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HomeMy WebLinkAbout4/1/1997C it o AGENDA Tuesday, April 1, 1997 6:30 p.m. Regular Meeting South Coast Air Quality Management District Auditorium 21865 East Copley Drive Diamond Bar, California 91765 Mayor Bob Huff Mayor Pro Tem Caro l Herrera Council Member Eileen Ansari Council Member Clair Harmony Council Member City Manager City Attorney City Clerk Gary Werner Terrence L. Belanger Michael Jenkins Lynda Burgess Copies of staff reports, or other written documentation relating to agenda items, are on file in the Office of the City Clerk, and are available for public inspection. If you have questions regarding an agenda item, please contact the City Clerk at (909) 860-2489 during regular business hours. In an effort to comply with the requirements of Title II of the Americans with Disabilities Act of 1990, the City of Diamond Bar requires that any person in need of any type of special equipment, assistance or accommodation(s) in order to communicate at a City public meeting, must inform the City Clerk a minimum of 72 hours prior to the scheduled meeting. f ° 111.1 X111111 11.11: Please refrain from smoking, eating or drinking ems The City of Diamond Bar uses recycled paper and encourages you to do the same. in the Council Chambers. • . • g DIAMOND BAR CITY COUNCII. MEETING RULES PUBLIC INPUT The meetings of the Diamond Bar City Council are open to the public. A member of the public may address the Council on the subject of one or more agenda items and/or other items of which are within the subject matter jurisdiction of the Diamond Bar City Council. A request to address the Council should be submitted in writing to the City Clerk. As a general rule the opportunity for public comments will take place at the discretion of the Chair. However, in order to facilitate the meeting, persons who are interested parties for an item may be requested to give their pros - ration at the time the item is called on the calendar. The Chair may limit the public input on any item or the total amount of time allocated for public testimony based on the number of people requesting to speak and the business of the Council. Individuals are requested to refrain from personal attacks toward Council Members or other persons. Comments Which are not conducive to a positive business meeting environment are viewed as attacks against the entire City Council and will not be tolerated. If not complied with, you will forfeit your reg*-ining time as ordered by the Chair. Your cooperation is greatly appreciated. In accordance with Government Code Section 549S4.3(a) the Chair may from time to time dispense with public comment on items previously considered by the Council. (Does not apply to Committee meetings.) In accordance with State Law (Brown Act), all matters to be acted on by the City Council must be posted at least 72 hours prior to the Council meeting. In case of emergency or when a subject matter arises subsequent to the posting of the agenda, upon making certain findings, the Council may act on an item that is not on the posted agenda. CONDUCT IN THE CITY COUNCIL CHAMBERS The Chair shall order removed from the Council Chambers any person who commits the following acts in respect to a regular or special muting of the Diamond Bar City Council. A. Disorderly behavior toward the Council or any member of the thereof, tending to mterrupt the due and orderly course of said meeting. B. A breach of the peace, boisterous conduct or violent disturbance, tending to interrupt the due and orderly course of said meeting. C. Disobedience of any lawful order ofthe Chair, which shall include an order to be seated or to refrain from addressing the Board, and D. Any other unlawful interference with the due and orderly conduct of said meeting. INFORMATION RELATING TO AGENDAS AND ACTIONS OF THE COUNCIL Agendas for the regular Diamond Bar City Council meetings are prepared by the City Clerk and are available 72 hours prior to the meeting. Agendas are available electronically and may be accessed by a personal computer through a phone modem. Every meeting of the City Council is recorded on cassette tapes and duplicate tapes are available for a nominal charge. ADA REQUIREMENTS A cordless microphone is available for those parsons with mobility impairments who cannot access the public speaking area. Sign language inter services are also available by giving notice at least three business days in advance of the meeting. Plesse telephone (909) SW2489 between 8 a.m. and S p.m. Monday through Friday. HELPFUL PHONE NUMBERS Copies of Agenda, Rules of the Council, Cassette Tapes of Meetings (909) 860-2489 Computer Access to Agendas (909) 860 -LINE General Information (909) 860-2489 NOTE: ACTION MAY BE TAKEN ON ANY ITEM IDEN'rinw ON THE AGENDA. 1. CLOSED SESSION: 2. CALL TO ORDER: PLEDGE OF ALLEGIANCE: INVOCATION: ROLL CALL: Next Resolution No. 97-22 Next Ordinance No. 01(1997) None Mayor Huff Presentation of Colors by Ganesha High School JROTC Reverend John Song, Harvest Fellowship Council Members Ansari, Harmony, Werner, Mayor Pro Tem Herrera, Mayor Huff 3. SPECIAL PRESENTATIONS, CERTIFICATES, PROCLAMATIONS: 3.1 Proclaiming April 7 - 13, 1997 as "Public Health Week." 4. PUBLIC COMMENTS: "Public Comments" is the time reserved on each regular meeting agenda to provide an opportunity for members of the public to directly address the Council on Consent Calendar items or matters of interest to the public that are not already scheduled for consideration on this agenda. Although the City Council values your comments, pursuant to the Brown Act, the Council generally cannot take any action on items not listed on the posted agenda. Please complete a Speaker's Card and give it to the City Clerk (completion of this form is voluntary). There is a five minute maximum time limit when addressing the City Council. 5. SCHEDULE OF FUTURE EVENTS: 5.1 PLANNING COMMISSION - April 8, 1997 - 7:00 p.m., AQMD Auditorium, 21865 E. Copley Dr. 5.2 TRAFFIC & TRANSPORTATION COMMISSION - April 10, 1997 - 7:00 p.m., AQMD Board Hearing Room, 21865.3 5.3 CITY COUNCIL MEETING - April 15, 1997 6:30 21865 E. Copley Dr. 5.4 CITY ANNIVERSARY CELEBRATION - April 20, 1997 - Peterson Park - Noon - 5:00 p.m. 5.5 TOWN HALL MEETING (Economic Revitalization Area Plan) - May 3, 1997 - 9:00 - Noon, AQMD Auditorium, 21865 E. Copley Dr. APRIL 1, 1997 PAGE 2 6. CONSENT CALENDAR: 6.1 APPROVAL OF MINUTES - Regular Meeting of March 18, 1997 - Approve as submitted. Requested by: City Clerk 6.2 PLANNING COMMISSION MINUTES: 6.2.1 Regular Meeting of January 28, 1997 - Receive and File. 6.2.2 Regular Meeting of February 11, 1997 - Receive and File. 6.2.3 Regular Meeting of February 25, 1997 - Receive and File. Requested by: Community Development Director 6.3 TRAFFIC & TRANSPORTATION COMMISSION: 6.3.1 Regular Meeting of January 9, 1997 - Receive and File. 6.3.2 Regular Meeting of February 13, 1997 - Receive and File. Requested by: City Engineer 6.4 VOUCHER REGISTER - Approve Voucher Register dated April 1, 1997 in the amount of $498,472.12. Requested by: City Manager 6.5 TREASURERS REPORT - month of February, 1997 - Review & approve. Requested by: City Manager 6.6 EXONERATION OF RECLAIMED WATER IMPROVEMENT BOND FOR TRACT 48487 (C&A Developers) - C & A Developers has requested the exoneration of their posted surety bond for Reclaimed Water Improvements required in accordance with the subdivision agreement for Tract No.48487. The developer has been relieved of this condition at the January 7, 1997 City Council meeting. Recommended Action: It is recommended that the City Council move that: a) Bond No. 184740S of Developers Insurance Company for Reclaimed Water be exonerated; and b) the City Clerk notify the Principal and Surety of these actions. Requested by: City Engineer APRIL 1, 1997 PAGE 3 6.7 RESOLUTION NO. 97 -XX: A RESOLUTION OF THE COUNCIL OF THE CITY OF DIAMOND BAR APPROVING PLANS AND SPECIFICATIONS FOR THE CONSTRUCTION OF PANTERA PARK AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS - Plans and specifications have been developed, reviewed and are ready for advertisement for the construction of Pantera Park. The plans consist of both active and passive recreation opportunities and a bid alternative item for the construction of an activity room. The Park was developed through neighborhood meetings, surveys and input from the Parks and Recreation and Planning Commissions. Recommended Action: It is recommended that the City Council adopt Resolution No.97-XX to approve plans and specifications for the construction of Pantera Park and authorize the City Clerk to advertise the project for bids. Requested by: City Engineer 6.8 RESOLUTION NO. 97 -XX: A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR APPROVING PLANS AND SPECIFICATIONS FOR TRAFFIC SIGNALS CONSTRUCTION ON DIAMOND BAR BOULEVARD AT GOLDRUSH DRIVE AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS - The intersection on Diamond Bar Blvd. at Goldrush Dr. has been identified for traffic signals. Plans and specifications for the project have been prepared and are ready for City Council approval. Recommended Action: It is recommended that the City Council adopt Resolution No. 97 -XX approving plans and specifications for the traffic signals construction on Diamond Bar Blvd. at Goldrush Dr. and authorize the City Clerk to advertise the project for bids. Requested by: City Engineer 6.9 RESOLUTION NO. 97 -XX: A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR APPROVING SPECIFICATIONS FOR THE CONSTRUCTION/RETROFIT OF HANDICAP ACCESS RAMPS IN SAID CITY AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS - Under the 1996-97 Los Angeles Urban County CDBG(Community Development Block Grant) Program, $37,000 of CDBG federal funds was allocated for the construction/retrofit of handicap access ramps in the City. At this time, bid specifications have been prepared. Recommended Action: It is recommended that the City Council adopt Resolution No. 97 -XX approving bid specifications for the Construction/Retrofit of Handicap Access Ramps and authorize the City Clerk to advertise the project for bids. APRIL 1, 1997 7. 8. PAGE 4 Requested by: City Engineer 6.10 AWARD OF INSPECTION SERVICES FOR TRACT 47850 IMPROVEMENT PROJECTS- At the December 19, 1996 City Council Meeting, the Council awarded the plan check services for Tract 47850 improvement plans and final tract map to Hall & Forman. For consistency and continuity, the City has assigned inspection services for private development improvements to the on-call firm that has completed the plan checking services for those improvement plans. Recommended Action: It is recommended that the City Council award the inspection services for Tract 47850 improvement projects to Hall & Forman in an amount not - to -exceed $42,154.84. Requested by: City Engineer 6.11 AMENDMENT TO BUS STOP SHELTERS CONTRACT TO ADD FOUR (4) ADDITIONAL BUS SHELTERS - The City has contracted with Metro Display Advertising, Inc. to provide 20 bus shelters at the following four proposed locations: northbound Diamond Bar Blvd. at south side of Silver Hawk Dr.; southbound Diamond Bar Blvd. at southside of Tin Dr.; southbound Diamond Bar Blvd. at south side of Clear Creek Canyon Dr; and northbound Diamond Bar Blvd. opposite Acacia Hill Dr. Recommended Action: It is recommended that the City Council approve Amendment No.l to the Bus Shelters contract with Metro Display Advertising, Inc. to add four additional bus shelters. Requested by: Community Services Director PUBLIC HEARINGS: 7:00 p.m. or as soon thereafter as matters can be heard. None OLD BUSINESS: 8.1 ORDINANCE NO. 0X(1997): AN ORDINANCE OF THE CITY OF DIAMOND BAR AUTHORIZING THE RENEWAL OF A CABLE TELEVISION FRANCHISE AGREEMENT BETWEEN THE CITY AND JONES INTERCABLE, INC. AND CONCURRENTLY AUTHORIZING THE ASSIGNMENT OR TRANSFER OF THAT FRANCHISE AGREEMENT BY JONES INTERCABLE, INC. TO CITIZENS CENTURY CABLE TELEVISION VENTURE. Continued from March 18, 1997. After discussion between City staff and Jones Intercable modifications have been incorporated into Section 6.3.1(a)(page 22), and Section 6.5 (page 22) the proposed Agreement. Recommended Action: It is recommended that the City Council approve for first reading by title only and waive APRIL 1, 1997 PAGE 5 full reading of Ordinance the City of Diamond Bar cable television franchise Jones Intercable, Inc. an assignment or transfer o Jones Intercable, Inc. /Television Venture. No. 0X(1997) "An Ordinance of Authorizing the renewal of a agreement between the City and I concurrently authorizing the that franchise agreement by to Citizens Century Cable Requested by: City Manager 8.2 PARKS AND RECREATION COMMISSION VACANCY APPOINTMENT - Due to the passing of Oscar Law, a new Commissioner must be appointed. Requested by: Councilmember Werner 8.3 RESOLUTION NO. 96-02A - RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR PROVIDING FOR THE INSTALLATION OF "NO COMMERCIAL TRUCKS" SIGNS ON FOUNTAIN SPRINGS ROAD AT BREA CANYON ROAD AND WESTERLY OF THE COUNTRY HILLS TOWNE CENTER DRIVEWAY ON COLD SPRING LANE AT BREA CANYON ROAD AND DIAMOND BAR BOULEVARD, "NO PARKING, LOADING ONLY" SIGNS IN FRONT OF CASTLEROCK ELEMENTARY SCHOOL, "NO U- TURN" SIGNS AT THE INTERSECTION OF EVERGREEN SPRINGS DRIVE AT BIRCH HILL DRIVE AND AT LOST RIVER DRIVE, "NO PARKING, 7-3, SCHOOL DAYS ONLY" SIGNS ON BOTH SIDES OF EVERGREEN SPRINGS DRIVE BETWEEN PATHFINDER ROAD AND BIRCH HILL DRIVE, "NO PARKING ANYTIME" SIGNS ON FOUNTAIN SPRINGS ROAD FROM DIAMOND BAR BOULEVARD TO CROOKED CREEK DRIVE, REMOVING ONE HUNDRED SEVENTY FEET OF RED CURB AND RETAINING ONE HUNDRED SIXTY FEET OF RED CURB ALONG FOUNTAIN SPRINGS ROAD FROM DIAMOND BAR BOULEVARD TO CROOKED CREEK DRIVE, PAINTING RED CURBS ALONG CURVATURES ON RISING STAR DRIVE, CROOKED CREEK ROAD, HARMONY HILL DRIVE, HIDDEN PINES DRIVE AT SUNBRIGHT DRIVE, AND SUNBRIGHT DRIVE AT SILVER CLOUD DRIVE, AND REMOVING THE "NO LEFT -TURN" SIGN AT THE DRIVEWAY EXIST OF COUNTRY HILLS TOWNE CENTER AT FOUNTAIN SPRINGS ROAD - Pursuant to the direction of the City Council, the effectiveness of the signing, marking and striping improvements within the Heritage Tract were evaluated. Based on the follow- up questionnaires, an overwhelming majority of the residents believe traffic conditions in the neighborhood have improved. The "No Left -Turn" sign at the County Hills Towne Center driveway on Fountain Spgs. Rd., which was installed as a part of the improvement, is requested for removal. 85% of the questionnaire respondents want the sign removed due to the inconvenience it creates. Another proposed modification to the improvements is the removal of approximately 170 ft. of the red curbing along the southerly side of Fountain Spgs. Rd. DKS Associates has concluded that traffic conditions have improved in the study area and that these signing/stripings improvements have reached their intended mitigation. APRIL 1, 1997 PAGE 6 Recommended Action: It is recommended that the City Council adopt Resolution No.96-02A amending Resolution No.96-02 to include the removal of the "No Left -Turn" sign at the Country Hills Towne Center driveway on Fountain Spgs. Rd. and removal of 170 ft. of red curb and retaining 160 ft. of red curb along Fountain Spgs. Rd. between Diamond Bar Blvd. and Crooked Creek Dr. Requested by: City Engineer 9. NEW BUSINESS: 9.1 DISCUSSION OF TRES HERMANOS PLANNING PROCESS - The Council has expressed interest in pursuing a more formalized planning process related to the Tres Hermanos Ranch, which is located in Diamond Bar and Chino Hills. It is proposed that the Council discuss the appropriate mechanism to formalize Tres Hermanos Ranch planning. Among the possible mechanisms are a multi-party agreement or a joint powers agreement. Recommended Action: It is recommended that the City Council direst staff as necessary. Requested by: Mayor Huff 9.2 CITY MANAGER EVALUATION PROCESS - The City Manager 's evaluation form and evaluation time frame will be given to Council. Recommended Action: It is recommended that the City Council complete the evaluation forms and return them to the Council Sub -committee by April 11, 1997. Requested by: Mayor Huff and Mayor Pro Tem Herrera RECESS TO REDEVELOPMENT AGENCY MEETING Next Resolution R-97-05 1. CALL TO ORDER: Chairman Werner ROLL CALL: Agency Members Ansari, Harmony, Herrera, VC/Huff, C/Werner 2. PUBLIC COMMENTS: 3. CONSENT CALENDAR: 3.1 APPROVAL OF MINUTES - Regular Meeting of March 18, 1997 - Approve as submitted. Requested by: Agency Secretary APRIL 1, 1997 PAGE 7 3.2 VOUCHER REGISTER - Approve Voucher Register dated April 1, 1997 in the amount of $11,356.96. Requested by: Executive Director 4. PUBLIC HEARING: None 5. OLD BUSINESS: None 6. NEW BUSINESS: None 7. AGENCY MEMBER COMMENTS: 8. AGENCY SUB -COMMITTEE REPORTS: REDEVELOPMENT AGENCY ADJOURNMENT: RECONVENE CITY COUNCIL MEETING: 10. COUNCIL SUB -COMMITTEE REPORTS: 11. COUNCIL COMMENTS: Items raised by individual Councilmembers are for Council discussion. Direction may be given at this meeting or the item may be scheduled for action at a future meeting. 12. ADJOURNMENT: BOARD OF SUPERVISORS COUNTY OF LOS ANGELES 383 KENNETH HAHN HALL OF ADMINISTRATION / LOS ANGELES, CALIFORNIA 90012 JOANNE STURGES, EXECUTIVE OFFICER (213) 974-1411 March 20, 1997 The Honorable Robert S. Huff Mayor City of Diamond Bar 21660 East Copley Drive, Suite 100 Diamond Bar, CA 91765 Dear Mayor Huff: MEMBERS OF THE BOARD GLORIA MOLINA YVONNE BRATHWAITE BURKE ZEV YAROSLAVSKY DON KNABE MICHAEL D. ANTONOVICH At its meeting held March 18, 1997, on motion of Supervisor Zev Yaroslaysky, the Los Angeles County Board of Supervisors proclaimed the week of April 7 through 13, 1997 as "Public Health Week" throughout Los Angeles County. The theme for this year is "A Century of Accomplishment; A Decade of Celebration" and will mark the tenth year of an event started in Los Angeles County and which has now become a local, State and National event. The purpose of Public Health Week is to increase awareness and understanding of public health, and to inform Los Angeles County residents of the role the Department of Health Services plays in protecting our communities and keeping them safe and disease free. Public Health Week will also be a celebration and recognition of the many partnerships the County has established with private agencies that also support and provide public health services. The Board requested that I notify Governor Wilson and the Mayors of all cities within Los Angeles County of this action, and request that your City support this event by also proclaiming "Public Health Week". Very truly yours, JOANNE STURGES EXECUTIVE OFFICER Mayor20.PF "PUBLIC HEALTH WEEK" April 7-13, 1997 WHEREAS, public health services benefit the entire population of California, and are among the highest priorities of the California Department of Health Services; and WHEREAS, greater public knowledge and awareness of healthful behavior are cost-effective and contribute significantly to the reduction of needless suffering; and WHEREAS, public health professionals and others who promote public health play important roles in providing for the health and welfare PUBLIC HEALTH PROGRAMS AND SERVICES MARK FINUCANE, Director COUNTY OF LOS ANGELES DEPARTMENT OF HEALTH SERVICES 313 N Figueroa, Los Angeles, CA 90012 (213) 240-8156 (213) 481-2739 (FAX) January 30, 1997 Bob Huff 21660 Copley Drive Diaiivi~r-,. Bar, CA9176-11 Dear Mayor Huff: BOARD OF SUPERVISORS Gloria Molina First District Yvonne Brathwaite Burke Second District Zev Yaroslavaky Third District Don Knabe Fourth District Michael D. Antonovkh Fifth District On behalf of the County of Los Angeles Department of Health Services, Public Health Programs and* , Services, I would like to invite you and the residents of your city to participate in our tenth annual celebration of Public Health Week (PHW). PHW began in Los Angeles County ten years ago and is now celebrated throughout the State of California. It has also become a national event; a presidential proclamation was signed by President Clinton in 1995. PHW will be held during the week of April 7-13, 1997. At that time, a variety of PHW events will be held throughout the County of Los Angeles at various locations. This year, the Department of Health Services' theme for Public Health Week is "A Century of Accomplishment; A Decade of Celebration". As in the past, we are asking each city in the Los Angeles County to prepare a proclamation in recognition of PHW. Attached you will find a form to be FAXed, and a sample proclamation. Please FAX the attached form by March 3, 1997, to Myitis Tracy at (213) 388-3370. Thank you for your support and we look forward to hearing from you. In the meantime, if you have tianC !:: *_crs or need awti•,ao,. in:�ometic.n en Dnmlb; .T ealaWeek, p.1..r Ike. ine k i v v, you t ii y call Dr. Maritza Cabezas, PHW Coordinator, at (213) 240-8150. Very truly yours, RS ~CunoCP/� Joh hnhff, h.D. Acting Director, Public Health Programs and Services Attachments JS:mc c: Dr. Maritza Cabezas Myrtis Tracy X13- g90- g&37 boy �,.c' e// EXECUTIVE DEPARTMENT STATE OF CALIFORNIA ® 'rXx ® A PROCLAMATION by the ® Governor of the State of California ® WHEREAS, public health services benefit the entire population of California, and are among the highest priorities of the California Department of Health ® Services; and ® WHEREAS, greater public knowledge and awareness of healthful behavior are cost-effective and contribute significantly to the reduction of needless suffering; and ® WHEREAS, public health professionals and others who promote public health play important roles in providing for the health and welfare of our citizens, and their efforts undertaken with genuine concern and compassion are worthy of widespread praise and appreciation; and WHEREAS. the Los Angeles County Department of Health Services has celebrated the first full week in April as Public Health Week for the past six years, and in 1993, as in 1992, the Department will be joined in this observance by other California counties and several other states; and WHEREAS, 1993 is the 100th Anniversary of Public Health Nursing in the United States — a milestone to celebrate its contributions to the cause of public health; and ® WHEREAS, Public Health Week Com• also recognizes the coalition of public and private health agencies, foundations, academia, and health-related enterprises that are working to healthy ® promote behaviors; NOW, ® TMOUOORE, I. PETE WILSON, Governor of the State of California, do hereby proclaim April 5-11, 1993 as Public Health Week in California and urge all citizens I to join in this important observance. e L IN WITNESS WHEREOF I have hereunto set my hand and caused the Great Seal of the State of ' • ' /; California to be affixed this 4th day of - March 1993. Governor of California ATTEST. 11 s f/ Secretaryof ate WL rp Im _- IF W. PUBLIC HEALTH WEEK APRIL 7-13,1997 Please complete the information below and FAX to (213) 388-3370 by March 3, 1997. Yes, I am proclaiming April 7-13, 1997 Public Health Week Will mail proclamation by March 27, 1997 Proclamation will be ready for pick-up by March 27, 1997 No, I am not proclaiming April 7-13, 1997 Public Health Week Name: Bob Huff Title: Mayor City: Diamond Bar Phone: 909-396-5668 Address: 21660 E. Copley Dr., #100, Diamond Bar CA 91765 Contact Person (if other than name above): Lynda Burgess, City Clerk On April 1, 1997 the City of Diamond Bar will be proclaiming the week of April 7-13, 1997 as Public Health Week. HP OfficeJet LX Personal Printer/Fax/Copier Identification 12133883370 7.1.0 Fax Log Report for City of Diamond Bar, CA 909-861-3117 Feb -24-97 12:30 PM Result &M T_XlM Date Time Duration Diagnostic OK 01 Sent Feb -24 12:30P 00:00:19 002482030022 CITY OF DIAMOND BAR NOTICE OF PUBLIC MEETING AND AFFIDAVIT OF POSTING STATE OF CALIFORNIA ) COUNTY OF LOS ANGELES ) SS. CITY OF DIAMOND BAR ) The Diamond Bar City Council will hold a a Regular Meeting in the AQMD Auditorium, located at 21865 E. Copley Drive, Diamond Bar, California at 6:30 p.m. on April 1, 1997. I, LYNDA BURGESS declare as follows: I am the City Clerk in the City of Diamond Bar; that a copy of the agenda for the Regular Meeting of the Diamond Bar City Council, to be held on April 1, 1997 was posted at their proper locations. I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct and that this Notice and Affidavit was executed this 28th day of March, 1997, at Diamond Bar, California. /s/ Lynda Burgess Lynda Burgess City Clerk City of Diamond Bar D VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL TO: FROM: ADDRESS: ORGANIZATION: AGENDA #/SUBJECT: CITY CLERK r DATE: PHONE:,fV/r- I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. l I Signature VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL TO: FROM: ADDRESS: ORGANIZATION: AGENDA #/SUBJECT: CITY CLERK f Y DATE: 4— /` V PHONE: / AtItI2.1 �. I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. Signatu'r'e D TO: FROM: ADDRESS: ORGANIZATION: VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL AGENDA #/SUBJECT: CITY CLERK DATE: Y-1- PHONE: 6/ glj7 I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. Signature VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL TO: FROM: ADDRESS: ORGANIZATION: AGENDA #/SUBJECT: CITY CLERK Xv I ,-- /x? , Craa #kC-C/ ,�Or S. 3 Refs o 1ft i 1 ap , -'�4 7 6- DATE: `/ `/ - F J PHONE: -51'9-093 I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. Signature 9 VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL TO: FROM: ADDRESS: ORGANIZATION: AGENDA #/SUBJECT: CITY CLERK 2. d. DATE: PHONE: I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. Signatur VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL TO: CITY CLERK FROM: ��,!�•jC� UIJ.