320 Maint Of Grounds/Buildings 8,111 34,500 34,500 34,500 TOTAL OPERATING EXP $ 109,025 $ 164,500 $ 164,500 $ 163,017 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 11,504 $ 5,640 $ 5,640 $ 5,640 TOTAL PROFESSIONAL SERVICES $ 11,504 $ 5,640 $ 5,640 $ 5,640 CONTACT SERVICES 55522 Cs - Tree Maintenance $ 6,493 $ 6,500 $ 6,500 $ 6,500 55524 Cs - Landscape Maintenance 217,075 146,500 146,500 146,500 55526 Cs - Weed/Pest Abatement 37,414 43,104 43,104 47,000 TOTAL CONTRACT SERVICES $ 260,982 $ 196,104 $ 196,104 $ 200,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ — $ — $ 400 $ — FUND BALANCE RESERVES $ — $ — $ 400 $ — TOTAL USES $ 404,822 $ 390,748 $ 390,748 $ 394,297 LANDSCAPE MAINTENANCE - DIST. #39 FUND City of Diamond Bar, California 148 FY 2021/22 Draft Budget 6.1.b Packet Pg. 226 DEPARTMENT:Special Revenue DIVISION:Landscape FUND #:241 FUND DESCRIPTION: The City is responsible for the operations of the LLAD #41. This district was set up in accordance with the Landscape and Lighting Act of 1972. Property owners benefiting from this district receive a special assessment on their property taxes. This fund is to account for the cost of the operations of this special district. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ — 40080 Special Assessments 119,941 122,157 122,157 — 49100 Transfer In - General Fd 125,410 162,364 162,364 — TOTAL RESOURCES $ 245,351 $ 284,521 $ 284,521 $ — PERSONNEL SERVICES 50010 Salaries $ 15,529 $ 16,460 $ 16,460 $ — 50020 Over Time Wages 113 400 400 — 50040 Classic Member Retiremnt 2,603 2,787 2,787 — 50042 Classic Member Ual Pmts 1,598 1,351 1,351 — 50050 City Paid Benefits 169 172 172 — 50052 Worker's Compensation 477 477 477 — 50054 Short/Long Term Disability 85 97 97 — 50056 Medicare Expense 220 240 240 — 50060 Benefit Allotment 2,517 2,520 2,520 — TOTAL PERSONNEL $ 23,311 $ 24,504 $ 24,504 $ — OPERATING EXPENDITURES 52160 Advertising $ 2,630 $ 5,000 $ 5,000 $ — 52210 Electric Utility Expenditure 1,628 4,225 4,225 — 52220 Water Utility Expenditure 86,998 85,775 85,775 — 52320 Maint Of Grounds/Buildings — 17,672 17,672 — TOTAL OPERATING EXP $ 91,256 $ 112,672 $ 112,672 $ — PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 9,672 $ 5,640 $ 5,640 $ — TOTAL PROFESSIONAL SERVICES $ 9,672 $ 5,640 $ 5,640 $ — CONTACT SERVICES 55522 Cs - Tree Maintenance $ 6,369 $ 6,500 $ 6,500 $ — 55524 Cs - Landscape Maintenance 68,076 59,100 59,100 — 55526 Cs - Weed/Pest Abatement 46,666 76,105 76,105 — TOTAL CONTRACT SERVICES $ 121,111 $ 141,705 $ 141,705 $ — FUND BALANCE RESERVE 25500 Fund Balance Reserves $ — $ 1 $ — $ — FUND BALANCE RESERVES $ — $ 1 $ — $ — TOTAL USES $ 245,351 $ 284,521 $ 284,521 $ — LANDSCAPE MAINTENANCE - DIST. # 41 FUND City of Diamond Bar, California 149 FY 2021/22 Draft Budget 6.1.b Packet Pg. 227 DEPARTMENT:Special Revenue DIVISION:Street Beautification FUND #:245 FUND DESCRIPTION: This fund was established in FY 2017/2018 as a result of funds received from development projects to be used towards the Diamond Bar Complete Streets improvements as well as other identified capital improvement streetscape or complete streets projects as conditioned by the development projects entitlements. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 326,365 $ 333,060 $ 333,060 $ 338,060 34550 Developer Fees — — — — 48500 Investment Earnings 6,695 3,800 5,000 5,000 TOTAL RESOURCES $ 333,060 $ 336,860 $ 338,060 $ 343,060 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 333,060 $ 336,860 $ 338,060 $ 343,060 FUND BALANCE RESERVES $ 333,060 $ 336,860 $ 338,060 $ 343,060 TOTAL USES $ 333,060 $ 336,860 $ 338,060 $ 343,060 STREET BEAUTIFICATION City of Diamond Bar, California 150 FY 2021/22 Draft Budget 6.1.b Packet Pg. 228 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:246 FUND DESCRIPTION: The Traffic Mitigation Fund is used to account for funds which have been received from development projects and designated by the City Council for traffic mitigation projects. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 7,034,327 $ 7,185,552 $ 7,185,552 $ 7,229,552 48250 Traffic Mit Fees - Engineering 6,811 846,910 — 846,910 48500 Investment Earnings 144,414 84,000 84,000 84,000 TOTAL RESOURCES $ 7,185,552 $ 8,116,462 $ 7,269,552 $ 8,160,462 TRANSFERS OUT 59301 Transfer Out - Cip Fund — 40,000 40,000 — TOTAL TRANSFERS OUT $ — $ 40,000 $ 40,000 $ — FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 7,185,552 $ 8,076,462 $ 7,229,552 $ 8,160,462 FUND BALANCE RESERVES $ 7,185,552 $ 8,076,462 $ 7,229,552 $ 8,160,462 TOTAL USES $ 7,185,552 $ 8,116,462 $ 7,269,552 $ 8,160,462 TRAFFIC MITIGATION FUND City of Diamond Bar, California 151 FY 2021/22 Draft Budget 6.1.b Packet Pg. 229 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:247 FUND DESCRIPTION: This fund was established in FY 2014/2015 as a result of Developer Impacts to existing sewer facilities in the City. The fund will be used to account for funds which have been received from development projects and designated by the City Council for sewer facility mitigation/improvement projects. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 115,418 $ 52,664 $ 52,664 $ 53,264 48500 Investment Earnings 1,797 600 600 600 TOTAL RESOURCES $ 117,215 $ 53,264 $ 53,264 $ 53,864 TRANSFERS OUT 59301 Transfer to CIP Fund $ 64,551 $ — $ — $ — TOTAL TRANSFERS OUT $ 64,551 $ — $ — $ — FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 52,664 $ 53,264 $ 53,264 $ 53,864 FUND BALANCE RESERVES $ 52,664 $ 53,264 $ 53,264 $ 53,864 TOTAL USES $ 117,215 $ 53,264 $ 53,264 $ 53,864 SEWER MITIGATION FUND City of Diamond Bar, California 152 FY 2021/22 Draft Budget 6.1.b Packet Pg. 230 DEPARTMENT:Special Revenue DIVISION:Conservation FUND #:248 FUND DESCRIPTION: The Tres Hermanos Conservation Authority Fund was created in 2019 to track the City's portion of the maintenance costs related at the Tres Hermanos property. The revenue source for this fund is a transfer in from the General Fund. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ — 39001 Transfer In - General Fund 70,000 38,000 38,000 100,000 TOTAL RESOURCES $ 70,000 $ 91,125 $ 91,125 $ 120,125 OPERATING EXPENDITURES 52320 Maint Of Grounds/Buildings $ 16,875 $ 71,000 $ 71,000 $ 100,000 TOTAL OPERATING EXP $ 16,875 $ 71,000 $ 71,000 $ 100,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 53,125 $ 20,125 $ 20,125 $ 20,125 FUND BALANCE RESERVES $ 53,125 $ 20,125 $ 20,125 $ 20,125 TOTAL USES $ 16,875 $ 91,125 $ 91,125 $ 120,125 TRES HERMANOS CONSERVATION AUTHORITY FUND City of Diamond Bar, California 153 FY 2021/22 Draft Budget 6.1.b Packet Pg. 231 FUND DESCRIPTION: The Integrated Waste Management Fund was created during FY 1990/1991, to account for expenditures and revenues related to the activities involved with the City's efforts to comply with AB939. Revenues recorded in this fund are the adopted waste hauler fees and funds received from the State for recycling education and efforts. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 1,292,831 $ 1,367,069 $ 1,367,069 $ 1,445,502 48410 Ab939 - Solid Waste Fees 579,776 572,267 572,267 572,267 48820 Cost Reimbursements — 16,470 16,470 16,470 TOTAL RESOURCES $ 1,872,607 $ 1,955,806 $ 1,955,806 $ 2,034,239 PERSONNEL SERVICES 50010 Salaries $ 190,690 $ 206,481 $ 206,481 $ 218,488 50020 Over Time Wages 766 2,000 2,000 2,000 50040 Classic Member Retiremnt 29,011 32,889 32,889 34,168 50042 Classic Member Ual Pmts 21,267 15,939 15,939 29,745 50044 Pepra Member Retiremnt 1,169 1,326 1,326 1,410 50046 Pepra Member Ual Pmts — 108 108 49 50050 City Paid Benefits 2,274 2,351 2,351 2,366 50052 Worker's Compensation 2,731 3,876 3,876 4,096 50054 Short/Long Term Disability 1,009 1,243 1,243 2,149 50056 Medicare Expense 3,089 3,014 3,014 3,191 50060 Benefit Allotment 33,509 33,831 33,831 35,481 50072 Auto Allowance — — — 480 50074 Technology Allowance — — — 345 TOTAL PERSONNEL $ 285,515 $ 303,056 $ 303,056 $ 333,968 SUPPLIES 51200 Operating Supplies $ 18,177 $ 20,500 $ 20,500 $ 29,500 51300 Small Tools & Equipment 49,928 21,500 20,000 20,000 51400 Promotional Supplies 14,983 24,300 24,300 20,300 TOTAL SUPPLIES $ 83,088 $ 66,300 $ 64,800 $ 69,800 OPERATING EXPENDITURES 52110 Printing $ 6,967 $ 12,000 $ 12,000 $ 12,000 52160 Advertising 3,801 5,000 5,000 5,000 52170 Postage 2,588 4,000 4,000 4,000 52400 Membership & Dues 596 500 500 500 52405 Publications — 200 200 200 52410 Meetings 2,575 1,000 1,000 1,000 52415 Conferences 82 — — — 52500 Education & Training — 500 500 500 TOTAL OPERATING EXP $ 16,609 $ 23,200 $ 23,200 $ 23,200 DEPARTMENT:Special Revenue DIVISION:Waste Management FUND #:250 INTEGRATED WASTE MANAGEMENT FUND City of Diamond Bar, California 154 FY 2021/22 Draft Budget 6.1.b Packet Pg. 232 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 84,469 $ 71,148 $ 71,148 $ 271,148 TOTAL PROFESSIONAL SERVICES $ 84,469 $ 71,148 $ 71,148 $ 271,148 CONTRACT SERVICES 55000 Cs - Contract Services $ 25,428 $ 35,600 $ 35,600 $ 35,600 TOTAL CONTRACT SERVICES $ 25,428 $ 35,600 $ 35,600 $ 35,600 CAPITAL OUTLAY 56115 Vehicles $ — $ — $ — $ — 56116 Equipment — 10,000 — — TOTAL CAPITAL OUTLAY $ — $ 10,000 $ — $ — INSURANCE EXPENSE 57220 Special Events Insurance $ 428 $ 2,500 $ 2,500 $ 2,500 TOTAL INSURANCE EXPENSE $ 428 $ 2,500 $ 2,500 $ 2,500 TRANSFERS OUT 59100 Transfer Out - General Fund $ 10,000 $ 10,000 $ 10,000 $ 10,000 TOTAL TRANSFERS OUT $ 10,000 $ 10,000 $ 10,000 $ 10,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 1,367,069 $ 1,434,002 $ 1,445,502 $ 1,288,023 FUND BALANCE RESERVES $ 1,367,069 $ 1,434,002 $ 1,445,502 $ 1,288,023 TOTAL USES $ 1,872,607 $ 1,955,806 $ 1,955,806 $ 2,034,239 DEPARTMENT:Special Revenue DIVISION:Waste Management FUND #:250 INTEGRATED WASTE MANAGEMENT FUND City of Diamond Bar, California 155 FY 2021/22 Draft Budget 6.1.b Packet Pg. 233 DEPARTMENT:Special Revenue DIVISION:Air Quality FUND #:251 FUND DESCRIPTION: This fund was established in FY 1991/1992 to account for revenues received as a result of AB2766 which authorized the imposition of an additional motor vehicle registration fee to fund the implementation of air quality management compliance and provisions of the California Clean Air Act of 1988. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 101,857 $ 146,703 $ 146,703 $ 101,773 43100 Ab2766 Revenue 72,780 75,000 75,000 75,000 48500 Investment Earnings 2,066 1,000 1,000 1,000 TOTAL RESOURCES $ 176,703 $ 222,703 $ 222,703 $ 177,773 CAPITAL OUTLAY 56130 Computer Eq - Hardware Exp $ — $ 21,000 $ 21,000 $ — TOTAL CAPITAL OUTLAY $ 30,000 $ 96,000 $ 96,000 $ 75,000 TRANSFERS OUT 59100 Transfer Out - General Fund $ — $ — $ — $ 35,000 59301 Transfer Out - Cip Fund — 24,930 24,930 2,493 TOTAL TRANSFERS OUT $ — $ 24,930 $ 24,930 $ 37,493 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 146,703 $ 101,773 $ 101,773 $ 65,280 FUND BALANCE RESERVES $ 146,703 $ 101,773 $ 101,773 $ 65,280 TOTAL USES $ 176,703 $ 222,703 $ 222,703 $ 177,773 AIR QUALITY IMPROVEMENT FUND City of Diamond Bar, California 156 FY 2021/22 Draft Budget 6.1.b Packet Pg. 234 DEPARTMENT:Special Revenue DIVISION:Street/Paths Improvements FUND #:252 FUND DESCRIPTION: The Waste Hauler Fund was established in FY 2013/2014. These funds are received from the City's Waste Hauler in order to mitigate damage to City streets by large trash trucks. Previously these funds were recognized in the General Fund. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 33,152 $ 34,229 $ 34,229 $ 175,529 48260 Waste Hauler Fees 136,915 140,900 140,900 140,900 48500 Investment Earnings 412 400 400 400 TOTAL RESOURCES $ 170,479 $ 175,529 $ 175,529 $ 316,829 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 136,250 $ — $ — $ 136,000 TOTAL TRANSFERS OUT $ 136,250 $ — $ — $ 136,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 34,229 $ 175,529 $ 175,529 $ 180,829 FUND BALANCE RESERVES $ 34,229 $ 175,529 $ 175,529 $ 180,829 TOTAL USES $ 170,479 $ 175,529 $ 175,529 $ 316,829 WASTE HAULER FUND City of Diamond Bar, California 157 FY 2021/22 Draft Budget 6.1.b Packet Pg. 235 DEPARTMENT:Special Revenue DIVISION:Grant Fund FUND #:253 FUND DESCRIPTION: The Department of Resources Recycling and Recovery (CalRecycle) administers the annual Used Oil Payment Program (OPP) grant program to provide cities with the opportunity to offer used oil recycling and disposal programs. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 22,037 $ 31,742 $ 31,742 $ 32,977 43200 Used Motor Oil Block Grant 15,535 15,535 15,535 13,948 48500 Investment Earnings 425 200 200 200 TOTAL RESOURCES $ 37,997 $ 47,477 $ 47,477 $ 47,125 SUPPLIES 51200 Operating Supplies $ — $ 1,500 $ 2,300 $ 1,500 51300 Small Tools & Equipment 4,455 6,500 5,500 6,500 TOTAL SUPPLIES $ 4,455 $ 8,000 $ 7,800 $ 8,000 OPERATING EXPENDITURES 52110 Printing $ — $ 400 $ 400 $ 400 52160 Advertising — 1,300 2,300 1,300 52170 Postage — 2,800 2,800 2,800 TOTAL OPERATING EXP $ — $ 4,500 $ 5,500 $ 4,500 PROFESSIONAL SERVICES 54900 Professional Services $ 1,800 $ 3,000 $ 1,200 $ 3,000 TOTAL PROFESSIONAL SERVICES $ 1,800 $ 3,000 $ 1,200 $ 3,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 31,742 $ 31,977 $ 32,977 $ 31,625 FUND BALANCE RESERVES $ 31,742 $ 31,977 $ 32,977 $ 31,625 TOTAL USES $ 37,997 $ 47,477 $ 47,477 $ 47,125 USED OIL BLOCK GRANT FUND City of Diamond Bar, California 158 FY 2021/22 Draft Budget 6.1.b Packet Pg. 236 DEPARTMENT:Special Revenue DIVISION:Grant Fund FUND #:254 FUND DESCRIPTION: The Department of Resources Recycling and Recovery (CalRecycle) administers this annual grant program to provide cities with the opportunity to offer beverage container recycling programs, including aluminum, glass, plastic and bi-metal. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 56,172 $ 70,526 $ 70,526 $ 71,296 43220 Beverage Container Recycling 14,370 14,370 14,370 14,337 48500 Investment Earnings 1,148 700 700 700 TOTAL RESOURCES $ 71,690 $ 85,596 $ 85,596 $ 86,333 OPERATING EXPENDITURES 51300 Small Tools & Equipment $ 1,164 $ 6,000 $ 6,000 $ 6,000 52110 Printing — 1,500 1,500 1,500 52160 Advertising — 3,000 3,000 3,000 52170 Postage — 2,800 2,800 2,800 TOTAL OPERATING EXP $ 1,164 $ 13,300 $ 13,300 $ 13,300 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ — $ 1,000 $ 1,000 $ 1,000 TOTAL PROFESSIONAL SERVICES $ — $ 1,000 $ 1,000 $ 1,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 70,526 $ 71,296 $ 71,296 $ 72,033 FUND BALANCE RESERVES $ 70,526 $ 71,296 $ 71,296 $ 72,033 TOTAL USES $ 71,690 $ 85,596 $ 85,596 $ 86,333 BEVERAGE CONTAINER RECYCLING GRANT FUND City of Diamond Bar, California 159 FY 2021/22 Draft Budget 6.1.b Packet Pg. 237 DEPARTMENT:Special Revenue DIVISION:Grant Fund FUND #:255 FUND DESCRIPTION: The City received a grant from the California Department of Transportation (Caltrans) to develop a Local Roadway Safety Plan to help identify and prioritize safety improvements to the local roadways within the City. Completion of a LRSP is a perquisite for any grant funding opportunities that the City may seek under the State’s Highway Safety Improvement Program.The City received a grant from the California Department of Transportation (Caltrans) to develop a Local Roadway Safety Plan to help identify and prioritize safety improvements to the local roadways within the City. Completion of a LRSP is a perquisite for any grant funding opportunities that the City may seek under the State’s Highway Safety Improvement Program. FY 18/19 Actual FY 19/20 Adjusted FY 19/20 Projected FY 20/21 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ — 43260 Local Roadway Safety Plan Rev — 72,000 45,000 27,000 TOTAL RESOURCES $ — $ 72,000 $ 45,000 $ 27,000 PROFESSIONAL SERVICES 54400 PS - Engineering $ — $ 72,000 $ 45,000 $ 27,000 TOTAL PROFESSIONAL SVCS $ — $ 72,000 $ 45,000 $ 27,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ — $ — $ — $ — FUND BALANCE RESERVES $ — $ — $ — $ — TOTAL USES $ — $ 72,000 $ 45,000 $ 27,000 LRSP GRANT FUND City of Diamond Bar, California 160 FY 2021/22 Draft Budget 6.1.b Packet Pg. 238 DEPARTMENT:Special Revenue DIVISION:Grant Fund FUND #:256 FUND DESCRIPTION: The City received a grant from FEMA in order to update the City's Hazard Mitigation Plan. This plan establishes the City's strategy to implement improvements and programs to lessen community impacts in the event of natural hazard events. FY 18/19 Actual FY 19/20 Adjusted FY 19/20 Projected FY 20/21 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ — $ — $ — $ — 43250 Hazard Elimination Program Rev — 45,000 22,500 22,500 49100 Transfer In - General Fd — 15,000 7,500 7,500 TOTAL RESOURCES $ — $ 60,000 $ 30,000 $ 30,000 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ — $ 60,000 $ 30,000 $ 30,000 TOTAL PROFESSIONAL SVCS $ — $ 60,000 $ 30,000 $ 30,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ — $ — $ — $ — FUND BALANCE RESERVES $ — $ — $ — $ — TOTAL USES $ — $ 60,000 $ 30,000 $ 30,000 HAZARD MITIGATION GRANT FUND City of Diamond Bar, California 161 FY 2021/22 Draft Budget 6.1.b Packet Pg. 239 DEPARTMENT:Special Revenue DIVISION:Park Improvement FUND #:260 FUND DESCRIPTION: Within the California Subdivision Map Act is a requirement that developers either contribute land or pay fees to the local municipal government to provide recreational facilities within the development area. This fund is used to account for the fees received. