HomeMy WebLinkAbout2021.03.16 - Minutes - Study SessionCITY OF DIAMOND BAR
MINUTES OF THE CITY COUNCIL
STUDY SESSION
MARCH 16, 2021
STUDY SESSION: M/Lyons called the Study Session to order at
Mayor Lyons announced that consistent with COVID-19 regulations, all Council Members
and staff participated via teleconference. There was no physical location for public
attendance and the public was invited to join the meeting online or by phone at the
numbers printed on the agenda.
ROLL CALL: Council Members Andrew Chou, Stan Liu, Steve Tye
Mayor Pro Tern Ruth Low, Mayor Nancy Lyons
Staff participating telephonically: Dan Fox, City Manager; Dave DeBerry, City Attorney;
Ryan McLean, Assistant City Manager; Anthony Santos, Assistant to the City Manager;
Ryan Wright, Parks and Recreation Director; David Liu, Public Works Director; Dianna
Honeywell, Director of Finance; Ken Desforges, Director of Information Services;
Marsha Roa, Public Information Manager; Cecilia Arellano, Public Information
Coordinator; Kristina Santana, City Clerk
► CONSIDERATION OF REFUNDING OPTIONS FOR THE DIAMOND BAR
CENTER FIXED RATE BONDS.
CM/Fox introduced Anna Sarabian, Principal, Fieldman Rolapp &Associates
who provided a presentation and timeline for the refunding process. CM/Fox
stated that no action is being asked of the Council; however, if there is
consensus to move forward with the refunding, staff would proceed to prepare
the necessary financing documents through the Public Finance Authority for
final approval and implementation.
Ms. Sarabian explained to C/Tye that the City's implied general bond obligation
rating is AAA, the highest possible rating.
C/Chou asked if the new bond would have the same callable date or would the
new bond be non -callable. Ms. Sarabian responded that the City has about 12
years remaining on the note and typically, lenders require 10 years of call
protection so the basic callable date on the bonds will be required. Fieldman
Rolapp will evaluate whether a shorter call will require additional penalties and
what it means in terms of savings. The minimum will be a 10-year par call.
M/Lyons asked about loan fees and Ms. Sarabian said that the analysis included
a conservative estimate of $255,000 in fees in the net value refunding savings
of $1.33 million.
OPT/Low
asked where the estimated $255,000 in fees fell in the marketplace
and Ms. Sarabian said she believed that $255,000 was a conservative realistic
estimate with the average falling slightly south of that estimate. For the most
MARCH 16, 2021
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CC STUDY SESSION
part, the line items are generally standard, with the rating agency fee being
driven by the size of the bonds (par) and that when the option is exercised,
Diamond Bar will be on par with all other jurisdictions.
u asked if at a certain point the City would be able to lock in the rate and
Ms. Sarabian responded that if the City decided to pursue the refunding,
Fieldman Rolapp will work with legal counsel to prepare the necessary financing
and legal documents which will be presented to the rating agency to obtain the
rating. Once the information is brought back to Council for approval of refunding
and documentation, the underwriter will be able to free-market the bonds and
when completed, the rate will be locked in with closing to occur about two weeks
after pricing.
Ms. Sarabian responded to C/Chou that Fieldman Rolapp is a registered
Municipal Advisor and has fiduciary duty to the City only. Fieldman Rolapp is a
non -broker dealer and does not represent the underwriters.
C/Liu asked if there will be one or multiple bids for the refunding and Ms.
Sarabian explained that there are two types of sales. One is negotiated with the
underwriter who will pursue bonds at the price they offer and Fieldman Rolapp
working with the City to ensure the best price reflected by the price of the market
positions. Once the bonds are in place, the lender owns the bonds and sells
them to retail and institutional investors with no risk to the City. A second type
of sale is a "competitive" sale. In that environment competitive sales are very
often used for general obligation bond credits and have been used for lease
revenue bonds. Given this is a refunding and given the current environment,
Fieldman Rolapp believes a negotiated sale would make better sense for the
City.
C/Liu asked if the Council would be voting on the negotiated rate or would it be
determined after the Council approved the refunding. Ms. Sarabian explained
that the City could determine the rate if it chose a private placement by reaching
out to several banks such as Bank of America, Western Alliance or Compass
Bank and in this case, the City would be provided one rate for each year left in
the term. Bottom line is that Diamond Bar will get a much better result selling
these bonds publicly.
Public Comments:
None
Following discussion, Council concurred to proceed with the refunding.
C/Tye expressed that in 2002 the City Council decided to float a bond to build
the Diamond Bar Center which was a great decision that has inured to the
benefit of the City and its residents. In 2011 the Council decided to refund the
variable rate to a fixed rate to save money, and the City has an opportunity to
save another $1.3 million dollars and not extend the life of the bonds which
makes complete sense to him.
MARCH 16, 2021 PAGE 3 CC STUDY SESSION
OPT/Low, C/Liu, C/Chou and M/Lyons concurred with C/Tye and Council
concurred to move forward with the refunding process as recommended.
ADJOURNMENT: With no further business to come before the City Council,
VI/Lyons recessed the Study Session at 6:11 p.m. to the Regular Meeting.
Respectfully submitted:
Kristina Santana, City Clerk
The foregoing minutes are hereby approved this 6th day of April, 2021.