� 1 DATE: ADDRESS: l�l� C .1 'iAdiJ CiluW"g- PHONE: ORGANIZATION: AGENDA #/SUBJECT: , I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. `§ignature VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL TO: FROM: ADDRESS: ORGANIZATION: AGENDA #/SUBJECT: CITY CLERK DATE: 174—/- 171 PHONE: X1—Krr--1 expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. 41 1 , VOLUNTARY REQUEST TO ADDRESS THE CITY COUNCIL Lf�_ 'TO FRO A: ADL) IE=SS: OR(; NNIZATION: AGE'i JDA #/SUBJECT CITY CLERK f �r 1l DATE: PHONE: I expect to address the Council on the subject agenda item. Please have the Council Minutes reflect my name and address as written above. Si at City Council Agenda April Fools Day 1997 Item 8.3 RE: Evaluation of the Heritage Tract Neighborhood Traffic Management Study Amended Final Report - Nov. 14,1997 ? f 4i..Loi»i d 1 o f 97 APR -3 F 1X1 r9 The following is the text of public comment on the above subject. This is requested to be included in the minutes as printed and forwarded to the Diamond Bar Traffic and Transportation Commission. This item before you tonight stems from the residents of Fountain Spring's request for a reduction in the speed of vehicles and a reduction in the volume of vehicles. Average vehicle speeds have been reduced, yet volume(ADT) has remained on any given weekday, Saturday, or Sunday at the same level with no relief in site. The T&TC and DKS recommended action to mitigate cut - through traffic volume - this traffic commission however has watered down then removed the only volume reduction measure while providing no alternate plan. Where in this study and its predecessor we have always identified Evergreen Springs, Fountain Springs, and Cold Springs as the higher volume streets, only Fountain Springs suffers the same volume level all year long, seven days a week. We are asking for a `close to normal' residential volume. We are asking for a reduction of the C.H.T.0 traffic that utilizes our street for egress and ingress. We want the purely local cut -through traffic volume reduced. This is not a regional (as in Grand Ave.) cut -through traffic problem. It is a local `convenient' cut -through traffic problem. Just as the city should not approve a commercial parcel to utilize residential streets for parking, we are asking the city not allow a commercial parcel to utilize our street as a means of access and exit. Or is the city engaging in cooperative non-compliance of the center's conditional use permit by allowing this to continue!? The basis for an amended `through -traffic study' was to realize the impact of through -traffic in the neighborhood and the impact of the C.H.T.C. driveway at Fountain Springs. This result was to be based on an accurate collection of data. The study's results made an estimate to the first part of the amendment; and has given us a glimpse at the second portion of the amendment. Only one person was placed at each of the license plate recording stations. Station persons had a difficult time (at times impossible) task of recording all license plate information. (I personally interviewed and witnessed persons participating in the license plate study, all three sessions.) No persons recorded license plates at the C.H.T.0 driveway in question - only a video was made from an angled distance used for count purposes only. Therefore, errors such as missing a vehicle would go down as 'inner -neighborhood' traffic. And, vehicles leaving or entering the driveway in question and not recorded for match -up at any other location would go down as `inner neighborhood' traffic. This study is flawed in its method, inconsistent with the understood premise of the study and thus inadmissible as accurate data for an assessment of the situation. In addition to this I do not believe any amount of persons being merely inconvenienced should be reason for the disapproval of a measure that was meant to be a partial resolve to a non - abating problem for the residents of this street. PS There was absolutely no mention of the `red -curbing' issue on Fountain Springs in the mailed out flyer to the neighborhood in regards to the traffic management study evaluation. As a possible alternative to the No Left Turn sign might I suggest a sign being, not a regulatory or restrictive sign, but a strongly suggestive sign such as: Country Hills Towne Center and the Residents of Heritage Homes would appreciate your exiting to Diamond Bar Blvd. Thank you, Craig C. Clute 21217 Fountain Springs Diamond Bar, Ca. 91765 909-595-1827 MINUTES OF THE CITY COUNCIL b REGULAR MEETING OF THE CITY OF DIAMOND BAR MARCH 18, 1997 CITY COUNCIL WORK SESSION: 5:15 P.M. SUBJECT: Council Goals and Objectives Present: Council Members Ansari, Harmony, Mayor Pro Tem Herrera, Mayor Huff. Council Member Werner was absent. Also present were: Terrence L. Belanger, City Manager; Frank Usher, Assistant City Manager, Amanda Susskind, Assistant City Attorney; James DeStefano, Community Development Director; George Wentz, Public Works Director; Bob Rose, Community Services Director, Lynda Burgess, City Clerk and Kellee Fritzal, Assistant to the City Manager. ACTION: Staff to provide Council with a list of 1996-1997 Gals and their current status within the next two weeks. ADJOURNMENT: Work Session adjourned at 5:40 p.m. CLOSED SESSION: 5:40 p.m. CONFERENCE WITH REAL PROPERTY NEGOTIATOR (G.C. Section 54956.8): Property: 1370 Valley Vista, Suite 100, D.B. Negotiating Parties: Ahmanson Development/Home Savings of America Under Negotiation: Terms of lease agreement for office space No reportable action taken. ADJOURNMENT: 6:03 p.m. 2. CALL TO ORDER: Mayor Huff called the meeting to order at 6:30 p.m., in the SCAQMD Auditorium, 21865 E. Copley Drive, Diamond Bar, California. PLEDGE OF ALLEGIANCE: The Pledge of Allegiance was led Mayor Pro Tem Herrera. INVOCATION: Reverend Pac Chan, Chinese Evangelical Free Church ROLL CALL: Council Members Ansari, Harmony, Mayor Pro Tem Herrera and Mayor Huff. Council Member Werner was absent. MARCH 18, 1997 PAGE 2 CITY COUNCIL Also present were: Terrence L. Belanger, City Manager; Frank Usher, Assistant City Manager; Amanda Susskind, Assistant City Attorney; James DeStefano, Community Development Director; George Wentz, Public Works Director; Bob Rose, Community Services Director and Lynda Burgess, City Clerk. 3. SPECIAL PRESENTATIONS, CERTIFICATES, PROCLAMATIONS: 3.1 Proclaimed April, 1997 as Home Composting Month and recognized Earth Day Celebration Events. 3.2 Presented City Tile to Lt. Dennis Curran in appreciation for his services to the City of Diamond Bar. 3.3 Presented City Tile to Lt. Wendell Henson on his retirement from the L.A. County Sheriffs Department, Walnut Station. 3.4 Presented City Tile to Deputy Larry Luter in appreciation for his services to the City of Diamond Bar. 4. PUBLIC COMMENTS: Martha Bruske stated that she didn't understand why the City makes so many presentations and proclamations. She cautioned the City that since it does not have applicable regulations, it should not encourage home composting. Don Schad stated that on March 9, 1997, members of the YMCA's Indian Princesses planted 130 trees at Peterson Park. He thanked CSD/Rose and staff for repairing the sprinkler system at the park. He indicated he was disappointed that no handout material regarding cellular sites were given out at the recent Monterey Planner's Institute. Clyde Hennessee did not feel that Jones Intercable has utilized its increased cable fees to improve the system. He believed there should be more than one cable system offered in D.B. to insure price competition and better service. Dr. Lawrence Rhodes suggested the City research the local waste hauler's green waste recycling system. He said that although Jones Intercable did not have the programming he desired, they had provided him with good service. 5. SCHEDULE OF FUTURE EVENTS: 5.1 TOWN HALL MEETING - March 22, 1997 - 9:00 a.m. to Noon, AQMD Auditorium, 21865 E. Copley Dr. - Discussion of Development Code. 5.2 PARKS MASTER PLAN WORKSHOP - March 24, 1997 - 7:00 p.m., Heritage Park Community Center, 2900 S. Brea Canyon Rd. 5.3 PLANNING COMMISSION MEETING - March 25, 1997 - 7:00 p.m., AQMD Auditorium, 21865 E. Copley Dr. MARCH 18, 1997 PAGE 3 CITY COUNCIL 5.4 PARKS & RECREATION COMMISSION - March 27, 1997 - 7:00 p.m., AQMD Board Hearing Room, 21865 E. Copley Dr. 5.5 CITY COUNCIL MEETING - April 1, 1997 - 6:30 p.m., AQMD Auditorium, 21865 E. Copley Dr. 5.6 CITY ANNIVERSARY CELEBRATION - April 20, 1997 - 12:00 noon to 5:00 p.m. - Peterson Park. 6. CONSENT CALENDAR: C/Ansari moved, MPT/Herrera seconded to approve Consent Calendar. Motion carried by the following Roll Call vote: AYES: COUNCIL MEMBERS - Ansari, Harmony, MPT/Herrera, M/Huff NOES: COUNCIL MEMBERS - None ABSENT: COUNCIL MEMBERS - Werner 6.1 APPROVED MINUTES - 6.1.1 City Council Work Session of March 4, 1997 -as submitted. 6.1.2 Regular Meeting of March 4, 1997 -as submitted. 6.2 RECEIVED & FILED PARKS & RECREATION COMMISSION MINUTES: 6.2.1 Regular Meeting of December 19, 1996. 6.2.2 Regular Meeting of January 23, 1997. 6.3 APPROVED VOUCHER REGISTER - dated March 18, 1997 in the amount of $237,652.83. 6.4 RESERVED TDA ARTICLE 3 (SB821) ALLOCATION FOR FISCAL YEAR 1996-1997 in the amount of $22,945. 6.5 APPROVED INCREASE IN CONTRACT AMOUNT FOR LEGAL SERVICES - by Michael B. Montgomery related to the Days Hotel Transient Occupancy Tax (TOT) lawsuit in the amount of $5,000 for a total contract amount of $35,000. 6.6 AWARDED ENGINEERING DESIGN SERVICES FOR AMBUSHERS STREET AND MEADOWGLEN ROAD PUBLIC STREET IMPROVEMENTS - to Dewan Lundin & Assoc. for Ambushers St. and Meadowglen Rd. public street improvements in an amount not -to -exceed $16,535, along with a contingency amount of $2,000 for contract amendment(s), to be approved by the City Manager, for a total authorization of $18,535. 7. PUBLIC HEARINGS: None MARCH 18, 1997 PAGE 4 CITY COUNCIL 8. OLD BUSINESS: 8.1 AN ORDINANCE OF THE CITY OF DIAMOND BAR AUTHORIZING THE RENEWAL OF A CABLE TELEVISION FRANCHISE AGREEMENT BETWEEN THE CITY AND JONES INTERCABLE, INC. AND CONCURRENTLY AUTHORIZING THE ASSIGNMENT OR TRANSFER OF THAT FRANCHISE AGREEMENT BY JONES INTERCABLE, INC. TO CITIZENS CENTURY CABLE TELEVISION VENTURE - In response to C/Harmony, CM/Belanger stated that, in general, if a contractor agrees as a condition of the contract renewal, to improve the system within two years and fails to do so, unless the City acquiesces, the agreement would be breached. ACA/Susskind stated that the scheduled upgrade is an exhibit to the contract. Any breach of the schedule would be a breach of the contract and subject to enforcement as outlined in Section 11 of the agreement. C/Ansari asked for clarification of local origination programs and what it would cost for the City to have its own origination studio. She thanked Jones Intercable for their good customer service. Janet Spatz, Manager, Jones Intercable, explained that if Jones Intercable fails to meet its contract obligations, the City is entitled to liquidated damages of up to $1,000 per day. In addition, Jones Intercable posts a $500,000 bond in favor of the City. Don Schad complained about the City Council meeting's audio provided by Jones Intercable. He did not feel the City should award a 10 -year franchise. and that the contract should include a clause to terminate if the relationship is unsatisfactory. Jack Gutowski, Kiowa Crest, asked if there are other systems interested in serving the community, if the City has asked for bids and if a 15 -year contract would lock the City into an obsolete system. Following discussion, MPT/Herrera moved, C/Ansari seconded to approve for first reading by title only and waive full reading of Ordinance No. 97 -XX. Motion failed by the following Roll Call vote: AYES: COUNCIL MEMBERS - MPT/Herrera, M/Huff NOES: COUNCIL MEMBERS - Ansari, Harmony ABSENT: COUNCIL MEMBERS - Werner ACA/Susskind explained that due to lack of rate regulation power, new cable features cost the subscriber extra dollars. Therefore, the City considers Council requests, staffs input and the community's wish list to determine what items will be included within the contract. Additional features are MARCH 18, 1997 PAGE 5 CITY COUNCIL available at a cost to the subscriber. C/Harmony stated he wants the full range of options available to subscribers. C/Ansari reiterated her desire to know the cost for a City owned origination studio. Council concurred to continue the matter to April 1, 1997. 9. NEW BUSINESS: 9.1 PARKS & RECREATION COMMISSION VACANCY APPOINTMENT - Due to the passing of Oscar Law, a new Commissioner must be appointed. Continued to April 1, 1997. RECESSED TO DIAMOND BAR REDEVELOPMENT AGENCY MEETING: 8:15 p.m. RECONVENE: M/Huff reconvened the City Council Meeting at 9:55 p.m. 10. COUNCIL SUB -COMMITTEE REPORTS: C/Ansari stated that she met with the Southern California Association of Governments last week concerning the unapproved proposed 2 cents per gallon Federal tax for Californians. A Legislative Committee meeting is proposed for April 11, 1997 at Davidson Center. She also attended the Four Corners meeting last week and participated in a corridor transportation discussion. M/Huff announced that the upgraded version of City -On -Line is being tested prior to public release. The City hosted a successful Chamber of Commerce mixer last week. He encouraged local businesses to support the Chamber. He reported on the Four Corners endorsement of the Council of Governments' proposed 71/91 freeway connection. 11.COUNCIL COMMENTS: C/Harmony asked to have the redevelopment issue be placed on the ballot for public vote. He said he attended Philip Kuida's funeral earlier in the day. C/Ansari reported on her attendance at the Walnut Sheriffs Booster Club Committee meeting recently. She congratulated Kalil and Song Bendib on their recent wedding and asked that the death of local business owner David Jewell be acknowledged. MPT/Herrera reported that she, M/Huff and CM/Belanger attended the Washington D.C. National League of Cities Conference last week. Discussion topics included "Electrifying Opportunities for Cities" and "The New World of Utility Deregulation." M/Huff reiterated that the purpose for attending the League of Cities Conference was to participate with neighboring cities to procure funds for improving the Alameda corridor. 12. ANNOUNCEMENTS: None MINUTES OF THE CITY OF DIAMOND BAR REGULAR MEETING OF THE PLANNING COMMISSION JANUARY 28, 1997 CALL TO ORDER: Chairman Goldenberg called the meeting to order at 7:04 p.m. at the South Coast Air Quality Management Auditorium, 21865 East Copley Drive, Diamond Bar, California. PLEDGE OF ALLEGIANCE: The Pledge of Allegiance was led by C/Schad. ROLL CALL: Present: Chairman Goldenberg, Vice Chairman Ruzicka, and Commissioners, McManus and Schad Absent: Commissioner Fong Also Present: Community Development Director James DeStefano, Senior Planner Catherine Johnson, and Assistant Planner Ann Lungu. MATTERS FROM THE AUDIENCE/PUBLIC COMMENTS - None CONSENT CALENDAR: 1. Minutes of January 14, 1997. VC/Ruzicka made a motion, seconded by C/Schad, to approve the minutes of January 14, 1997 as presented. Without objections, the motion was so ordered. OLD BUSINESS - None NEW BUSINESS: 1. Wireless Telecommunications Facilities. Responding to the Planning Commission's request, CDD/DeStefano presented a report regarding wireless telecommunications facilities. With the cooperative effort of neighboring cities staffs and telecommunications carriers LA Cellular, Cox California and the Keith Companies, staff compiled the report. CDD/DeStefano explained the three currently utilized wireless telecommunications facilities known as the Cellular Systems, the Personal Communications Services (PCS) digital systems, and Enhanced Specialized Mobile Radio (ESMR) analog digital systems. Transmission signals replicate and amplify voice messages carried from transmitting antennas to receiving antennas. He pointed out the advantages and disadvantages of the systems. Presently, five providers serve the Southern California area: AirTouch, LA Cellular, NexTel, PacBel Mobile Services, and Cox Communications. There are seventeen MINUTES OF THE CITY OF DIAMOND BAR REGULAR MEETING OF THE PLANNING COMMISSION FEBRUARY 11, 1997 CALL TO ORDER: Chairman Goldenberg called the meeting to order at 7:05 p.m. at the South Coast Air Quality Management Auditorium, 21865 East Copley Drive, Diamond Bar, California. PLEDGE OF ALLEGIANCE: The Pledge of Allegiance was led by VC/Ruzicka. ROLL CALL: Present: Chairman Goldenberg, Vice Chairman Ruzicka, and Commissioners, Fong, McManus and Schad. Also Present: Community Development Director James DeStefano, Senior Planner Catherine Johnson, and Assistant Planner Ann Lungu. MATTERS FROM THE AUDIENCE/PUBLIC COMMENTS - None CONSENT CALENDAR: 1. Minutes of January 28, 1997. VC/Ruzicka made a motion, seconded by C/Schad, to approve the minutes of January 28, 1997 as presented. The motion carried 4-0-1 with C/Fong abstaining. OLD BUSINESS - None NEW BUSINESS: 1. Planned Sign Program 97-1, a request to install a new free- standing monument sign. Project Location: 23300 Golden Springs Drive, Diamond Bar Project Owner/ Mt. Calvary Lutheran Church, 23300 Applicant Golden Springs Drive, Diamond Bar, CA AstP/Lungu presented the staff report. Staff recommends that the Planning Commission approve Planned Sign Program 97-1, Findings of Fact and conditions as listed within the resolution. Chair/ Goldenberg suggested the size of the address portion of the sign be increased for safety purposes. AstP/Lungu responded to C/Fong that the City's Public Works Department reviewed the proposal and determined that the sign placement will not impede the clear line -of -sight. The sign will be placed five feet back from the swale and behind the sidewalk. Its placement in this location will not present a FEBRUARY 11, 1997 PAGE 2 PLANNING COMMISSION hazard to vehicles traveling Golden Springs Drive or entering and exiting the project site. VC/Ruzicka moved, C/McManus seconded, and carried 5-0 to approve Planned Sign Program 97-1, Findings of Fact and conditions as listed within the resolution. PUBLIC HEARING - None PLANNING COMMISSION ITEMS: C/Schad asked the Commission, staff and public to observe a moment of silence in honor of Parks and Recreation Commissioner and community activist Oscar Law. INFORMATIONAL ITEMS: CDD/DeStefano stated the Traffic and Transportation Commission will review the Planning Commission's request for consideration of a Traffic Study for the median break area on Diamond Bar Boulevard between the adjacent Diamond Bar Towne Centers at its February 13, 1997 meeting. The recommendation requests that the shopping centers participate in the study's cost. CDD/DeStefano introduced Planning Technician Susan Cole. CDD/DeStefano recommended that VC/Ruzicka contact the City's Building Department regarding Traffic Study recommendations. Chair/Goldenberg referred the Commissioners to a letter from Douglas and Mary Yuen referencing Conditional use Permit 96-10 and Development Review 96-9. ADJOURNMENT: At 7:20 p.m., there being no further business to come before the Planning Commission, Chair/ Goldenberg adjourned the meeting in honor of Oscar Law. The next regular Planning Commission Meeting is scheduled for February 28, 1997. Respectfully Submitted, s/ J --es DeS ef;gnQ ames DeSterano Community Development Director Attest: /sl Michael Goldenberg Michael Goldenberg Chairman MINUTES OF THE CITY OF DIAMOND BAR REGULAR MEETING OF THE PLANNING COMMISSION FEBRUARY 251 1997 CALL TO ORDER: Vice Chairman Ruzicka called the meeting to order at 7:07 p.m. at the South Coast Air Quality Management Auditorium, 21865 East Copley Drive, Diamond Bar, California. PLEDGE OF ALLEGIANCE: The Pledge of Allegiance was led by C/McManus. ROLL CALL: Present: Vice Chairman Ruzicka, and Commissioners, Fong, McManus and Schad. Chairman Goldenberg arrived at 7:17 p.m. Also Present: Community Development Director James DeStefano, Senior Planner Catherine Johnson, and Assistant Planner Ann Lungu. MATTERS FROM THE AUDIENCE/PUBLIC COMMENTS - None CONSENT CALENDAR: 1. Minutes of February 11, 1997. C/Schad made a motion, seconded by C/McManus, to approve the minutes of January 28, 1997 as presented. Without objection, the motion was so ordered. OLD BUSINESS - None NEW BUSINESS - None PUBLIC HEARING: 1. Conditional Use Permit 96-10 and Development Review 96-9, a request for the co -location of unmanned, wireless telecommunications transmission facilities by two service providers consisting of antennas to be located on a proposed barn, and equipment cabinets to be located within the barn and also next to the barn behind a fenced enclosure. This proposal also includes an amendment to Tract map 42584 removing an easement from said Map restricting vehicle ingress and egress to Armitos Place. Project Address: 24401 Darrin Drive (northwest corner Darrin Drive and Armitos Place) Applicants: Cox California PCS, Inc., 18200 Von Karman Avenue, Suite 100, Irvine, CA 92612, and Pacific Bell Mobile Services, 5959 W. Century Boulevard, Los Angeles, CA 90015 FEBRUARY 25, 1997 PAGE 2 PLANNING COMMISSION Property Owners: Eric and Robin Stone, 24401 Darrin Drive, Diamond Bar, CA 91765 CDD/DeStefano presented the staff report. Pursuant to applicant's request to continue the item to March 11, 1997, staff recommends that Conditional Use permit No. 96-10 and Development Review No. 96-9 be continued to March 25, 1997. Chair/Goldenberg arrived and assumed the Chair. James Bartley, 411 Carpio Drive, stated that he feels the previously proposed barn structure is unsightly. He does not understand why antennas have to be placed in a residential area. Horacio Briz, 420 Carpio Drive, asked the height of the antenna, whether the City has conducted studies related to the impact on the neighborhood, and if night lighting is proposed. He stated that the project will impact the neighborhood and the residents do not want the type of building that has been proposed to be located in the neighborhood. The residents will fight against the project. Mel Davis, 419 Carpio Drive, stated he is against the project which conflicts with the General Plan zoning. He indicated that he purchased his property 20 years ago primarily for the view of the hills and mountains, not a view of any antennas which may or may not have blinking red lights due to excessive height. He asked if the City has imposed a height and size limit for antennas, and if not, why not? He said he does not understand why the City would want to place antennas above ground less than one mile from a City beautification project that involves undergrounding utilities. He further stated he is concerned about the City proposing to remove and ingress/egress map restriction to Armitos Place. He suggested the City consider a Golden Springs Road ingress/egress or a westerly access road which would parallel the SR60 freeway to the Diamond Ranch High School. If the applicants feel this facility is necessary they should consider placing it on the Diamond Ranch High School property in order to financially benefit the community. He said he understands the property contains a deed restriction which requires the property owner to secure written approval from a percentage of neighborhood property owners prior to development of the property. He asked if such an approval had been submitted to the City. He urged the Commission to deny the project. Pat H., 540 Macenta Lane, asked if the proposed project will create additional interference with her television transmission. Mary and Doug Yuen, 379 Armitos Place, stated they are opposed to the project. She presented a petition containing FEBRUARY 25, 1997 PAGE 3 PLANNING COMMISSION signatures of five neighbors residing adjacent to the project. She indicated her neighbors are concerned that their views will be obstructed by the barn structure. In addition, the residents are concerned about the long term health impacts from constant low level radiation exposure and about the reduction of property values. She asked the Commission not to set a precedent by allowing residents to place antennas in their back yards. She indicated that neighboring city officials told her antennas would not be allowed on residential properties in their communities. She asked the Commission to follow a policy of "prudent avoidance" such as the one practiced by San Diego which states that "wireless communications facilities, due to perceived concerns about health impacts, should not be located in areas where people would be exposed to them for prolonged periods of time". She suggested the antennas be placed on City property in order for the City to benefit from the lease payments. She asked the Commission to deny the project. Marie Nguyen, 367 Armitos Place, expressed concerns about her children's health. She is also concerned about property values. She pleaded with the Commission not to allow the antennas to be placed on residential property. She suggested the antennas be placed on City owned property instead. Joe Serrano, 365 Carpio Drive, stated he agrees with previous speakers. James Golondzinier, 24339 Northview Place, stated he has no problem with the owner placing a barn on his property. He voiced his concerns that the 19 foot high antennas may need to be higher in the future as technology advances. He asked if the approval will state the maximum number of antennas and the maximum height, width and diameter that will be allowed. He said that his employer (Los Angeles County Fire Department) is concerned about health and safety issues related to EMF's. If any EMF's will be emitted from the proposed site, the project should not be placed in a residential area. C/Schad asked Mr. Golondzinier if there is a possibility of frequency impediment with respect to the adjacent fire station's communications equipment. Mr. Golondzinier stated he does not know the specifics and is not before the Planning Commission as a representative of the Los Angeles Fire Department. He suggested C/Schad contact his employer's communication department. Bruj Sharma, 24356 Darrin Drive, spoke against the project. He stated he believes the party who selected the project site has no regard for the residents. Studies regarding EMF radiation safety concerns are inconclusive. He asked if the applicant can guarantee that residents will not be adversely FEBRUARY 25, 1997 PAGE 4 PLANNING COMMISSION impacted. He concurs with other neighborhood residents who feel property will be devalued in the area and that the antennas could be raised to a significantly greater height in the future. He said he believes it is inhumane for the property owner to consider placing antennas in a residential neighborhood for personal financial gain. Edward Le Van, 24365 Darrin Drive, stated he would like to have cellular service in the area. He believes people are objecting to the project out of fear. He said he feels the project should go forward. Helen Britt, 24313 Vista Buena Drive, stated that as a nurse practitioner, she believes it is unconscionable that the City is considering this project. Research indicates that this type of radiation effects children and causes cancer. The incidents of cancer in children is much greater than that of adults. This item should not be continued because it is totally wrong. Chair/ Goldenberg explained that a project is approved with certain conditions. An applicant must apply to the City if he/she wishes to make changes to the project after the fact. C/Schad stated some of the citizen's concerns are valid. The type of antennas proposed are very high frequency line -of -site installations that do not pose a significant emission risk. He suggested that in addition to southerly and westerly exposure, this location could accommodate northerly transmission. He said that in his opinion, this form of communication would not be detrimental to individual health and safety. He asked to know the frequency and power transmission. He suggested the existing light towers be considered as facilities for housing communication antennas. If the antenna structures were placed closer together, the power conditions could be reduced by about 75 percent. C/Fong encouraged the applicant to locate an alternate project site. VC/Ruzicka moved, C/Schad seconded, to continue Public Hearing Conditional Use Permit 96-10 and Development Review 96-9 to March 25, 1997. Without objections, the motion was so ordered. 