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 304,267 $ 124,493 $ 124,493 $ 126,493 48500 Investment Earnings 4,743 1,500 2,000 2,000 TOTAL RESOURCES $ 309,010 $ 125,993 $ 126,493 $ 128,493 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 184,517 $ 73,694 $ — $ 68,821 TOTAL TRANSFERS OUT $ 184,517 $ 73,694 $ — $ 68,821 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 124,493 $ 52,299 $ 126,493 $ 59,672 FUND BALANCE RESERVES $ 124,493 $ 52,299 $ 126,493 $ 59,672 TOTAL USES $ 309,010 $ 125,993 $ 126,493 $ 128,493 PARK FEES FUND (QUIMBY) City of Diamond Bar, California 162 FY 2021/22 Draft Budget 6.1.b Packet Pg. 240 DEPARTMENT:Special Revenue DIVISION:Park Improvement FUND #:261 FUND DESCRIPTION: Measure A Neighborhood Parks Act was approved by the voters in November 2016 and provides funds to improve the quality of life throughout Los Angeles County by preserving and protecting parks, safe places to play, community recreation facilities, beaches, rivers, open spaces and water conservation. Measure A funds provide local funding for parks, recreation, trails, cultural facilities, open space and Veteran and youth programs. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ (184,805) $ — $ — $ 231,000 44080 Measure A Category 1 Rev 184,555 185,000 185,000 185,000 44090 M&S Revenue — 46,000 46,000 46,000 TOTAL RESOURCES $ (250) $ 231,000 $ 231,000 $ 462,000 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ (250) $ — $ — $ 185,000 TOTAL TRANSFERS OUT $ (250) $ — $ — $ 185,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ — $ 231,000 $ 231,000 $ 277,000 FUND BALANCE RESERVES $ — $ 231,000 $ 231,000 $ 277,000 TOTAL USES $ (250) $ 231,000 $ 231,000 $ 462,000 MEASURE A NEIGHBORHOOD PARKS ACT City of Diamond Bar, California 163 FY 2021/22 Draft Budget 6.1.b Packet Pg. 241 DEPARTMENT:Special Revenue DIVISION:Park Improvement FUND #:262 FUND DESCRIPTION: The purpose of this fund is to provide resources for the development and enhancement of the City's parks and facilities. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 73,958 $ 18,988 $ 18,988 $ 42,036 48500 Investment Earnings 991 200 200 200 49100 Transfer In - General Fd — 41,835 41,835 21,379 TOTAL RESOURCES $ 74,949 $ 61,023 $ 61,023 $ 63,615 TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 55,961 $ 18,987 $ 18,987 $ 63,614 TOTAL TRANSFERS OUT $ 55,961 $ 18,987 $ 18,987 $ 63,614 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 18,988 $ 42,036 $ 42,036 $ 1 FUND BALANCE RESERVES $ 18,988 $ 42,036 $ 42,036 $ 1 TOTAL USES $ 74,949 $ 61,023 $ 61,023 $ 63,615 PARK & FACILITY DEVELOPMENT FUND City of Diamond Bar, California 164 FY 2021/22 Draft Budget 6.1.b Packet Pg. 242 DEPARTMENT:Special Revenue DIVISION:Park Improvement FUND #:263 FUND DESCRIPTION: The County allocates voter approved funds to the City for the purpose of creating and maintaining an environment which addresses the needs of the City's at risk youth. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 2,503 $ 3,859 $ 3,859 $ 3,859 43150 Prop A - Safe Neighborhood Pks — — — — 48500 Investment Earnings 1,356 — — — TOTAL RESOURCES $ 3,859 $ 3,859 $ 3,859 $ 3,859 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 3,859 $ 3,859 $ 3,859 $ 3,859 FUND BALANCE RESERVES $ 3,859 $ 3,859 $ 3,859 $ 3,859 TOTAL USES $ 3,859 $ 3,859 $ 3,859 $ 3,859 PROP A - SAFE NEIGHBORHOOD PARKS FUND City of Diamond Bar, California 165 FY 2021/22 Draft Budget 6.1.b Packet Pg. 243 DEPARTMENT:Special Revenue DIVISION:Public Information FUND #:270 FUND DESCRIPTION: Public, Educational and Governmental (PEG) fees totaling 1% of gross revenues are remitted to the City by all video service providers with a valid state franchise. In accordance with federal law, PEG fees may be used only for capital expenditures related to the City's operations of its PEG channels. Capital expenditures include equipment, and related labor, software, training and associated warranty costs. Repairs are not considered capital expenditures. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 371,262 $ 448,636 $ 448,636 $ 498,636 41040 Peg Fees 90,281 100,000 100,000 100,000 48500 Investment Earnings 7,830 5,000 5,000 5,000 TOTAL RESOURCES $ 469,373 $ 553,636 $ 553,636 $ 603,636 CAPITAL OUTLAY 56116 Equipment $ 20,737 $ 55,000 $ 55,000 $ 100,000 TOTAL CAPITAL OUTLAY $ 20,737 $ 55,000 $ 55,000 $ 100,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 448,636 $ 498,636 $ 498,636 $ 503,636 FUND BALANCE RESERVES $ 448,636 $ 498,636 $ 498,636 $ 503,636 TOTAL USES $ 469,373 $ 553,636 $ 553,636 $ 603,636 PEG FEES FUND City of Diamond Bar, California 166 FY 2021/22 Draft Budget 6.1.b Packet Pg. 244 DEPARTMENT:Special Revenue DIVISION:Public Safety FUND #:280 FUND DESCRIPTION: The purpose of these funds are to enhance the City's public safety budget and to fund special public safety related projects. These funds are used to provide at-risk youth counseling with a majority of the funds being transferred to the General Fund to pay for City's contracted Law Enforcement services. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 272,257 $ 337,996 $ 337,996 $ 311,142 43160 State Cops Revenue 155,948 100,000 100,000 150,000 48500 Investment Earnings 6,960 3,800 3,800 3,800 TOTAL RESOURCES $ 435,165 $ 441,796 $ 441,796 $ 464,942 PROFESSIONAL SERVICES 54900 PS - Other Prof Svcs $ 5,054 $ 5,000 $ 5,000 $ 5,000 TOTAL PROFESSIONAL SERVICES $ 5,054 $ 5,000 $ 5,000 $ 5,000 CAPITAL OUTLAY 56115 Vehicles $ — $ — $ — $ — 56116 Equipment 5,000 5,000 5,000 5,000 TOTAL CAPITAL OUTLAY $ 5,000 $ 5,000 $ 5,000 $ 5,000 TRANSFERS OUT 59100 Transfer Out - General Fund $ 87,115 $ 120,654 $ 120,654 $ 150,000 TOTAL TRANSFERS OUT $ 87,115 $ 120,654 $ 120,654 $ 150,000 FUND BALANCE RESERVE 25500 Fund Balance Reserves $ 337,996 $ 311,142 $ 311,142 $ 304,942 FUND BALANCE RESERVES $ 337,996 $ 311,142 $ 311,142 $ 304,942 TOTAL USES $ 435,165 $ 441,796 $ 441,796 $ 464,942 CITIZENS OPTION FOR PUBLIC SAFETY FUND City of Diamond Bar, California 167 FY 2021/22 Draft Budget 6.1.b Packet Pg. 245 DEPARTMENT:Special Revenue DIVISION:Public Safety FUND #:281 FUND DESCRIPTION: During FY 1999/2000, the City received California Law Enforcement Equipment Program (CLEEP) from the State. These funds are to be used to enhance equipment resources available to the City's local law enforcement agency. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 14,591 $ 8,071 $ 8,071 $ 8,171 48500 Investment Earnings 242 100 100 100 TOTAL RESOURCES $ 14,833 $ 8,171 $ 8,171 $ 8,271 CAPITAL OUTLAY 56116 Equipment $ 6,763 $ 8,126 $ — $ 8,126 TOTAL CAPITAL OUTLAY $ 6,763 $ 8,126 $ — $ 8,126 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 8,071 $ 45 $ 8,171 $ 145 FUND BALANCE RESERVES $ 8,071 $ 45 $ 8,171 $ 145 TOTAL USES $ 14,833 $ 8,171 $ 8,171 $ 8,271 CA LAW ENFORCEMENT EQUIPMENT PROGRAM FUND City of Diamond Bar, California 168 FY 2021/22 Draft Budget 6.1.b Packet Pg. 246 City of Diamond Bar, California 169 FY 2021/22 Draft Budget 6.1.b Packet Pg. 247 DEPARTMENT:Capital Project DIVISION:Capital Project FUND #:250 FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 42010 Fema Revenue $ 367,748 $ 40,862 $ 40,862 $ 40,862 42055 Ca Disastr Asst Act 91,938 34,050 34,050 34,050 43110 Habitat Conservation Grant — — — 267,500 43130 Msrc Grant — 38,930 38,930 3,893 45030 Foothill Transit Grant — 78,363 78,363 40,000 49100 Transfer In - General Fd 684,668 58,222 58,222 90,436 49201 Transfer In - Measure W — — — 690,000 49202 Transfer In - Rmra Fund 376,765 2,076,811 2,076,811 1,576,811 49203 Transfer In - Measure M 558,215 380,019 380,019 1,237,691 49204 Transfer In - Measure R 704,426 45,000 45,000 900,000 49205 Transfer In - Gas Tax Fd 426,039 — — 64,000 49206 Transfer In - Prop A 163,481 53,500 53,500 930,000 49207 Transfer In - Prop C 501,759 346,185 346,185 843,685 49209 Transfer In - Tda/Trails Fund 7,920 100,787 100,787 100,787 49210 Transfer In - Mta Grant 907,424 — — — 49225 Transfer In - Cdbg Fund 141,997 3,823 3,823 176,394 49246 Transfer In - Traffic Mit — 40,000 40,000 — 49247 Transfer In - Sewer Mitigation 64,551 — — — 49251 Transfer In - Ab2766 — 24,930 24,930 2,493 49252 Transfer In-Waste Hauler 136,250 — — 136,000 49260 Transfer In - Quimby Fund 184,517 73,694 73,694 68,821 49261 Transfer In - Measure A -250 — — 185,000 49262 Transfer In - Park Development 55,961 18,987 18,987 63,614 49504 Transfer In -Building/Facility 64,625 175,000 175,000 75,000 TOTAL RESOURCES $ 5,438,032 $ 3,589,163 $ 3,589,163 $ 7,527,037 CAPITAL OUTLAY 56101 Cip-Street Improvments 2,713,149 1,296,151 1,296,151 3,506,394 56102 Cip-Traffic Control Imprv 1,070,905 107,000 107,000 51,000 56103 Cip-Transp Infrastructure 38,363 321,260 321,260 1,045,000 56104 Cip-Park Improvements 1,108,257 397,918 397,918 938,283 56105 Cip - Misc Pw Improvements 204,771 1,466,833 1,460,447 1,986,359 TOTAL CAPITAL OUTLAY $ 5,135,446 $ 3,589,162 $ 3,582,776 $ 7,527,036 TOTAL USES $ 5,135,446 $ 3,589,162 $ 3,582,776 $ 7,527,036 CAPITAL IMPROVEMENT PROJECTS FUND City of Diamond Bar, California 170 FY 2021/22 Draft Budget 6.1.b Packet Pg. 248 Project #Project Description Status Total Budget (202)RMRA (203) Measure M (204) Measure R Local Return (205)Gas Tax (207)Prop C (252) Hauler Fees (225)CDBG Street Improvement Projects (301610-56101) SI20100 * Residential and Collector Street Rehab.- Area 1, 2 (Design)Arterial Street Rehab (Design)(DBB from Pathfinder to Mountain Laurel) (Golden Springs from Brea Canyon to Lemon)(Golden Springs from Grand to BCY) Carryover - In Design $ 30,000 $ 30,000 SI20101 *Arterial Street Rehab (DBB from Pathfinder to Mountain Laurel Way) (Const.) Carryover - Under Construction 300,000 300,000 SI22102 **Residential and Collector Street Rehab - Area 1 (Const.)New 2,100,000 1,000,000 900,000 64,000 136,000 SI22100 **Arterial Street Rehab (Golden Springs from Brea Canyon to Lemon Ave.) (Const.)New 900,000 400,000 500,000 SI22101 **CDBG Area 2 ADA Curb Ramp Project (Const.)New 176,394 176,394 Total - Street Improvement Projects $ 3,506,394 $ 700,000 $ 1,030,000 $ 900,000 $ 64,000 $ 500,000 $ 136,000 $ 176,394 Project #Project Description Status Total FY Budget (207) Prop C Traffic Management/Safety Projects (301610-56102) TM22200 *Battery Back-Up and CCTV Replacement Program New $ 51,000 $ 51,000 Total - Traffic Projects $ 51,000 $ 51,000 Project #Project Description Status Total FY Budget (207) Prop C Foothill Transit Grant (45030) (206) Prop A Transportation Infrastructure Improvements (310610-56103) TI18300 *Lemon Avenue Quiet Zone Carryover $ 75,000 $ 75,000 TI20300 *Bus Shelter Replacement - GSD/Calbourne Carryover 40,000 40,000 TI22300 Citywide Bus Shelter Replacement Program (Design & Construction)New 930,000 930,000 Total-Transportation Infrastructure Improvements $ 1,045,000 $ 75,000 $ 40,000 $ 930,000 CAPITAL IMPROVEMENT PROJECT LIST City of Diamond Bar, California 171 FY 2021/22 Draft Budget 6.1.b Packet Pg. 249 Project #Project Description Status Total Budget MSRC Grant (43130)(202)RMRA (203) Measure M (207) Prop C (251) AB2766 (209) TDA (201)Measure W Miscellaneous PW Improvements (301610-56105) PW18400 *Grand/GSD Intersection Enhancement (Construction) Carryover - Under Construction $ 1,402,973 $ 876,811 $ 207,691 $ 217,685 $ 100,787 PW22400 **Groundwater Drainage Improvements-Phase 3 (Flapjack-Design)New 77,000 77,000 PW22400 **Groundwater Drainage Improvements-Phase 3 (Flapjack-Construction)New 500,000 500,000 PW19400 *Electric Charging Station at City Hall Carryover - Under Construction 6,386 3,893 2,493 Total-Miscellaneous PW Improvements $ 1,986,359 $ 3,893 $ 876,811 $ 207,691 $ 217,685 $ 2,493 $ 100,787 $ 577,000 Project #Project Description Status Total Budget (100) General Fund (260) Quimby (262) Park Development (504) Building & Facilities Fund FEMA (42010)CalOES (42055) Habitat Conserv Grant (43110) (201) Measure W (261) Measure A Facilities, Parks and Rec Improvements (250-5556-46415) FP17500 *Canyon Loop Trail (Design)Carryover - In Design $ 165,996 $ 90,436 $ 11,946 $ 63,614 FP17500 **Canyon Loop Trail (Construction)Carryover 485,500 267,500 33,000 185,000 FP17501 *Sycamore Canyon Park Slope Erosion Repairs Carryover - Awaiting Final Pmt 131,787 56,875 40,862 34,050 FP17502 **Sycamore Canyon Creek Repair Carryover 80,000 80,000 FP22500 DBC AC Replacement & Air Quality Upgrades (Design)New 75,000 75,000 TOTAL $ 938,283 $ 90,436 $ 68,821 $ 63,614 $ 75,000 $ 40,862 $ 34,050 $ 267,500 $ 113,000 $ 185,000 FY 21-22 CIP Projects Grand Total $ 7,527,036 *Indicates carryover of project from FY 20/21 CAPITAL IMPROVEMENT PROJECT LIST City of Diamond Bar, California 172 FY 2021/22 Draft Budget 6.1.b Packet Pg. 250 Funding Source Totals CIP Project Type Totals 100 General Fund $ 90,436 Street Improvements $ 3,506,394 201 Measure W 690,000 Traffic Management/Safety Improvements 51,000 202 RMRA (SB-1) 1,576,811 Transportation Infrastructure Improvements 1,045,000 203 Measure M 1,237,691 Miscellaneous PW Improvements 1,986,359 204 Measure R 900,000 Facilities, Parks and Rec. Improvements 938,283 205 Gas Tax 64,000 $ 7,527,036 206 Prop A 930,000 207 Prop C 843,685 209 SB 821 Fund - Bike and Pedestrian Paths (TDA) 100,787 251 AB2766 2,493 225 CDBG 176,394 252 Hauler Fees 136,000 260 Quimby Funds 68,821 261 Measure A 185,000 262 Park Development 63,614 301 MSRC Grant 3,893 504 Building & Facilities Maintenance Fund 75,000 301-42010 FEMA 40,862 301-42055 CalOES 34,050 301-45030 Foothill Transit Grant 40,000 301-43110 Habitat Conservation Grant 267,500 $ 7,527,036 CAPITAL IMPROVEMENT PROJECT LIST City of Diamond Bar, California 173 FY 2021/22 Draft Budget 6.1.b Packet Pg. 251 City of Diamond Bar, California 174 FY 2021/22 Draft Budget 6.1.b Packet Pg. 252 City of Diamond Bar, California 175 FY 2021/22 Draft Budget 6.1.b Packet Pg. 253 City of Diamond Bar, California 176 FY 2021/22 Draft Budget 6.1.b Packet Pg. 254 City of Diamond Bar, California 177 FY 2021/22 Draft Budget 6.1.b Packet Pg. 255 City of Diamond Bar, California 178 FY 2021/22 Draft Budget 6.1.b Packet Pg. 256 City of Diamond Bar, California 179 FY 2021/22 Draft Budget 6.1.b Packet Pg. 257 City of Diamond Bar, California 180 FY 2021/22 Draft Budget 6.1.b Packet Pg. 258 City of Diamond Bar, California 181 FY 2021/22 Draft Budget 6.1.b Packet Pg. 259 City of Diamond Bar, California 182 FY 2021/22 Draft Budget 6.1.b Packet Pg. 260 City of Diamond Bar, California 183 FY 2021/22 Draft Budget 6.1.b Packet Pg. 261 City of Diamond Bar, California 184 FY 2021/22 Draft Budget 6.1.b Packet Pg. 262 City of Diamond Bar, California 185 FY 2021/22 Draft Budget 6.1.b Packet Pg. 263 City of Diamond Bar, California 186 FY 2021/22 Draft Budget 6.1.b Packet Pg. 264 City of Diamond Bar, California 187 FY 2021/22 Draft Budget 6.1.b Packet Pg. 265 City of Diamond Bar, California 188 FY 2021/22 Draft Budget 6.1.b Packet Pg. 266 City of Diamond Bar, California 189 FY 2021/22 Draft Budget 6.1.b Packet Pg. 267 City of Diamond Bar, California 190 FY 2021/22 Draft Budget 6.1.b Packet Pg. 268 City of Diamond Bar, California 191 FY 2021/22 Draft Budget 6.1.b Packet Pg. 269 City of Diamond Bar, California 192 FY 2021/22 Draft Budget 6.1.b Packet Pg. 270 FUND TYPE:Debt Service FUNCTION:Debt Service FUND #:401 FUND DESCRIPTION: This fund was established to account for the governmental debt incurred by the City. To date that has only been the 2002 bonds used to acquire and construct the Diamond Bar Center. In June 2021 those bonds were refinanced with the 2021 bonds to improved the cost of repaying those original bonds. The fund will account for the payment of principal, interest and other administrative costs incurred to service the bonds. For the only bond issue currently outstanding, the General Fund makes a transfer to the Debt Service Fund to provide the resources to meet its obligations. The current bonds mature June 1, 2033 and the outstanding amount on the refinancing bonds is approximately $6,700,000. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 361 $ 18 $ 18 $ 18 48500 Investment Earnings 205 — — — 49100 Transfer from General Fund 860,044 867,406 867,406 733,500 TOTAL RESOURCES $ 860,610 $ 867,424 $ 867,424 $ 733,518 OTHER EXPENDITURES 52255 Banking Charges $ 3,285 $ 3,500 $ 3,500 $ 3,500 57000 Bond Principal 460,000 485,000 485,000 450,000 57100 Interest Expense 397,306 378,906 378,906 265,000 TOTAL OTHER EXP $ 860,591 $ 867,406 $ 867,406 $ 718,500 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 18 $ 18 $ 18 $ 15,018 FUND BALANCE RESERVES $ 18 $ 18 $ 18 $ 15,018 TOTAL USES $ 860,610 $ 867,424 $ 867,424 $ 733,518 DEBT SERVICE FUND City of Diamond Bar, California 193 FY 2021/22 Draft Budget 6.1.b Packet Pg. 271 City of Diamond Bar, California 194 FY 2021/22 Draft Budget 6.1.b Packet Pg. 272 FUND TYPE:Internal Service FUNCTION:Self Insurance FUND #:501 FUND DESCRIPTION: This fund was established in accordance with Resolution #89-53. The resolution states the City will establish a self-insurance reserve fund. The purpose of the fund shall be to pay all self-assumed losses and related costs. Contributions to the fund shall be from the General Fund. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 1,000,000 $ 1,002,894 $ 1,002,894 $ 1,002,894 48500 Investment Earnings 12,606 7,500 15,000 15,000 49100 Transfer In - General Fd 404,621 504,500 392,000 418,742 TOTAL RESOURCES $ 1,417,227 $ 1,514,894 $ 1,409,894 $ 1,436,636 OTHER EXPENDITURES 57200 Crime Insurance $ 1,715 $ 2,000 $ 2,000 $ 2,000 57202 Property Insurance 38,522 50,700 50,700 52,000 57204 Pollution Insurance 3,937 4,300 4,300 3,600 57210 Liability Insurance 370,159 455,000 350,000 370,000 TOTAL OTHER EXP $ 414,333 $ 512,000 $ 407,000 $ 427,600 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 1,002,894 $ 1,002,894 $ 1,002,894 $ 1,009,036 FUND BALANCE RESERVES $ 1,002,894 $ 1,002,894 $ 1,002,894 $ 1,009,036 TOTAL USES $ 1,417,227 $ 1,514,894 $ 1,409,894 $ 1,436,636 SELF INSURANCE FUND City of Diamond Bar, California 195 FY 2021/22 Draft Budget 6.1.b Packet Pg. 273 FUND TYPE:Internal Service FUNCTION:Equip Maint/Replacement FUND #:502 FUND DESCRIPTION: This fund was established in FY 1999/2000 to incorporate a method for the eventual replacement of the City's vehicles and associated equipment. The vehicles and equipment will be capitalized over its useful life expectancy. Beginning with FY 2015/2016 the fleet fuel and maintenance costs will also be tracked in this fund. The necessary funds to cover the costs incurred are transferred from the General Fund. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 395,725 $ 272,617 $ 272,617 $ 152,239 48500 Investment Earnings 3,930 3,500 3,500 3,500 49100 Transfer In - General Fd — 172,150 172,150 155,650 TOTAL RESOURCES $ 399,655 $ 448,267 $ 448,267 $ 311,389 OPERATING EXPENDITURES 52312 Vehicle Maintenance $ 30,796 $ 38,250 $ 38,250 $ 38,750 52330 Fuel 30,925 38,900 38,900 40,400 53000 Depreciation Expense 65,317 80,000 80,000 80,000 TOTAL OPERATING EXP 127,038 157,150 157,150 159,150 CAPITAL OUTLAY 56115 Vehicles $ — $ 110,878 $ 110,878 $ — 56116 Equipment — 28,000 28,000 — TOTAL CAPITAL OUTLAY $ — $ 138,878 $ 138,878 $ — FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 272,617 $ 152,239 $ 152,239 $ 152,239 FUND BALANCE RESERVES $ 272,617 $ 152,239 $ 152,239 $ 152,239 TOTAL USES $ 399,655 $ 448,267 $ 448,267 $ 311,389 VEHICLE MAINTENANCE & REPLACEMENT FUND City of Diamond Bar, California 196 FY 2021/22 Draft Budget 6.1.b Packet Pg. 274 FUND TYPE:Internal Service FUNCTION:Equip Maint/Rpl FUND #:503 FUND DESCRIPTION: This fund has been established to assist the City in funding and anticipating various equipment replacement and/or enhancements. The equipment will be capitalized over the life expectancy and the amount will be transferred into this fund from the General Fund. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 2,034,476 $ 1,586,296 $ 1,586,296 $ 834,100 48500 Investment Earnings 27,735 15,000 15,000 15,000 49100 Transfer In - General Fd 109,000 91,150 91,150 289,000 TOTAL RESOURCES $ 2,171,211 $ 1,692,446 $ 1,692,446 $ 1,138,100 OPERATING EXPENDITURES 53000 Depreciation Expense $ 160,769 $ 150,000 $ 150,000 $ 150,000 TOTAL OPERATING EXP $ 160,769 $ 150,000 $ 150,000 $ 150,000 CAPITAL OUTLAY 56130 Computer Eq - Hardware Exp $ 11,636 $ 91,150 $ 91,150 $ 154,000 56135 Computer Eq - Software Exp 412,510 617,195 617,195 — TOTAL CAPITAL OUTLAY $ 424,146 $ 708,345 $ 708,345 $ 154,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 1,586,296 $ 834,100 $ 834,100 $ 834,100 FUND BALANCE RESERVES $ 1,586,296 $ 834,100 $ 834,100 $ 834,100 TOTAL USES $ 2,171,211 $ 1,692,446 $ 1,692,446 $ 1,138,100 EQUIPMENT MAINTENANCE & REPLACEMENT FUND City of Diamond Bar, California 197 FY 2021/22 Draft Budget 6.1.b Packet Pg. 275 FUND TYPE:Internal Service FUNCTION:Equip Maint/Replacement FUND #:504 FUND DESCRIPTION: This fund was established in FY 2012/2013 to incorporate a method to fund the eventual replacement of equipment and capital repairs at City Hall, Diamond Bar Center and other City facilities. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 432,283 $ 288,473 $ 288,473 $ 96,908 48500 Investment Earnings 7,117 3,400 3,400 3,400 49100 Transfer In - General Fd — 241,835 171,600 241,835 TOTAL RESOURCES $ 439,400 $ 533,708 $ 533,708 $ 271,908 CAPITAL OUTLAY 56100 Capital Outlay Expense $ 86,302 $ 261,800 $ 261,800 $ — TOTAL CAPITAL OUTLAY $ 86,302 $ 261,800 $ 261,800 $ — TRANSFERS OUT 59301 Transfer Out - Cip Fund $ 64,625 $ 175,000 $ 175,000 $ 75,000 TOTAL TRANSFERS OUT $ 64,625 $ 175,000 $ 175,000 $ 75,000 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 288,473 $ 96,908 $ 96,908 $ 196,908 FUND BALANCE RESERVES $ 288,473 $ 96,908 $ 96,908 $ 196,908 TOTAL USES $ 439,400 $ 533,708 $ 533,708 $ 271,908 BUILDING FACILITY & MAINTENANCE FUND City of Diamond Bar, California 198 FY 2021/22 Draft Budget 6.1.b Packet Pg. 276 City of Diamond Bar, California 199 FY 2021/22 Draft Budget 6.1.b Packet Pg. 277 FUND TYPE:Fiduciary Funds FUNCTION:OPEB Trust FUND #:601 FUND DESCRIPTION: This fund was established in accordance with the GASB Statement 74 (previously GASB 43) for Post Employment Benefit Plans Other Than Pension Plans. FY 19/20 Actual FY 20/21 Adjusted FY 20/21 Projected FY 21/22 Proposed ESTIMATED RESOURCES 25500 Fund Balance Reserves $ 345,827 $ 455,794 $ 455,794 $ 558,894 48500 Investment Earnings 21,967 15,100 15,100 15,100 49105 Transfer In - Opeb Reserve 88,000 88,000 88,000 88,000 TOTAL RESOURCES $ 455,794 $ 558,894 $ 558,894 $ 661,994 FUND BALANCE RESERVES 25500 Fund Balance Reserves $ 455,794 $ 558,894 $ 558,894 $ 661,994 FUND BALANCE RESERVES $ 455,794 $ 558,894 $ 558,894 $ 661,994 TOTAL USES $ 455,794 $ 558,894 $ 558,894 $ 661,994 OTHER POST EMPLOYMENT BENEFITS TRUST City of Diamond Bar, California 200 FY 2021/22 Draft Budget 6.1.b Packet Pg. 278 City of Diamond Bar, California 201 FY 2021/22 Draft Budget 6.1.b Packet Pg. 279 Accounting System The set of records and procedures that are used to record, classify, and report information of the financial status and operations of an entity. Appropriation Money set aside by the City Council for a specific purpose. Appropriation Limit The calculated dollar amount that restricts the ability to receive and appropriate proceeds of taxes. Balanced Budget A budget in which sources of income (revenue) is equal to spending uses (expenditures). Baseline Budget A baseline budget serves as the starting point for City departments' budget, and typically includes initial revenue and expenditure projections. Beginning/Ending Fund Balance Unencumbered resources available in a fund from the prior/current year after payment of the prior/current year expenses. Budget The City's financial plan for the 12 month period through June, which details spending priorities for the year and how the City will pay for them. Budget Calendar The schedule of key dates or milestones, which the City follows in the preparation and adoption of the budget. Capital Improvement Program (CIP) Funds used to account for the purchase or construction of major capital projects, which are not financed by proprietary, special assessment or trust funds. Capital Outlays Expenditures for the acquisition of capital assets. Capital Project Any improvement or acquisition of major facilities with a useful life of at least five years such as roads, bridges, buildings, or land. Carry-over A quantity left over or held for future use. Community Development Block Grants (CDBG) Funds established to account for revenues from the federal government and expenditures as prescribed under the Community Development Block Grant program. Cost Allocation A method used to charge general fund overhead costs to other funds such as an Internal Service Fund. Debt An obligation resulting from the borrowing of money or for the purchase of goods and services. GLOSSARY City of Diamond Bar, California 202 FY 2021/22 Draft Budget 6.1.b Packet Pg. 280 Debt Service Interest and principal payments on debt issued for major projects. Department An organizational unit comprised of programs or divisions. Encumbrance A legal obligation to pay funds, an expenditure of which has not yet occurred. Expense A cost incurred for operations, maintenance, interest or other charges. Fee A general term used for any charge levied by government for providing a service or performing an activity. Fiscal Year (FY) A 12-month accounting period that doesn't necessarily correspond to the calendar year. Diamond Bar's fiscal year starts on July 1 and in any given year and ends on June 30 of the following year. Franchise Fees Companies are granted special privileges for the continued use of public property, such as city streets. Such companies usually involve elements of monopoly and may require regulation. The Franchise Fees are the amounts required for the continued granting of these privileges. Franchises currently granted within the City are Electric, Gas, Cable TV, Bus Benches, and Waste Hauler. Full-Time Equivalent (FTE)A position converted to the decimal equivalent of a full-time position based on 2,080 hours per year. Fund A self-balancing set of accounts. Fund Balance The amount of financial resources in a given fund that are not restricted to fund existing commitments and are therefore available for any use permitted for the fund. General Fund A general fund typically is the chief operating fund of a government. Interfund Transfers Payments from one fund to another fund, primarily for work or services provided. Internal Service Fund A fund accounting for centralized services provided to various City departments where the cost is reimbursed. Operating Budget The annual appropriation of funds for on-going program costs, which include salaries, benefits, maintenance, operation, and capital outlay items. GLOSSARY City of Diamond Bar, California 203 FY 2021/22 Draft Budget 6.1.b Packet Pg. 281 Operating Costs Estimated expenses that can be expected to occur. Restricted Fund Balance The part of a fund that is legally limited to a specific use. Revenue Sources of income that finance the operations of government. Sales and Use Tax As a result of the Bradley-Burns Local Sales and Use tax law, 1% of the Sales & Use Tax is to be distributed to the City. Special Revenue Funds A fund that collects revenues that are restricted by the City, State or federal government as the method by which they may be spent. Transient Occupancy Tax (TOT) These revenues are received on a monthly basis from the hotels in the City. The hotels are required to pay a 10% tax based on the amount of their room rental revenues. Unrestricted Fund Balance The part of a fund not restricted for a specific use and available for general use. Vehicle License Fee (VLF) Are collected by the State of California when vehicles are registered with the California Department of Motor Vehicles and distributed to various public agencies, including the City. GLOSSARY City of Diamond Bar, California 204 FY 2021/22 Draft Budget 6.1.b Packet Pg. 282 Article XIIIB of the California State Constitution, more commonly referred to as the Gann Initiative or Gann Limit, was approved by California voters in November 1979 and placed limits on the amount of proceeds of taxes that state and local governmental agencies can receive and spend in one year. The limit is different for each agency and the limit changes each year. Each year's limit is based on the amount of tax proceeds that were authorized to be spent in fiscal year 1978-79 in each agency, modified for changes in inflation and population in each subsequent year. For cities which incorporated after 1978-79, such as the City of Diamond Bar, the initial appropriations limit was set by the voters at the time of incorporation. The City of Diamond Bar's base year is 1989-90. Each year the City Council must adopt, by resolution an appropriations limit for the following year. The factor that the City uses to compute the appropriation limit is base on the growth factor of change in the Los Angeles County population change over the prior year and the change in the State of California per capita income over the prior year. By using this factor the City will have an appropriation limit of $53,402,669 for FY 2021-2022. This City's total proposed appropriations subject to the limitation is $53,402,669 which is $3,641,461 more than the FY 2020-2021 limit of $49,761,208. 2021 - 2022 % Change Non Residential 0.0802 New Construction (City) Population Change -0.0065 % Change over Prior Year (City) Nonresidential converted to a Ratio 1.0802 Population Converted to a Ratio 0.9935 Calculation of Growth Factor 1.0732 2020-2021 Appropriations Limit 49,761,208 2021-2022 Appropriations Limit $53,402,669 (New Appropriations Limit = Prior Year Appropriations Limit x Growth Factor) APPROPRIATION LIMIT CALCULATION City of Diamond Bar, California 205 FY 2021/22 Draft Budget 6.1.b Packet Pg. 283 1989-90 Base Year 9,882,416 1990-91 Adjusted Base 10,785,669 1991-92 Adjusted Base 11,585,192 1992-93 Adjusted Base 11,762,247 1993-94 Adjusted Base 12,275,495 1994-95 Adjusted Base 13,169,824 1995-96 Adjusted Base 14,005,207 1996-97 Adjusted Base 14,729,615 1997-98 Adjusted Base 15,608,665 1998-99 Adjusted Base 16,482,389 1999-00 Adjusted Base 17,561,562 2000-01 Adjusted Base 18,772,045 2001-02 Adjusted Base 20,576,003 2002-03 Adjusted Base 22,364,058 2003-04 Adjusted Base 24,723,466 2004-05 Adjusted Base (revision)25,886,770 2005-06 Adjusted Base (revision)27,569,946 2006-07 Adjusted Base 28,885,277 2007-08 Adjusted Base 30,379,173 2008-09 Adjusted Base 31,954,909 2009-10 Adjusted Base 33,809,489 2010-11 Adjusted Base 33,408,743 2011-12 Adjusted Base 34,377,442 2012-13 Adjusted Base 35,809,031 2013-14 Adjusted Base 37,902,186 2014-15 Adjusted Base 38,109,968 2015-16 Adjusted Base 39,891,361 2016-17 Adjusted Base 42,563,150 2017-18 Adjusted Base 44,385,292 2018-19 Adjusted Base 46,248,905 2019-20 Adjusted Base 48,024,685 2020-21 Adjusted Base 49,761,208 2021-22 Adjusted Base 53,402,669 APPROPRIATION LIMIT CALCULATION City of Diamond Bar, California 206 FY 2021/22 Draft Budget 6.1.b Packet Pg. 284 1 RESOLUTION NO. 2021-25 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, SETTING THE PROPOSITION 4 (GANN) APPROPRIATIONS LIMIT FOR FISCAL YEAR 2021/22 FOR THE CITY OF DIAMOND BAR IN ACCORDANCE WITH THE PROVISIONS OF DIVISION 9 OF TITLE 1 OF THE GOVERNMENT CODE WHEREAS, Article XIII B of the Constitution of the State of California (enacted with the passage of Proposition 4 in 1979 and modified with the passage of Proposition 111 in 1990), provides that the total annual appropriations limit of such entity for the prior year be adjusted for changes in the non-residential assessed valuation or the percentage change in the California Per Capita Income and population except as otherwise specifically provided for in said Article; and WHEREAS, Section 7910 of the Government Code provides that each year the governing body of each local jurisdiction shall, by resolution, establish its appropriations limit for the following fiscal year pursuant to Article XIII B at a regularly scheduled meeting or a noticed special meeting. Prior to such meeting , documentation used in the determination of the appropriation limit shall be available to the public; and WHEREAS, Proposition 111 as approved by the voters of the State of California, revised the method for calculating the Gann Spending Limit, it also r equires a recorded voice vote of the City Council regarding which of the annual adjustment factors have been selected each year; and WHEREAS, Section 7902 (a) and 7902.6 of the Government Code sets forth the method for determining the appropriations limit for each local jurisdiction for the fiscal year; and WHEREAS, the City Council of the City of Diamond Bar wishes to establish the appropriation limit for fiscal year 2021/22 for the City of Diamond Bar. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Diamond Bar, California, as follows: Section 1. That it is hereby found and determined that the documentation used in the determination of the appropriations limit for the City of Diamond Bar for fiscal year 2021/22 was available to the public in City offices of said City at least fifteen days prior to this date. Section 2. That the County of Los Angeles LAFCO, established the original appropriation limit for the newly incorporated City. 6.1.c Packet Pg. 285 Resolution No. 2021-25 2 Section 3. That the factors selected are the growth factor of the City’s population change over the prior year and the change in the City’s non-residential new construction valuation for use in calculating the Fiscal Year 2021/22 Appropriations Limit. Section 4. That the Appropriation Limit for the City of Diamond Bar as established in accordance with Section 7902(a) and Section 7902.6 of the California Government Code is $53,402,669 for fiscal year 2021/22. Section 5. That the Mayor of the City of Diamond Bar shall sign and the City Clerk shall certify to the passage and adoption of this Resolution. PASSED, APPROVED AND ADOPTED this 1st day of June, 2021. __________________________ Nancy A. Lyons, Mayor ATTEST: I, Kristina Santana, City Clerk of the City of Diamond Bar do hereby certify that the foregoing Resolution was passed, approved and adopted at a regular meeting of the City Council of the City of Diamond Bar held on the 1st day of June, 2021, by the following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: __________________________ Kristina Santana, City Clerk 6.1.c Packet Pg. 286 1 RESOLUTION NO. 2021-26 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR, AMENDING CITY OF DIAMOND BAR COMPENSATION PLAN AND FRINGE BENEFITS FOR FY 2021/22 WHEREAS, the City Council of the City of Diamond Bar adopted and amended the City of Diamond Bar Compensation Plan (hereafter, the “Plan”) by adoption of Resolution No. 2020-42, which became effective December 19, 2020; WHEREAS, the City Council of the City of Diamond Bar has approved and adopted the annual budget for Fiscal Year 2021/22; WHEREAS, the City Council of the City of Diamond Bar desires to amend Resolution 2020-42, to include a 3.25% cost of living adjustment for all benefitted classifications of employment including all executive positions (Department Heads, Assistant City Manager and City Manager) as reflected in the attached compensation plan as “EXHIBIT A”; WHEREAS, the City Council of the City of Diamond Bar desires to provide a one- time 1% off salary schedule stipend to all full-time and part-time City employees including all executive positions (Department Heads, Assistant City Manager and City Manager) on payroll as of May 1, 2021; and WHEREAS, the City Council of the City of Diamond Bar desires to include an increase of $50 to the benefit allotment for all benefited classifications of employment including all executive positions (Department Heads, Assistant City Manager and City Manager) and City Council Members. NOW, THEREFORE BE IT RESOLVED, the City Council of the City of Diamond Bar, does hereby amend Resolution 2020-42 as follows: Section 1. The Salary Schedules for all benefitted City classifications is hereby amended and adopted as shown in Exhibit A attached hereto as follows: A. Schedule A shall continue without any changes. B. Schedules B, C, D, E and F shall be effective July 3, 2021. Section 2. The Benefit Allotment for all benefitted classifications of employment and City Council Members shall be increased by $50 per month. PASSED, APPROVED AND ADOPTED this 1st day of June 2021. __________________________ Nancy A. Lyons, Mayor 6.1.d Packet Pg. 287 Resolution No. 2021-26 2 ATTEST: I, KRISTINA SANTANA, City Clerk of the City of Diamond Bar, do hereby certify that the foregoing Resolution was passed, approved and adopted at a regular meeting of the City Council of the City of Diamond Bar held on the 1st day of June 2021, by the following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAIN: COUNCIL MEMBERS: __________________________ Kristina Santana, City Clerk Attachment: Exhibit A, Salary Schedules for FY 2021/22 6.1.d Packet Pg. 288 GRADE CLASSIFICATION A B C D E F G H4 Recreation Leader I $14.00 $14.48 H6 Administrative Intern I $14.00 $14.50 $15.00 $15.72 $16.50 Facility Attendant I Recreation Leader II Maintenance Worker I H8 Recreation Leader III $14.04 $14.74 $15.48 $16.25 $17.06 $17.92 $18.81 H12 Facility Attendant II $16.40 $17.22 $18.08 $18.99 $19.94 $20.93 $21.98 Maintenance Worker II H14 Recreation Specialist $18.03 $18.93 $19.88 $20.87 $21.92 $23.01 $24.16 Schedule A CITY OF DIAMOND BAR COMPENSATION PLAN BY POSITION FY 2021 - 2022 PART-TIME/HOURLY NON-EXEMPT/NON-BENEFITED POSITIONS Effective July 3, 2021 Approved by City Council on June 1, 2021 EXHIBIT "A"6.1.e Packet Pg. 289 COMPENSATION PLAN BY POSITION FY 2021 - 2022 GRADE CLASSIFICATION A B C D E F G H8 Asst. Pre-School Teacher $14.81 $15.55 $16.33 $17.14 $18.00 $18.90 $19.84 H10 Pre-School Teacher $16.31 $17.13 $17.98 $18.88 $19.83 $20.82 $21.86 CITY OF DIAMOND BAR PART-TIME/HOURLY NON-EXEMPT/BENEFITED POSITIONS Schedule B Effective July 3, 2021 Approved by City Council on June 1, 2021 6.1.e Packet Pg. 290 GRADE CLASSIFICATION A B C D E F G 6NE Maintenance Worker $19.76 $20.75 $21.78 $22.87 $24.02 $25.22 $26.48 $1,580.66 $1,659.69 $1,742.68 $1,829.81 $1,921.30 $2,017.36 $2,118.23 $3,424.76 $3,596.00 $3,775.80 $3,964.59 $4,162.82 $4,370.96 $4,589.50 $41,097.11 $43,151.96 $45,309.56 $47,575.04 $49,953.79 $52,451.48 $55,074.06 7NE Recreation Specialist $20.25 $21.26 $22.33 $23.44 $24.62 $25.85 $27.14 Senior Office Specialist $1,620.17 $1,701.18 $1,786.24 $1,875.55 $1,969.33 $2,067.80 $2,171.19 $3,510.38 $3,685.90 $3,870.19 $4,063.70 $4,266.89 $4,480.23 $4,704.24 $42,124.53 $44,230.75 $46,442.29 $48,764.41 $51,202.63 $53,762.76 $56,450.89 10NE Senior Maintenance Worker $21.81 $22.90 $24.04 $25.25 $26.51 $27.83 $29.23 $1,744.75 $1,831.99 $1,923.59 $2,019.77 $2,120.76 $2,226.79 $2,338.13 $3,780.29 $3,969.31 $4,167.77 $4,376.16 $4,594.97 $4,824.72 $5,065.95 $45,363.52 $47,631.69 $50,013.28 $52,513.94 $55,139.64 $57,896.62 $60,791.45 14NE Administrative Assistant $24.07 $25.28 $26.54 $27.87 $29.26 $30.72 $32.26 $1,925.88 $2,022.17 $2,123.28 $2,229.44 $2,340.92 $2,457.96 $2,580.86 $4,172.74 $4,381.37 $4,600.44 $4,830.46 $5,071.99 $5,325.59 $5,591.87 $50,072.84 $52,576.48 $55,205.30 $57,965.57 $60,863.85 $63,907.04 $67,102.39 17NE Accounting, HR, Network/Systems, $25.92 $27.22 $28.58 $30.01 $31.51 $33.09 $34.74 Planning, Engineering Technician $2,073.96 $2,177.66 $2,286.54 $2,400.87 $2,520.91 $2,646.96 $2,779.30 Recreation Coordinator $4,493.58 $4,718.26 $4,954.17 $5,201.88 $5,461.97 $5,735.07 $6,021.83 Senior Administrative Assistant $53,922.96 $56,619.11 $59,450.07 $62,422.57 $65,543.70 $68,820.88 $72,261.93 Public Works Inspector 18NE Neighborhood Improvement Officer $26.57 $27.90 $29.30 $30.76 $32.30 $33.91 $35.61 Media Specialist $2,125.81 $2,232.10 $2,343.70 $2,460.89 $2,583.93 $2,713.13 $2,848.79 $4,605.92 $4,836.21 $5,078.03 $5,331.93 $5,598.52 $5,878.45 $6,172.37 $55,271.03 $58,034.58 $60,936.31 $63,983.12 $67,182.28 $70,541.39 $74,068.46 19NE Facilities & Asset Maintenance Tech.$27.24 $28.60 $30.03 $31.53 $33.11 $34.76 $36.50 $2,178.95 $2,287.90 $2,402.30 $2,522.41 $2,648.53 $2,780.96 $2,920.01 $4,721.07 $4,957.12 $5,204.98 $5,465.22 $5,738.49 $6,025.41 $6,326.68 $56,652.80 $59,485.44 $62,459.71 $65,582.70 $68,861.83 $72,304.92 $75,920.17 21NE Administrative Coordinator $28.62 $30.05 $31.55 $33.13 $34.78 $36.52 $38.35 Executive Assistant $2,289.26 $2,403.73 $2,523.91 $2,650.11 $2,782.61 $2,921.74 $3,067.83 Accountant $4,960.07 $5,208.07 $5,468.48 $5,741.90 $6,029.00 $6,330.45 $6,646.97 Permit Services Coordinator $59,520.85 $62,496.89 $65,621.74 $68,902.82 $72,347.96 $75,965.36 $79,763.63 23NE Assistant Engineer $30.06 $31.57 $33.15 $34.80 $36.54 $38.37 $40.29 Assistant Planner $2,405.16 $2,525.42 $2,651.69 $2,784.27 $2,923.48 $3,069.66 $3,223.14 Sr. Neighborhood Improvement Officer $5,211.18 $5,471.73 $5,745.32 $6,032.59 $6,334.22 $6,650.93 $6,983.47 $62,534.11 $65,660.81 $68,943.85 $72,391.05 $76,010.60 $79,811.13 $83,801.69 Schedule C CITY OF DIAMOND BAR COMPENSATION PLAN BY POSITION FY 2021 - 2022 FULL-TIME NON-EXEMPT BENEFITED POSITIONS Effective July 3, 2021 Approved by City Council on June 1, 2021 6.1.e Packet Pg. 291 GRADE CLASSIFICATION A B C D E F G 24E Management Analyst $30.82 $32.36 $33.97 $35.67 $37.46 $39.33 $41.30 $2,465.24 $2,588.50 $2,717.93 $2,853.82 $2,996.51 $3,146.34 $3,303.66 $5,341.35 $5,608.42 $5,888.84 $6,183.28 $6,492.45 $6,817.07 $7,157.92 $64,096.22 $67,301.03 $70,666.09 $74,199.39 $77,909.36 $81,804.83 $85,895.07 28E Recreation Supervisor $34.02 $35.72 $37.50 $39.38 $41.35 $43.41 $45.58 $2,721.22 $2,857.28 $3,000.14 $3,150.15 $3,307.65 $3,473.04 $3,646.69 $5,895.97 $6,190.77 $6,500.30 $6,825.32 $7,166.58 $7,524.91 $7,901.16 $70,751.61 $74,289.19 $78,003.64 $81,903.83 $85,999.02 $90,298.97 $94,813.92 29E Information Systems Analyst $34.87 $36.61 $38.44 $40.36 $42.38 $44.50 $46.72 $2,789.25 $2,928.71 $3,075.14 $3,228.90 $3,390.35 $3,559.86 $3,737.86 $6,043.37 $6,345.53 $6,662.81 $6,995.95 $7,345.75 $7,713.04 $8,098.69 $72,520.38 $76,146.40 $79,953.72 $83,951.41 $88,148.98 $92,556.43 $97,184.25 30E Associate Planner $35.74 $37.52 $39.40 $41.37 $43.44 $45.61 $47.89 Senior Accountant $2,858.98 $3,001.93 $3,152.02 $3,309.62 $3,475.10 $3,648.86 $3,831.30 Senior Management Analyst $6,194.45 $6,504.17 $6,829.38 $7,170.85 $7,529.39 $7,905.86 $8,301.15 $74,333.38 $78,050.05 $81,952.56 $86,050.18 $90,352.69 $94,870.33 $99,613.84 32E Facilities Maintenance Supervisor $37.55 $39.42 $41.39 $43.46 $45.64 $47.92 $50.32 $3,003.71 $3,153.90 $3,311.59 $3,477.17 $3,651.03 $3,833.58 $4,025.26 $6,508.04 $6,833.44 $7,175.12 $7,533.87 $7,910.57 $8,306.09 $8,721.40 $78,096.51 $82,001.33 $86,101.40 $90,406.47 $94,926.80 $99,673.13 $104,656.79 34E Associate Engineer $39.45 $41.42 $43.49 $45.67 $47.95 $50.35 $52.86 Public Information Coordinator $3,155.78 $3,313.56 $3,479.24 $3,653.20 $3,835.86 $4,027.66 $4,229.04 $6,837.51 $7,179.39 $7,538.36 $7,915.28 $8,311.04 $8,726.59 $9,162.92 $82,050.16 $86,152.67 $90,460.30 $94,983.32 $99,732.49 $104,719.11 $109,955.07 36E Parks & Maintenance Supt.$41.44 $43.52 $45.69 $47.98 $50.38 $52.89 $55.54 Recreation Services Supt.$3,315.54 $3,481.31 $3,655.38 $3,838.15 $4,030.06 $4,231.56 $4,443.14 Senior Planner $7,183.66 $7,542.85 $7,919.99 $8,315.99 $8,731.79 $9,168.38 $9,626.79 Street Maintenance Supt.$86,203.95 $90,514.14 $95,039.85 $99,791.84 $104,781.43 $110,020.51 $115,521.53 37E Network/Systems Administrator $42.48 $44.60 $46.83 $49.18 $51.64 $54.22 $56.93 $3,398.42 $3,568.35 $3,746.76 $3,934.10 $4,130.81 $4,337.35 $4,554.21 $7,363.25 $7,731.42 $8,117.99 $8,523.89 $8,950.08 $9,397.58 $9,867.46 $88,359.03 $92,776.99 $97,415.84 $102,286.63 $107,400.96 $112,771.01 $118,409.56 40E Senior Civil Engineer $45.75 $48.03 $50.44 $52.96 $55.61 $58.39 $61.30 $3,659.73 $3,842.72 $4,034.85 $4,236.60 $4,448.43 $4,670.85 $4,904.39 $7,929.42 $8,325.89 $8,742.18 $9,179.29 $9,638.26 $10,120.17 $10,626.18 $95,153.02 $99,910.68 $104,906.21 $110,151.52 $115,659.10 $121,442.05 $127,514.15 41E Assistant to the City Manager $46.89 $49.23 $51.70 $54.28 $57.00 $59.85 $62.84 $3,751.22 $3,938.79 $4,135.73 $4,342.51 $4,559.64 $4,787.62 $5,027.00 $8,127.65 $8,534.04 $8,960.74 $9,408.78 $9,879.21 $10,373.18 $10,891.83 $97,531.85 $102,408.44 $107,528.86 $112,905.31 $118,550.57 $124,478.10 $130,702.01 Schedule D FY 2021 - 2022 COMPENSATION PLAN BY POSITION CITY OF DIAMOND BAR FULL-TIME EXEMPT BENEFITED POSITIONS Effective July 3, 2021 Approved by City Council on June 1, 2021 6.1.e Packet Pg. 292 GRADE CLASSIFICATION A B C D E F G 40E Public Information Manager $45.75 $48.03 $50.44 $52.96 $55.61 $58.39 $61.30 Recreation Svcs. Manager $3,659.73 $3,842.72 $4,034.85 $4,236.60 $4,448.43 $4,670.85 $4,904.39 $7,929.42 $8,325.89 $8,742.18 $9,179.29 $9,638.26 $10,120.17 $10,626.18 $95,153.02 $99,910.68 $104,906.21 $110,151.52 $115,659.10 $121,442.05 $127,514.15 41E City Clerk $46.89 $49.23 $51.70 $54.28 $57.00 $59.85 $62.84 $3,751.22 $3,938.79 $4,135.73 $4,342.51 $4,559.64 $4,787.62 $5,027.00 $8,127.65 $8,534.04 $8,960.74 $9,408.78 $9,879.21 $10,373.18 $10,891.83 $97,531.85 $102,408.44 $107,528.86 $112,905.31 $118,550.57 $124,478.10 $130,702.01 44E Human Res. & Risk Manager $50.50 $53.02 $55.67 $58.46 $61.38 $64.45 $67.67 $4,039.66 $4,241.64 $4,453.72 $4,676.41 $4,910.23 $5,155.74 $5,413.53 $8,752.59 $9,190.22 $9,649.74 $10,132.22 $10,638.83 $11,170.77 $11,729.31 $105,031.13 $110,282.69 $115,796.82 $121,586.66 $127,666.00 $134,049.30 $140,751.76 46E Public Works Manager/$53.02 $55.67 $58.46 $61.38 $64.45 $67.67 $71.05 Assistant City Engineer $4,241.64 $4,453.72 $4,676.41 $4,910.23 $5,155.74 $5,413.53 $5,684.21 $9,190.22 $9,649.73 $10,132.22 $10,638.83 $11,170.77 $11,729.31 $12,315.78 $110,282.68 $115,796.82 $121,586.66 $127,665.99 $134,049.29 $140,751.76 $147,789.34 Schedule E CITY OF DIAMOND BAR COMPENSATION PLAN BY POSITION FY 2021 - 2022 FULL-TIME EXEMPT MANAGEMENT POSITIONS Effective July 3, 2021 Approved by City Council on June 1, 2021 6.1.e Packet Pg. 293 GRADE CLASSIFICATION A B C D E F G 51E Parks & Rec Director $59.99 $62.99 $66.13 $69.44 $72.91 $76.56 $80.39 $4,798.88 $5,038.83 $5,290.77 $5,555.31 $5,833.07 $6,124.73 $6,430.96 $10,397.58 $10,917.46 $11,463.33 $12,036.50 $12,638.33 $13,270.24 $13,933.76 $124,770.99 $131,009.54 $137,560.02 $144,438.02 $151,659.92 $159,242.92 $167,205.06 52E Deputy City Manager $61.52 $64.60 $67.83 $71.22 $74.78 $78.52 $82.45 $4,921.93 $5,168.03 $5,426.43 $5,697.75 $5,982.64 $6,281.77 $6,595.86 $10,664.19 $11,197.40 $11,757.27 $12,345.13 $12,962.39 $13,610.51 $14,291.03 $127,970.25 $134,368.76 $141,087.20 $148,141.56 $155,548.64 $163,326.07 $171,492.38 55E Community Dev. Director $66.25 $69.57 $73.05 $76.70 $80.53 $84.56 $88.79 Finance Director $5,300.38 $5,565.40 $5,843.67 $6,135.86 $6,442.65 $6,764.78 $7,103.02 Info. Systems Director $11,484.16 $12,058.37 $12,661.29 $13,294.35 $13,959.07 $14,657.03 $15,389.88 $137,809.96 $144,700.46 $151,935.48 $159,532.25 $167,508.87 $175,884.31 $184,678.53 58E City Engineer/PW Director $71.35 $74.92 $78.66 $82.60 $86.73 $91.06 $95.61 $5,707.93 $5,993.33 $6,293.00 $6,607.65 $6,938.03 $7,284.93 $7,649.18 $12,367.19 $12,985.55 $13,634.82 $14,316.56 $15,032.39 $15,784.01 $16,573.21 $148,406.24 $155,826.56 $163,617.88 $171,798.78 $180,388.72 $189,408.15 $198,878.56 59E Assistant City Manager $73.13 $76.79 $80.63 $84.66 $88.89 $93.34 $98.01 $5,850.63 $6,143.16 $6,450.32 $6,772.84 $7,111.48 $7,467.05 $7,840.41 $12,676.37 $13,310.19 $13,975.69 $14,674.48 $15,408.20 $16,178.61 $16,987.54 $152,116.41 $159,722.23 $167,708.34 $176,093.75 $184,898.44 $194,143.36 $203,850.53 N/A City Manager $109.16 $8,732.65 $19,535.68 $234,428.11 Schedule F CITY OF DIAMOND BAR COMPENSATION PLAN BY POSITION FY 2021 - 2022 FULL-TIME EXEMPT EXECUTIVE MANAGEMENT POSITIONS Effective July 3, 2021 Approved by City Council on June 1, 2021 6.1.e Packet Pg. 294 RESOLUTION NO. 2021-27 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR, COUNTY OF LOS ANGELES, STATE OF CALIFORNIA, ADOPTING THE STATEMENT OF INVESTMENT WHEREAS, it is the City’s policy to annually adopt the City Investment Policy; and WHEREAS, the Investment Policy is intended to provide guidelines for the prudent investment of the City’s temporarily idle cash and to outline the policies for maximizing the efficiency of the City’s cash management system. NOW, THEREFORE, the City Council of the City of Diamond Bar does hereby resolve as follows: Section 1. That the City Council of the City of Diamond Bar adopts the attached Statement of Investment Policy (Exhibit A). PASSED, APPROVED AND ADOPTED this 1st day of June, 2021. ________________________________ Nancy A. Lyons, Mayor ATTEST: I, Kristina Santana, City Clerk of the City of Diamond Bar, do hereby certify that the foregoing Resolution was passed, approved and adopted at a regular meeting of the City Council of the City of Diamond Bar held on the 1st day of June, 2021, by the following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: __________________________ Kristina Santana, City Clerk Attachment Exhibit A – Investment Policy: June, 2021 6.1.f Packet Pg. 295 1 CITY OF DIAMOND BAR INVESTMENT POLICY— FY 2020-21 1.0 POLICY: This Statement is intended to provide guidelines for the prudent investment of the City of Diamond Bar’s (“City”) temporarily idle cash and to outline the policies for maximizing the efficiency of the City's cash management system. The ultimate goal is to enhance the economic status of the City while protecting its pooled funds in accordance with the applicable local, state and federal laws. It is the policy of the City Council to review, update and adopt the City's Investment Policy on an annual basis. 2.0 SCOPE: This investment policy applies to all financial assets of the City of Diamond Bar. The Policy applies to the following funds and is accounted for in the City’s annual audited financial statements. A. General Fund B. Special Revenue Funds C. Debt Service Funds D. Capital Improvement Fund E. Internal Service Funds 3.0 STANDARDS OF PRUDENCE: The City Treasurer (or Finance Director) authorized to make investment decisions on behalf of the City of Diamond Bar investing public funds pursuant to this policy are trustees and therefore fiduciaries subject to the prudent investor standard. When investing, reinvesting, purchasing, acquiring, exchanging, selling and managing public funds, a trustee shall act with care, skill, prudence and diligence under the circumstances then prevailing, including but not limited to, the general economic conditions and the anticipated needs of the City, that a prudent person acting in a like capacity and familiarity with those matters would use in the conduct of funds of a like character and with like aims, to safeguard the principal and maintain the liquidity need s of the City. Within the limitations of this section and considering individual investments as part of an overall strategy, the City Treasurer or Finance Director is authorized to acquire investments as authorized by law. 4.0 INVESTMENT OBJECTIVES: The investment of funds of the City of Diamond Bar is directed to the goals of safety, liquidity and yield. The authority governing investments for municipal governments is set forth in the Government Code, Sections 53600, et. seq. 6.1.g Packet Pg. 296 2 1. Safety. Safety of principal is the foremost objective of the investment program. Investments of the City of Diamond Bar shall be undertaken in a manner that seeks to ensure the preservation of capital in the overall portfolio. To attain this objective, the City of Diamond Bar will diversify its investments by investing funds among a variety of securities with independent returns. . The City will operate only in those investments that are considered very safe. 2. Liquidity. The investment portfolio will remain sufficiently liquid to meet all operating requirements which might be reasonably anticipated. This is accomplished by structuring the portfolio so that securities mature at the same time as cash is needed to meet anticipated demands. Additionally, since all possible cash demands cannot be anticipated, the portfolio will consist largely of securities with active secondary or resale markets or local government investment pools which offer same-day liquidity for short-term funds. 3. Yield. The investment portfolio shall be designed with the objective of achieving a competitive market rate of return or yield, while taking into account the investment risk constraints and liquidity needs. Return on investment is of secondary importance compared to safety and liquidity. The core investments shall be limited to low risk securities to be held to maturity with the following exceptions: A security with declining credit may be sold early to minimize loss of principal A security swap would improve the quality, yield or target duration of the portfolio. The liquidity needs of the portfolio require security to be sold. 5.0 DELEGATION OF AUTHORITY Authority to manage the City of Diamond Bar’s investment program is derived from Section 2.16.210 of the City of Diamond Bar’s Municipal Code which designates the City Manager to perform all duties associated with the legal function of the treasurer position. Management responsibility is hereby delegated to the City Treasurer who shall be responsible for all transactions undertaken and for establishing a system of controls to regulate the activities of subordinate officials, and their procedures in the absence of the Treasurer. 