2. Development Review No. 97-1, a request (Pursuant to Code Section 22.72.010 and 22.72.020(4) to convert an existing Unocal service station to an unattended retail gas station with the existing service bays remaining operational. The fueling function of the facility will be operated completely without attendant participation similar to commercial "cardlock" type facilities. The site will be monitored by a "host site" which is available to assist customers audibly via FEBRUARY 25, 1997 PAGE 5 PLANNING CONKISSION an intercom and visually via a security camera which will monitor all functions 24 hours per day, 7 days per week. Project Address: 2875 Diamond Bar Boulevard (Northwest corner Diamond Bar Boulevard and Cold Springs Lane) Applicant: Tait & Associates, Inc., 1100 Town and Country Road 11200, Orange, CA 92868 Property Owner: Diamond Bar Plaza, 954 Schumacher Drive, Los Angeles, CA 90048 SP/Johnson presented the staff report. Staff recommends that the Planning Commission approve Development Review No. 97-1, Findings of Fact and conditions as listed within the attached resolution. Chair/Goldenberg opened the Public Hearing. Joe Ingram, 2875 S. Diamond Bar Boulevard, stated he is the project's Dealer. He favors the proposed project because it will eliminate the need for him to provide an evening attendant. He said he feels the on-site security cameras will provide a measure of safety for the night time customers. John Murphy, 76 Products Company, 7 Capobella, Irvine, CA 92614, asked that the Planning Commission approve the project as proposed. He stated he has read staff's report and concurs with the conditions of approval. He asked for clarification of the one year review condition and the condition requiring the submission of a 30 day lighting plan. CDD/DeStefano responded that the status of the project will be reviewed by the Planning Commission through the public meeting process. He confirmed that the lighting plan is to be submitted within 30 days prior to the plan check process. Mr. Murphy thanked SP/Johnson for her professionalism and spirit of cooperation. He said it has been a pleasure for him to work with a business -friendly City. Mr. Murphy responded to VC/Ruzicka that the project lighting will be upgraded to current standards which will present no impact to the adjacent residential areas. The primary feature of the upgraded station will be the ability for the unattended machines to receive cash as well as, credit cards. Mr. Murphy confirmed to C/Schad that the machines will accept only exact change. Mr. Ingram confirmed to C/Fong that the station will provide free water and air. Chair/Goldenberg closed the public hearing. FEBRUARY 25, 1997 PAGE 6 PLANNING COMMISSION VC/Ruzicka moved, C/Schad seconded, to approve Development Review No. 97-1, Findings of Fact and conditions as listed within the resolution. Without objections, the motion was so ordered. PLANNING COMMISSION ITEMS - None INFORMATIONAL ITEMS: 1. Development Code Town Hall Meeting Update: The Commission concurred to schedule the Town Hall Meeting for March 22, 1997 from 9:00 a.m. to 12:00 noon at the South Coast Air Quality Management Auditorium, 21865 East Copley Drive. The Commission supported staffs list of potential discussion topics for the meeting. ADJOURNMENT: At 8:40 p.m., there being no further business to come before the Planning Commission, Chair/Goldenberg adjourned the meeting to March 11, 1997. Respectfully Submitted, /G/ -T--eq T)e,,-ref-qTTo James DeStefano Community Development Director Attest: /s/ Michael Golclenherg Michael Goldenberg Chairman CITY OF DIAMOND BAR MINUTES OF THE TRAFFIC AND TRANSPORTATION COMMISSION JANUARY 9, 1997 CALL TO ORDER: Vice Chair/Leonard called the meeting to order at 7:07 p.m. at the South Coast Air Quality Management District Hearing Room, 21865 East Copley Drive, Diamond Bar, California. PLEDGE OF ALLEGIANCE The audience was led in the Pledge of Allegiance by C/Nice. ROLL CALL: Commissioners: Vice Chair/Leonard, Commissioner Nice, Tamaya, Absent: Chair/Istik and Commissioner Virginkar Staff: Deputy Director of Public Works David Liu; Assistant Engineer Rose Manela, Administrative Assistant Tseday Aberra; and Sergeant Rawlings. I. APPROVAL OF MINUTES A. Minutes of November 14, 1996. C/Tamaya made a motion, seconded by C/Nice, to approve the minutes of November 14, 1996 as presented. The motion was approved 3-0. II. COMMISSION COMMENTS C/Tamaya asked for status of the proposed Quail Summit Drive and Montefino Avenue at Diamond Bar Boulevard traffic signals. DDPW/Liu responded to C/Tamaya that the City Council will review staff's proposal to design and construct both traffic signals. The Quail Summit Drive Traffic Study will be presented to City Council on January 21, 1997. Responding to C/Nice, DDPW/Liu stated there are two Deer Crossing signs located on Pathfinder Road. He indicated he will ask Mr. Don Schad where he wishes to have additional signs located and report back to the Commission. JANUARY 9, 1997 PAGE 2 T&T COMMISSION III. PUBLIC COMMENTS - None IV. CONSENT CALENDAR - None V. OLD BUSINESS - None VI. NEW BUSINESS: A and B. Stop Sign Warrant Analysis at Mountain Laurel Way/Maple Hill Road, Brea Canyon Road/Silver Bullet Drive, Brea Canyon Road/Copper Canyon Road, Los Cerros Drive/Fern Hollow Drive, Clear Creek Canyon Drive/Cleghorn Drive, and Mountain Laurel Way/Pecan Grove Drive. DDPW/Liu presented the staff report. Staff recommends that the Traffic and Transportation Commission recommend to City Council the installation of multi -way stop signs at the intersection of Mountain Laurel Way and Maple Hill Road, and Fern Hollow Drive and Los Cerros Drive. Staff further recommends that the Traffic and Transportation Commission postpone recommendation with respect to Pecan Grove Drive at Mountain Laurel Way. VC/Leonard opened public testimony. John Vaughan, 1921 Los Cerros Drive, asked the Commission to recommend installation of a four-way stop at Los Cerros Drive and Fern Hollow Drive. Glen Thomas, 1954 Los Cerros Drive, reiterated Mr. Vaughan's request that the Commission recommend installation of a four- way stop at Los Cerros Drive and Fern Hollow Drive. He indicated he is concerned about school students crossing Los Cerros Drive. VC/Leonard closed public testimony. C/Tamaya moved, C/Nice seconded, to approve staff's amended recommendation to recommend to the City Council the installation of multi -way stop signs at the intersections of JANUARY 9, 1997 PAGE 3 T&T COMMISSION Fern Hollow Drive/Los Cerros Drive and Mountain Laurel Way/Maple Hill Road, and for staff to further evaluate the multi -way stop sign proposal for the intersection of Mountain Laurel Way and Pecan Grove Drive for the March 13, 1997 Traffic and Transportation Commission meeting. The motion was carried 3-0. C. Parking citation for an unattached trailer. Don Hartshorn, 229 Tanforan Lane, stated he received a citation for failure to attach a towing vehicle onto a trailer overnight. He indicated he is not protesting the $30 fine even though he was unaware of the existing Ordinance. He is protesting the Ordinance. He asked that the Traffic and Transportation Commission considering recommending that the Ordinance be changed to grant the same street parking right and privilege to unattached vehicles as it does to recreational vehicles. Sgt. Rawlings reminded the Commissioners that in accordance with requests from the Traffic and Transportation Commission and the City Council, the Sheriff's Department has conduct more strict enforcement of the city's parking laws. C/Tamaya agreed with Mr. Hartshorn's request for equal treatment. VC/Leonard concurred with C/Tamaya and Mr. Hartshorn regarding equal treatment. She indicated she is not in favor of overnight parking on city streets. C/Nice stated that in his opinion, he does not believe the ordinance will be changed to allow for less restriction. The alternative is to place additional restrictions on recreational vehicles which he believes would be a more likely occurrence. VC/Leonard concurred with C/Nice. She suggested that unattached vehicles be allowed JANUARY 9, 1997 VII. PAGE 4 T&T COMMISSION 24 hour street parking. C/Tamaya concurred with VC/Leonard's 24 hour parking proposal for all recreational vehicles. He suggested the ordinance be rewritten rather than allowing exceptions such as city issued permits. C/Nice stated that in his opinion, the ordinance does not promote equal treatment. Sgt. Rawlings stated that Mr. Hartshorn has a problem he needs to solve rather than ask the city to intervene. VC/Leonard stated the city's parking ordinance is abused. If the ordinance is made less restrictive, the abuse will increase. C/Nice and C/Tamaya concurred. C/Tamaya suggested the Commissioners consider the matter further and schedule the item for future discussion. C/Nice requested staff to provide other city parking ordinances to the Commissioners for consideration. STATUS OF PREVIOUS ACTION ITEMS DDPW/Liu reported that on January 7, 1997, the City Council approved 20 feet of red curbing on each side of the drive approach along with 210 feet of red curbing on the parking lot side of Paul C. Grow Park, and the reinstallation of the "No Stopping Anytime" signs on the easterly side of Brea Canyon Road north of Pathfinder Road and Plaza Diamond Bar's driveway. VIII. ITEMS FROM COMMISSIONERS C/Tamaya presented a copy of the Neighborhood Street Traffic Management Conference Summary report for distribution to the Commissioners. He commented that other cities experience enforcement problems. He presented a flyer representing Oakland, California's JANUARY 9, 1997 PAGE 5 T&T COMMISSION traffic safety publicity campaign. He suggested Diamond Bar adopt a similar program. IX. ITEMS FROM STAFF: DDPW/Liu stated that on January 21, 1997 staff will present the following items to City Council for consideration: 1) Double yellow centerline striping on Prospectors Road 2) Quail Summit Drive/Country View Drive/Rolling Knoll Road Neighborhood Traffic Study 3) recommendation for awarding a contract to Austin -Foust and Associates for a comprehensive Traffic Study at all school sites in Diamond Bar. A. Monthly Traffic Enforcement Update: Sgt. Rawlings presented the Traffic Enforcement Update for 1996. The 1996 Enforcement Index was 33.0% X. INFORMATIONAL ITEMS - None XI. ADJOURNMENT There being no further business to come before the Traffic and Transportation Commission, C/Nice made a motion, seconded by C/Tamaya to adjourn the meeting. Vice Chair/Leonard adjourned the meeting at 8:40 p.m. to February 13, 1997. Respectfully, /s/ David G. Liu David G. Liu Secretary Attest: /s/ Joyce Joonard Joyce eonard Vice -Chair CITY OF DIAMOND BAR MINUTES OF THE TRAFFIC AND TRANSPORTATION COMMISSION FEBRUARY 13, 1997 CALL TO ORDER: Chair/Istik called the meeting to order at 7:05 p.m. at the South Coast Air Quality Management District Hearing Room, 21865 East Copley Drive, Diamond Bar, California. PLEDGE OF ALLEGIANCE The audience was led in the Pledge of Allegiance by C/Tamaya. ROLL CALL: Commissioners: Chair/Istik, Vice Chair/Leonard, Commissioners Tamaya and Virginkar Absent: Commissioner Nice Staff: Deputy Director of Public Works David Liu; Assistant Engineer Rose Manela, Administrative Assistant Tseday Aberra; and Sergeant Rawlings. I. APPROVAL OF MINUTES A. Minutes of January 9, 1997. The approval of the minutes of the January 9, 1997 meeting were continued to March 13, 1997. II. COMMISSION COMMENTS Chair/Istik stated that today he attended funeral services for Parks and Recreation Commissioner and Community Activist Oscar Law. He said the Rabbi indicated we should remember Oscar and what he campaigned for including a Senior Center and parking at Heritage Park. III. PUBLIC COMMENTS: Craig Clute, 21217 Fountain Springs Road, stated he thinks the public notice colored envelopes are a good idea. He asked staff to consider a different color rather than yellow. He said he is disappointed that it took so long to approve the sound signalization. He hopes the City proceeds with installation immediately. He indicated he is disappointed with City Council's response to the Quail Summit Traffic Study and asked the Traffic and Transportation Commissioners to follow up with their February 13, 1997 Page 2 T&T Commission Council Members. With respect to the School Traffic Study, a Walnut Sheriffs Department officer Matthew Lin told him they are ready and willing to write tickets if they are instructed to do so by the City Council. The officer indicated that parents violate "No Parking Zones" when officers are present because they know the officer will not issue a ticket. IV. CONSENT CALENDAR - None V. OLD BUSINESS: A. Request to red curb the entrance/exit driveway of the Diamond Bar Post Office at Montefino Avenue - Traffic circulation for Diamond Bar Postal Office and Towne Centre Village. DDPW/Liu presented the staff report. He indicated this item previously appeared before the Traffic and Transportation Commission. The City Council has returned the item to the Commission for further consideration. Staff recommends that the Traffic and Transportation Commission discuss this matter and direct staff to forward its recommendation to the City Council. VC/Leonard suggested the matter be continued to March 13, 1997 in order to notify the surrounding businesses. She asked if any red curbing would be installed as a result of the traffic signal installation at the intersection of Montefino Avenue and Diamond Bar Boulevard. DDPW/Liu responded that the Traffic Engineer will design the channelization and circulation trunk. He said he believes that prohibition of parking on both sides of Montefino Avenue will result from the traffic signalization of the intersection. DDPW/Liu responded to C/Virginkar that the length of red curbing is determined on a case-by-case basis. Responding to VC/Leonard, DDPW/Liu indicated staff will proceed with the intersection designs for Montefino Avenue and Quail Summit Road. The City Council has requested consideration of the safety February 13, 1997 Page 3 T&T commission of the surrounding areas instead of limiting the discussion to the Post Office and Towne Centre Village entrances. C/Virginkar stated he is concerned about who is responsible for following through with changes to the Post Office and Towne Centre Village entrances. Chair/Istik suggested consideration of one-way only traffic through the Post Office parking lot to help mitigate the overparking situation. The City Council minutes indicate the concern was expressed by the Post Office. However, the Postmaster did not attend the City Council meeting. He agreed that Mayor Huff's suggestions for limiting Montefino Avenue street parking to 15 minutes would be reasonable and asking the Post Office to take responsibility for a situation they have created. C/Virginkar stated he is concerned with the safety issues. C/Virginkar moved, VC/Leonard seconded, to recommended red curbing as proposed by staff be installed immediately and continue with discussions involving the surrounding businesses. C/Tamaya stated he believes by approving this recommendation that the Commission runs the risk of having the City Council overrule the Commission a second time. He recommended that the motion specifically state that the red curbing is a separate issue and that the Commission considers the issue of safety and sight distance warrant immediate interim action. C/Virginkar and VC/Leonard agreed to amend the motion to include C/Tamaya's recommendation. DDPW/Liu responded to C/Tamaya that the City is unaware of any accidents occurring at the location. The motion was approved with the following Roll Call vote: February 13, 1997 Page 4 T&T commission AYES: COMMISSIONERS: C/Virginkar, VC/Leonard, C/Tamaya, Chair/Istik NOES: COMMISSIONERS: None ABSENT: COMMISSIONERS: C/Nice Continuing with the discussion, Chair/Istik concurred with the aerial map indications recommending closure of one of the Diamond Bar Boulevard Post Office entrances and initiating one-way traffic entering from the Towne Centre Village and exiting at Montefino Avenue. C/Tamaya concurred that one-way traffic would be appropriate. He recommended that the Postmaster be asked which way he would prefer the one-way direction. C/Virginkar suggested staff meet with Postal authorities and Towne Centre Village Management Company personnel to discuss the recommendations and report back to the Traffic and Transportation Commission at the March 13, 1997 meeting. DDPW/Liu stated the aerial map contained in the Commissioner's packet does not reflect the current conditions. Staff is not suggesting that the Diamond Bar Boulevard entrance be closed. However, the one-way in and out has been discussed by staff. DDPW/Liu stated the Postmaster has not returned staff's calls. The Towne Centre Village Management Company has not received any notice from their lessee's regarding traffic concerns. He indicated that in his opinion, a Commission invitation to attend the March meeting may garner a more favorable response. The Commission concurred to request staff to forward an invitation to the Post Office and the Towne Centre Village Management Company to attend the March 13, 1997 meeting. VC/Leonard stated that the traffic signal may mitigate the traffic concerns. She indicated that if the Post Office and Towne Centre Village Management Company do not respond to the February 13, 1997 Page 5 TAT Commission Commission's invitation, that the Commission should move on to other areas of concern. VI. NEW BUSINESS: A. "No Parking 5:00 a.m. to 7:00 a.m., School Days Only" signs on the east side of Brea Canyon Road between Pathfinder Road and Fountain Springs Road. AA/Aberra presented the staff report. Staff recommends that the Traffic and Transportation Commission concur with staff's recommendation to consider the feasibility of incorporating the following recommendations into the City-wide comprehensive study: 1. Removal of the existing "No Parking 5:00 a.m. to 7:00 a.m., School Days Only" signs on the east side of Brea Canyon Road between Pathfinder Road and Fountain Springs Road. 2. Extension of the existing red curb in the right -turn pocket located at the southeast corner of Brea Canyon Road and Pathfinder Road; and 3. Red curb the curb return located at the southeast corner of Brea Canyon Road and Fountain Springs Road. DDPW/Liu responded to C/Tamaya that staff feels the study should be completed in its entirety in order for appropriate recommendations to be presented to the City Council. The study is anticipated to be completed within six months. Because there are 12 schools involved, the study may take longer. Staff intends to report back to the Commission on individual school studies as they are completed. There are a number of inconsistencies related to Diamond Bar High School parking. C/Tamaya stated the study needs to proceed as quickly as possible because schools will not February 13, 1997 Page 6 T&T Commission be in session during the summer months. DDPW/Liu stated he will meet with Austin - Foust & Associates next week to determine what approach is most feasible. Staff intends to proceed immediately to collect data. However, staff and the consultant must coordinate the data with School District staff to establish reasonable and achievable goals. Chair/Istik moved, VC/Leonard seconded, to recommend the incorporation of staff's recommendations into the City-wide comprehensive traffic study. Without objections, the motion was so ordered. B. Traffic circulation at median break on Diamond Bar Boulevard between Grand Avenue and Clear Creek Canyon Drive. DDPW/Liu presented the staff report. Staff recommends that the Traffic and Transportation Commission discuss the median break on Diamond Bar Boulevard between Grand Avenue and Clear Creek Canyon Drive and provide input to staff as necessary. DDPW/Liu responded to C/Tamaya that staff is recommending a consultant be hired to conduct a traffic study for the median break. Following discussion, C/Tamaya moved, VC/Leonard seconded, to concur with staff's recommendation to hire a consultant to conduct a traffic study for the median break on Diamond Bar Boulevard between Grand Avenue and Clear Creek Canyon Drive and to seek financial contributions for the study from the two shopping center management companies. Chair/Istik expressed his concern that if this request was a direct result of a Planning Commission approval, perhaps the Planning Commission should have considered making the request a part of its initial approval. The Commission concurred to direct DDPW/Liu to February 13, 1997 Page 7 T&T Commission respond with a memo to Community Development Director James DeStefano regarding its concerns with respect to Planning Commission approvals. The motion was approved with the following Roll Call vote: AYES: COMMISSIONERS: C/Tamaya, VC/Leonard, C/Virginkar NOES: COMMISSIONERS: Chair/Istik ABSENT: COMMISSIONERS: C/Nice VII. STATUS OF PREVIOUS ACTION ITEMS DDPW/Liu reported that on January 21, 1997, three items were approved by the City Council: 1) Audible pedestrian signal on Diamond Bar Boulevard at Fountain Springs Road and on Brea Canyon Road at Pathfinder Road. This item took longer to process than anticipated due to the fact that the process involved use of CDBG monies. The item has been approved and Los Angeles County installation is scheduled to commence the early part of April, 1997; 2) Quail Summit Road Neighborhood Traffic Study, and 3) the Comprehensive School District Traffic Study. VIII. ITEMS FROM COMMISSIONERS: C/Virginkar stated he received comments from a number of Coyote Springs residents who expressed their indignation about City Council's inaction on the stop sign. The residents have indicated they would like to discuss the matter with the Traffic and Transportation Commission and will speak at the next City Council meeting. Chair/Istik asked when the balance of City handicapped access ramps will be completed. DDPW/Liu asked Chair/Istik to provide a list of intersection locations about which he is concerned for inclusion in the budget. Chair/Istik asked if the City is contemplating a Tonner Canyon Road. DDPW/Liu responded that he is not aware of any current February 13, 1997 Page 8 T&T Commission IX. plans for a Tonner Canyon Road. The Circulation Element of the City's General Plan discusses a bypass road outside of the SEA within the City's Sphere of Influence. Staff is not aware of any construction contemplated for the Tonner Canyon area. C/Tamaya commended staff for proposing to reduce City costs wherever possible by asking business to contribute to studies that effect their locations and businesses. Chair/Istik concurred with C/Tamaya's remarks. VC/Leonard asked about the outcome of the January 21, 1997 City Council Meeting Agenda Item 8.5. DDPW/Liu responded to VC/Leonard that Item 8.5 was tabled. ITEMS FROM STAFF: A. MEMORANDUM: Installation of "Deer Crossing" sign(s). DDPW/Liu stated that in response to Don Schad's request, the City will be installing an additional "Deer Crossing" sign on the east side of Brea Canyon Cutoff Road just north of Fallowfield Drive. Don Schad expressed his desire for installation of additional "Deer Crossing" signs to alert the public that wildlife moves through the City and to mitigate safety concerns. He asked the Commission to consider installing additional "Deer Crossing" signs on Grand Avenue. B. Monthly Traffic Enforcement Update: Sgt. Rawlings presented the December and January traffic enforcement update. C. Future Agenda Items: Included in Commissioner's packets. X. INFORMATIONAL ITEMS: February 13, 1997 Page 9 T&T Commission XI. A. Verbal Presentation: Assessment of the potential impact of the parking prohibition on the east side of Brea Canyon Road between Lycoming Street and Washington Street. AA/Aberra reported that Janet Spatz, General Manager of Jones Intercable, stated her company has experienced no problems with respect to the red curbing installation on Brea Canyon Road. ADJOURNMENT: There being no further business to come before the Traffic and Transportation Commission, C/Tamaya moved, VC/Leonard seconded, to adjourn the meeting in honor of Parks and Recreation Commissioner Oscar Law. The motion carried 4-0. Chair/Istik adjourned the meeting at ???????? to March 13, 1997. Respectfully, /s/ David G. T,i u David G. Liu Secretary Attest: /s/ Jack Istik Jack Istik Chairman 0 $ -t CITY OF DIAMOND BAR INTEROFFICE MEMORANDUM TO: Mayor Pro Tem Herrera and Councilmember Ansari FROM: Linda G. Magnuson, Accounting Manager SUBJECT: Voucher Register, April 1, 1997 DATE: March 27, 1997 Attached is the Voucher Register dated April 1, 1997. As requested, the Finance Department is submitting the voucher register for the Finance Committee's review and approval prior to its entry on the Consent Calendar. The checks will be produced after any recommendations and the final approval is received. Please review and sign the attached. CITY OF DIAMOND BAR VOUCHER REGISTER APPROVAL The attached listing of vouchers dated April 1, 1997 have been reviewed, approved, and recommended for payment. Payments are hereby allowed from the following funds in these amounts: FUND NO. 001 010 112 115 118 125 138 139 141 250 FUND DESCRIPTION General Fund Library Services Fund Prop A Fund -Transit Integrated Waste Mgt Fund Air Quality Improvement Fund CDBG Fund LLAD #38 Fund LLAD #39 Fund LLAD #41 Fund C.I.P. Fd TOTAL ALL FUNDS APPROVED BY: J Linda G. Magnuson Accounting Manager Terrence L. Belanger City Manager AMOUNT $459,539.44 55.99 28,587.80 1,180.00 203.37 38.52 4,768.35 223.65 2,950.00 a�1; nn $498,472.12 Carol A. Herrera Mayor Pro Tem Eileen R. Ansari Councilmember oF D�ano"d 8ar *4* RUN 7IME 5503/��97';6j E � T.............04/01/97 VENDOR NAM[ VEN10R ID. ALL -c- 0 U N T rrROi.TX'NO BATCH PO.LlNE/NO, ---'--__________--_—___—___—_' EN 0LE lN 1� jS ---__—_—____--'_—_—_______~_—'--'__'--_' N �4 M0 T DA-�7 AT & T AT&T ���'4OYV'2125 1 7O4V1A 03/26 0*/01 Long Oiscxce Phne Svcs 67.71 TOTAL DUE VENDOR ----> 67.71 AT & T AT&T o001-4090-2125 4 70401A 03/217 04/01 Lcmy Distance Chgs 10.10 TOTAL DUE 'VENDOR -----> N.\V American Planning Assoc. APA *001-4210-2315 1 70401A 03/26 04/01 APAMembershpBnwl-OeStfno 630.00 TOTAL DUE VENDOR -----> 63V.00 D.Chamberlain Consulting Khamber f001'4090-M39 2 713401B 01/5545 03/26 04/Ol 9503210 Lan'Upgrde-UserPkge 648.42 TOTAL M VENDOR ---- > *48.42 Bryan A. Stirrat & Assc SryanStirr *001-4510'5227 8 70401E 01/5267 03/26 O4/01 98718 EngrinspectnSvcs-Dec'Jam 190,32 TOTAL DUE VENDOR '''----> 190.32 CAW CAAP *0014,1110-21325 03/26 04/01 Evnt'4/19'Huff,Herrera 10O.00 0TAL DUE VENDOR -''-'''-> 100.0O Ca1ifornia Contract CCCA *001'4016'2325 2 704o1A 03/26 O4/O1 18.00 *O01-4020'2325 2 70401A 03/26 04/01 Gen Mtg'1/23'Cmgr 1O.00 TOTAL DUE VEN'ODR -------- 36.O0 Car31 Dennis Caro}Demni -42i 0-4000 2 70401B 02/4671 (13/26 04/01 ADR�/V3 ADR 9O.00 *0;\'4V4V'4�00 2 704018 01/4671 03426 0-4/01 D8CCY782 rnt�ecrtry-CityCncl3/4 160.0O *V�L-421�'4OOO 8 704018 02/4471 03/26 04/01 PC97V3 PlngCoaaMnts 2/25-3/11 240.00 /CV1 4S543O0 2 7-'4018 03/4671 03/26 04/01 fRR9703 Mrt2crtry'Pr'K'IRec2/27 380.00 »V01'4553'4000 2 70401B 04/4671 0O/26 04/01 79-702 MnceSecrtry'Trf&Trns2/13 20V.00 T:]TAL VEN20R -------- 1.070.O0 Chiang, Hsiu Lan 22v� x001'3478 6 704�1E 03/26 04/01 204ol Recreation Refund 74.00 ,'UT:L Ou[ VENDOR --''--'-> 74.1,)0 Pjj ',q TlME� �5�55 7 i L�ty 3 J u C of G��mcru 6a **' T��...........04/V�/97 VENGU8 wAnE :ENDOR lD . * * AT fl. * ^ ACCOUNT PROJ.7X'NO BATCH PO.L{NE/140. ENTR!/0LE lNVOlLE 8E671BIPTlOm AMO�NT DATE ______'_____'_—____—'--_'—_—___--__''--' __ __________—_________'--__—'' Cirtas Corp, #640 Cintas VjO1-4310-2130 2 70401A 01/4630 V3/26 O4/0,1 640547207 Unifrm5PrkStaff-w/of3/10 17.28 *�O1-431O-21S0 4 '70401A 01/4L30 O3/26 04/01 64054946v Jnifrms'PrkStaff-w/oF3/17 l7.28 TO7AL DUE VBvOOR -''''---> 34.56 City Clerks Assoc of Ca. LlCAC *001-4040-2330 2 70401A O1/552/ 03/26 04/01 Cunf'4/24-26-Surge »s ��7AL [UE VENEOK > l85.00 Co��ee Smi�n CoHeeSmit *801'409Q'2325 3 7041DlA 01/4555 03 6 04/01 3466 Coffee Svcs/Supplies 37.90 *001-4090-21�0 2 70401 ;2/ 26 04/01 4646 Equip Rent -March 1Y.00 TOTAL DUE VENEOR -------- 56.90 Community Disposal Co, CcmU�sposl *A',,1`4510-5501 2 70404A V1/4958 03/26 O StreetSwpSvcs'12/30'1/26 7`949.88 k00, -4510-J501 4 704�1A O|/4Y58 03726 04/01 StreetS�epSvo'1/27'2/23 7,949.88 TGTAL DUE VENDUR '''-'---> Camputer Applied Systems CAS *0C1'405O-4O30 2 i, J_1 33/26 973311 Finance Ccmptr Maint-Aprl 882.VV TOTAL 3UE VENDOR ''---'— VV �onrad & Assuciates Conrad *OC.'4O50-4O10 2 70401E 01/557/5 03/2)6 V4/01 351, FrstPrgrssPymt'AumtSvrs97 1,700.0* "C"AL DUE VEx_ZOR ----''-> 1,700.00 Coopriger' Watt CmopriderW *001'3473 1 70401A 03/26 04/1,)l Re­:.-ExcursEdwrdArfrcBse 9.00 TOTAL DUE VENDOR ----> 9.00 D'Antonio's 8isturante U'Atonios *06\-40yO-2395 1 70401A 03/26 04/O1 ChmbrMxr'GiftCertficate 25. 01) 04/01/97 00V0034,?52 TOTAL PREPAID AMOUNT '-''} 25.00 TOTAL DUE VENDOR --'''--} 0.00 D. B. Chamber of Co��rce DBChamber *001-4096'2110 2 70401A 02/5580 03/26 04/01 3010 Business Census Cards 595,00 *001'4090-2120 2 70401A 01/5580 03/26 04/01 3012 Postge-City Mixer 112.00 TOTAL DUE VENDOR ''-'---'> 707.00 RUN 7111;'. YJ�CxE� F�]lSr�K p�� 3 vENCuK NAME "VENDOR lO . ACC3UNT P�GJ.TX-mO �AT�f PO.La��Q. _—___'_—____--__—___-____'_-----_--__—__-------__—__--_----__-_—_____ _mTRc�uE ^�0� �� ���C- - - "[ON AMC�NT 24�E ���CK �� of T ransportation *001-4510-5507 2 704O1B ".1 ;'4 0:'i"6 04/01 141459 Signa! .!Light Maint-Jan 1,Qq�'.99 rGTAL LLE VEQUOR -------- 1,055.99 oewan Lundin & Assoc. Dewao *250-45l0'6411 10897 1 704018 V3/26 04/01 g 50O.06 707AL DUE VENDOR -- ' --> �_Iiamond Bar Petty Cash Patty -ash *001-4O30-2325 3 704010 O3/2� 04/01 City Mgr Meetings 6.23 *001'4040'12OO � 704�1D 04/01 �xty �lerk Supplies 6.47 *"Y"11 -4090- 12200 5 704012 03/26 o4/�� Ger �o::Lppi�e= 19.03 *S01'4O90-231O 04 l �en 'Govtfue1 5.00 *0 4090'2325 4 70401D O3/26 04/01 Gen Govt -Meetings 7.99 -42 10-2325 1 D 03/26 ""4/01 -amm Dvlp7Meeti:gs21�..00 704011)*001-4310'l2VO 2 7O4O� 03/26 04/ VA Comm Svcs -Supplies ' 13.54 *0�1'435V-120V � 704O18 03/2-1 04/01 Recreation'Supp\ies 0.55 »001-4415'2200 1 70401G 03/26 04/01 V}t Ptr\'Equip Maint 10.81 TOTAL GU[ VENDOR ''''''''> 95.67 Diamond Bar Redevelopment LBarRDA *001'1315 1 70401F V3/26 04/01 Admce'4/18 Expendtres 11356.Y6 0[AL DUE vEND'OR -'''---> 11,356.96 lixon, Cynthia *V0|'3478 1 70401E 03/26 04/01 2O030 Recreation Refund 25.O0 TUTAL OUE VENDOR '''''---> 25.OO !:&A Federal Credit Union F&ACreditU *6V�1-2110'1012 \ 70401A 03/26 04/01 PP6-PayrollDeducticms 3.214.75 04/01/97 0000034356 _10i -AL r'REPAlD AMOUNT —'-> 3`2L4.75 TOTAL DUE VBNIOK ------> 0.00 Family Names Inc. FamilyName *118-409G'4000 { 70401B 03/26 04/01 11731690 Annual'WebSiteDomainRgsto 24.00 TOTAL DUE VENDOR -------- 24.0V Federal Reserve Bank FegH*ser,e *001-2110-1009 1 704019 03/26 04/01 Savings 8nnds'PP5/6 50.00 +^' y "f:N IME:15�j5J3��/fr T�z.............(�/:�/v� `9COR NAME YENCGR rD _ ACCOUN T PR0.TX-NC BATCHPO.LlNE/N0. �-1 RYi 0 ul E I N0l,Cr _—_----___—_—__-_—_--------_'_---_—_----_—__—__—_----_--_—__-------' Fuuc dl Transit Fooc diTr *112-4553-553S 2 740 S O1/��2 03�� O4/�� �� n��bstyPr�m'Mar h 1,141.60 *\12-4553'55J5 2 704(,.',18 02/5462 03/26 04/01 lrrstSubsdy-Fares'Mar h 4.3516.40 553-5535 4 704019 02y5462 O3/26 04/01 TrrstSLbsdy'Farse-Marc!� 166.20- MAL DUE VENDOR '-''''''> 5,W�.8O Frame Wcrks -raneWsrks *00�-4V9V-1,200 2 70401B 01/5511 03/26 FramzngServices-CAFRAward 57.37 TOTAL �DUE VENDOR -------- 57.37 Franchise Tai Board FraochiseT *001'2110-10O9 2 704V1B 03/26 O4 WithholdOrder32z4V86Y0 50. CIO rOTAL DUE V[N0UK '-'-----} 50.00 Francis, Joyce 2286 *OC1-3478 4 70401E 03/26 04/01 20493 Recreation Refund 35.00 TOTAL DUE Y[N8U8 --'---''> 85.0V GTE California GTE *001'4331-2125 1 70401B 08/26 04/01 Phone Svcs-SycCynPrk 68.42 TOTAL 0u[ VENDOR -----> 68.42 STE California G.E *0C1-4314-2125 1 70401B 0/26 04/01 Phone Svc=,'HrtgePrk 27.03 TOTAL DUE VE0G8 ''---'''> 27.03 GTE California ST[ n}01,'43 2125 2 704018 03/26 04/01 Pxone Svcs-SycCyn 56.26 TOTAL �UE vENJOR -------- 26 6TE CaliForn1a GTE *001-4313-2125 1 704018 03/26 04/01 Phone Svcs-HrtgePrk 56.26 ,O7AL EUE VENDOR '''''--'> 56.26 3TE California GlE *118'4098'2125 1 70401B 03/26 04/01 Phone Svcs -City On Line 179.37 D RUN rIr�/ �5�55 ��1G/9/ TH«;..............4/��'�� VENDOR N4n[ vEm�OR 0. ACCOSNT PROJ.TX-NO BATCH PO.LINE/ND, EN" TR\/LiH AMODAT� ___________________________ _ _________________________________________ __ __ Cali4�omia 5 GT -GTE 2 7O4O�8 03/26 Phone S.cs'Gldg&Sfty 132.14 -"7AL :UE VENDOR ''''--'} 132.14 GTE California G/E *001-4090-2125 3 70401B 03/26 04/01 Phone Svcs -Sen Govt 1,950.72 TOTAL DUE VENDOR --' > 1,950.72 GTE Zaiifnrnia 6[E *0104355-2125 l 704018 03/26 04/01 Phone Svcs'LioryProj 55.99 TOTAL VEN�O8 ' --''''> 55.99 GTE California �rE *0V1'4331'2125 3 7O401B 03/26 04/01 Phone Svcs'SycCynPrk 59.92 MAL UU[ VENDOR ''—'-'-> 59.Y2 GTE California GTE e0O1-4314-2125 2 70441B 03/26 04/01 Phone Svcs-HrtgePrk 32.89 7U7AL �;E VE��GK —'---> 32.8Y Jer, Belle DerB *�01'3476 1 7O4�13 03/26 14/A1 3464t7 Refund TinyTuta 'IT AL 30[ vENUuR ''---'> 129 00 �ari, AnJali 2292 *0O1 -347O '1 7O401E 03/26 V4/01 20614 Recreation Refund 74.00 T�TAL 8UE VENL'OR --'> 7�.0O is, J. Michael MulsMike '115'451j-5�� 2 70401C 01/4796A 00/26 �4/�1 GT05/2-97 [ntegrtd�st��ctSv s -Feb l,18O.00 TOTAL DUE VENDOR ---'--'> 1,180.0O �yoroscape Hydroscope *01(4 -4310-12W 1 70401C O1/55V7B 03/26 04/01 14008180V PVC Piping'Prk Supplies 12.51 TOTAL rUE VENDOR '-'' > 12.51 IC.1N Retiremet Trust -457 lCMA *001'2110'1007 2 7 0401 03/26 04/01 Apr'Payro}l Deductions 276.00 »001-4030'tjo8V 1 70401C 03/26 04/01 Apr -Contract Contrih 403.00 +001'4090'0090 1 70401C 03/26 04/01 Apr -Cafe Contrib'A\>Depts 8`206�93 TOTAL DLE VENDOR '--'---> 8'8az.93 3# " RUN TIME: 15:55 0-3/21PIP47L R r' t u T 5 T LDLE THRL ............. VENDOR NAME VENDOR til. # >� FREPAID ACCOUNT F'ROJ.TX-NO BATCH F'O.LINE/NO. ENTRY/DUEL INVOICE DES_�RIPTION AMOUNT DATE CSE ------------------------------------------------------------------------------------------------------------------------------------ ICMA Retirement -401 ICMA401 W1-1110-1007 1 70401C Image lU Systems Inc. Image4Sys *001-4090-2100 _ '[t4;1C 02/4«.4 2 704010 01/4559 inland Valley 31y 8ulletn I`.'DB #0%01-Z300-1010 1 70401C #041-2=!;!0-1014 ?4410 #0! 1-4040-2115 2 704 1C 01/4511 Latif:, Jack I s t 1 k J *001-4553-41011 1 7v401c _u5iclal Data Systems uL:�Sdtd y5 *i't"i-4411-540`_ 1 i 401D [ilr'S=i!4 p•-,� r;lp •-.. ,�Lr rr; :aper ii -1-409:)-114[1 4 704010 01/`515 L.A. County -Sheriffs Oep LACSheriff #fi11-4411-5401 1 70401C L.A. County -Sheriff`; Dep LACSheriff +101-4414-5401 1 70401C '"A Fitness LAFitness *001-2;00-1013 1 704410 #001-1307-1(113 2 704410 04/:1 Pp5b-C,rtrib-401a 1 1223. 06 TOTAL DUE VENDOR --------> 1,123.06 :':=02 Konica Copy Charges -Feu 32.07 4'3/16 04/01 237302 Konica Maint Svcs -Feb 159. IM TO`AL DUE 'VENDOR --------) 191.07 1.3/2161 44/t?1 �_�4 11.�C::[• Legal Ad-FF'L 9'-05517.104 04/01 11500034 Legal Ad -FPL 97-08 57.04 02/' 04/01 5±051, 3 LegalAds-Aids-DBRehab 55.58 TOTAL DUE VENDOR --------) 169.66 0'Q-' r• /�_ �4;;;•1 T"T OOaT.sii rltg ?i13 40,00 i TAL _!;E 'y;u.DOR--------) t�i'f _!4;uI `rlrg iCvA/HrgFro,--Feb c_ - TWIT! � 1 r!-NDOR------- rVL :1GE :,t,,-�.ux - } � '. � _ x.12 03/16 ","'4/011 1.544.51 Ccp:. Pa;:er 48.4.38 _'. �L Vk4i �R _-_____1 4"4. 3 8 03/26 041/01 _311ah Fab -Contract Services 2 ' ;'a >�-,",47.' IGTAL DUE 'VENDOR --------) 2'49,47 .99 0'3/15 04/01 83157 Jan-Trfc7untrlSvcs-Ca1Chpl 5,49'2.8'2 TOTAL DUE 'VENDOR --------) 5,492.82 03/'26 04/01 Refnd-TempSignDepst 96-11 100.00 03/26 04/01 Refnd-TenpSignDepst 96-9 140.00 TOTAL DUE VENEU-R --------) 200.00 RUN TIME: 15;55 03/2O/97 _1UE rm0.............!')dY01/97 ;ENOCR NAME VENDOR. ID. ACCOUNT PROJ.TX'NO BATCH PO.�lNE/�}. EwTkY/�� 1��10E [0�RlPrfUN * * p��=lC * * AnO�mT ��TE `*�Cx —_--____—_--_--_______---__—_''—__--__' ------'--__--'_'—'---_ ___—__ _ Laodscape West LandscapeW *141-4541-5503 2 r6431C 61/4614 Haint 2ist #z1 -Feb 2 951.O0 `0O1 4558-5508 2 704O�C O�/4o19 O3/26 Va/01 2�76 WeedAbateSvcs'peh 4`645.84 . 'G'AL DUE VEND'O� ' ''> 7,��.84 League of Ca. Cities League *0O1-4090'23,20 2 70401C 01/5546 VJ/26 04/01 StnWestCorpTickets 21�.00 0TAL DUE VENDOR '---''--} 216.VV Lee, Debbie 2288 *001'3478 2 70401E 03/26 04/01 208 Recreation Refund 32.00 TOTAL CUE V8NE-OR -'''''--> 32.00 Leonard' Joyce LeooardJ *001'455S'4100 4 78401E 03/26 04/01 T&T Comm Mtg 3/13 40.00 TO[AL DUE VENU0R '-'-'--'> 4O.00 Lewis Engraving Inc. LewisEo0ra *V01'409'-2113 2 704O1C -1/5230 03/26 04/01 024374 EngravgSycs'7i1es 51.96 ^0V1'4095'2113 4 70401C V1/5230 03/26 O4/01 24465 'EngravgSvcs-Tiles 51.96 TOTAL DUE VENDOR --''-'--> l03.92 Linscott Law & Greenspan Linscntt *VV1'4553-4000 4 70401C 01/5532 03/26 04/01 3 MulLiWarStopAnalysis'Jan 4VV.VV TOTAL DUE VENDOR ''---'-> 4V0.00 Little Tykes Play Systents Little[yke *001-4322-2210 2 70401C 01/5434 03/26 04/01 2421 P\ygrdEquip'8onKeagnPrk 94.77 TOTAL DUE VENDOR ----> 94.77 Los Angeles County LACIntSvc *001-409:0-2130 4 70401C 01/4658 08/26 04/01 484 Pager Reptal'Jam �61.71 TOTAL DUE VENDOR -----'-'> 161.71 LOS Angeles County nTA LACMTA *112-4553-5533 4 70401C 01/5461 V3�26 04/01 3970714 Mar'TrstSubsdyPrgrm 331.60 *112-4553'5535 6 �40\C 02/5461 03/26 04/01 3970714 Mar'TrSu6sdy-Fares 597.40 no�� Bar **» PI ��"1 P ',79EG�S-E9 �yE ........o4/V�,97 VEHU�R NAME VENDDR lD. ACCC�NT PR0d.7]-N0 _-____--_—____-____—'—_--_--_--__---------__--_--__---_—_—_-----_--' BATCH PO.LlwE/uO.CE 8E., RPTPON AM8UNT E mniposa *orticuL tura l Mariposa 4538 55V0 1O V1/4617 03/26 04/01 15 1 Ma1ntst��-Fe 3,26r'.3C 80 raybees Maybees *001-4090'2325 1 70401A O3/2� TownHallrtgSuppl5'3/22 30.60 04/01/97 0VO�C3435G TCTAL PREPAIO AM.GCNT TOTAL DUE VENDOR ''--''''> O.00 Mcconville. Gay 2287 *0V{'3478 3 70401E 03/26 04/01 20854 Recreation Refund 25.00 7OTAL DUIE VENDOR ''''''''> 25.0O Metrolink Metrolink »I|2'4553-5533 6 7W)IC 01/5463 03/ 2 6 04/01 ` TrfetSubsdyPrgm'Marc h 4,434.60 *112-4553-5535 8 70401C 02/5463 03/26 04/01 rrnstSuasdyfaro*'March 17.:3'150.40 TOTAL DUE VENDOR ''-''''-> 22,285.00 Miss 8zam000 Bar Beauty Mi5s88 *801-23�0'1O02 1 70401C 03/26 04/01 032544 Refod-SecDepst SycCyofrk 100.00 TOTAL DUE VENDOR ----> 10O.00 Miss Diamond Bar Beauty missUB *00"'4095-2355 2 70401C 61/5536 03/26 04/01 Sponsorsnip'1997 1'-Jo0.m) TUTAL 2U[ VENQ]R ''''-'--> 1.OV Mob il Mobil *001'4210-2310 1 70401E 25/46-64 03/26 04m1 Feu -Fuel Plog 61.V8 `O0l'431O-23�O \ 70401[ 26/4660 03/26 04/01 Fab'Fuel Prk & Rec 251.60 *001-4415-2 10 1 70401E 27/4660 03/26 04/101 Feb'FueI Vitr Ptrl 124.1" TOTAL DUE VENDUR '-'----> 436.78 Mconlight Press MmonlightP 400 -4510-2110 2 70401C 01/5451 03/26 04/01 97064 Supplies -Envelopes 84.57 7GTAL 8UE VEIN' [6R ----'-'> 84.57 Mt. Baldy United Way UnitedWay *�01-2110-1O13 l 70401F 03/26 04/01 PP' /6 Payroll Deductions 57.00 ,RUN TIME: i` =5 Y-2/2'1-'/97 '; u u C H E Rz" ? O B I E R J_jE o SUE T H R L .............:'4/1' VENDOR NAME VENDOR ID. # PREPAID r Y ACCOUNT PRDJ.TX-NO ------------------------------------------------------------------------------------------------------------------------------------ BATCH PO.LINE/NO. ENT-,'i%DUE !NVj.CE AMC' ,rT DA E EHFr Nextel Communications Nextel *001-4440-21'30 2 70401D 01/4?13 03/26 04/01 1348494 TwoWayRadioSvcs-Feb 21`x.10 TOTAL DUE VENDOR--------! 21".':.10 Nice, Stephen NiceS *001-4553-4100 2 7.0401E 03/26 04/01 T&T Comm Mtg 3/13 40.07 TOTAL DUE VENDOR--------> 40.00 Office Depot OfficeC±epo *001-4010-1200 1 70401D 31/4566A 03/26 04/01 019829938 Supplies-CCncl 127.89 *001-4030-1200 1 70401D 30/4566A 03/26 04/01 02014_'274 Supplies-Cmgr 47.38 *001-4040-1200 21 704010 29/4566A 03/26 04/01 020143293 Supplies-CClk 47.95 *001-4090-1200 8 704012 '28/45.66A 0?/26 04/01 020143314 Supplies-Gen Govt :331.37 TOTAL DUE VENDOR--------) 555.09 Pacific Bell Mobile PacbellMob *001-2300-1010 3 70401D 03/26 04/01 Refnd-Cepst FPL 96-20 904.74 TOTAL 'DUE `JENAD R--------`r 904.74 Patel, Jyotsna 21+0 *001-3413 r' 70401E 03x'26 04/01 200193 Recreaticr, Ret nd . u � , HL C?jE VENDOR '00 Patel, Kanu PatelK *001-2300-1002 2 70401D 03/26 04/01 34040 Re+:d-Secrtyl)ep5t 200,00 TuTAL ::uE VENL"JR--------) 200. 0 Payroll Transfer Payrc:lTr 1 70401A 03/26 04/01 Payroi Transfer-PP� 5=,800.00 04/01/97 00ofl." .c: TiTAL PR&AID AMOUNT ----) 53,800.00 TOTAL DUE VENDOR--------) 0.00 Pitney Bowes PitneyBowe *001-4090-1200 7 70401D 01/5491 03/26 04/01 497 91 PstgeMeterinkCrtrdg/E-2 164.43 TOTAL DUE VENDOR--------) 164.43 Pomona Judicial District PomJudDist *001-:32123 1 70401D 03/26 04/01 Feb-Parking Activity 225.00 TOTAL L:!E VENDOR -------- `^* Czt Dod 3ar *** TIME :i52-:Sy97E �9 DuE rmRU............C4/01/97 »�m�OR NAME VENOOR 0 . ACCOUNT PRDJ.7X',40 BATCH PO.LlNE/NO, BI'/ DUE ImUlL1 [IL6��PTlUa �0� �� ��. _—'_'_____— _'-___--'—_'_-- '''-'—'—'--'----__''_--''---_____---_--_____—_— ' ��Pa Valley Humane Soc. PVHS ��itive �rote tion � CSitzvePr Prder ial Serv�ca 3urea U ��1'2l1S-�0O4 mml'12S1) 1 7C40�A e0l-211�-��N 2 704�1� @r os 8o»e-1S1 ���1ss R & D Blueprint o&U3lue *250-4510-6411 io3Q7 70401E 01/--, Repro Graphics ReproGraph *()Q 1-4)90-21110 2 70401E 01/5380 Robert Driver ins Co. RobDrive 4001-L100-1004 I 70401A RonKranzer&Assoo C.E. lnc RKA 6312-6 .1'4/01 4_�11-U`8 Apr -Anima} ContrlSvcs 4,959.17 o4/O1 1�9 Fi��larmr'epa/r-HrtgPrk 45.O0 VE�DSR ----> 45.CO /-Fr'�F ta', Frems �4.i2 TO-. 7 CYEHD2 ----> 2.��.85 S�rpl�� ��se '96/Y7 105.58 04/ 1�� NN����4 0� P�-�tz���tr�u'E�l� 3,6�.6V O4�1/�WV54 �v26 V4/01 ��-Ret���cntrib-��lyr 3,29S.V2 04/V1/Y7 0000034354 `8TAL AMOUNT --'> 6'872.04 TO�AL DL� VENO3R '--''-''> 0."0 03/'26 04/01 Cit 01enstrP14an-Reb C�P'�rnu��}omind TOTAL �E VENDOR ---->425. 00 PuECard lffprints 0TAL DUE VENDOR -------- 02/226 --- O3/26 641101 Dec -Spec Event Ins T0TAL PREPAID AMOUNT --> 425.0 0 5'5i.59 59.59 65.00 04/01/� 00001B4*13571 65.00 0.00 *001'455' -52-43 270401E01y5337 03/26 04/01 5531 Plan Check Svcs -Feb 245.93 mN1-4510-5227 2 70401E 01/44-55 03/26 04/01 5532 EngrinspectnSvcs-Heb 558.00 *001'4510-5227 4 7O401E 01/5167 03/26 04/01 5532 En@rIospectSvcs-Feb 112;50 *001-4510-5227 6 70401E 01/5405 V3/26 04/01 5532 Engr-InspectnFees-Feb 56.25 *001-2300-1012 1 70401E 03126 04/01 5533 Plan Check Svcs -EN 96-160 455.00 - = V ^l Pe 17ME: 15; 'r; Lj h L .............. VENDOR NAME VENDOR ID. ACCJUiiT i F iJ.i;{-iJG BATC4 PO. THE„'i0. _:a`RT, JE Y,' 131 .F".'N A.MfLU{NT _DTE ------------------------------------------------------------------------------------------------------------------------------------ .;,n::.nan:er�Assoc C.E. Inc RRKA *:_1-4S5i-5223 4 7.')401E ! 9953'21 Ruse, 3obby RoseB *'v' 0 1 - 4 1 0 - 2 -3 3 0 1 71)401 E .uzic:a, Joseph T. Ruzickaj *0011-4210-2330 1 70401F SCATS SCATS *001-23100-i013 3 70401E -an Gabriel 'Va.ley City St vLmA *001-4030-232-15 1 7 0401 A San Gabriel Viy Tribune=3'VTriJ;jne *0:1-2300-1010 5 70401E k.Gl-23l!0-109!) 6 70401E *001-4040-2115 4 70401E 01/4512 *001-2:-010-i)lo 4 70401E *001-4040-2115 6 70401E 01/4512 Shopping Center *001-4096-2115 3iEb%e, `Marren C *001-4553-5222 Sir Speedy *001-4090-2110 ShoppingCe 2 70401E 01/5173A 03/26 04/01 1490 Ad-SnpgCtrMagzne-Mar 700.00 TO (AL DUE VENDOR --------r 7 -AC, 00 SieckeW 70401E 01/5298 03/26 04/01 3830-9 TrfcSig:lModifctn-Jan 600.00 `%TAL -'UE VENDOR --------Y 69:0. Cl0 SirSpeedy Staticnary Supplies 42.063 70401E 03/:6 04/01 +c TOTAL DUE VENDOR --------? 4'2.06 = NTiNUED) <r i:- 04101 5534 Flys Chach Svc_ -Feb 11 .5+, Cc;'26 041i�i Reimb-CPRS Conf 3112-16 92.6:8 T:iTAL DUE VENDOR --------} 92.65 03/26 04/01 Rei,r�b-P1nrInst3/12-14 293.93 T'-ITa UE , 033, 1"�6 04%01 T eT p 3 i g n RF rd-TSR's'E.-S .'+?.00 O T AL 3UE VENDOR -------- } 1 0 0, (x) 03?26 041'01 Me.rer Mt }/';'j g-3/'I9-C!r+gr ? x.r,.00 ii4f:lir>r )U:;..: -•c-- TAL FRE.F'A!2 tlmL'L'NT ----.- 0 TO? L l -F �'ENOOR--------} 03126 04/01 07096 Legal Ad -FPL 97-05 03126 (4/'01 ")7N6, Legal Ad -FPL 97-08 .+ $ 03126 04/01 08847 Legal Ad-Bids-DERehab 5,6a 03/26 04/01 1:656 Legal Ad -FPL 37-01 140,40 03/26 04/01 12894 Legal Ad-BidsFetersnADA 67.68 `------- 39 'Jt ShoppingCe 2 70401E 01/5173A 03/26 04/01 1490 Ad-SnpgCtrMagzne-Mar 700.00 TO (AL DUE VENDOR --------r 7 -AC, 00 SieckeW 70401E 01/5298 03/26 04/01 3830-9 TrfcSig:lModifctn-Jan 600.00 `%TAL -'UE VENDOR --------Y 69:0. Cl0 SirSpeedy Staticnary Supplies 42.063 70401E 03/:6 04/01 +c TOTAL DUE VENDOR --------? 4'2.06 .UN TIr!E: R G { S T E �4GE L2 �� T���.............O4/���7 VENDOR NAM[ VEmDOK 1D. ACCOUNT PR0J.T1-N0 BATCH PO.LINE/ND. ENTR\/0J E [ESCKl�TI0Y AMOJNT DA:1 CH[CK _--'--__—__'_-____—_---_____-—_-_--_'--______'—'—___________----____ Scart & Final Smart&Finl Standard Insurance of Ore Staodar ln n001'2110-005 1 704i)1E 001-2110-1005 '_' 70401E Suokak, A. SuckakA �e Gas Company SoCaGas *001-4314-2126 1 70401E Time Out Personnel Svc. TimpOut m01-4040-4000 4 70401F 01/5401 *001-4040-4030 4 70401F O1/54Y7 Tos ia, Amanda U.S. Postmaster ToshiaA Z 70401E USPostmstr I 70401A United Parcel Service LIPS 03/26 04kol 8499592 Sup bes'Sr8ingo 38.52 TOTAL JUE Y[AUOK ----> 38.52 03/26 04/01 Dez'LiFe Ins Prems 464.00 03/26 04/01 Dec'Supyl Life Ins Prems 98.40 TOTAL DUE VENDOR -------> 56.2.40 0J/26 04/01 SecrtyDepstRefnd'RnRpagn 50.00 TUTAL DUE VENDOR -------- 5V.00 O3/26 04/01 Gas Svcs-Hrtge Prk 166.0 TOTAL DUE VENDOR ---'-'-> 166.18 03/26 04/01 1970 TempS,cs-Receptnst2/24-28 383.60 03/26 04/01 1970 TpmpSvcs-Scanning2/24-28 420,00 03/26 04/01 1990 Temp'ScanningSvcs3/3-7 42O.00 TOTAL DUE VENDOR ''--''-> 1`223.6O 02/216 04/01 Re;i1d-PrkgCiteDB8894 33*.00 TOTAL DUE VENDOR '-'''''-> %0.00 03/26 04/01, Pustage'CommNws1tr-Spr97 2'500.00 04/01/97 0000034353 TOTAL PREPAID AMOUNT -'--> 2.500.00 TOTAL DU[ Y[NUO� -------- ) V.00 03/26 V4/V1 96327830271 Express Mail Svcs-GenBovt 19.01) TOTAL DOE VENDOR -----> 19.00 Virgil's Mobil Service Virgils *001-4090-2310 2 70401U 017/46618 03/26 04/01 Fuel -Gen Govt -Feb 56,36 o DUE .... , .. -c - EN CR NAfIE rENiOR iD. ACCUUNT PR0J.TX-NO BATCH PO.L,TNE/NO. ENIi-"t 'DUE iN,01 CE .7--',K., I AMOUNT .0 CH ; _ ---------------•--------------------------------------------------------------------------- Virginkar, Arun Virginkar *001-4553-4100 70401E 0:;/26 04'01 - � T&T Com, Mtg 3/1::; 40.00 TOTAL DUE VENDOR --------f 40.00 Walnut Vly dater Dist W'V'WaterDis *13'8-4538-2126 1 70401E 0:3/26 04/01 Water Usage -Dist 38 1,507.55 TOTAL DUE VENDOR --------> 1,507.55 Walnut Vly Water Dist WVWaterDis *139-4539-2126 1 70401E 03/2)6 04/01 Water Usage -Dist 39 223.65 TOTAL DUE VENDOR --------5 223.65 Walnut Vly Water :gist WWaterDis *001-4311-2126 1 70401F 03/26 04/01 Water Usage-PGrow 209.25 *001-4313-2126 1 70401F 03/26 04/01 Water Usage-Hrtge Prk 204.22 *001-4316-2126 1 70401F 03/26 04%01 Water Usage -Maple Hill Pk 383.92 TOTAL DUE VENDOR --------i 7917.39 Wells Fargo Bank WelisFargo *001-4040-1330 1 70401F i}x:/26 04/01 Leage''cnf-2/13-11-Huff 741.116 TOTAL -DUE 'VENDOR --------1 241.16 Wells Fargo Hank WeilsFargo *001-40'•10-:330 704;) F � 1• 03/26 04/01 LeageC.cn7'-:;/8-11,Ansari ;''(2,2}r) +1-4:10-. - 30 -0401P •_/ 033 26 04/1 )1 --- �:::A Conf-2/24-3r4Ansri a 347.15 TOTAL DUE VENDOR --------i 667.15 Wells Fargo Bank AelisFargo *001-4010-1200 2 70401F 03/28 04/01 Condolence-P&RC,mmassionr 21.24 *001-4010-2,325 3 70401F 03/28 04,101 Meeting -1/29 -Werner 5.'110 *001-4010-2330 7 70401F 03/28 04/01 LeagLeConf 3/8-11,Werner 320.00 *001-4010-'2330 8 70401F 03/28 04/01 Cncltn-SWAirlineWerner 163.00 - TOTAL DUE VENDOR --------ti 183.24 dells Fargo Bank WellsFargo *001-4010-2330 5 70401F 03/26 04/01 LeagueConf 3/8 -11 -Herrera 691.00 *001-4096-2330 1 70401F 03/26 04/01 ICSC Conf-5/20-21-Herrera 97.00 TOTAL DUE VENDOR --------) 788.00 RUN TIME: 1555 0-13/2111/97 Y ] ! N E oT - _ ` -c rr.__ i4 -'jE 'u'U................1y 1,?7 VENDOR NAME VENDOR. 10. ACCOUNT PROJ.TK-NO -------------------------------------------------------------------------------------------------------------------------- WATCH PO.LINE/N0. ENTRY!I:L!E "NV15ICE _==; r,Ir, ON Ah!LUNT DATE dells Fargo Pan::: wellsFargo 200 7040IF a ,;,1 i'k,'f,.li@S-41Ttgr ni.19 c�tjl-4i,30-2'w1t) i ,.;)401F -c ,4;01 _$ *001-403t)-2325 4 70401F210 ;4ii 1 Mtg-MPT / ! 34,04 a !;1 -eagueConf?/;-it-C^!gr 475.;4 _.y.,.,; ...,,.J tet. 10401F ; �u .4; JI 1.::3C Cont -27 ; -Cmgr 1194.00 1TAL -"UE VENDOR-------- 34::.'5 Wright, Paul �rzg�tP #1,lu1-4090-41;XJ � 7,'* 1F :i1/459> 3r'?& t?4A 1 A + r ; ; uv..,;�Is1a1S+c5 330.00 TOTAL CUE VENDOR --------) :3:30.00 Xavier'5 Florist XaviersFlo *001-4090-2:395 :3 70401F 01/5526 03/26 04/01 17 33 FrtBskt,/Flwrs-Funerals 114.19 TOTAL DUE VENDOR --------) 114.19 TOTAL PREPAID -----------} &,,527.35 -OCTAL LUE�� ---------------, 431 ,4 ,:.; 7 ; TOTAL REPORT ------------) 492,472.1 TOTAL------ ------ ------ ------ ------ ------ ------- ------------ FUNDS ---_— FUNDS 4 98'4 7 2,12 1";2.263 4 1,055.00 415,14e.63 RIUNDr�, 1555�)3/2!�/97 VOuC�E8 8E8�SrE� P�GE � �iS8U6S2 ;1 HE FUND __________________________________________________________________ TOTAL CiPECI PA41 RE\::w�'E R[vENUE EXPENSE REVEwuE EXrE�S V01 General .-Fund 459'53�.44 0.26 4 4 1,0�'� 3I'`216.