6.0 ETHICS AND CONFLICTS OF INTEREST Officers and employees involved in the investment process shall refrain from personal business activity that could conflict with proper execution of the investment program or which could impair their ability to make impartial investment decisions. Employees and investment officials are required to file annual disclosure statements as required for “public officials who manage public investments” (as defined and required by the Political Reform Act and related regulations, being Government Code Sections 81000 and the Fair Political Practices Commission [FPPC]). 6.1.g Packet Pg. 297 3 7.0 AUTHORIZED FINANCIAL DEALERS AND INSTITUTIONS The Treasurer (or Finance Director) will maintain a list of approved financial institutions authorized to provide investment services to the public agency in the S tate of California. A determination should be made to insure that all approved broker/dealer firms and individuals covering the City of Diamond Bar are reputable and trustworthy. In addition, the broker/dealer firms should have the ability to meet all of their financial obligations in dealing with the City of Diamond Bar. The firms and individuals covering the City of Diamond Bar should be knowledgeable and experienced in Public Agency investing and the investment products involved. No public deposit sh all be made except in a qualified public depository as established by State law. All financial institutions and broker/dealers who desire to conduct investment transactions with the City of Diamond Bar must supply the City Treasurer or the Finance Director with the following: audited financial statements, proof of NASD certification, trading resolution, proof of State of California registration, completed broker/dealer questionnaire, certification of having read the City of Diamond Bar’s investment policy and depository contracts. An annual review of the financial condition and registrations of qualified bidders will be conducted by the Treasurer or the Finance Director. A current audited financial statement is required to be on file for each financial institution and broker/dealer with which the City of Diamond Bar invests. 8.0 AUTHORIZED AND SUITABLE INVESTMENTS The City’s investments are governed by the California Government Code (CGC). Specific types of investments are defined in CGC 53635. Also, CGC 53635.2 permits the use of CGC 53601 investment instruments, therefore, both CGC 53601 et seq. and CGC 53635 et seq. are the governing sections pertaining to legal investments. Investments will only be made in authorized securities with a maturity date of five (5) years or less from the transaction settlement date. For the purpose of these investments, the compliance with the investment percentage(s), in regards to the total investment portfolio, shall be calculated on the date the investment is acquired. If the percentage is legally compliant on the date of purchase, then compliance with the law shall have been met. 6.1.g Packet Pg. 298 4 Investment California Legal Requirements City of Diamond Bar Requirements Government Obligations: U.S. Treasury and Agency Obligations (U.S. Treasury obligations are bills, notes and bonds issued by and direct obligations of the U.S. Government. Agency obligations are notes and bonds of Federal agencies and government sponsored enterprises, although not direct obligations of the Treasury, they involve federal sponsorship or guarantees) Authorized by CGC 53601(b), (f) 1. No limit on amount in the portfolio Bankers Acceptances (A draft or bill of exchange accepted by a bank or trust company and brokered to investors in a secondary market. Its purpose is to facilitate trade and provide liquidity to the import-export markets). Authorized by CGC 53601(g) 1. Not to exceed 180 days 2. Not to exceed 40% of portfolio 3. Not to exceed 30% of portfolio if done with one bank. Commercial Paper (Short term, unsecured, promissory notes issued by firms in the open market. These notes are generally backed by a bank credit facility, guarantee/bond of indemnity or some other support agreement. Authorized by CGC 53601 (h), CGC 53601.2 & CGC 53635 (a) 1. Not to exceed 270 days 2. Not to exceed 25% of portfolio 3. No more than 10% of portfolio may be invested in a single issuer 4. Must be rated P-1 by Moody’s Investors Service or A-1 by Standard and Poor’s Medium Term Notes (Corporate notes, deposit notes and bank notes sold by an agent in the open market on a continually offered basis. These notes are debt obligations generally unsecured, although some issues come to market on a collateralized or securitized basis. Authorized by CGC 53601 (k), CGC 53601.2 1. Must have an minimum “A” rating 2. Not to exceed 30% of portfolio 3. Not to exceed 5% of portfolio with single issuer Negotiable Certificates of Deposit (Issued by commercial banks and thrift institutions against funds deposited for specified periods of time and earn specified or variable rates of interest. NCD’s differ from other CD’s because of their increased liquidity as they are actively traded on the secondary market. These deposits are uninsured and uncollateralized promissory notes. Authorized by CGC 53601 (i), GCC 53638 1. Not to exceed 30% portfolio 2. All purchases must be from institutions rated by a nationally recognized rating organization as designated by the Security and Exchange Commission. 6.1.g Packet Pg. 299 5 Certificates of Deposit (Unsecured, direct obligations of a U.S. bank or savings & loan association. Federal Deposit Insurance Corporation (FDIC) coverage is provided for government deposits, but limited to the first $250,000 on deposit on behalf of a given entity at a single financial institution. California law requires that deposits of public funds shall be collateralized if not insured). Authorized by CGC 53635, 53635.2, 53635.8, 53636, 53637, 53638, 53641 1. Must not exceed 30% of portfolio 2. Deposits in excess of the $250,000 FDIC insured limit shall be collateralized at a level of 110% of market value of principal and accrued interest. Repurchase Agreement (These are agreements between an investor (the pool) who agrees to purchase securities and a seller (broker/dealer) who commits to repurchase these securities at a later date at the same price, plus interest). Authorized by CGC 53601 (j) 1. Market value of the security must be 102% or greater, and adjusted quarterly. 2. The minimal market value of 102% can’t be established by more than the next business day. 3. Requires a signed Master Repurchase Agreement from the participating bank or broker/dealer. Local Agency Obligations (Bonds, notes warrants or other evidences of indebtedness of any local agency or by a department, board or authority of any local agency within the 50 United States). Authorized by CGC 53601(a)(c)(d) 1. Must comply with the financial requirements pertaining to temporary borrowing (TRANS, RANS, GANS) as shown in CGC 53820 – 53858. 2. Minimum credit requirement – Issuers must be at or above the following investment grade from one of these rating firms: Standard & Poors – Sp-1 or A; Fitch – F-1 or A; Moody’s – MIG 1 or A Money Market Funds Shares of beneficial interest issued by management companies. Shares represent ownership of diversified portfolio securities, which are redeemable at their net asset value). Authorized by CGC 53601 (l) 1. The pooled investments that comprise these funds must comply with 53601 and 53630 inclusive. Local Agency Investment Fund (LAIF) Provides high liquidity allowing deposits to be credited to the City’s checking account within twenty-four (24) hours. State Pool funds are operated directly by the Office of the State Treasurer, who commingles state and local funds. Authorized by CGC 16429.1 (b) 1. No more than $75 million (LAIF account limit) permitted to be invested. 6.1.g Packet Pg. 300 6 Supranational United States dollar denominated senior unsecured unsubordinated obligations issued or unconditionally guaranteed by the International Bank for Reconstruction and Development, International Finance Corporation, or Inter-American Development Bank. Authorized by CGC 53601 (q) 1. Maximum maturity of five years or less 2. Eligible for purchase and sale within the United States 3. “AA” rated or better by an NRSRO 4. Not to exceed 30% of the portfolio 9.0 PROHIBITED AND RESTRICTED CATEGORIES OF INVESTMENTS The following investments are either prohibited by law or authorized by law and prohibited by the City Treasurer. Inverse Floaters Prohibited by CGC 53601.6 Range Notes Prohibited by CGC 53601.6 Mortgage Derived, Interest-only Strips Prohibited by CGC 53601.6 Zero (“Strip”) Coupons Prohibited by CGC 53601.6 Futures Market Allowable by CGC 53601.6 Prohibited by City Treasurer Options Market Allowable by CGC 53601.6 Prohibited by City Treasurer Priority Obligations Allowable by CGC 53601 (n) Prohibited by City Treasurer 10.0 REVIEW OF INVESTMENT PORTFOLIO The securities held by the City of Diamond Bar must be in compliance with Section 8.0 Authorized and Suitable Investments at the time of purchase. Because some securities may not comply with Section 8.0 subsequent to the date of purchase the City Treasurer shall at least quarterly review the portfolio to identify those securities that do not comply. The City Treasurer shall establish procedures to report to the City Council major and critical incidences of noncompliance identified through the review of the portfolio. Should any investment listed in Section 8 exceed a percentage -of-portfolio limitation due to an incident such as fluctuation in portfolio size, the affected securities may be held to maturity to avoid losses. When no loss is indicated, the Treasurer shall consider rebalancing the portfolio after evaluating the expected length of time that it will be imbalanced. Portfolio percentage limits are in place in order to ensure diversification of the City investment portfolio; a small temporary imbalance will not significantly impair that strategy. 11.0 COLLATERALIZATION Collateralization will be required on two types of investments: certificates of deposit and repurchase agreements. In order to anticipate market changes and provide a level of security for all funds, the collateralization level will be 110% of market value of principal 6.1.g Packet Pg. 301 7 and accrued interest. The City Treasurer, at his/her discretion may waive the collateral requirement for deposits up to the maximum dollar amount which are covered by the Federal Deposit Insurance Corporation, currently $250,000. 12.0 SAFEKEEPING AND CUSTODY All security transactions, including collateral for repurchase agreements, entered into by the City of Diamond Bar shall be conducted on a delivery versus payment (DVP) basis. Securities will be held by a third party custodian designated by the Treasurer and evidenced by safekeeping receipts. 13.0 MAXIMUM MATURITIES To the extent possible the City of Diamond Bar will attempt to match its investments with anticipated cash flow requirements. The prescribed method of the City of Diamond Bar shall be referred to as “layering” the investments. Monies not needed to cover immediate operating costs may be invested up to a five year maturity. 14.0 INTERNAL CONTROLS The City Treasurer and the Finance Director shall establish procedures that separate the internal responsibility for management and accounting of the investment portfolio. An analysis by an independent, external auditor shall be conducted periodically to review internal controls, account activity and compliance with policies and procedures. 15.0 REPORTING As required by California Government Code Section 53607, a monthly report of investments will be provided to the City Council. The required elements of this report are as follows: a) Type of investment b) Issuer c) Date of Maturity d) Amount of deposit or cost of security e) Current market value of securities with maturity in excess of twelve months f) Statement relating the report to the Statement of Investment Policy g) Rate of interest h) Statement that there are sufficient funds to meet the next six months' obligations The basic premise underlying the City of Diamond Bar's investment philosophy is to insure that money is always available when needed. 16.0 Investment Policy Adoption The City of Diamond Bar’s investment policy shall be adopted by resolution of the City Council. The policy shall be reviewed annually by the City Council and any modifications made thereto must be approved by the City Council. 6.1.g Packet Pg. 302 8 Attachments: Appendix A - Broker Dealer Questionnaire Appendix B - Glossary of Cash and Investment Management Terms Appendix C - Local Agency Investment Fund Description 6.1.g Packet Pg. 303 9 APPENDIX A CITY OF DIAMOND BAR BROKER/DEALER QUESTIONNAIRE AND CERTIFICATION 1. Name of Firm: 2. Address: 3. Telephone: ( ) ( ) ______ ___ ______ __ 4. Broker's Representative to the City (attach resume): Name: Title: Telephone: ( ) 5. Manager/Partner-in-Charge (attach resume): Name: Title: Telephone: ( ) 6. List all personnel who will be trading with or quoting securities to City employees (attach resume) Name: Title: Telephone: ( ) ( ) _____ _ ___ ______ __ 7. Which of the above personnel have read the City's investment policy? _________________________________________________________________ _________________________________________________________________ 8. Is your firm a primary dealer in United States Government Securities? Yes____ No____ 6.1.g Packet Pg. 304 10 9. List the total volume of United States Government and Agency Securities for the last calendar year. Firm-wide $_______________ No. of Transactions Your local office $__________ No. of Transactions 10. Which instruments are offered regularly by your local office? ___ Treasury Bills ___ CMO’s ___ Treasury Notes/Bonds ___ Bank CD’s ___ BA’s (domestic) ___ S & L CD’s ___ BA’s (foreign) ___ Repos ___ Commercial Paper ___ Reverse Repos ___ Agencies (specify): ___ Other (specify): 11. References -- Please identify your most directly comparable public sector clients in our geographical area. Entity __________________________ Contact ________________________ Telephone ( ) ___________________ ( ) Client Since 12. Have any of your clients ever sustained a loss on a securities transaction arising from a misunderstanding or misrepresentation of the risk characteristics of the instrument? If so, explain. 13. Has your local office ever subject to a regulatory or state/federal agency investigation for alleged improper, fraudulent, disreputable or unfair activities related to the sale of securities? Have any of your employees been so investigated? If so explain: 14. Has a client ever claimed in writing that your firm was responsible for investment losses? If so, explain. _____________________________________________ 6.1.g Packet Pg. 305 15. Explain your normal custody and delivery process. Who audits these fiduciary systems? Can you meet safekeeping requirements? ___________________ 16. How many and what percentage of your transactions failed Last month? ___________ Last year? ______________ 17. Describe the capital line and trading limits of the office that would conduct business with the City of Diamond Bar. 18. Does your firm participate in the S.I.P.C. insurance program if not, explain. 19. What portfolio information, if any, do you require from your clients? 20. What reports, transactions, confirmations and paper trail will the City receive? 21. Does your firm offer investment training to your clients? ___Yes ___No 22. Please enclose the following: Latest audited financial statements. Samples of reports, transactions, and confirmations the City will receive. Samples of research reports and/or publications that your firm regularly provides to clients. Complete schedule of fees and charges for various transactions. 6.1.g Packet Pg. 306 12 ***CERTIFICATION*** I hereby certify that I have personally read the Statement of Investment Policy of the City of Diamond Bar, and have implemented reasonable procedures and a system of controls designed to preclude imprudent investment activities arising out of transactions conducted between our firm and the City of Diamond Bar. All sales personnel will be routinely informed of the City's investment objectives, horizons, outlooks, strategies and risk constraints whenever we are so advised by the City. We pledge to exercise due diligence in informing the City of Diamond Bar of all foreseeable risks associated with fina ncial transactions conducted with our firm. Under penalties of perjury, the responses to this questionnaire are true and accurate to the best of my knowledge. Signed __________________________ Date Title _____________________________ Countersignature* __________________ Date Title _____________________________ * Company president or person in charge of government securities operations. 6.1.g Packet Pg. 307 13 Appendix B Glossary of Cash and Investment Management Terms Accrued Interest. Interest earned but which has not yet been paid or received. Agency. See "Federal Agency Securities." Ask Price. Price at which a broker/dealer offers to sell a security to an investor. Also known as “offered price.” Asset Backed Securities (ABS). A fixed-income security backed by notes or receivables against assets other than real estate. Generally issued by special purpose companies that “own” the assets and issue the ABS. Examples include securities backed by auto loans, credit card receivables, home equity loans, manufactured housing loans, farm equipment loans and aircraft leases. Average Life. The average length of time that an issue of serial bonds and/or term bonds with a mandatory sinking fund feature is expected to be outstanding. Bankers' Acceptance (BA's). A draft or bill of exchange drawn upon and accepted by a bank. Frequently used to finance shipping of international goods. Used as a short-term credit instrument, bankers' acceptances are traded at a discount from face value as a money market instrument in the secondary market on the basis of the credit quality of the guaranteeing bank. Basis Point. One hundredth of one percent, or 0.01%. Thus 1% equals 100 basis points. Bearer Security. A security whose ownership is determined by the holder of the physical security. Typically, there is no registration on the issuer’s books. Title to bearer securities is transferred by delivery of the physical security or certificate. Also known as “physical securities.” Benchmark Bills: In November 1999, FNMA introduced its Benchmark Bills program, a short- term debt securities issuance program to supplement its existing discount note program. The program includes a schedule of larger, weekly issues in three- and six-month maturities and biweekly issues in one-year for Benchmark Bills. Each issue is brought to market via a Dutch (single price) auction. FNMA conducts a weekly auction for each Benchmark Bill maturity and accepts both competitive and non-competitive bids through a web based auction system. This program is in addition to the variety of other discount note maturities, with rates posted on a daily basis, which FNMA offers. FNMA's Benchmark Bills are unsecured general obligations that are issued in book- entry form through the Federal Reserve Banks. There are no periodic payments of interest on Benchmark Bills, which are sold at a discount from the principal amount and payable at par at maturity. Issues under the Benchmark program constitute the same credit standing as other FNMA discount notes; they simply add organization and liquidity to the short- term Agency discount note market. Benchmark Notes/Bonds: Benchmark Notes and Bonds are a series of FNMA “bullet” maturities (non-callable) issued according to a pre-announced calendar. Under its Benchmark Notes/Bonds program, 2, 3, 5, 10 and 30- year maturities are issued each quarter. Each Benchmark Notes new 6.1.g Packet Pg. 308 14 issue has a minimum size of $4 billion, 30- year new issues having a minimum size of $1 billion, with re-openings based on investor demand to further enhance liquidity. The amount of non-callable issuance has allowed FNMA to build a yield curve in Benchmark Notes and Bonds in maturities ranging from 2 to 30 years. The liquidity emanating from these large size issues has facilitated favorable financing opportunities through the development of a liquid overnight and term repo market. Issues under the Benchmark program constitute the same credit standing as other FNMA issues; they simply add organization and liquidity to the intermediate- and long-term Agency market. Benchmark. A market index used as a comparative basis for measuring the performance of an investment portfolio. A performance benchmark should represent a close correlation to investment guidelines, risk tolerance and duration of the actual portfolio's investments. Bid Price. Price at which a broker/dealer offers to purchase a security from an investor. Bond Market Association (BMA). The bond market trade association representing the largest securities markets in the world. In addition to publishing a Master Repurchase Agreement, widely accepted as the industry standard document for Repurchase Agreements, the BMA also recommends bond market closures and early closes due to holidays. Bond. Financial obligation for which the issuer promises to pay the bondholder (the purchaser or owner of the bond) a specified stream of future cash flows, including periodic interest payments and a principal repayment. Book Entry Securities. Securities that are recorded in a customer’s account electronically through one of the financial markets electronic delivery and custody systems, such as the Fed Securities wire, DTC and PTC (as opposed to bearer or physical securities). The trend is toward a certificate-free society in order to cut down on paperwork and to diminish investors’ concerns about the certificates themselves. The vast majority of securities are now book entry securities. Book Value. The value at which a debt security is reflected on the holder's records at any point in time. Book value is also called “amortized cost” as it represents the original cost of an investment adjusted for amortization of premium or accretion of discount. Also called “carrying value.” Book value can vary over time as an investment approaches maturity and differs from “market value” in that it is not affected by changes in market interest rates. Broker/Dealer. A person or firm transacting securities business with customers. A “broker” acts as an agent between buyers and sellers, and receives a commission for these services. A “dealer” buys and sells financial assets from its own portfolio. A dealer takes risk by owning inventory of securities, whereas a broker merely matches up buyers and sellers. See also "Primary Dealer." Bullet Notes/Bonds. Notes or bonds that have a single maturity date and are non-callable. California Local Agency Bonds: Bonds that are issued by a California county, city, city and county, including a chartered city or county, school district, community college district, public district, county board of education, county superintendent of schools, or any public or municipal corporation. Call Date. Date at which a call option may be or is exercised. 6.1.g Packet Pg. 309 15 Call Option. The right, but not the obligation, of an issuer of a security to redeem a security at a specified value and at a specified date or dates prior to its stated maturity date. Most fixed- income calls are a par, but can be at any previously established price. Securities issued with a call provision typically carry a higher yield than similar securities issued without a call feature. There are three primary types of call options (1) European - one-time calls, (2) Bermudan - periodically on a predetermined schedule (quarterly, semi-annual, annual), and (3) American - continuously callable at any time on or after the call date. There is usually a notice period of at least 5 business days prior to a call date. Callable Bonds/Notes. Securities, which contain an imbedded call option giving the issuer, the right to redeem the securities prior to maturity at a predetermined price and time. Certificate of Deposit (CD). Bank obligation issued by a financial institution generally offering a fixed rate of return (coupon) for a specified period of time (maturity). Can be as long as 10 years to maturity, but most CDs purchased by public agencies are one year and under. Collateral. Investment securities or other property that a borrower pledges to secure repayment of a loan, secure deposits of public monies, or provide security for a repurchase agreement. Collateralization. Process by which a borrower pledges securities, property, or other deposits for securing the repayment of a loan and/or security. Collateralized Mortgage Obligation (CMO). A security that pools together mortgages and separates them into short, medium, and long-term positions (called tranches). Tranches are set up to pay different rates of interest depending upon their maturity. Interest payments are usually paid monthly. In “plain vanilla” CMOs, principal is not paid on a tranche until all shorter tranches have been paid off. This system provides interest and principal in a more predictable manner. A single pool of mortgages can be carved up into numerous tranches each with its own payment and risk characteristics. Commercial Paper. Short term unsecured promissory note issued by a company or financial institution. Issued at a discount and matures for par or face value. Usually a maximum maturity of 270 days, and given a short-term debt rating by one or more NRSROs. Convexity. A measure of a bond's price sensitivity to changing interest rates. A high convexity indicates greater sensitivity of a bond's price to interest rate changes. Corporate Note. A debt instrument issued by a corporation with a maturity of greater than one year and less than ten years. Counterparty. The other party in a two party financial transaction. "Counterparty risk" refers to the risk that the other party, to a transaction, will fail in its related obligations. For example, the bank or broker/dealer in a repurchase agreement. Coupon Rate. Annual rate of interest on a debt security, expressed as a percentage of the bond’s face value. Current Yield. Annual rate of return on a bond based on its price. Calculated as (coupon rate / price), but does not accurately reflect a bond’s true yield level. 6.1.g Packet Pg. 310 16 Custody. Safekeeping services offered by a bank, financial institution or trust company, referred to as the “custodian.” Service normally includes the holding and reporting of the customer's securities, the collection and disbursement of income, securities settlement and market values. Dealer. A dealer, as opposed to a broker, acts as a principal in all transactions, buying and selling for his own account. Delivery Versus Payment (DVP). Settlement procedure in which securities are delivered versus payment of cash, but only after cash has been received. Most security transactions, including those through the Fed Securities Wire system and DTC, are done DVP as a protection for both the buyer and seller of securities. Depository Trust Company (DTC). A firm through which members can use a computer to arrange for securities to be delivered to other members without physical delivery of certificates. A member of the Federal Reserve System and owned mostly by the New York Stock Exchange, the Depository Trust Company uses computerized debit and credit entries. Most corporate securities, commercial paper, CDs and BAs clear through DTC. Derivatives. For hedging purposes, common derivatives are options, futures, swaps and swaptions. All Collateralized Mortgage Obligations (“CMOs”) are derivatives. (1) Financial instruments whose return profile is linked to, or derived from, the movement of one or more underlying index or security, and may include a leveraging factor, or (2) financial contracts based upon notional amounts whose value is derived from an underlying index or security (interest rates, foreign exchange rates, equities or commodities). Derivative Security. Financial instrument created from, or whose value depends upon, one or more underlying assets or indexes of asset values. Designated Bond. FFCB’s regularly issued, liquid, non-callable securities that generally have a 2 or 3 year original maturity. New issues of Designated Bonds are $1 billion or larger. Re- openings of existing Designated Bond issues are generally a minimum of $100 million. Designated Bonds are offered through a syndicate of two to six dealers. Twice each month the Funding Corporation announces its intention to issue a new Designated Bond, reopen an existing issue, or to not issue or reopen a Designated Bond. Issues under the Designated Bond program constitute the same credit standing as other FFCB issues; they simply add organization and liquidity to the intermediate- and long-term Agency market. Discount Notes. Unsecured general obligations issued by Federal Agencies at a discount. Discount notes mature at par and can range in maturity from overnight to one year. Very large primary (new issue) and secondary markets. Discount Rate. Rate charged by the system of Federal Reserve Banks on overnight loans to member banks. Changes to this rate are administered by the Federal Reserve and closely mirror changes to the “fed funds rate.” Discount Securities. Non-interest bearing money market instruments that are issued at discount and redeemed at maturity for full face value. Examples include: U.S. Treasury Bills, Federal Agency Discount Notes, Bankers' Acceptances and Commercial Paper. Discount. The amount by which a bond or other financial instrument sells below its face 6.1.g Packet Pg. 311 17 value. See also "Premium." Diversification. Dividing investment funds among a variety of security types, maturities, industries and issuers offering potentially independent returns. Dollar Price. A bond’s cost expressed as a percentage of its face value. For example, a bond quoted at a dollar price of 95 ½, would have a principal cost of $955 per $1,000 of face value. Duff & Phelps. One of several NRSROs that provide credit ratings on corporate and bank debt issues. Duration. The weighted average maturity of a security’s or portfolio’s cash flows, where the present values of the cash flows serve as the weights. The greater the duration of a security/portfolio, the greater its percentage price volatility with respect to changes in interest rates. Used as a measure of risk and a key tool for managing a portfolio versus a benchmark and for hedging risk. There are also different kinds of duration used for different purposes (e.g. MacAuley Duration, Modified Duration). Fannie Mae. See "Federal National Mortgage Association." Fed Money Wire. A computerized communications system that connects the Federal Reserve System with its member banks, certain U. S. Treasury offices, and the Washington D.C. office of the Commodity Credit Corporation. The Fed Money Wire is the book entry system used to transfer cash balances between banks for themselves and for customer accounts. Fed Securities Wire. A computerized communications system that facilitates book entry transfer of securities between banks, brokers and customer accounts, used primarily for settlement of U.S. Treasury and Federal Agency securities. Fed. See "Federal Reserve System." Federal Agency Security. A debt instrument issued by one of the Federal Agencies. Federal Agencies are considered second in credit quality and liquidity only to U.S. Treasuries. Federal Agency. Government sponsored/owned entity created by the U.S. Congress, generally for the purpose of acting as a financial intermediary by borrowing in the marketplace and directing proceeds to specific areas of the economy considered to otherwise have restricted access to credit markets. The largest Federal Agencies are GNMA, FNMA, FHLMC, FHLB, FFCB, SLMA, and TVA. Federal Deposit Insurance Corporation (FDIC). Federal agency that insures deposits at commercial banks, currently to a limit of $250,000 per depositor per bank. Federal Farm Credit Bank (FFCB). One of the large Federal Agencies. A government sponsored enterprise (GSE) system that is a network of cooperatively-owned lending institutions that provides credit services to farmers, agricultural cooperatives and rural utilities. The FFCBs act as financial intermediaries that borrow money in the capital markets and use the proceeds to make loans and provide other assistance to farmers and farm-affiliated businesses. Consists of the consolidated operations of the Banks for Cooperatives, Federal Intermediate Credit Banks, and Federal Land Banks. Frequent issuer of discount notes, agency notes and callable agency securities. FFCB debt is not an obligation of, nor is it guaranteed by 6.1.g Packet Pg. 312 18 the U.S. government, although it is considered to have minimal credit risk due to its importance to the U.S. financial system and agricultural industry. Also issues notes under its “designated note” program. Federal Funds (Fed Funds). Funds placed in Federal Reserve Banks by depository institutions in excess of current reserve requirements, and frequently loaned or borrowed on an overnight basis between depository institutions. Federal Funds Rate (Fed Funds Rate). The interest rate charged by a depository institution lending Federal Funds to another depository institution. The Federal Reserve influences this rate by establishing a "target" Fed Funds rate associated with the Fed's management of monetary policy. Federal Home Loan Bank System (FHLB). One of the large Federal Agencies. A government sponsored enterprise (GSE) system, consisting of wholesale banks (currently twelve district banks) owned by their member banks, which provides correspondent banking services and credit to various financial institutions, financed by the issuance of securities. The principal purpose of the FHLB is to add liquidity to the mortgage markets. Although FHLB does not directly fund mortgages, it provides a stable supply of credit to thrift institutions that make new mortgage loans. FHLB debt is not an obligation of, nor is it guaranteed by the U.S. government, although it is considered to have minimal credit risk due to its importance to the U.S. financial system and housing market. Frequent issuer of discount notes, agency notes and callable agency securities. Also issues notes under its “global note” and “TAP” programs. Federal Home Loan Mortgage Corporation (FHLMC or "Freddie Mac"). One of the large