� 250 C.I.P. Fun 118 Air Quality Imp 08.37 112 Prop A -Transit F -2,58 7.S 0 010Library Service 55.99 7'� 115 Int Waste Mgmt F i,18O.8) 1.18O.00 141 LLAD #41 Fund 138 LLAD 43`N Fund 4.7 48.35 41 35 125 CDBG Fund 38.52 139 LLAD 4-4 Fund TOTAL------ ------ ------ ------ ------ ------ ------- ------------ FUNDS ---_— FUNDS 4 98'4 7 2,12 1";2.263 4 1,055.00 415,14e.63 CITY OF DIAMOND BAR AGENDA REPORT AGENDA NO. �- 6 TO: Terrence L. Belanger, City Manager MEETING DATE: April 1, 1997 fill, REPORT DATE: March 25, 1997 FROM: Linda G. Magnuso , Accounting Manager TITLE: Treasurer's Report - February 28, 1997 SUMMARY: Submitted for the City Council's review and approval is the Treasurer's Statement for the month of February, 1997. RECOMMENDATION: Review and approve. LIST OF ATTACHMENTS: X Staff Report _ Public Hearing Notification _ Resolution(s) _ Bid Specification (on file in City Clerk's office) _ Ordinance(s) _ Other: _ Agreement(s) EXTERNAL DISTRIBUTION: SUBMITTAL CHECKLIST: 1. Has the resolution, ordinance or agreement been reviewed _ Yes —No by the City Attorney? 2. Does the report require a majority vote? _ Yes _ No 3. Has environmental impact been assessed? N/A _ Yes _ No 4. Has the report been reviewed by a Commission? N/A _ Yes _ No Which Commission? 5. Are other departments affected by the report? NIA _ Yes _ No Report discussed with the following affected departments: R VIEWED BY: DEPARTMENT HEAD: Terrence L. Belanger Frank M. Usher Linda G. Magnuson City Manager Assistant City Manager Accounting Manager CITY COUNCIL REPORT AGENDA NO. MEETING DATE: April 1, 1997 TO: Honorable Mayor and Members of the City Council FROM: City Manager SUBJECT: Treasurer's Statement - February 28, 1997 ISSUE STATEMENT: Per City policy, the Finance Department presents the monthly Treasurer's Statement for the City Council's review and approval. RECOMMENDATION: Approve the February, 1997 Treasurer's Statement. FINANCIAL SUMMARY: No fiscal impact. BACKGROUND: Submitted for the Council's review and approval is the Treasurer's Statement for the month of February, 1997. This statement shows the cash balances for the various funds, with a breakdown of bank account balances, investment account balances and the effective yield earned from investments. The City's Deferred Compensation balances which are managed by ICMA are also being reported. The City receives ICMA statements on a quarterly basis. The balances reported are as of December 31, 1996. Linda G. Magnuson CITY OF DIAMOND BAR TREASURER'S MONTHLY CASH STATEMENT February 28, 1997 INVESTMENTS: TIME CERTIFICATES $0.00 COMMERCIAL PAPER 0.00 LOCAL AGENCY INVESTMENT FD 19,188,305.10 TOTAL INVESTMENTS 19,188,305.10 TOTAL CASH $19,480,699.92 Note: The City of Diamond Bar is invested in the State Treasurer's Local Agency Investment Fund. All funds are available for withdrawal within 24 hours. Investment in the Local Agency Investment Fund is allowed under the City's formally adopted investment policy. L.A.I.F - Effective Yield for January 1997 5.583% (February Unavailable) BEGINNING TRANSFERS ENDING BALANCE RECEIPTS DISBURSEMENT IN (OUT) BALANCE GENERAL FUND $11,064,019.64 $865,917.72 $705,422.47 $11,224,514.89 LIBRARY SERVICES FUND 107,290.87 107,290.87 TRAFFIC SAFETY FUND 2,829.86 8,257.85 11,087.71 GAS TAX FUND 2,574,256.90 2,574,256.90 TRANSIT TX(PROP A) FD 1,700,234.37 21,316.30 28,986.13 1,692,564.54 TRANSIT TX (PROP C) FD 1,879,178.52 45,556.00 1,924,734.52 INTEGRATED WASTE MGT FD 120,189.95 7,912.15 4,898.53 123,203.57 AIR QUALITY IMPRVMNT FD 111,942.48 3,064.83 108,877.65 TRAILS & BIKEWAYS FD (SB 821) 25,811.70 25,811.70 PARK FEES FUND 374,389.42 374,389.42 S PARKS GRANT (PRP A) FD (66,035.83) (66,035.83) COM DEV BLOCK GRANT FD (47,597.97) 3,035.47 (50,633.44) CITIZENS OPT -PUBLIC SAFETY F 191,483.93 191,483.93 LANDSCAPE DIST #38 FD 220,944.35 9,417.69 9,450.28 220,911.76 LANDSCAPE DIST #39 FD 57,946.03 5,064.31 11,773.53 51,236.81 LANDSCAPE DIST #41 FD 230,605.23 4,947.71 9,763.09 225,789.85 GRAND AV CONST FUND 139,130.78 139,130.78 CAP IMPROVEMENT PRJ FD 148,184.98 137,133.93 11,051.05 SELF INSURANCE FUND 593,902.24 2,869.00 591,033.24 TOTALS $19,428,707.45 $968,389.73 $916,397.26 $0.00 $19,480,699.92 SUMMARY OF CASH: DEMAND DEPOSITS: GENERAL ACCOUNT $289,866.57 PAYROLL ACCOUNT 1,853.25 CHANGE FUND 175.00 PETTY CASH ACCOUNT 500.00 TOTAL DEMAND DEPOSITS $292,394.82 INVESTMENTS: TIME CERTIFICATES $0.00 COMMERCIAL PAPER 0.00 LOCAL AGENCY INVESTMENT FD 19,188,305.10 TOTAL INVESTMENTS 19,188,305.10 TOTAL CASH $19,480,699.92 Note: The City of Diamond Bar is invested in the State Treasurer's Local Agency Investment Fund. All funds are available for withdrawal within 24 hours. Investment in the Local Agency Investment Fund is allowed under the City's formally adopted investment policy. L.A.I.F - Effective Yield for January 1997 5.583% (February Unavailable) CITY OF DIAMOND BAR TREASURER'S MONTHLY CASH STATEMENT February 28, 1997 INVESTMENT: DEFERRED COMPENSATION ACCOUNT (AS OF 12/31196) ICMA Retirement Corporation - 457 Plan: AGGRESSIVE OPPORTUNITY FUND 7,556.78 INTERNATIONAL FUND 7,481.82 GROWTH STOCK FUND 82,091.21 BROAD MARKET FUND 27,028.53 EQUITY INCOME FUND 2,952.81 ASSET ALLOCATION FUND 25,365.66 SOCIAL RESPONSIBILITY FUND 431.62 CORE BOND FUND 6,808.47 US TREASURY FUND 3,357.63 CASH MANAGEMENT FUND 393.76 PLUS FUND 278,570.86 GUARANTEED FUND 0.00 TRADITIONAL GROWTH 9,818.28 MS CAPITAL APPRECIATION 3,046.42 MS GROWTH & INCOME 3,076.67 TOTAL OF DEPOSITS 457,980.52 Note: These investment options are at the discretion of the employees. Due to the complexity of the funds, which are solely handled by ICMA, the City is only reporting the balances available in in the various instruments The reporting period reflects the most current quarter reported by ICMA to the City. TOTAL CASH AND INVESTMENTS $19,938,680.44 All investments are placed in accordance with the City of Diamond Bar's Investment Policy. The above summary provides sufficient cash flow liquidity to meet the next six month's estimated expenditures. Terrence L. Belanger, Treasurer Estimated Market Value Including Accrued Interest $ 29,895,335,557.19 NOTE: Repurchase Agreements, Time Deposits, AB 55 & General Fund loans, and Reverse Repurchase agreements are carried at portfolio book value (carrying cost). Certificates of Deposit (CDs), Bank Notes (BNs), and Commercial Paper (CPs) less than 90 days are carried at portfolio book value (carrying cost). Interest accrued from the date of purchase on CDs and BNs under 90 days is not included. Pooled State of California Money Investment Account Market Valuation 1131197 Description Carrying Cost Plus Accrued Interest Purch. Estimated Market Value Accrued Interest United States Treasury: Bills $ 2,161,897,839.59 $ 2,233,435,250.00 NA Strips $ 238,812,800-00 $ 284,649,250.00 NA Notes $ 5,749,183,709.89 $ 5,701,771,000.00 $ 63,176,626.73 Federal Agency: Bonds $ 908,826,141.87 $ 905,682,893.30 $ 14,103,986.39 Floaters $ 319,979,989.05 $ 320,273,850.00 $ 3,349,125.85 MBS $ 159,485,335.27 $ 158,029,632.64 $ 949,068.36 GNMA $ 3,434,464.04 $ 3,867,745.76 $ 33,087.62 SBA $ 183,581,869.82 $ 185,275,634.24 $ 1,838,657.43 FHLMC PC $ 31,336,865.38 $ 33,765,461.22 $ 503,308.39 Discount Notes $ 497,127,631.96 $ .508,412,500.00 NA Bankers Acceptances $ 187,050,742.80 $ 187,093,656.13 NA Corporate: Bonds $ 1,492,335,273.67 $ 1,490,174,292.95 $ 30,932,539.17 Floaters $ 530,719,517.27 $ 530,897,987.50 $ 7,138,833.89 CDs $ 8,057,231,258.42 $ 8,114,048,402.75 $ 15,515,337.49 Bank Notes $ 635,000,000.00 $ 649,327,827.45 $ 6,121,166.67 Repurchase Agreements $ - $ - NA Time Deposits $ 386,595,000.00 $ 386,595,000.00 NA AB 55 & GF Loans $ 1,684,693,013.00 $ 1,684,693,013.00 NA Commercial Paper $ 6,816,900,329.91 $ 6,818,151,363.24 NA Reverse Repurchase $ 444,425,000.00 $ 444,425,000.00 $ 45,940.97 TOTAL $ 29,599,766,781.94 1 $ 29,751,719,760.17 $ 143,615,797.01 Estimated Market Value Including Accrued Interest $ 29,895,335,557.19 NOTE: Repurchase Agreements, Time Deposits, AB 55 & General Fund loans, and Reverse Repurchase agreements are carried at portfolio book value (carrying cost). Certificates of Deposit (CDs), Bank Notes (BNs), and Commercial Paper (CPs) less than 90 days are carried at portfolio book value (carrying cost). Interest accrued from the date of purchase on CDs and BNs under 90 days is not included. POOLED MONEY INVESTMENT ACCOUNT SUMMARY OF INVESTMENT DATA A COMPARISON OF JANUARY 1997 WITH JANUARY 1996 (Dollars in Thousands) JANUARY 1997 JANUARY`" 1996 CHANGE Average Daily Portfolio $29,553,019 $26,642,349 +$2,910,670 Accrued Earnings $140,142 $128,586 +$11,556 Effective Yield 5.583 5.698 -.115 Average Life --Month End (in days) 241 233 +8 Total Security Transactions Amount $19,022,037 $16,502,815 + $2,519,222 Number 417 389 +28 Total Time Deposit Transactions Amount $261,500 $375,190 -$113,690 Number 32 20 +12 Average Workday Investment Activity $918,264 $803,715 +$114,549 Prescribed Demand Account Balances For Services $132,412 $142,484 -$10,072 For Uncollected Funds $223,103 $164,959 +$58,144 LOCAL AGENCY INVESTMENT FUND* SUMMARY OF ACTIVITY JANUARY 1997 BEGINNING BALANCE DEPOSITS WITHDRAWALS $10,948,337,675.98 $1,393,142,638.11 $1,134,007,600.14 *Local Agency Investment Fund Invested Through Pooled Money Investment Account MONTH END BALANCE $11,207,472,713.95 CITY OF DIAMOND BAR AGENDA REPORT AGENDA NO. TO: Honorable Mayor and Members of the City Council MEETING DATE: April 1, 1997 REPORT DATE: March 25, 1997 FROM: Terrence L. Belanger, City Manager TITLE: Exoneration of Reclaimed Water Improvement Bond for Tract 48487 (C & A Developers). SUMMARY: C & A Developers has requested the exoneration of their posted surety bond for Reclaimed Water Improvements required in accordance with the subdivision agreement for Tract No. 48487. The developer has been relieved of this condition at the January 7, 1997 City Council Meeting. RECOMMENDATION: It is recommended that the City Council move that: a) Bond No. 184740S of Developers Insurance Company for Reclaimed Water be exonerated; and b) the City Clerk notify the Principal and Surety of these actions. LIST OF ATTACHMENTS: X Staff Report Resolution(s) Ordinances(s) Agreement(s) EXTERNAL DISTRIBUTION: SUBMITTAL CHECKLIST: Public Hearing Notification x Surety Bond (on file in City Clerk's Office) Other: 1. Has the resolution, ordinance or agreement been reviewed by the City Attorney? 2. Does the report require a majority or 4/5 vote? 1 Has environmental impact been assessed? 4. Has the report been reviewed by a Commission? Which Commission? 5. Are other departments affected by the report? Report discussed with the following affected departments: REVIEWED BY: Terre%L.Beler City Manager FranlE M. Usher' Assistant City Manager N/A _ Yes _ No N/A _ Yes_ No N/A _ Yes_ No Yes x No George A. Wentz City Engineer Majority CITY COUNCIL REPORT AGENDA NO. _ MEETING DATE: April 1, 1997 TO: Honorable Mayor and Members of the City Council FROM: Terrence L.Belanger, City Manager SUBJECT: Exoneration of Reclaimed Water Improvement Bond for Tract 48487 (C & A Developers). ISSUE STATEMENT Consider exoneration in security amount (surety bond) for Reclaimed Water Improvements required in accordance with the subdivision agreement for Tract No. 48487. RECOMMENDATION It is recommended that the City Council move that: a) Bond No. 184740S of Developers Insurance Company for Reclaimed Water be exonerated; and b) the City Clerk notify the Principal and Surety of these actions. FINANCIAL SUMMARY This action has no fiscal impact on the City. BACKGROUND In accordance with Section 66462 of the Subdivision Map Act, the City entered into agreement with the subdivider to complete various improvements. The subdivider guaranteed faithful performance of this agreement by posting with the City various surety bonds - including Reclaimed Water improvements. The original Condition of Approval to guarantee the installation of Reclaimed Water Improvements has been amended during the January 7, 1997 City Council meeting, releiving the developer of this improvement requirement. The subdivider has requested that this bond be exonerated. DISCUSSION The following listed surety bonds are requested for exoneration: Tract No.: 48487 Bond Number: 184740S, Reclaimed Water Improvements Amount: $39,000 Reason: The Walnut Valley Water District will not supply reclaimed water to said tract located in the "Country". CITY OF DIAMOND BAR AGENDA REPORT AGENDA N0. TO: Honorable Mayor and Members of the City Council MEETING DATE: April 1, 1997 REPORT DATE: March 26, 1997 FROM: Terrence L Belangef, City Manager TITLE: A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR APPROVING PLANS AND SPECIFICATIONS FOR THE CONSTRUCTION OF PANTERA PARK AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS. SUMMARY: Plans and Specifications have been developed, reviewed and are ready for advertisement for the construction of Pantera Park. The Plans consist of both active and passive recreation opportunities and a bid alternative item for the construction of an activity room. The Park was developed through neighborhood meetings, surveys and input from the Parks and Recreation and Planning Commissions. RECOMMENDATION: It is recommended that the City Council adopt the attached Resolution 97 -XX to approve the plans and specifications for the construction of Pantera Park and authorize the City Clerk to advertise the project for bids. LIST OF ATTACHMENTS: X Staff Report X Resolution(s) _ Ordinance(s) _ Agreement(s) _ Public Hearing Notification X Bid Specification (on file in City Clerk's office) _ Other: EXTERNAL DISTRIBUTION: SUBMITTAL CHECKLIST: 1, Has the resolution, ordinance or agreement been reviewed X Yes —No by the City Attorney? 2. Does the report require a majority vote? N/A _ Yes _ No 3. Has environmental impact been assessed? N/A _ Yes _ No 4. Has the report been reviewed by a Commission? X Yes _ No Which Commission? Planning Commission, Parks and Recreation Commission 5. Are other departments affected by the report? X Yes _ No Report discussed with the following affected departments: Community Development, Community Services REVIEWED BY: AlILM'e, TenIence L. Bel er City Manager Assistant City Manager Deputy Director of Public Works CITY COUNCIL REPORT MEETING DATE: April 1, 1997 AGENDA NO. TO: Honorable Mayor and Members of the City Council FROM: City Manager SUBJECT: A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR APPROVING PLANS AND SPECIFICATIONS FOR THE CONSTRUCTION OF PANTERA PARK AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS. ISSUE STATEMENT: To construct Pantera Park at the southeast corner of Pantera Drive and Bowcreek Drive. RECOMMENDATION: It is recommended that the City Council adopt the attached Resolution 97 -XX to approve the plans and specifications for the construction of Pantera Park and authorize the City Clerk to advertise the project for bids.. FINANCIAL SUMMARY: The construction of Pantera Park is estimated to cost $2,100,000, excluding the Activity Room and contingencies. The total allocated project budget is $2,268,600. Said budget consist of $1,795,600 Proposition A Grant, $320,000 Quimby Fund, $153,000 Developer Fees, BACKGROUND/DISCUSSION: The City has developed plans and specifications for the development of a 23.8 -acre park site. The site consist of 15.5 acres of flat undeveloped land. To assist in the development of the park, the City received a Project Grant from Proposition A - Safe Parks Grant. The City prepared a Park Master Plan through a series of community workshops. The proposed park will provide active and passive recreation opportunities for Diamond Bar residents. The proposed project contributes to achieving a City-wide goal of providing adequate park and recreation facilities for residents of Diamond Bar. The project is consistent with the current City -Wide Parks Master Plan planning. The Plan has been approved by the Planning Commission through a Conditional Use Permit (CUP). The park consists of 2 ballfields with 2 full soccer overlay fields; 3 basketball courts with a roller hockey rink overlay; 2 lighted tennis courts; restroom/concession building; tot lot; and picnic facilities. An Activity Room is a bid alternative item. The construction is scheduled for 120 working days. The plans have been reviewed by the City's Building and Safety Division and the consultant firm of Heimberger/Hirsch. Throughout the construction phase, public information/notifications will be conducted, including a construction hotline, bulletins/notices of schedules and informational meetings if required. Staff has prepared a tentative schedule for the various project activities. They are as follows: Pre-bid Site Meeting/Job Walk April 21, 1997 Bid Opening May 8, 1997 Award of Contract May 20, 1997 Pre -Construction Meeting June 2, 1997 Notice to Proceed/Start of Construction June 9, 1997 Completion of Construction November 28, 1997 There is also an ninty (90) day maintenance period for the landscape. This project will not distrub the mature trees in the southern end of the site. PREPARED BY: Kellee A. Fritzal/David G, Liu Attachment RESOLUTION NO. 97- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR APPROVING PLANS AND SPECIFICATIONS FOR THE CONSTRUCTION OF PANTERA PARK AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS. WHEREAS, it is the intention of the City of Diamond Bar to construct certain improvements in the City of Diamond Bar. WHEREAS, the City of Diamond Bar has prepared plans and specifications for the construction of certain improvements. NOW, THEREFORE, BE IT RESOLVED that the plans and specifications presented to the City of Diamond Bar be and are hereby approved as the specifications for the Pantera Park Project. BE IT FURTHER RESOLVED that the City Clerk is hereby authorized and directed to advertise as required by law for the receipt of sealed bids or proposals for doing of the work specified in the aforesaid plans and specifications, which said advertisement shall be substantially in the following words and figures, to wit: "NOTICE INVITING SEALED BIDS OR PROPOSALS" Pursuant to a Resolution of the City Council of the City of Diamond Bar, Los Angeles County, California, directing this notice, NOTICE IS HEREBY GIVEN that the said City of Diamond Bar will receive at the office of the City Clerk in the City Hall of Diamond Bar, on or before the hour of 10 o'clock a.m. on the 8th day of May 1997, sealed bids or proposals for the Pantera Park Project. Bids will be opened and publicly read immediately in the office of the City Clerk, Suite 100, 21660 E. Copley Drive, Diamond Bar, California 91765-4177. Bids must be made on a form provided for the purpose, addressed to the City of Diamond Bar, California, marked, "Bid: City of Diamond Bar, Pantera Park Project to be opened at 10:00 o'clock A.M. on May 8,1997". PREVAILING WAGE: Notice is hereby given that in accordance with the provisions of California Labor Code, Division 2, Part 7, Chapter 1, Articles I and 2, the Contractor is required to pay not less than the general prevailing rate of per diem wages for work of a similar character in the locality in which the public work is performed, and not less than the general prevailing rate of per diem wages for holiday and overtime work. In that regard, the Director of the Department of Industrial Relations of the State of California is required to and has determined such general prevailing rates of per diem wages are on file in the office of the City Clerk of the City of Diamond Bar, Suite 100, 21660 E. Copley Drive, Diamond Bar, California, and are available to any interested party on request. The Contracting Agency also shall cause a copy of such determinations to be posted at the job site. The Contractor shall forfeit, as penalty to the City of Diamond Bar, not more than twenty-five dollars ($25.00) for each laborer, workman, or mechanic employed for each calendar day or portion, thereof, if such laborer, workman, or mechanic is paid less than the general prevailing rate of wages hereinbefore stipulated for any work done under the attached contract, by him or by any subcontractor under him, in violation of the provisions of said Labor Code. In accordance with the provisions of Section 1777.5 of the Labor Code as amended by Chapter 971, Statutes of 1939, and in accordance with the regulations of the California Apprenticeship Council, properly indentured apprentices may be employed in the prosecution of the work. Attention is directed to the provisions in Sections 1777.5 and 1777.6 of the Labor Code concerning the employment of apprentices by the Contractor or any subcontractor under him. Section 1777.5, as amended, requires the Contractor or subcontractor employing tradesmen in any apprenticeable occupation to apply to the joint apprenticeship committee nearest the site of the public works project and which administers the apprenticeship program in that trade for a certificate of approval. The certificate will also fix the ratio of apprentices to journeymen that will be used in the performance of the contract. The ratio of apprentices to journeymen in such cases shall not be less than one to five except: A. When unemployment in the area of coverage by the joint apprenticeship committee has exceeded an average of fifteen percent (15%) in the ninety (90) days prior to the request for certificate, or B. When the number of apprentices in training in the area exceeds a ratio of one to five, or C. When the trade can show that it is replacing at least 1/30 of its membership through apprenticeship training on an annual basis statewide or locally, or D. When the Contractor provides evidence that he employs registered apprentices on all of his contracts on an annual average of not less than one apprentice to eight journeymen. The Contractor is required to make contributions to funds established for the administration of apprenticeship programs if he employs registered apprentices or journeymen in any apprenticeable trade on such contracts and if other Contractors on the public works site are making such contributions. The Contractor and subcontractor under him shall comply with the requirements of Sections 1777.5 and 1777.6 in the employment of apprentices. Information relative to apprenticeship standards, wage schedules, and other requirements may be obtained from the Director of Industrial Relations, ex -officio the Administrator of Apprenticeship, San Francisco, California, or from the Division of Apprenticeship Standards and its branch offices. Eight (8) hours of labor shall constitute a legal day's work for all workmen employed in the execution of this Contract and the Contractor and any subcontractor under him shall employ with and be governed by the laws of the State of California having to do with working hours as set forth in Division 2, Part 7, Chapter 1, Article 3 of the Labor Code of the State of California as amended. The Contractor shall forfeit, as a penalty to the City of Diamond Bar, twenty-five dollars ($25.00) for each laborer, workman, or mechanic employed in the execution of the contract, by him or any subcontractor under him, upon any of the work hereinbefore mentioned, for each calendar day during which said laborer, workman, or mechanic is required or permitted to labor more than eight (8) hours in violation of said Labor Code. Contractor agrees to pay travel and subsistence pay to each workman needed to execute the work required by this Contract as such travel and subsistence payments are defined in the applicable collective bargaining agreements filed in accordance with Labor Code Section 1773.8. The bidder must submit with his proposal cash, cashier's check, certified check, or bidder's bond, payable to the City of Diamond Bar for an amount equal to at least ten percent (10%) of the amount of said bid as a guarantee that the bidder will enter into the proposed Contract if the same is awarded to him, and in the event of failure to enter into such Contract said cash, cashier's check, certified check, or bond shall become the property of the City of Diamond Bar. If the City of Diamond Bar awards the contract to the next lowest bidder, the amount of the lowest bidder's security shall be applied by the City of Diamond Bar to the difference between the low bid and the second lowest bid, and the surplus, if any, shall be returned to the lowest bidder. The amount of the bond to be given to secure a faithful performance of the contract for said work shall be one hundred percent (100%) of the contract price thereof, and a labor and material bond in an amount equal to one hundred percent (100%) of the contract price for said work shall be given to secure the payment of claims for any materials or supplies furnished for the performance of the work contracted to be done by the Contractor, or any work or labor of any kind done thereon, and the Contractor will also be required to furnish a certificate that he carries compensation insurance covering his employees upon work to be done under contract which may be entered into between him and the said City of Diamond Bar for the construction of said work. No proposal will be considered from a Contractor who is not licensed as a contractor at time of award in accordance with the provisions of the Contractor's License Law (California Business and Professions Code, Section 7000 et seq.) and rules and regulations adopted pursuant thereto or to whom a proposal form has not been issued by the City of Diamond Bar. The work is to be done in accordance with the profiles, plans, and specifications of the City of Diamond Bar on file in the office of the City Clerk at the City Hall, Diamond Bar, California. Copies of the plans and specifications will be furnished upon application to the City of Diamond Bar and payment of $45.00, said $45.00 is non-refundable. Upon written request by the bidder, copies of the plans and specifications will be mailed when said request is accompanied by payment stipulated above, together with an additional nonreimbursable payment of $20.00 to cover the cost of mailing charges and overhead. Bar. The successful bidder will be required to enter into a contract satisfactory to the City of Diamond In accordance with the requirements of Section 903 of the General Provisions, as set forth in the Plans and Specifications regarding the work contracted to be done by the Contractor, the Contractor may, upon the Contractor's request and at the Contractor's sole cost and expense, substitute authorized securities in lieu of monies withheld (performance retention). The City of Diamond Bar, California, reserves the right to reject any and all bids. By order of the City Council of the City of Diamond Bar, California. Dated this day of , 1997. PASSED, ADOPTED and APPROVED by the City Council of the City of Diamond Bar, California, this day of , 1997. Mayor ATTEST: City Clerk 1, Lynda Burgess, City Clerk of the City of Diamond Bar, California, do hereby certify that the foregoing Resolution was duly and regularly passed and adopted by the Council of the City of Diamond Bar, California, at its regular meeting held on the day of , 1997, by the following vote, to wit: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: City Clerk, City of Diamond Bar, California CITY OF DIAMOND BAR AGENDA REPORT AGENDA NO. TO: Honorable Mayor and Members of the City Council MEETING DATE: April 1, 1997 REPORT DATE: March 27, 1997 From: Terrence L. Belanger, City Manager TITLE: A Resolution of the City Council of the City of Diamond Bar Approving Plans and Specifications for the Traffic Signals Construction on Diamond Bar Boulevard at Goldrush Drive and Authorizing and Directing the City Clerk to Advertise to Receive Bids. SUMMARY: The intersection on Diamond Bar Boulevard at Goldrush Drive has been identified for traffic signals. Plans and specifications for the project have been prepared and are ready for City Council approval. RECOMMENDATION: It is recommended that the City Council adopt the attached Resolution to approve the plans and specifications for the Traffic Signals Construction on Diamond Bar Boulevard at Goldrush Drive and authorize the City Clerk to advertise the project for bids. LIST OF ATTACHMENTS: X Staff Report Public Hearing Notification X Resolution X Bid Specifications con file in City Clerk's Office) _ Ordinances(s) _ Other Agreement(s) EXTERNAL DISTRIBUTION: SUBMITTAL CHECKLIST: 1. Has the resolution, ordinance or agreement been reviewed X Yes No by the City Attorney? 2. Does the report require a majority or 4/5 vote? Majority 3. Has environmental impact been assessed? N/A Yes X No 4. Has the report been reviewed by a Commission? N/A X Yes _ No Which Commission? Traffic & Transportation Commission 5. Are other departments affected by the report? N/A _ Yes X No Report discussed with the followinia affected departments: REVIEWED BY: Terrence L. Be]arh er Frank M. Usher City Manager (0 Assistant City Manager C:\WP60\LlNDAKAY\AGEN-97\DBGLDRUS.SIG. eorge entz City Engineer CITY COUNCIL REPORT AGENDA NO. MEETING DATE: April 1, 1997 TO: Honorable Mayor and Members of the City Council FROM: Terrence L. Belanger, City Manager SUBJECT: Traffic Signals Construction on Diamond Bar Boulevard at Goldrush Drive ISSUE STATEMENT To construct traffic signals on Diamond Bar Boulevard at Goldrush Drive. RECOMMENDATION: It is recommended that the City Council adopt the attached Resolution to approve the plans and specifications for the Traffic Signals Construction on Diamond Bar Boulevard at Goldrush Drive and authorize the City Clerk to advertise the project for bids. FINANCIAL SUMMARY: The engineer's estimate for said project is $105,000, excluding any contingencies. The total allocated project budget is $125,000 of Proposition C Fund. BACKGROUND/DISCUSSION: In order to maintain the ability to effectively accommodate the existing and future traffic circulation of Diamond Bar Boulevard, the City has identified and conducted warrant studies for the construction of traffic signal improvements at the intersection of Diamond Bar Boulevard and Goldrush Drive. Plans and specifications for the project have been prepared. Key aspects of requirements placed upon the contractor includes: * Plan and schedule to be submitted at least fourteen(14) calendar days before start of work. * Traffic control plans. * Notification to utility owners and other public agencies. * Completion of all work within ninety (90) calendar days. * Liquidated damages of $500/day for non-performance. 1 Traffic Signals Construction on Diamond Bar Boulevard at Goldrush Drive April 1, 1997 Page Two All customary insurance and bonds have been included. Staff has prepared a tentative schedule for the various project activities. They are as follows: Plans and specifications to City Council for approval and authorize City Clerk to advertise for bids Bid Opening Award of Contract Notice to Proceed/Procure Start of Construction Completion of Construction Prepared By: David G. Liu C:\WP60\LINDAKAY\CCR-97\dbgldrush.sig N April 1, 1997 April 24, 1997 May 6, 1997 May 7, 1997 May 19, 1997 August 19, 1997 RESOLUTION NO. RESOLUTION OF THE COUNCIL OF THE CITY OF DIAMOND BAR APPROVING PLANS AND SPECIFICATIONS FOR THE TRAFFIC SIGNAL INSTALLATION AT DIAMOND BAR BOULEVARD AND GOLDRUSH DRIVE IN SAID CITY AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS. WHEREAS, it is the intention of the City of Diamond Bar to construct certain improvements in the City of Diamond Bar. WHEREAS, the City of Diamond Bar has prepared plans and specifications for the construction of certain improvements. NOW, THEREFORE, BE IT RESOLVED that the plans and specifications presented to the City of Diamond Bar be and are hereby approved as the specifications for the Traffic Signal Installation at Diamond Bar Boulevard and Goldrush Drive. BE IT FURTHER RESOLVED that the City Clerk is hereby authorized and directed to advertise as required by law for the receipt of sealed bids or proposals for doing of the work specified in the aforesaid plans and specifications, which said advertisement shall be substantially in the following words and figures, to wit: "NOTICE INVITING SEALED BIDS OR PROPOSALS" Pursuant to a Resolution of the City Council of the City of Diamond Bar, Los Angeles County, California, directing this notice, NOTICE IS HEREBY GIVEN that the said City of Diamond Bar will receive at the office of the City Clerk in the City Hall of Diamond Bar, on or before the hour of 2:00 o'clock p.m. on the 24th day of April, 1997, sealed bids or proposals for the Traffic Signal Installation at Diamond Bar Boulevard and Goldrush Drive in the City of Diamond Bar. Bids will be opened and publicly read immediately in the office of the City Clerk, Suite 100, 21660 E. Copley Drive, Diamond Bar, California 91765-4177. Bids must be made on a form provided for the purpose, addressed to the City of Diamond Bar, California, marked, "Bid for the Traffic Signal Installation at Diamond Bar Boulevard and Goldrush Drive. PREVAILING WAGE: Notice is hereby given that in accordance with the provisions of California Labor Code, Division 2, Part 7, Chapter 1, Articles 1 and 2, the Contractor is required to pay not less than the general prevailing rate of per them wages for work of a similar character in the locality in which the public work is performed, and not less than the general prevailing rate of per them wages for holiday and overtime work. In that regard, the Director of the Department of Industrial Relations of the State of California is required to and has determined such general prevailing rates of per them wages are on file in the office of the City Clerk of the City of Diamond Bar, Suite 100, 21660 E. Copley Drive, Diamond Bar, California, and are available to any interested party on request. The Contracting Agency also shall cause a copy of such determinations to be posted at the job site. The Contractor shall forfeit, as penalty to the City of Diamond Bar, not more than twenty-five dollars ($25.00) for each laborer, workman, or mechanic employed for each calendar day or portion, thereof, if such laborer, workman, or mechanic is paid less than the general prevailing rate of wages hereinbefore stipulated for any work done under the attached contract, by him or by any subcontractor under him, in violation of the provisions of said Labor Code. In accordance with the provisions of Section 1777.5 of the Labor Code as amended by Chapter 971, Statutes of 1939, and in accordance with the regulations of the California Apprenticeship Council, properly indentured apprentices may be employed in the prosecution of the work. Attention is directed to the provisions in Sections 1777.5 and 1777.6 of the Labor Code concerning the employment of apprentices by the Contractor or any subcontractor under him. Section 1777.5, as amended, requires the Contractor or subcontractor employing tradesmen in any apprenticeable occupation to apply to the joint apprenticeship committee nearest the site of the public works project and which administers the apprenticeship program in that trade for a certificate of approval. The certificate will also fix the ratio of apprentices to journeymen that will be used in the performance of the contract. The ratio of apprentices to journeymen in such cases shall not be less than one to five except: A. When unemployment in the area of coverage by the joint apprenticeship committee has exceeded an average of fifteen percent (15%) in the ninety (90) days prior to the request for certificate, or B. When the number of apprentices in training in the area exceeds a ratio of one to five, or C. When the trade can show that it is replacing at least 1/30 of its membership through apprenticeship training on an annual basis statewide or locally, or D. When the Contractor provides evidence that he employs registered apprentices on all of his contracts on an annual average of not less than one apprentice to eight journeymen. The Contractor is required to make contributions to funds established for the administration of apprenticeship programs if he employs registered apprentices or journeymen in any apprenticeable trade on such contracts and if other Contractors on the public works site are making such contributions. The Contractor and subcontractor under him shall comply with the requirements of Sections 1777.5 and 1777.6 in the employment of apprentices. Information relative to apprenticeship standards, wage schedules, and other requirements may be obtained from the Director of Industrial Relations, ex -officio the Administrator of Apprenticeship, San Francisco, California, or from the Division of Apprenticeship Standards and its branch offices. Eight (8) hours of labor shall constitute a legal day's work for all workmen employed in the execution of this Contract and the Contractor and any subcontractor under him shall employ with and be governed by the laws of the State of California having to do with working hours as set forth in Division 2, Part 7, Chapter 1, Article 3 of the Labor Code of the State of California as amended. The Contractor shall forfeit, as a penalty to the City of Diamond Bar, twenty-five dollars ($25.00) for each laborer, workman, or mechanic employed in the execution of the contract, by him or any subcontractor under him, upon any of the work hereinbefore mentioned, for each calendar day during which said laborer, workman, or mechanic is required or permitted to labor more than eight (8) hours in violation of said Labor Code. Contractor agrees to pay travel and subsistence pay to each workman needed to execute the work required by this Contract as such travel and subsistence payments are defined in the applicable collective bargaining agreements filed in accordance with Labor Code Section 1773.8. The bidder must submit with his proposal cash, cashier's check, certified check, or bidder's bond, payable to the City of Diamond Bar for an amount equal to at least ten percent (10%) of the amount of said bid as a guarantee that the bidder will enter into the proposed Contract if the same is awarded to him, and in the event of failure to enter into such Contract said cash, cashier's check, certified check, or bond shall become the property of the City of Diamond Bar. If the City of Diamond Bar awards the contract to the next lowest bidder, the amount of the lowest bidder's security shall be applied by the City of Diamond Bar to the difference between the low bid and the second lowest bid, and the surplus, if any, shall be returned to the lowest bidder. The amount of the bond to be given to secure a faithful performance of the contract for said work shall be one hundred percent (100%) of the contract price thereof, and a labor and material bond in an amount equal to one hundred percent (100%) of the contract price for said work shall be given to secure the payment of claims for any materials or supplies furnished for the performance of the work contracted to be done by the Contractor, or any work or labor of any kind done thereon, and the Contractor will also be required to furnish a certificate that he carries compensation insurance covering his employees upon work to be done under contract which may be entered into between him and the said City of Diamond Bar for the construction of said work. No proposal will be considered from a Contractor who is not licensed as a contractor at time of award in accordance with the provisions of the Contractor's License Law (California Business and Professions Code, Section 7000 et seq.) and rules and regulations adopted pursuant thereto or to whom a proposal form has not been issued by the City of Diamond Bar. The work is to be done in accordance with the profiles, plans, and specifications of the City of Diamond Bar on file in the office of the City Clerk at the City Hall, Diamond Bar, California. Copies of the plans and specifications will be furnished upon application to the City of Diamond Bar and payment of $30.00, said $30.00 is non-refundable. Upon written request by the bidder, copies of the plans and specifications will be mailed when said request is accompanied by payment stipulated above, together with an additional nonreimbursable payment of $10.00 to cover the cost of mailing charges and overhead. The successful bidder will be required to enter into a contract satisfactory to the City of Diamond Bar. In accordance with the requirements of Section 903 of the General Provisions, as set forth in the Plans and Specifications regarding the work contracted to be done by the Contractor, the Contractor may, upon the Contractor's request and at the Contractor's sole cost and expense, substitute authorized securities in lieu of monies withheld (performance retention). The City of Diamond Bar, California, reserves the right to reject any and all bids. By order of the City Council of the City of Diamond Bar, California. Dated this day of , 1997. PASSED, ADOPTED and APPROVED by the City Council of the City of Diamond Bar, California, this day of 11997. Mayor ATTEST: City Clerk I, Lynda Burgess, City Clerk of the City of Diamond Bar, California, do hereby certify that the foregoing Resolution was duly and regularly passed and adopted by the Council of the City of Diamond Bar, California, at its regular meeting held on the day of , 1997, by the following vote, to wit: AYES: COUNCIL. MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: City Clerk, City of Diamond Bar, California 5 CITY OP DIAMOND DAR AGENDA REPORT //�� AGENDA NO.: (G� T0: Honorable Mayor and Members of the City Council MEETING DATE: April 1, 1997 REPORT DATE: March 25, 1997 FROM: Terrence L. Belanger, City Manager TITLE: A Resolution of the City Council of the City of Diamond Bar Approving Specifications for the Construction/Retrofit of Handicap Access Ramps in Said City and Authorizing and Directing the City Clerk to Advertise to Receive Bids. SUMMARY: Under the 1996-97 Los Angeles Urban County CDBG (Community Development Block Grant) Program., $37,000.00 of CDBG federal funds was allocated for the construction/retrofit of handicap access ramps in the City of Diamond Bar. At this time, bid specifications have been prepared. RECOMMENDATION: That the City Council adopt Resolution No. 97 -XX approving the bid specifications for the Construction/Retrofit of Handicap Access Ramps in Diamond Bar, and authorize the City Clerk to advertise the project for bids. LIST OF ATTACHMENTS: X Staff Report X Resolution(s) _ Ordinances(s) Agreement(s) EXTERNAL DISTRIBUTION: SUBMITTAL CHECKLIST. _ _ Public Hearing Notification X Bid Specifications (on file in City Clerk's Office) Other 1. 1las the resolution, ordinance or agreement been reviewed by the City Attorney? 2 Does the report require a majority or 4/5 vote? 3. Has environmental impact been assessed? N/A 4. Has the report been reviewed by a Commission? N/A Which Commission.) 5. Are other departments affected by the report? Report discussed with the following affected departments: Community Development Dept. & City Manager REVIEWED BY: Terrence L. Bela Frank M. Usher City Manager Assistant City Manager x Yes No Majority Yes —No Yes _ No X Yes _ No A. Wentz City Engineer CITY COUNCIL REPORT AGENDA NO. MEETING DATE: April 1, 1997 TO: Honorable Mayor and Members of the City Council FROM: Terrence L. Belanger, City Manager SUBJECT: A Resolution of the City Council of the City of Diamond Bar Approving Specifications for the Construction/Retrofit of Handicap Access Ramps in Said City and Authorizing and Directing the City Clerk to Advertise to Receive Bids. ISSUE STATEMENT To construct/retrofit handicap access ramps at various locations in the City of Diamond Bar. RECOMMENDATION That the City Council adopt Resolution No. 97 -XX approving the bid specifications for the Construction/Retrofit of Handicap Access Ramps in Diamond Bar, and authorize the City Clerk to advertise the project for bids. FINANCIAL SUMMARY $37,000.00 of CDBG federal funds has already been approved and incorporated into the FY 1996-97 budget for these handicap access ramps. Engineer's estimate for construction of 42 handicap access ramps is $23,100.00, excluding contingencies. BACKGROUND/DISCUSSION Under the 1996-97 Los Angeles Urban County CDBG (Community Development Block Grant) Program, $37,000.00 of CDBG federal funds was allocated for the construction/retrofit of handicap access ramps in the City of Diamond Bar. Staff has prepared the bid specifications for the con struction/retrofit of handicap access ramps in Diamond Bar. A total of 42 ramps will be constructed/retrofitted. These specifications have been forwarded for review and approval by the Office of Affirmative Action on March 25, 1997. "1'he work to be performed under the specifications consists of the construction/retrofit of handicap access ramps and other incidental and appurtenant work necessary for the proper construction of the contemplated improvements in the following areas:- INTERSECTION Fountain Springs[Brea Canyon Rd. CORNER NE EXIST. RAMP? N NW SE N Fountain Springs/Sunbright Dr. NW N NW NE N Fountain Springs/Castle Rock NW N SW NE N SE SW N NW SE N Fountain Springs/Crooked Creek NW N SW NE N Fountain Springs/Rising Star NW N NE N Brea Canyon Rd./Cold Springs Ln. NW N NE N SW N SE N Brea Canyon Rd./Gerndal St. NE N SE N Pathfinder/Peaceful Hills NW Y NE Y SW Y SE Y Pathfinder/Shaded Wood NW Y NE Y Pathfinder/Evergreen Springs NW Y NE Y SW Y SE Y Pathfinder/Presado Drive NW Y NE Y C incest ('rrwrinufRm Falb I NW I N NE N Sunset Crossing/Strongbow NW Y NE N Sunset Crossing/Chapparal NW N NE N SW N SE N Sunset Crossing/N. Old Trail Rd. NW N NE N SW N SE N Key aspects of requirements placed upon the contractor include: * Plan and schedule to be submitted at least seven days before beginning of work. * Notification to affected agencies. * Completion of all work within fifteen (15) working days. * Liquidated damages of $100/day for non-performance. * Compliance with CDBG requirements. * Labor compliance with Davis -Bacon requirement. All customary insurance and bonds have been included. Staff has prepared a tentative schedule for the various project activities. They are as follows: Specifications to City Council April 1, 1997 for approval and authorize City Clerk to advertise for bids Bid Opening April 28, 1997 Award of Contract May 6, 1997 Notice to Proceed May 19, 1997 Start of Construction May 19, 1997 Completion of Construction June 9, 1997 Prepared By: Rose E. Manela 3 RESOLUTION NO. 97 - A RESOLUTION OF THE COUNCIL OF THE CITY OF DIAMOND BAR APPROVING SPECIFICATIONS FOR THE CONSTRUCTION/RETROFIT OF HANDICAP ACCESS RAMPS, IN SAID CITY AND AUTHORIZING AND DIRECTING THE CITY CLERK TO ADVERTISE TO RECEIVE BIDS. "This is a Federally assisted construction contract acrd Federal labor statidards, irrcludirrg the Davis -Bacon requirements and Section 3 requirements, will be enforced. tf Federal acrd State Ifage rates are applicable, then the higher of the tivo ivill prevail. " WHEREAS, it is the intention of the City of Diamond Bar to construct certain improvements in the City of Diamond Bar. WHEREAS, the City of Diamond Bar has prepared specifications for the construction/retrofit of handicap access ramps. NOW, THEREFORE, BE IT RESOLVED that the specifications presented to the City of Diamond Bar be and are hereby approved as the specifications for the Con struction/Retrofit of Handicap Access Ramps in Diamond Bar. BE 11' FURTHER RESOLVED that the City Clerk is hereby authorized and directed to advertise as required by law for the receipt of sealed bids or proposals for doing the work specified in the aforesaid specifications, which said advertisement shall be in the form and content as approved by the City Attorney and a copy of this Resolution shall be contained in each specification package for the work: "NOTICE INVITING SEALED BIDS OR PROPOSALS" Pursuant to a Resolution of the City Council of the City of Diamond Bar, Los Angeles County, California, directing this notice, NOTICE IS HEREBY GIVEN that the said City of Diamond Bar will receive at the office of the City Clerk in the City Hall of Diamond Bar, on or before the hour of 10:00 o'clock a.m. on the 29th day of April, 1997, sealed bids or proposals for the Construction/Retrofit of Handicap Access Ramps in Diamond Bar. Bids will be opened and publicly read immediately in the office of the City Clerk, Suite 100, 21660 E Copley Drive, Diamond Bar, California 91765-4177. Bids must be made on a form provided for the purpose, addressed to the City of Diamond Bar, California, marked, " Construction/Retrofit of Handicap Access Ramps in Diamond Bar." PREVAILING WAGE Notice is hereby given that in accordance with the provisions of California Labor Code, Division 2, Part 7, Chapter 1, Articles 1 and 2, the Contractor is required to pay not less than the general prevailing rate of per diem wages for work of a similar character in the locality in which the public work is performed, and not less than the general prevailing rate of per diem wages for holiday and overtime work. In that regard, the Director of the Department of Industrial Relations of the State of California is required to and has determined such general prevailing rate of per diem wages are on file in the office of the City Clerk of the City of Diamond Bar, Suite 100, 21660 E. Copley Drive, Diamond Bar, California, and are available to any interested party on request. The Contracting Agency also shall cause a copy of such determinations to be posted at the job site. The Contractor shall forfeit, as penalty to the City of Diamond Bar, not more than fifty dollars ($50.00) for each laborer, workman, or mechanic employed for each calendar day or portion, thereof, if such laborer, workman, or mechanic is paid less than the general prevailing rate of wages herein before stipulated for any work done under the attached contract, by him or by any subcontractor under him, in violation of the provisions of said Labor Code. In accordance with the provisions of Section 1777.5 of the Labor Code as amended by Chapter 971, Statutes of 1939, and in accordance with the regulations of the California Apprenticeship Council, properly indentured apprentices may be employed in the prosecution of the work. Attention is directed to the provisions in Sections 1777.5 and 1777.6 of the Labor Code concerning the employment of apprentices by the Contractor or any subcontractor under him. Section 1777.5, as amended, requires the Contractor or subcontractor employing tradesmen in any apprenticeable occupation to apply to the joint apprenticeship committee nearest the site of the public works project and which administers the apprenticeship program in that trade for a certificate of approval. The certificate will also fix the ratio of apprentices to journeymen that will be used in the performance of the contract. The ratio of apprentices to journeymen in such cases shall not be less than one to tive except: A. When unemployment in the area of coverage by the joint apprenticeship committee has exceeded an average of 15 percent in the 90 days prior to the request for certificate, or B. When the number of apprentices in training in the area exceeds a ratio of one to five; or C. When the trade can show that it is replacing at least 1/30 of its membership through apprenticeship training on an annual basis statewide or locally; or D. When the Contractor provides evidence that he employs registered apprentices on all of his contracts on an annual average of not less than one apprentice to eight journeymen. The Contractor is required to make contributions to funds established for the administration of apprenticeship programs if he employs registered apprentices or journeymen in any apprenticeable trade on such contracts and if other Contractors on the public works site are making such contributions. The Contractor and subcontractor under him shall comply with the requirements of Sections 1777.5 and 1777 6 111 the employment of apprentices. Information relative to apprenticeship standards, wage schedules, and other requirements may be obtained from the Director of Industrial Relations, ex -officio the Administrator of Apprenticeship, San Francisco, California, or from the Division of Apprenticeship Standards and its branch offices. Eight (8) hours of labor shall constitute a legal day's work