Federal Agencies. A government sponsored public corporation (GSE) that provides stability and assistance to the secondary market for home mortgages by purchasing first mortgages and participation interests financed by the sale of debt and guaranteed mortgage backed securities. FHLMC debt is not an obligation of, nor is it guaranteed by the U.S. government, although it is considered to have minimal credit risk due to its importance to the U.S. financial system and housing market. Frequent issuer of discount notes, agency notes, callable agency securities and MBS. Also issues notes under its “reference note” program. Federal National Mortgage Association (FNMA or "Fannie Mae"). One of the large Federal Agencies. A government sponsored public corporation (GSE) that provides liquidity to the residential mortgage market by purchasing mortgage loans from lenders, financed by the issuance of debt securities and MBS (pools of mortgages packaged together as a security). FNMA debt is not an obligation of, nor is it guaranteed by the U.S. government, although it is considered to have minimal credit risk due to its importance to the U.S. financial system and housing market. Frequent issuer of discount notes, agency notes, callable agency securities and MBS. Also issues notes under its “benchmark note” program. Federal Reserve Bank. One of the 12 distinct banks of the Federal Reserve System. Federal Reserve System (the Fed). The independent central bank system of the United States that establishes and conducts the nation's monetary policy. This is accomplished in three major ways: (1) raising or lowering bank reserve requirements, (2) raising or lowering the target Fed Funds Rate and Discount Rate, and (3) in open market operations by buying and selling government securities. The Federal Reserve System is made up of twelve Federal Reserve 6.1.g Packet Pg. 313 19 District Banks, their branches, and many national and state banks throughout the nation. It is headed by the seven member Board of Governors known as the “Federal Reserve Board” and headed by its Chairman. Financial Industry Regulatory Authority, Inc (FINRA). A private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD). Though sometimes mistaken for a government agency, it is a non-governmental organization that performs financial regulation of member brokerage firms and exchange markets. The government also has a regulatory arm for investments, the Securities and Exchange Commission. Fiscal Agent/Paying Agent. A bank or trust company that acts, under a trust agreement with a corporation or municipality, in the capacity of general treasurer. The agent performs such duties as making coupon payments, paying rents, redeeming bonds, and handling taxes relating to the issuance of bonds. Fitch Investors Service, Inc. One of several NRSROs that provide credit ratings on corporate and municipal debt issues. Floating Rate Security (FRN or “floater”). A bond with an interest rate that is adjusted according to changes in an interest rate or index. Differs from variable-rate debt in that the changes to the rate take place immediately when the index changes, rather than on a predetermined schedule. See also “Variable Rate Security.” Freddie Mac. See "Federal Home Loan Mortgage Corporation". Ginnie Mae. See "Government National Mortgage Association". Global Notes: Notes designed to qualify for immediate trading in both the domestic U.S. capital market and in foreign markets around the globe. Usually large issues that are sold to investors worldwide and therefore have excellent liquidity. Despite their global sales, global notes sold in the U.S. are typically denominated in U.S. dollars. Government National Mortgage Association (GNMA or "Ginnie Mae"). One of the large Federal Agencies. Government-owned Federal Agency that acquires, packages, and resells mortgages and mortgage purchase commitments in the form of mortgage-backed securities. Largest issuer of mortgage pass-through securities. GNMA debt is guaranteed by the full faith and credit of the U.S. government (one of the few agencies that is actually full faith and credit of the U.S.). Government Securities. An obligation of the U.S. government, backed by the full faith and credit of the government. These securities are regarded as the highest quality of investment securities available in the U.S. securities market. See "Treasury Bills, Notes, Bonds, and SLGS." Government Sponsored Enterprise (GSE). Privately owned entity subject to federal regulation and supervision, created by the U.S. Congress to reduce the cost of capital for certain borrowing sectors of the economy such as students, farmers, and homeowners. GSEs carry the implicit backing of the U.S. Government, but they are not direct obligations of the U.S. Government. For this reason, these securities will offer a yield premium over U.S. Treasuries. Some consider GSEs to be stealth recipients of corporate welfare. Examples of GSEs include: 6.1.g Packet Pg. 314 20 FHLB, FHLMC, FNMA and SLMA. Government Sponsored Enterprise Security. A security issued by a Government Sponsored Enterprise. Considered Federal Agency Securities. Index. A compilation of statistical data that tracks changes in the economy or in financial markets. Interest-Only (IO) STRIP. A security based solely on the interest payments from the bond. After the principal has been repaid, interest payments stop and the value of the security falls to nothing. Therefore, IOs are considered risky investments. Usually associated with mortgage- backed securities. Internal Controls. An internal control structure ensures that the assets of the entity are protected from loss, theft, or misuse. The internal control structure is designed to provide reasonable assurance that these objectives are met. The concept of reasonable assurance recognizes that 1) the cost of a control should not exceed the benefits likely to be derived and 2) the valuation of costs and benefits requires estimates and judgments by management. Internal controls should address the following points: 1. Control of collusion - Collusion is a situation where two or more employees are working in conjunction to defraud their employer. 2. Separation of transaction authority from accounting and record keeping - By separating the person who authorizes or performs the transaction from the people who record or otherwise account for the transaction, a separation of duties is achieved. 3. Custodial safekeeping - Securities purchased from any bank or dealer including appropriate collateral (as defined by state law) shall be placed with an independent third party for custodial safekeeping. 4. Avoidance of physical delivery securities - Book-entry securities are much easier to transfer and account for since actual delivery of a document never takes place. Delivered securities must be properly safeguarded against loss or destruction. The potential for fraud and loss increases with physically delivered securities. 5. Clear delegation of authority to subordinate staff members - Subordinate staff members must have a clear understanding of their authority and responsibilities to avoid improper actions. Clear delegation of authority also preserves the internal control structure that is contingent on the various staff positions and their respective responsibilities. 6. Written confirmation of transactions for investments and wire transfers - Due to the potential for error and improprieties arising from telephone and electronic transactions, all transactions should be supported by written communications and approved by the appropriate person. Written communications may be via fax if on letterhead and if the safekeeping institution has a list of authorized signatures. 7. Development of a wire transfer agreement with the lead bank and third-party custodian - The designated official should ensure that an agreement will be entered into and will address the following points: controls, security provisions, and responsibilities of each party making and receiving wire transfers. 6.1.g Packet Pg. 315 21 Inverse Floater. A floating rate security structured in such a way that it reacts inversely to the direction of interest rates. Considered risky as their value moves in the opposite direction of normal fixed-income investments and whose interest rate can fall to zero. Investment Advisor. A company that provides professional advice managing portfolios, investment recommendations and/or research in exchange for a management fee. Investment Adviser Act of 1940. Federal legislation that sets the standards by which investment companies, such as mutual funds, are regulated in the areas of advertising, promotion, performance reporting requirements, and securities valuations. Investment Grade. Bonds considered suitable for preservation of invested capital; bonds rated a minimum of Baa3 by Moody’s, BBB- by Standard & Poor’s, or BBB- by Fitch. Although “BBB” rated bonds are considered investment grade, most public agencies cannot invest in securities rated below “A.” Liquidity. Relative ease of converting an asset into cash without significant loss of value. Also, a relative measure of cash and near-cash items in a portfolio of assets. Also, a term describing the marketability of a money market security correlating to the narrowness of the spread between the bid and ask prices. Local Agency Investment Fund (LAIF): A voluntary investment fund open to state and local government entities and certain non-profit organizations in California in which organization pools their funds for investment. LAIF is managed by the State Treasurer’s Office. Long-Term Core Investment Program. Funds that are not needed within a one year period. Market Value. The fair market value of a security or commodity. The price at which a willing buyer and seller would pay for a security. Mark-to-market. Adjusting the value of an asset to its market value, reflecting in the process unrealized gains or losses. Master Repurchase Agreement. A widely accepted standard agreement form published by the Bond Market Association (BMA) that is used to govern and document Repurchase Agreements and protect the interest of parties in a repo transaction. Maturity Date. Date on which principal payment of a financial obligation is to be paid. Medium Term Notes (MTN's). Used frequently to refer to corporate notes of medium maturity (5-years and under). Technically, any debt security issued by a corporate or depository institution with a maturity from 1 to 10 years and issued under an MTN shelf registration. Usually issued in smaller issues with varying coupons and maturities, and underwritten by a variety of broker/dealers (as opposed to large corporate deals issued and underwritten all at once in large size and with a fixed coupon and maturity). Money Market. The market in which short-term debt instruments (bills, commercial paper, bankers’ acceptance, etc.) are issued and traded. Money Market Mutual Fund (MMF). A type of mutual fund that invests solely in money 6.1.g Packet Pg. 316 22 market instruments, such as: U.S. Treasury bills, commercial paper, bankers' acceptances, and repurchase agreements. Money market mutual funds are registered with the SEC under the Investment Company Act of 1940 and are subject “rule 2a-7” which significantly limits average maturity and credit quality of holdings. MMF’s are managed to maintain a stable net asset value (NAV) of $1.00. Many MMFs carry ratings by a NRSRO. Moody's Investors Service. One of several NRSROs that provide credit ratings on corporate and municipal debt issues. Mortgage Backed Securities (MBS). Mortgage-backed securities represent an ownership interest in a pool of mortgage loans made by financial institutions, such as savings and loans, commercial banks, or mortgage companies, to finance the borrower's purchase of a home or other real estate. The majority of MBS are issued and/or guaranteed by GNMA, FNMA and FHLMC. There are a variety of MBS structures, some of which can be very risky and complicated. All MBS have reinvestment risk as actual principal and interest payments are dependent on the payment of the underlying mortgages which can be prepaid by mortgage holders to refinance and lower rates or simply because the underlying property was sold. Mortgage Pass-Through Securities. A pool of residential mortgage loans with the monthly interest and principal distributed to investors on a pro-rata basis. Largest issuer is GNMA. Municipal Note/Bond. A debt instrument issued by a state or local government unit or public agency. The vast majority of municipals are exempt from state and federal income tax, although some non-qualified issues are taxable. Mutual Fund. Portfolio of securities professionally managed by a registered investment company that issues shares to investors. Many different types of mutual funds exist (bond, equity, money fund); all except money market funds operate on a variable net asset value (NAV). Negotiable Certificate of Deposit (Negotiable CD). Large denomination CDs ($100,000 and larger) that are issued in bearer form and can be traded in the secondary market. Net Asset Value. The market value of one share of an investment company, such as a mutual fund. This figure is calculated by totaling a fund's assets which includes securities, cash, and any accrued earnings, subtracting this from the fund's liabilities and dividing this total by the number of shares outstanding. This is calculated once a day based on the closing price for each security in the fund's portfolio. (See below.) [(Total assets) - (Liabilities)]/(Number of shares outstanding) NRSRO. A “Nationally Recognized Statistical Rating Organization.” A designated rating organization that the SEC has deemed a strong national presence in the U.S. NRSROs provide credit ratings on corporate and bank debt issues. Only ratings of a NRSRO may be used for the regulatory purposes of rating. Includes Moody’s, S&P, Fitch and Duff & Phelps. Offered Price. See also "Ask Price." Open Market Operations. Federal Reserve monetary policy tactic entailing the purchase or sale of government securities in the open market by the Federal Reserve System from and to primary dealers in order to influence the money supply, credit conditions, and interest rates. 6.1.g Packet Pg. 317 23 Par Value. Face value, stated value or maturity value of a security. Physical Delivery. Delivery of readily available underlying assets at contract maturity. Portfolio. Collection of securities and investments held by an investor. Premium. The amount by which a bond or other financial instrument sells above its face value. See also "Discount." Primary Dealer. Any of a group of designated government securities dealers designated by to the Federal Reserve Bank of New York. Primary dealers can buy and sell government securities directly with the Fed. Primary dealers also submit daily reports of market activity and security positions held to the Fed and are subject to its informal oversight. Primary dealers are considered the largest players in the U.S. Treasury securities market. Prime Paper. Commercial paper of high quality. Highest rated paper is A-1+/A-1 by S&P and P-1 by Moody’s. Principal. Face value of a financial instrument on which interest accrues. May be less than par value if some principal has been repaid or retired. For a transaction, principal is par value times price and includes any premium or discount. Prudent Investor Standard. Standard that requires that when investing, reinvesting, purchasing, acquiring, exchanging, selling, or managing public funds, a trustee shall act with care, skill, prudence, and diligence under the circumstances then prevailing, including, but not limited to, the general economic conditions and the anticipated needs of the agency, that a prudent person acting in a like capacity and familiarity with those matters would use in the conduct of funds of a like character and with like aims, to safeguard the principal and maintain the liquidity needs of the agency. More stringent than the “prudent person” standard as it implies a level of knowledge commensurate with the responsibility at hand. Range Note. A type of structured note that accrues interest daily at a set coupon rate that is tied to an index. Most range notes have two coupon levels; a higher accrual rate for the period the index is within a designated range, the lower accrual rate for the period that the index falls outside the designated range. This lower rate may be zero and may result in zero earnings. Rate of Return. Amount of income received from an investment, expressed as a percentage of the amount invested. Realized Gains (Losses). The difference between the sale price of an investment and its book value. Gains/losses are “realized” when the security is actually sold, as compared to “unrealized” gains/losses which are based on current market value. See “Unrealized Gains (Losses).” Reference Bills: FHLMC’s short-term debt program created to supplement its existing discount note program by offering issues from one month through one year, auctioned on a weekly or on an alternating four-week basis (depending upon maturity) offered in sizeable volumes ($1 billion and up) on a cycle of regular, standardized issuance. Globally sponsored and distributed, 6.1.g Packet Pg. 318 24 Reference Bill issues are intended to encourage active trading and market-making and facilitate the development of a term repo market. The program was designed to offer predictable supply, pricing transparency and liquidity, thereby providing alternatives to U.S. Treasury bills. FHLMC’s Reference Bills are unsecured general corporate obligations. This program supplements the corporation’s existing discount note program. Issues under the Reference program constitute the same credit standing as other FHLMC discount notes; they simply add organization and liquidity to the short-term Agency discount note market. Reference Notes: FHLMC’s intermediate-term debt program with issuances of 2, 3, 5, 10 and 30- year maturities. Initial issuances range from $2 - $6 billion with re-openings ranging $1 - $4 billion. The notes are high-quality bullet structures securities that pay interest semiannually. Issues under the Reference program constitute the same credit standing as other FHLMC notes; they simply add organization and liquidity to the intermediate- and long-term Agency market. Repurchase Agreement (Repo). A short-term investment vehicle where an investor agrees to buy securities from a counterparty and simultaneously agrees to resell the securities back to the counterparty at an agreed upon time and for an agreed upon price. The difference between the purchase price and the sale price represents interest earned on the agreement. In effect, it represents a collateralized loan to the investor, where the securities are the collateral. Can be DVP, where securities are delivered to the investor’s custodial bank, or “tri-party” where the securities are delivered to a third party intermediary. Any type of security can be used as “collateral,” but only some types provide the investor with special bankruptcy protection under the law. Repos should be undertaken only when an appropriate BMA approved master repurchase agreement is in place. Reverse Repurchase Agreement (Reverse Repo). A repo from the point of view of the original seller of securities. Used by dealers to finance their inventory of securities by essentially borrowing at short-term rates. Can also be used to leverage a portfolio and in this sense, can be considered risky if used improperly. Safekeeping. Service offered for a fee, usually by financial institutions, for the holding of securities and other valuables. Safekeeping is a component of custody services. Secondary Market. Markets for the purchase and sale of any previously issued financial instrument. Securities Lending. An arrangement between and investor and a custody bank that allows the custody bank to “loan” the investors investment holdings, reinvest the proceeds in permitted investments, and shares any profits with the investor. Should be governed by a securities lending agreement. Can increase the risk of a portfolio in that the investor takes on the default risk on the reinvestment at the discretion of the custodian. Sinking Fund. A separate accumulation of cash or investments (including earnings on investments) in a fund in accordance with the terms of a trust agreement or indenture, funded by periodic deposits by the issuer (or other entity responsible for debt service), for the purpose of assuring timely availability of moneys for payment of debt service. Usually used in connection with term bonds. 6.1.g Packet Pg. 319 25 Spread. The difference between the price of a security and similar maturity U.S. Treasury investments, expressed in percentage terms or basis points. A spread can also be the absolute difference in yield between two securities. The securities can be in different markets or within the same securities market between different credits, sectors, or other relevant factors. Standard & Poor's. One of several NRSROs that provide credit ratings on corporate and municipal debt issues. STRIPS (Separate Trading of Registered Interest and Principal of Securities). Acronym applied to U.S. Treasury securities that have had their coupons and principal repayments separated into individual zero-coupon Treasury securities. The same technique and "strips" description can be applied to non-Treasury securities (e.g. FNMA strips). Structured Notes. Notes that have imbedded into their structure options such as step-up coupons or derivative- based returns. Supranational Debt. The debt of an international or multi-lateral financial agency used to finance economic and infrastructure development, environmental protection, poverty reduction and renewable energy around the world. Supranational debt is typically rated AAA by most NRSRO’s as these entities are well-capitalized, have significant capital commitments from a diverse capital base, conservative lending and risk management practices and strong supervision. Swap. Trading one asset for another. TAP Notes: Federal Agency notes issued under the FHLB TAP program. Launched in 6/99 as a refinement to the FHLB bullet bond auction process. In a break from the FHLB’s traditional practice of bringing numerous small issues to market with similar maturities, the TAP Issue Program uses the four most common maturities and reopens them up regularly through a competitive auction. These maturities (2, 3, 5 and 10 year) will remain open for the calendar quarter, after which they will be closed and a new series of TAP issues will be opened to replace them. This reduces the number of separate bullet bonds issued, but generates enhanced awareness and liquidity in the marketplace through increased issue size and secondary market volume. Tennessee Valley Authority (TVA). One of the large Federal Agencies. A wholly owned corporation of the United States government that was established in 1933 to develop the resources of the Tennessee Valley region in order to strengthen the regional and national economy and the national defense. Power operations are separated from non-power operations. TVA securities represent obligations of TVA, payable solely from TVA's net power proceeds, and are neither obligations of nor guaranteed by the United States. TVA is currently authorized to issue debt up to $30 billion. Under this authorization, TVA may also obtain advances from the U.S. Treasury of up to $150 million. Frequent issuer of discount notes, agency notes and callable agency securities. Total Return. Investment performance measured over a period of time that includes coupon interest, interest on interest, and both realized and unrealized gains or losses. Total return includes, therefore, any market value appreciation/depreciation on investments held at period end. Treasuries. Collective term used to describe debt instruments backed by the U.S. Government and issued through the U.S. Department of the Treasury. Includes Treasury bills, 6.1.g Packet Pg. 320 26 Treasury notes, and Treasury bonds. Also a benchmark term used as a basis by which the yields of non-Treasury securities are compared (e.g., "trading at 50 basis points over Treasuries"). Treasury Bills (T-Bills). Short-term direct obligations of the United States Government issued with an original term of one year or less. Treasury bills are sold at a discount from face value and do not pay interest before maturity. The difference between the purchase price of the bill and the maturity value is the interest earned on the bill. Currently, the U.S. Treasury issues 4- week, 13-week and 26-week T-Bills Treasury Bonds. Long-term interest-bearing debt securities backed by the U.S. Government and issued with maturities of ten years and longer by the U.S. Department of the Treasury. The Treasury stopped issuing Treasury Bonds in August 2001. Treasury Notes. Intermediate interest-bearing debt securities backed by the U.S. Government and issued with maturities ranging from one to ten years by the U.S. Department of the Treasury. The Treasury currently issues 2-year, 5-year and 10-year Treasury Notes. Trustee. A bank designated by an issuer of securities as the custodian of funds and official representative of bondholders. Trustees are appointed to insure compliance with the bond documents and to represent bondholders in enforcing their contract with the issuer. Uniform Net Capital Rule. SEC regulation 15C3-1 that outlines the minimum net capital ratio (ratio of indebtedness to net liquid capital) of member firms and non-member broker/dealers. Unrealized Gains (Losses). The difference between the market value of an investment and its book value. Gains/losses are “realized” when the security is actually sold, as compared to “unrealized” gains/losses which are based on current market value. See also “Realized Gains (Losses).” Variable-Rate Security. A bond that bears interest at a rate that varies over time based on a specified schedule of adjustment (e.g., daily, weekly, monthly, semi-annually or annually). See also “Floating Rate Note.” Weighted Average Maturity (or just “Average Maturity”). The average maturity of all securities and investments of a portfolio, determined by multiplying the par or principal value of each security or investment by its maturity (days or years), summing the products, and dividing the sum by the total principal value of the portfolio. A simple measure of risk of a fixed-income portfolio. Weighted Average Maturity to Call. The average maturity of all securities and investments of a portfolio, adjusted to substitute the first call date per security for maturity date for those securities with call provisions. Yield Curve. A graphic depiction of yields on like securities in relation to remaining maturities spread over a time line. The traditional yield curve depicts yields on U.S. Treasuries, although yield curves exist for Federal Agencies and various credit quality corporates as well. Yield curves can be positively sloped (normal) where longer-term investments have higher yields, or “inverted” (uncommon) where longer-term investments have lower yields than shorter ones. 6.1.g Packet Pg. 321 27 Yield to Call (YTC). Same as “Yield to Maturity,” except the return is measured to the first call date rather than the maturity date. Yield to call can be significantly higher or lower than a security’s yield to maturity. Yield to Maturity (YTM). Calculated return on an investment, assuming all cash flows from the security are reinvested at the same original yield. Can be higher or lower than the coupon rate depending on market rates and whether the security was purchased at a premium or discount. There are different conventions for calculating YTM for various types of securities. Yield. There are numerous methods of yield determination. In this glossary, see also "Current Yield,” "Yield Curve," "Yield to Call" and "Yield to Maturity." Appendix C Local Agency Investment Fund Program Description The Local Agency Investment Fund (LAIF) is a voluntary program created by statute in 1977 as an investment alternative for California’s local governments and special districts and it continues today under Treasurer John Chiang’s administration. The enabling legislation for the LAIF is Section 16429.1 et seq. of the California Government Code. This program offers local agencies the opportunity to participate in a major portfolio which invests hundreds of millions of dollars, using the investment expertise of the Treasurer’s Office investment staff at no additional cost to the taxpayer. The LAIF is part of the Pooled Money Investment Account (PIMA). The PMIA began in 1955 and oversight is provided by the Pooled Money Investment Board (PMIB) and an in-house Investment Committee. The PMIB members are the State Treasurer, Director of Finance and State Controller. The Local Investment Advisory Board (LIAB) provides oversight for LAIF. The Board consists of five members as designated by statute. The Chairman is the State Treasurer or his designated representative. Two members qualified by training and experience in the field of investment or finance, and the State Treasurer appoints two members who are treasurers, finance or fiscal officers or business managers employed by any county, city or local district or municipal corporation of this state. The term of each appointment is two years or at the pleasure of the Treasurer. All securities are purchased under the authority of Government Code Section 16430 and 16480.4. The State Treasurer’s Office takes delivery of all securities purchased on a delivery versus payment basis using a third party custodian. All investments are purchased at market and a market valuation is conducted monthly. Additionally, the PMIA has Policies, Goals, and Objectives for the portfolio to make certain that our goals of Safety, Liquidity and Yield are not jeopardized, and that prudent 6.1.g Packet Pg. 322 28 management prevails. These policies are formulated by investment staff and reviewed by both the PMIB and the LIAB on an annual basis. The State Treasurer’s Office is audited by the Bureau of State Audits on an annual basis and the resulting opinion is posted to the STO website following its publication. The Bureau of State Audits also has a continuing audit process throughout the year. All investments and LAIF claims are audited on a daily basis by the State Con troller’s Office as well as an in-house audit process involving three separate divisions. Under Federal Law, the State of California cannot declare bankruptcy, thereby allowing the Government Code Section 16429.3 to stand. This Section states that “moneys placed with the Treasurer for deposit in the LAIF by cities, counties, special districts, nonprofit corporations, or qualified quasi-governmental agencies shall not be subject to either of the following: (a) transfer or loan pursuant to Sections 16310, 16312, or 16313, or (b) impoundment or seizure by any state official or state agency.” During the 2002 legislative session, California Government Code Section 16429.4 was added to the LAIF’s enabling legislation. The Section states that “right of a city, co unty, city and county, special district, nonprofit corporation, or qualified quasi-governmental agency to withdraw its deposited moneys from the LAIF, upon demand, may not be altered, impaired, or denied in any way, by any state official or state agency based upon the state’s failure to adopt a State Budget by July 1 of each new fiscal year.” State Treasurer’s Office Local Agency Investment Fund P.O. Box 942809 Sacramento, CA 94209-0001 (916)653-3001 http://www.treasurer.ca.gov/pmia-laif 6.1.g Packet Pg. 323 Agenda #: 5.1 Meeting Date: June 1, 2021 TO: Honorable Chair and Members of the Public Financing Authority FROM: Daniel Fox, City Manager TITLE: PUBLIC FINANCING AUTHORITY MEETING MINUTES. STRATEGIC GOAL: Open, Engaged & Responsive Government RECOMMENDATION: Approve the May 18, 2021 meeting minutes. FINANCIAL IMPACT: None. BACKGROUND: The minutes of the Public Financing Authority meeting on May 18, 2021 have been prepared and are being presented for approval. PREPARED BY: 5.1 Packet Pg. 324 REVIEWED BY: Attachments: 1. 5.1.a Minutes of the May 18, 2021 Regular Meeting of the Public Financing Authority 5.1 Packet Pg. 325 CITY OF DIAMOND BAR MINUTES OF THE PUBLIC FINANCING AUTHORITY REGULAR MEETING MAY 18, 2021 Consistent with COVID-19 regulations, members of the public were encouraged to participate and address the Authority during the public comment portion of the meeting via teleconference. Authority Members and limited staff were physically present for the meeting. Public seating was very limited due to distancing requirements and was on a first-come, first-serve basis. 1. CALL TO ORDER: Chair Chou called the meeting to order at 8:59 p.m. 2. ROLL CALL: Authority Members Liu, Low, Lyons, VC/Tye, and Chair/Chou Staff in Attendance: Dan Fox, Executive Director; Kristina Santana, Authority Secretary. Also Present: Captain Stephen Tousey, LA County Sheriff’s Department. Staff participating telephonically: David DeBerry, City Attorney; Ryan McLean, Assistant City Manager; Anthony Santos, Assistant to the City Manager; Ryan Wright, Parks and Recreation Director; David Liu, Public Works Director; Ha l Ghafari, Public Works Manager/Assistant City Engineer; Fabian Aoun, Assistant Engineer; Greg Gubman, Community Development Director; Grace Lee, Senior Planner; Brent Mason, Interim Director of Finance; Amy Haug, Human Resources and Risk Manager; Ken Desforges, Director of Information Services; Marsha Roa, Public Information Manager; Cecilia Arellano, Public Information Coordinator; 3. PUBLIC COMMENTS: None 4. CONSENT CALENDAR: VC/Tye moved, AM/Lyons seconded, to approve the Consent Calendar as presented. Motion carried by the following Roll Call vote: AYES: AUTHORITY MEMBERS: Liu, Low, Lyons, VC/Tye, Chair/Chou NOES: AUTHORITY MEMBERS: None ABSENT: AUTHORITY MEMBERS: None 4.1 APPROVED PUBLIC FINANCING AUTHORITY MINUTES – Meeting of May 4, 2021 – As submitted. 5. PUBLIC HEARINGS: None 6. AUTHORITY CONSIDERATION: 6.1 APPLICATION FOR MEMBERSHIP FROM THE DIAMOND BAR PARKING AUTHORITY. 5.1.a Packet Pg. 326 MAY 18, 2021 PAGE 2 PUBLIC FINANCE AUTHORITY CM/Fox presented the staff report. No public comments were offered on this item. AM/Lyons moved, AM/Liu seconded, to adopt Resolution No. PFA 2021- 04 approving the application for Membership of the Diamond Bar Parking Authority. Motion carried by the following Roll Call vote: AYES: AUTHORITY MEMBERS: Liu, Low, Lyons, VC/Tye, Chair/Chou NOES: AUTHORITY MEMBERS: None ABSENT: AUTHORITY MEMBERS: None 7. AUTHORITY MEMBER COMMENTS: NONE ADJOURNMENT: With no further business to conduct, Chair/Chou adjourned the Public Financing Authority Regular Meeting at 9:02 p.m. back to the Regular City Council meeting. Respectfully submitted, ______________________________ Kristina Santana, Authority Secretary The foregoing minutes are hereby approved this 1st day of June, 2021. __________________________ Andrew Chou, Chair 5.1.a Packet Pg. 327