for all workmen employed in the execution of this contract and the Contractor and any subcontractor under him shall comply with and be governed by the laws of the State of California having to do with working hours as set forth in Division 2, Part 7, Chapter 1, Article 3 of the Labor Code of the State of California as amended. The Contractor shall forfeit, as a penalty to the City of Diamond Bar, twenty-five dollars ($25.00) for each laborer, workman, or mechanic employed in the execution of the contract, by him or any subcontractor under him, upon any of the work herein before mentioned, for each calendar day during which said laborer, workman, or mechanic is required or permitted to labor more than eight (8) hours in violation of said Labor Cade. Contractor agrees to pay travel and subsistence pay to each workman needed to execute the work required by this Contract as such travel and subsistence payments are defined in the applicable collective bargaining agreements filed in accordance with Labor Code Section 1773.8. The bidder must submit with his proposal cash, cashier's check, certified check, or bidder's bond, payable to the City of Diamond Bar for an amount equal to at least 10 percent (10%) of the amount of said bid as a guarantee that the bidder will enter into the proposed contract if the same is awarded to him, and in event of failure to enter into such contract said cash, cashier's check, or certified check, or bond shall become the property of the City of Diamond Bar. If the City of Diamond Bar awards the contract to the next lowest bidder, the amount of the lowest bidder's security shall be applied by the City of Diamond Bar to the difference between the low bid and the second lowest bid, and the surplus, if any, shall be returned to the lowest bidder. The amount of the bond to be given to secure a faithful performance of the contract for said work shall be one hundred percent (100%) of the contract price thereof, and a labor and material bond in an amount equal to one hundred (100%) of the contract price for said work shall be given to secure the payment of claims for any materials or supplies furnished for the performance of the work contracted to be done by the Contractor, or any work or labor of any kind done thereon, and the Contractor will also be required to furnish a certificate that lie carries compensation insurance covering his employees upon work to be done under contract which may be entered into between him and the said City of Diamond Bar for the construction of said work. No proposal will be considered from a Contractor who is not licensed as a Class A and/or C-8 contractor at time of award in accordance with the provisions of the Contractor's License Law (California Business and Professions Code, Section 7000 et seq.) and rules and regulations adopted pursuant thereto or to whom a proposal form has not been issued by the City of Diamond Bar. The work is to be done in accordance with the specifications of the City of Diamond Bar on file in the office of the City Clerk at the City Hall, Diamond Bar, California. Copies of the specifications will be furnished upon application to the City of Diamond Bar. Upon written request by the bidder, copies of the specifications will be mailed when said request is accompanied by a non -reimbursable payment of $10.00 to cover the cost of mailing charges and overheads. The successful bidder will be required to enter into a contract satisfactory to the City of Diamond Bar. In accordance with the requirements of Section 903 of the General Provisions, as set forth in the Plans and Specifications regarding the work contracted to be done by the Contractor, the Contractor may, upon the Contractor's request and at the Contractor's sole cost and expense, substitute authorized securities in lieu of monies withheld (performance retention). The City of Diamond Bar, California, reserves the right to reject any and all bids. By order of the City Council of tile City of Diamond Bar, California. Dated this day of April 1, 1997. PASSED, APPROVED AND ADOPTED by the City Council of the City this 1 st day of April, 1997, ATTEST: CITY CLERK MAYOR I, LYNDA BURGESS, City Clerk of the City of Diamond Bar, California do hereby certify that the foregoing Resolution was duly and regularly passed and adopted by the City Council of the City of Diamond Bar, California, at its regular meeting held on the 1 st day of April, 1997 by the following vote, to wit: AYES: COUNCIL MEMBERS: NOES COUNCIL. MEMBERS: ABSENT: COUNCIL MEMBERS ABSTAINED: COUNCIL MEMBERS: City Clerk, City of Diamond Bar California CITY OF DIAMOND BAR n AGENDA REPORT AGENDA NO. J 0 TO: Honorable Mayor and Members of the City Council MEETING DATE: April 1, 1997 REPORT DATE: March 25, 1997 FROM: Terrence L. Belanger, City Manager TITLE: Award of Inspection Services for Tract 47850 Improvement Projects SUMMARY: At the December 19, 1995 City Council meeting, the Council awarded the plan check services for Tract 47850 improvement plans and final tract map to Hall & Foreman. For consistency and continuity, the City has assigned inspection services for private development improvements to the on-call firm that has completed the plan checking services for those improvement plans. RECOMMENDATION: That the City Council award the inspection services for Tract 47850 improvement projects to Hall & Foreman in an amount not -to -exceed $42,154.84. LIST OF ATTACHMENTS: X Staff Report _ Public Hearing Notification _ Resolution(s) _ Bid Specification _ Ordinances(s) _ Other: Proposals Agreement(s) EXTERNAL DISTRIBUTION: SUBMITTAL CHECI4LIST: I . Has the resolution, ordinance or agreement been reviewed N/A _ Yes _ No by the City Attorney'? 1 Does the report require a majority or 4/5 vote? Majority 3 Has environmental impact been assessed? N/A _ Yes _ No 4 Has the report been reviewed by a Commission? N/A _ Yes —No Which Commission? 5. Are other departments affected by the report? N/A _Yes _ No Report discussed with the following affected departments: REVIEWED BY. i Terrence L. Beler Frank M. Us r -A avid G. Liu City Manager V Assistant City Manager Deputy Director of Public Works CITY COUNCIL REPORT MEETING DATE: April], 1997 AGENDA NO. TO: Honorable Mayor and Members of the City Council FROM: Terrence L.Belanger, City Manager , SUBJECT: Award of Inspection Services for Tract 47850 Improvement Projects ISSUE STATEMENT To award inspection services to Hall & Foreman, for the inspection of Tract 47850 improvement projects. RECOMMENDATION That the City Council award the inspection services for Tract 47850 improvement projects to Hall & Foreman in an amount not -to -exceed $42,154.84. FINANCIAL SUMMARY The inspection services will be funded by the $56,206.45 inspection fees which the developer, Diamond Bar West LLC, provides the City for the improvement projects. The $42,154.84 is based on 75% of the $56,206.45 calculated fees. BACKGROUND/DISCUSSION At the December 19, 1995 City Council meeting, the Council awarded the plan check services for Tract 47850 improvement plans and final tract map to Hall & Foreman. For consistency and continuity, the City has assigned inspection services for private development improvements to the on-call firm that has completed the plan checking services for those improvement plans. It is at the City's and the developer's best interest to have consistency between the plan checking and inspection stages. Having made all the plan checks, Hall & Foreman would be the most familiar with the project design and issues/requirement that must be adhered to during the construction. The associated inpsection fees for the various improvement projects are as follows: GRADING $ 9,214.75 STORM DRAIN $16,356.20 SEWER $21,974.40 STREET $ 8,661.10 TOTAL $56,206.45 * * Of this total amount ($56,206,45), 75% ( = $42,154.84) to H&F. Remaining 25% ( = $14,051.61) to City. To date, the grading permit has been issued, fees paid, and construction commenced. Storm Drain fees has also been paid and are awaiting for notice to proceed construction. The developer, in good faith, has complied with all City requirements and conditions. It is therefore recommended that the City Council award the inspection services for Tract 47850 improvement projects to Hall & Foreman in an amount not -to -exceed $42,154.84. 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SiON04s snq 0Z op!Aoid of -oul `6u!sllJOApV Aelds!a oile411m paloeiluoo sey ae8 puouJe!Q to X1!0 ayl :A2IVWWIIS 21V8 dN0114d10 NI Sbl3113HS Sf181VN011140V (ti) bf103 00V 0110V211N00 S831l3HS sne 011NEIMN31AIV 31111 joloaJ!Q saoimeS k!unwwo0 'esoN qo8 Moild 1666 '8Z 43JeW :31Va 1210d321 L666 '6 IpdV :31Va ONI133W J96euew /4!0 `Ja6uelaS •1 souaual :0i —77177; -- 'ON VaN30V 1HOdI311 VaN30V 2lV8 aNOWVIa 30 Am CITY COUNCIL REPORT AGENDA NO. MEETING DATE: April 1, 1997 TO: Honorable Mayor and Members of the City Council FROM: Terrance L. Belanger, City Manager SUBJECT: Amendment to Bus Shelters Contract to Add Four (4) Additional Bus Shelters in Diamond Bar, ISSUE STATEMENT: Shall the City Council approve Amendment #1 to the Bus Shelters contract with Metro Display Advertising, Inc. to add four (4) additional bus shelters in Diamond Bar? RECOMMENDED ACTION: It is recommended that the City Council approve Amendment #1 to the Bus Shelters contract with Metro Display Advertising, Inc., to add four (4) additional bus shelters in Diamond Bar. FINANCIAL SUMMARY: The cost to add four (4) additional bus shelters in Diamond Bar shall be bome by the bus shelter contractor, Metro Display Advertising, Inc. There may be some costs and/or staff time related to plan check and construction inspection absorbed by the City of Diamond Bar. BACKGROUND: The City of Diamond Bar has contracted with Metro Display Advertising, Inc. to provide bus shelters in the City since July of 1990. The five year term of the original contract expired on July 1, 1995. A five year extension to the contract was approved by the City Council on June 6, 1995, extending service through June 30, 2000. Provisions in the extension allow for the installation of additional bus shelters, with City Council approval. Over the past seven years, Metro Display Advertising, Inc. has paid all of the guaranteed franchise fees due to the City, has maintained the bus shelters in a satisfactory manner at their expense and has operated an advertising policy that generaly has been non-offensive to the community. Twice during the seven years, staff has had to invoke its right to have advertising removed due to complaints from the community, per section 12 of the contract. Both times, Metro Display Advertising, Inc. promptly removed the advertising. Metro Display Advertising, Inc., as a business, had some difficult times about six years ago, and even went through a bankruptcy to reorganize. Despite the bankruptcy, all franchise fees due to the City have been paid, although some fee payments were delayed by the bankruptcy action. All required maintenance activities required under the contract have been completed, even while in bankruptcy, and the service of the community has not been Interrupted. There have been some significant acts of vandalism on many of the bus shelters that has resulted in decisive action by officials at Metro Display Advertising, Inc. Many of the bronze colored glass panels, located behind City Council Report Meeting Date: April 1, 1997 Metro Display Advertising, Inc. Page 2 the bench in the shelters, have been destroyed by rock throwing vandals. In order to resolve this problem, many of these glass panels have been replaced with frosted acrylic panels that do not break. In another act of vandalism, a bus shaker in Diamond Bar was doused with a flammable liquid and burned up. Maintenance crews from Metro Display Aduesing, Inc. removed the bus shelter within hours of notification. The destroyed shelter was immediately replaced with a new one. It is staffs experience that Metro Display Advertising, Inc. is responsive to the needs of the community. They currently provide quality shelters at 20 bus stops in Diamond Bar and maintain them in a manner satisfactory to the community. DISCUSSION: Metro Display Advertising, Inc. is offering to add four (4) additional shelters in Diamond Bar, bringing the total number of bus shelters to twenty-four (24), up from twenty (20). The proposed locations for the new bus shelters include: 1. Northbound Diamond Bar Blvd. at south side of Silver Hawk. 2. Southbound Diamond Bar Blvd. at south side of Tin Drive. 3. Southbound Diamond Bar Blvd. at south side of Clear Creek Canyon Drive. 4. Northbound Diamond Bar Blvd. opposite Acacia Hill Drive Per the terms of contract Amendment #1, Metro Display Advertising, Inc. shall pay all costs for materials and labor to install the four (4) bus shelters. The City may have to absorb some staff time and/or cost for plan check and construction inspection. Each of the new bus shelters will be lighted with a solar powered lighting system from dusk to dawn every night. Should physical obstructions, such as trees, make it impossible to use solar power, then an electrical hook-up shall be completed, with all hook-up and electricity costs bome by Metro Display Advertising, Inc. The terns of contract Amendment #1 also increases the amount of free Public Service Advertising (PSA's) time available in the bus shakers. This will allow for increased publicity of the City Anniversary Celebration, Concerts in the Park and other City activities and promotions. PREPARED BY: Bob Rose, Community Services Director City of Diamond Bar 21660 E. Copley Drive, Suite 100 - Diamond Bar, CA 917654177 (909) 860-2489 - Fax (909) 861-3117 June 15, 1995 Metro Display Advertising, Inc. Scott Kraft, President & CBO 15265 Alton Parkway, Ste 100 Irvine, CA 92718 RE: Bus Shelters Contract Dear Mr. Kraft: The City of Diamond Bar is interested in extending the Bus Shelter Contract with Metro Display Advertising, Inc. The term of the extension is for five (5) years per Section 15 of the existing contract. Conditions of the extension have been negotiated to include the following: Phyllis E. Papen a. Term of extended Contract will begin on July 1, 1995 and shall continue Mayor for five (5) years, unless previously terminated. Gary H. Werner b. Fee payable to City stated in Section 2.a. shall be the higher of 19.1% Mayor Pro Tem of gross advertising revenues or $24,000 per year. No CPI increases Eileen R. Ansari will be available for the five year term and no additional guaranteed fees Council Member will be available if additional bus shelters are installed. Clair W. Harmony C. Section 16, Termination, shall be revised to add the following paragraph: Council Member Contractor shall retain the right to remove any shelter upon sixty (60) Gary G. Miller days notice to the City of Diamond Bar in the event the Federal, State, Council Member Municipal or other proper authorities should hereafter establish any rules, regulations or taxation which shall so restrict location, construction, maintenance or operation of the shelters as to substantially diminish the value of said shelters for advertising purpose which effectively inhibits the ability of the bus shelter to generate advertising profit. d. Section11, Shelter and Bench Maintenance and Repair, shall be revised to require cleaning and trash removal by the contractor twice per week, one of those being on the first work day following a weekend, and to Recycled paper Letter to Metro Display Advertising, Inc. Re: Extension of Contract June 15, 1995 Page Two require a three (3) hour response time maximum by contractor maintenance crews for any problem relating to the shelters. It is understood that, should the City Council request, Metro Display Advertising, Inc. shall install additional Bus Shelters in Diamond Bar, the quantity and locations to be determined by the City Council. Upon approval of the contract extension by the Diamond Bar City Council, a fully executed copy of this letter will be forwarded to you. Sincerely, Bob Rose, Director Community Services Department By signing below, the parties agree to the above terms. Mayor Date City of Diamond Bar Attest: i We 10 =IV Advertising, Inc. Approved to Form: 'L9 S ', City Attorney ate QgZZXZNT FOR BUS SHELTERS THIS AGRZZXZNT, made and entered into this lsr_ day of July , 1990, by and between the CITY OF DIAKOND BAR, a municipal corporation of the State of California, (the "City"), and RECITALS: A. City needs bus shelters and bus benches, hereinafter re- ferred to as "shelters" and "benches", at various designated bus stop locations throughout the City. B. City desires to provide such shelters and benches with- out incurring costs and expenses therefor. C. city has requested proposals for construction and main- tenance of such shelters and benches. D. Franchisee represents that it is willing and qualified to provide such shelters under the terms and conditions hereinaf- ter set forth. E. City is willing to provide Franchisee with a right to construct, erect, install, repair, maintain and insure such shel- ters on City -owned property under the terms and conditions herein- after set forth. wszR= oRl, in consideration of the respective and mutual cov- enants and promises hereinafter contained and made and, subject to all of the terms and conditions hereof, the parties hereto do hereby agree as follows: 1. Grant of Right by City_ City hereby grants to Franchisee, subject to prc•:4.- sions herein, the right to construct, erect, install, repair, and 1 maintain and insure shelters as described in Exhibit "A", at'_ac^e_� hereto and incorporated herein by reference, at twenty (20) desig- nated bus stop locations, said locations described in Exhibit "A" attached hereto and incorporated herein by reference. 2. gee Payable to City_ a. In consideration of the right granted hereby, Franchisee agrees to pay to City 19.1% of the gross advertis- ing revenues received by Franchisee, after agency commission, for the rental of advertising space in and on each shelter, and in no instance shall said payment be less than a minimum of $76.10 per month per shelter which is maintained and/or owned by Franchi- se* within the City's Corporate limits. The greater of these amounts per calendar month will be the payment for that month. Monthly guaranteed revenue per shelter will increase afteryear one and through year five, by the same percentage of. increase as reflected in the Los Angeles Consumer Price Index. b. Franchisee shall make payment to City on a quarterly basis for all shelter revenues due City for the preced- ing quarter. Payments are due January 15, April 15, July 15, and October 15 of each year. C. All payments from Franchisee to City shall be supported by a certified Statement of Account showing all shelter locations and revenues received. d. Franchisee shall allow inspection of its books and records by City officials as authorized by City's Manager, at Franchisee's office during reasonable business hours, to determine revenues due the City. e. Certified quarterly reports (unaudited) con- cerning gross advertising receipts derived from shelters within 2 the City shall be provided to the City Manager of City within thl- rty (30) days after the conclusion of each calendar quarter. 3. Franchisee's Services Franchisee agrees, at its own cost and expense, to perform as follows: a. scone of Service. Franchisee shall install and/or maintain a total of twenty (20) shelters in the city upon City sidewalks at twenty (20) locations specified in Exhibit ."A". In addition, up to fifty (50) bus benches of custom design, embossed with the leg- end "Diamond Bar" shall be furnished, installed and maintained. Benches shall be installed at locations designated by City. b.TiMoline for Installation. Work on the construction or installation of the first bus shelter shall begin July 15, 1990 after the franch- ise has been awarded by the City Council. Building permit appli- cations must be submitted to the proper agencies within thirty (30) calendar days after the contract has been a,farded. Installation of an individual shelter, includ- ing all shelter amenities, except electrical connections, shall be completed within seven (7) calendar days, after work has commenced on such individual shelter. Failure to perform as required will result in liquidated damages being assessed by the City. Construction or installation of all twenty (20) shelters including electrical connections shall be completed within ninety (90) calendar days after the date that work has com- menced on the first shelter. Installation of all required bus benches shall be completed within one hundred twenty (120) days after the date 3 of City design approval of the benches prior to fabricatizn. Franchisee's proposed design to be submitted within thirty (30) day of award contract. Failure to perform, as required above, on any item, will result in liquidated damages being assessed by the City in the sum of fifty dollars ($50.00) for each delinquent day. C. Additional Shelters. The City reserves the right to require addi- tional shelters subject to the provisions herein, and upon written amendment to this agreement. Franchisee shall make every effort to meet the need for additional City requested shelters, or docu- ment in writing within seven (7) days why it cannot meet stated needs. Failure to respond to City's written request within seven (7) days shall release City to fill the need at its discretion. No shelters other than those specified in Exhibit "A" shall be installed by the Franchisee without written authorization from the City. d. nesian of Shelterm and Benches., 1, apSCItICATIONS : All work performed on the shelter or the shelter site must conform to the requirements of the a*andard Sce- cif cations For Public Works Construction, 1988 edition, and all applicable codes and regulations, including, but not limited to, the City Building and Electrical Codes. In addition, all work must comply with the conditions of the Public Works Permit issued for each location and any and all other conditions of the fran- chise. Franchisee shall obtain any and all necessary building and electrical permits prior to its performance of the franchise. 4 2. SHELTER DESIGN DRAWINGS: All designs, plans and change orders shall be signed by a California Registered Civil or Structural En- gineer before they will be accepted for design or location appro- vat. Before any shelter may be installed in the City of Diamond Bar, it shall be reviewed for adequate design by the Diamond Bar Park and Building Departments for electrical wiring and appurtenances, structural integrity and general sound- ness of design and compliance with provisions of the franchise and these specifications. A location drawing shall be provided by Franchisee and shall contain a minimum forty (40) feet to one -inch scale representation of .the proposed shelter site, covering the area from the adjacent property line to the street centerline at the intersection. Mid -block sites may be shown with broken line ties: The drawing shall tie the shelter -location to the closest curb return and give the distance from the existing curb and adja- cent property line to the shelter. It shall also show the loca- tion of manholes, catch basins, fire hydrants, poles, trees and other above -ground facilities within twenty-five (25) feet of the proposed shelter. 4. Y,iBMiT!= The City will issue "no fee" }permits, as required, which may include building, electrical, and construction and excavation permits required for the construction and installa- tion of the bus shelters. 5 5, SHELTER SITE BELECTION: Any shelter sites, in addition to those specified initially by the City, shall be chosen by the City in consultation with the Franchisee. The City shall supply the Fran- chisee with a list of preferred shelter sites. Any proposed shel- ter site shall be subject to the following screening process: a) In the event the proposed site is adjacent to a commercial user, the specific consent of the commer- cial user may be required. b). All sites proposed which are adja- cent to residential uses shall be subject to review by the Diamond Bar Engineering Department. C) No shelter site shall be chosen which will result in a shelter being closer than -ten (10) feet to a driveway. d) No shelter site shall be chosen which will result in a shelter being located over a storm drain, unless approved by the City Engineer. e) No shelter site shall be chosen which will result in a shelter being placed In such a position that less than four (4) feet of contiguous sidewalk remains us- able. f) All sites are subject to approval by the City Council based on safety of bus riders, traffic and pedes- trians. q) Every shelter shall be wheelchair accessible. 6 In the event the City and Franchisee zan- not agree on the location of a site, beyond the initial twenty (20) locations, the City's decision on locations shall be final. Some of the initial twenty (20) shelter sites may have benches existing. These existing benches shall be removed and dismantled by the Franchisee and delivered to the Parks and Maintenance Department. Some of the initial fifty (50) bench sites may have existing benches, these too will be disman- tled and delivered to the Parks and Maintenance Department. • 6. BITE RELOCATION: The City reserves the right to require the Franchisee to relocate shelters and benches, at Franchisee's sole expense, for the convenience of pedestrians and bus patrons or because of a change in bus stop locations or street widening. The Franchisee shall not.relocate or remove a bus shelter or bench without the City's permission. The City may require or permit a shelter or bench to be removed or relocated if it has been demon- strated to be incapable of proper maintenance due to excessive vandalism or any other reasonable cause. "'Excessive vandalism" is defined as damage inflicted to an individual shelter during any consecutive six (6) month period, which requires cumulative expen- ditures for replacement and repair that exceed the original cost of construction and installation of the shelter. 7. SHELTER DEBIGN sPZCI7T ATIONs: Basic Shelter Design - a) All shelters shall be of the same design, wherever used throughout the City, unless alternate de- signs are approved by the City. b) Shelter shall be enclosed on two 7 sides and covered. Transparent panels shall be of tempered sa?ett glass. C) The roof shall be supported by four curved corner steel columns, aluminum clad, steel columns or other similar construction materials. Roof shall be Red Tile. d) A standard roof overhang shall be designed into the shelter to increase protection from the rain and sun. e) The space between all glass, ad pan- els, and the sidewalk shall be a maximum of six (6) inches to ac- commodate a blind person's touching cane. This may be accomplish- ed with either a larger glass panel, a deeper bottom glass support or a flange attached to the bottom of the glass support. f) Final shelter design (sizes, roof types, etc.) shall require City approval. 1. Advertisinq Banels - a) only one, two-sided, back -lighted ad panel per shelter will be allowed. Each ad panel side shall display no more than twenty-five (25) square feet of advertising (fifty (50) square feet total per shelter). b) All ad panels shall be constructed of metal and tempered safety glass. 2. Allowable Size of Shelter: a) Height: 716" to 816" b) Length: 14' to 17' C) Width: 416" to 516" In the event a shelter is desired at a location which will not permit construction of the standard shelter meeting these al- lowable sizes, unique designs will be considered by the City. 8 All ad panels shall be locked or secured in a manner :na— will eliminate or discourage vandalism. 3. wheelchair Access - All shelters shall be designed to accommodate wheelchairs. a. Shelter Beating - Minimum bench length - 616" Minimum bench width - 115" Bench shall be located such that a wheelchair can be placed alongside the bench within the shelter. S. shelter Electrification - Every shelter shall be illuminated from dusk to dawn by an overhead, energy efficient, fluorescent lighting system concealed in the roof structure. Failure to light the shelters at night a -hall be grounds for cancellation of the franchise. a) Minimum size - eighty (80). Solar power shall be used. Supplemental conventional power may be used. b) Photocells or other -approved devices capable of activat- ing each shelter's lighting system shall be installed. 6. shelter Drainage. - All shelters shall contain a roof gutter system to prevent dripping water over the edges. water shall be drained through a downspout(s) located in the columns, with the water exiting at approximately sidewalk level. 7. Glazing Anchorage - No edge of any glass panel shall be exposed. All glass panels shall be securely contained and held at both top and bottom. The securing of all four edges is preferable. All post foundations shall be designed in accordance with the uniform Building Code, latest edition adopted by the City. 9 e. Trash Receptacles - Each shelter shall have at least one (1) covered trash recep- tacle, designed and placed to promote maximum usage by shelter patrons. The receptacle and its cover shall be securely attached to the shelter. No telephone vending machines, kiosks, news racks, or any other device not specifically allowed in these specifications shall be permitted to be installed on or near the shelters, with- out prior authorization from the City. e. SHSLTER SIGNAGE: a) The Franchisee shall ensure that bus route information, and City logo, are displayed in and around the shelter. b) The name of the nearest cross street where appropriate, shall be placed on the roof facia on both ends of the shelter. Minimum letter size for this sign shall be three (3) inches high and two and one half (2-1/2) inches wide. C) The Franchisee shall affix, in a conspicuous area on each shelter, an owner identification plaque, that includes its business name, address and telephone number. 9. OZZLTER CONSTRUCTION STICI?ICRTIONS: a) The shelter shall be prefabricated and assembled at the site. b) No welding except for foundation works shall be permitted at the site. C) All concrete finishing shall conforn to the Standard Specifications for Public Works construction, lat- est edition. 10 d) The Franchisee shall have quality control supervisors working for its contractor, if any, (not the sub -contractor), at every construction site for a minimum of one (1) hour per working day. 10. DUC8E8: a) Bus benches shall be recycled plas- tic as manufactured by Hammers Plastic Recycling Corp. RR3 Box 182, Iowa Falls, Iowa, 50126, (515) 648-5073, or equivalent de- sign, as approved by the City. Concrete bus benches shall be as manufactured by Robbins Pre Cast Inc., P. O. Box 2225, Irwindale, California, 91706, (818) 357-4111, bench number PSP -72, or equiva- lent design, as approved by the City. b) Each bench shall be fabricated with the legend "Diamond Bar" embossed on the face of the seat back. C) The color of the benches shall be coral, with color samples to be approved by the City. d) Preference will be given to benches made of recycled materials. 11. BSELTEA IND DnCK MRI1P1MMNCE AND REPAIR: The Franchisee shall maintain, repair, clean, and service all shelters and benches, keeping them, their appurtenances and the immediate surrounding areas, in a safe, clean, attractive, and sanitary condition. The Franchisee shall be at liberty to enter upon and into shelters and benches at any reasonable time with personnel and all necessary equipment and materials to provide for the satisfactory maintenance of the clean-up/trash removal calls on each shelter (not benches) at least twice each week. Each shelter and bus bench shall be com 11 pletely steam cleaned as needed, but not less often than once 3 month. The Franchisee shall repair or replace bus shelters and benches due to damage, vandalism or graffiti w- ithin two (2) working days after having been found at the time of the required twice per week routine maintenance, or sooner upon notification by the City. If shelter or bench damage or vandalism is such that the public could be exposed to a dangerous situation while in or -near the shelter or bench, the Franchisee shall repair or, if necessary, remove the entire shelter or bench within twen- ty-four (24) hours of notification, leaving the site in a safe condition, and it shall be replaced and made fully operational at the same location within five (5) working days after removal. The Franchisee shall furnish to the City a written monthly summary of its shelter maintenance operations within the City of Diamond Bar. All maintenance work and correc- tive actions shall be performed at the expense of the Franchisee. Franchisee's personnel, equipment and/or vehicles shall not block automobile or bicycle travel lanes with- out proper warning signs and traffic delineation devices properly placed in accordance with the Work Area Traffic Control Handbook (published by Building News, Inc.). 12. &REMISING: The Franchisee shall, upon request, tran- smit to the City Manager or his designee, color copies of any and all ads proposed to be placed in the shelters, for review prior to display. Should the City, in its sole discretion, determine that any advertising on any shelter is improper, offensive or consti- tutes a display that is likely to interfere with, mislead or dis- 12 tract traffic, or conflict with any traffic control syste-_I, =:.e Franchisee shall be so advised and shall not utilize such adver- tising. In the event Franchisee fails to provide the City Manager or his designee with such color copies prior to display, and the display is determined to be improper, for any reason set forth herein, Franchisee shall remove such advertising within twenty- four (24) hours after the City serves written notice thereof. Franchisee contractor will provide local businesses the right of first refusal on 50% of the available advertising space. 13. PUBLIC onVICE K=88A4E8 i The Franchisee shall, at least two (2) times per year, for at least ten (10) consecutive calendar days, display at least one (1) public service announcement in lieu of paid advertising in each bus shelter. The Franchisee shall ar- range for service and installation of the public service announce- ments. The City -shall be entitled to specify certain public ser- vice messages to be displayed. 14. PMFORKANCZ GNARANTERi The Franchisee shall post and maintain an irrevocable letter of credit which will inure to the benefit of the City, or equivalent security approved by the City, in the amount of twenty-five thousand dollars ($25,000.00). Said letter of credit or security shall remain in effect over the duration of the franchise period to insure the faithful performance of Fran- chisee's covenants for construction, maintenance, and repair or replacement of the shelters and benches, timely payment of all revenues due the City, (including permit fees, business license, advertising revenues), and restoration of shelter sites to their condition existing prior to installation of the shelters, whenever 13 a shelter is removed or relocated. All shelters no longer serving a speci- fied bus route shall be removed by Franchisee within seven (7) days after written notice is served by mail by City. Shelters may be relocated only with City approval. IS. : The term of this Agreement shall commence at 12:01 a.m., on the day following execution hereof by City and shall continue for a term of five (5) years, unless previously terminated as hereafter provided. By mutual agreement and consent of both Bustop Shelters of California, Inc. and the City of Dia- mond Bar, this agreement may be extended for two (2), five (5) year increments. Conditions and revenue to be negotiated at time of extension, as amended. If the Franchisee is found to be in de- fault with respect to any term or provision of the franchise, and if after ten (10) days prior written notice, Franchisee does not cure such default and provide for the satisfactory continuance of the agreement, the City may terminate the contract upon giving the Franchisee written notice thereof not less than sixty (60) days prior to the effective date of termination. Upon termination of the franchise, either by default or by expiration of its term, and within ten (10) days thereof the Franchisee shall remove the shelters and restore each site to its proper and original condition at the Franchisee's own cost and expense. The non -advertising bus benches shall remain in place at the termination of the franchise. 14 17. INDEPENDENT CONTRACTOR: Franchisee is an independent contractor and not an employee of City, and all personnel to be utilized by Franchisee in the performance of this Agreement shall be employees of Franchisee and not employees of City. Franchisee shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 18. INSURUCE : The Franchisee shall obtain, at its sole cost, and keep in force throughout the term of the franchise, the following insurance coverage: a) Minimum one million dollars ($1,000- ,000.00) combined single limit public liability insurance for bod- ily injury and property damage. b) Said policy or policies shall be in a -form approved by the City and shall name the City, the City Council, its officers, agents and employees as additional insureds by an endorsement to the policy. Said endorsement shall provide that the City shall receive not less than thirty (30) days prior written notice of cancellation of any policies of insurance re- quired hereunder. C) Franchisee shall furnish evidence, prior to commencing performance of this Agreement, of having pro- cured Workers' Compensation Insurance on behalf of its employees in an amount as required by law and which is acceptable to the City Attorney of City. Further, the Franchisee shall obtain any additional kinds and amounts of insurance which, in its own judg- 15 ment, may be necessary for the proper protection of any of its officers', employees', agents', or authorized subcontractors' own actions during the performance of this franchise. 19. REPRESENTATIVES AND NOTICES: The City Manager or his designee shall be the representative of City for purposes of this Agreement and may issue all consents, approvals, directives and agreements on behalf of City, called for by this Agreement, except as otherwise expres- sly provided in this Agreement. Tpan rl a»rip Lp_Rnwpr , shall be the sole representative of Franchisee for purposes of this Agreement, and may enter into any subordinate agreements with City pursuant to this Agreement on behalf of the Franchisee. Notice and written communications sent by one party to the other shall be personally delivered or sent by U.S. Mail, postage prepaid, to the following addresses: If sent by Franchisee to City: City Manager City of Diamond Bar 21660 E. Copley Drive Suite #100 Diamond Bar, CA 91765-4177 If sent by City to Franchisee: Bus op, Shelters of California, Inc. ATTN• Jean Claude LeRoyer 18423 Ski P rk' Circle. H2 T...ine ralifornia 92714 20. ORNER8RIP: Prior to commencing performance under 16 this Agreement, Franchisee shall provide the City with a wr then statement, executed under penalty of purjury, containing the fol- lowing information: a. If the Franchisee is a corporation, the name of the corporation shall be set forth exactly as shown in its Articles of Incorporation or charter together with the State and date of incorporation and the names and residence addresses of each of its current officers and directors, and of each stockhold- er holding more than five percent (5%) of the stock of that corpo- ration. b. If Franchisee is a partnership, the statement shall set forth the name and residence addresses of each of the partners, including limited partners. If Franchisee is a limited partnership, it shall furnish a copy of its certificate of limited partnership• as filed with the County Clerk. If one or more of the partners is a corporation, the provisions of subsec- tion a, above, pertaining to corporate Franchisee shall apply. C. Franchisee, if a corporation, or partnership, shall designate one of its officers or general part- ners to act as its responsible managing employee. Such person shall complete and sign all the statements required in this sec- tion. d. If the Franchise* is not a corpora- tion or partnership, the statement shall set forth the name and residence address of each and every owner possessing more than five percent (5%) ownership interest; regardless of whether such ownership interest consists of stock or any other asset, tangible or intangible. 17 21. SUBCONTRACTORS: None of the services to be provided under this Agreement shall be subcontracted without the prior approval Of City. Franchisee shall be fully responsible to City for the performance of any and all approved subcontractors. Any perfor- mance of Franchisee's obligations hereunder by any person or en- tity, other than Franchisee, without prior written permission of City, shall be deemed reasonable cause for City to terminate this Agreement. 22. ABBIGNABILITY: This Agreement may not be sold, transfer- red or assigned by the Franchisee or by operation of law, to any other person or persons, business entity, without the City's prior written permission. Any such sale, transfer or assignment, or at- tempted sale, transfer or assignment without written- permission, may be deemed by City to constitute a voluntary termination of this Agreement by Contractor constitute a voluntary termination of this Agreement by Franchisee and this Agreement shall thereafter be deemed terminated and void; provided and excepting, however, that if the Franchisee is a partnership and one or more of the partners should die, one or more of the surviving partners may acquire, by, purchase or otherwise, the interest of the deceased partner or partners without effecting a surrender or termination of this Agreement. 23. TNDWO17ICATIOxI Franchisee shall defend, indemnify, hold free and harmless the City, its elected officials, its officers and employees, from and against any and all damages to property or injuries to or death of any person or persons, and shall defend, 18 indemnify, save and hold harmless City, elected officials, its Of - fivers and employees from any and all claims, demands, suits, ac- tions or proceedings of any kind of nature, including, but not by way of limitation, all civil claims, workers' Compensation claims, and all other claims resulting from or arising out of the acts, o errors or omissions of Franchisee, its employees and/or authorized subcontractors, whether intentional or non -intentional, in the performance of this Agreement. 24. VALIDITY: The invalidity in whole or in part of any provision of this Agreement shall not void or affect the validity of any of the other provisions of this Agreement. 25. GOVlitllIlla LhI t This Agreement shall be governed by and construed in accordance with the laws of the State of California. Zi. MIII IJt This Agreement, plus City's "Request For Franchise Proposals", which is hereby incorporated by reference as part of this Agreement, supersedes any and all other agreements whether oral or written, between the parties hereto with respect to the subject matter hereof and contains all of the Covenants and Agreements between the parties with respect to said matter, and each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone actinq on behalf of any party, which are not embodied herein, and that any other agreement or modification of this Agreement shall be effective only if executed in writing and signed by both City and Franchisee. 19 27. TALIMUM Franchisee recognizes and understands that this Agreement may create a possessory interest in Franchisee subject to property taxation and Franchisee agrees to assume al subs taxes levied liability and responsibility for payment of property on ..:ch interest. 2G. In the event any legal proceeding is in stituted to enforce any term or provision of the Agreement, the party in said legal proceeding shall be entitled to re osing party in an cover attorneys' fees and costs from the opp amount determined by the Court to be reasonable. 2!. Any dispute or controversy arising under A reement, or in connection with any of the terms and under this 9 the g 's Agreement, or in connection with any of the terms and con i hereof, shall be referred by the parties hereto for media- tions selected, tion. A third party, neutral mediation service shall be. n b the parties and the costs and expenses thereof as agreed upon Y expenses all be borne equally by the parties and the costs and shall In the borne equally by the parties hereto. thereof shall be ree up a on the mediator event the parties are unable to mutually g selected hereunder, the City Council shall select such a to be Bele Council's de neutral, third party mediation service and the City final. The parties agree to utilize their - good cision shall be so sub - faith efforts to resolve any such dispute or controversy agreed by to mediation. It is specifically understood and witted ute or controver- arties hereto that referral of any such disp the p therby, sy, and mutual good faith efforts to resolve the same 317 shall be conditions precedent to the institution of any action or proceeding, whether at law or in equity with respect to any such dispute or controversy. 21 IN WITNESS WHEREOF, the parties hereto have executed t: -::s Agreement, the date and year first above written. ATTEBT: (,rx iia,�L C Oc',ca0� CLERK OF THE COUNCIL APPROVED AS TO FORM: CITY OF DIAMOND BAR A Municipal Corporation of the State of California DIAMOND BAR CITY ATTORNEY 4AGING G ERAL PARTNER ISEE 22 EXHIBIT A Shelter Locations These locations are in commercial areas and require shelter for a minimum of 10 patrons a day. Listed below are those sites: 1. Location 0 of Patrons WB Diamond Bar Brea Canyon 18 2. WB Diamond Bar Fountain Springs 21 3. WB Diamond Bar Grand 38 4. WB Diamond Bar Golden Springs 105 5. WB Diamond Bar Save -on Entrance 88 6. WB Diamond Bar Pomona Freeway 26 7. WB Diamond Bar Sunset 45 S. WB Diamond Bar• Highland 37 9. WB Diamond Bar Temple 21 10. WB Golden Springs Grand 38 11. 'WB Golden Springs Brea Canyon 70 ` 12. EB Golden Springs Brea Canyon, 71 13. EB Golden Springs Grand 37 ,14. EB Diamond Bar Golden Springs 85 15. EB Diamond Bar K -Mart Entrance 99 16. EB Diamond Bar Sunset 41 17. EB Diamond Bar Highland 25 18. EB Diamond Bar Grand 35 19. EB Diamond Bar Quail Summit 15 20. EB Diamond Bar Brea Canyon 19 23 CITY OF DIAMOND BAR MEMORANDUM TO: Mayor and City Council Members FROM: Terrence L. Belanger, City Manager Kellee A. Fritzal, Assistant to the City Manager k y SUBJECT: CABLE AGREEMENT DATE: March 28, 1997 After discussion between City staff and Jones Intercable the following modifications have been incorporated into the proposed Agreement: Section 6.3.1, page 22 - New section to read: "Grantee will also provide a small studio at its office location. Grantee will also make available its studio facilities located in affiliated cable systems." Section 6.5 (a), page 22, fourth sentence - regarding the financial contribution for the Governmental Access Channel of $50,000 - revised to read "... after the sixth anniversary of this Agreement...", instead of the original first anniversary of this Agreement, for the 10% reduction in the contribution to occur. At the March 14, 1997, City Council Meeting there was discussion regarding the ability to renegoitate additional monetary contribution after adoption. In the proposed agreement, Section 6.5 (c) provides for the ability to negotiate additional financial support for additional and unforeseen expenditures necessitated by new technology for the governmental access channel. Attached is a matrix of various cities Cable Television System Franchise Agreements for your information. 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CD 7 COD _a O v j < (D N N O N 7 r Z D v 0o Z's m CO a D r m m r m O z N m 9 n 2 m AGENDA ITEM NO. 8.1 REVISED CABLE TELEVISION FRANCHISE AGREEMENT WILL BE AVAILABLE MONDAY, MARCH 31, 1997 ORDINANCE NO. AN ORDINANCE OF THE CITY OF DIAMOND BAR AUTHORIZING THE RENEWAL OF A CABLE TELEVISION FRANCHISE AGREEMENT BETWEEN THE CITY AND JONES INTERCABLE, INC., AND CONCURRENTLY AUTHORIZING THE ASSIGNMENT OR TRANSFER OF THAT FRANCHISE AGREEMENT BY JONES INTERCABLE, INC. TO CITIZENS CENTURY CABLE TELEVISION VENTURE THE CITY COUNCIL OF THE CITY OF DIAMOND BAR DOES ORDAIN AS FOLLOWS: Section 1. This ordinance is adopted in consideration of the following facts and circumstances: A. Jones Intercable, Inc., a Colorado corporation, ("Franchisee") is the duly authorized holder of a franchise ("Franchise") that authorizes the construction, operation, and maintenance of a cable television system within the City of Diamond Bar ("Franchise Authority"). B. In accordance with Ordinance No. 04 B adopted by the City Council on December 3, 1996, the Franchise will terminate in its entirety on May 31, 1997. C. Negotiations between the Franchise Authority and the Franchisee commenced in mid-1996 and have resulted in a new agreement entitled "An Agreement between the City of Diamond Bar and Jones Intercable, Inc., Renewing a Nonexclusive Franchise to Operate a Cable Television System in the City of Diamond Bar and Setting Forth Terms and Conditions Relating to the Renewal of the Franchise" ("Franchise Renewal Agreement"). D. During the renewal negotiations between the Franchise Authority and the Franchisee, the Franchisee gave notice of its intention to sell and transfer the Franchise to Citizens Century Cable Television Venture, a joint venture organized under the laws of the State of New York and comprised of Citizens Cable Company, a Delaware corporation, and Century Telecommunications Venture Corp., a Delaware corporation ("Transferee"). E. On November 7, 1996, the Franchise Authority received from the Franchisee and the Transferee an application for a transfer of control of the existing Franchise, which application included FCC Form 394 entitled "Application for Franchise Authority Consent to Assignment or Transfer of Control of Cable Television Franchise." F. In accordance with Section 13.12.540 of Chapter 13.12 of the Diamond Bar Municipal Code, the Franchise Authority has the right to review and approve the financial, technical, and legal qualifications of the Transferee in connection with the proposed transfer of control of the Franchise. G. The staff of the Franchise Authority has reviewed the documentation that accompanied FCC Form 394 and, based upon the representations set forth in that documentation, has concluded that the proposed Transferee has the requisite financial, technical, and legal qualifications to adequately perform, or to ensure the performance of, all obligations required of the Franchisee under the Franchise, and that the Transferee will be bound by all existing terms, conditions, and obligations under the Franchise previously granted by the Franchise Authority to the Franchisee. Section 2. The Franchise Authority authorizes the renewal of a nonexclusive franchise with Franchisee to construct, operate, and maintain a cable television system within the City. This authorization is made in accordance with the applicable provisions of Division 6 ("Renewal") of Chapter 13.12 of the Diamond Bar Municipal Code, the applicable provisions of state and federal law, and the terms and conditions of that certain Franchise Renewal Agreement attached as Exhibit A to this ordinance and incorporated by this reference. Section 3. That certain Franchise Renewal Agreement attached as Exhibit A to this ordinance is authorized and approved, and the Mayor is authorized to execute that agreement on behalf of the Franchise Authority following its execution by the Franchisee. Section 4. Upon execution of the Franchise Renewal Agreement by the parties as provided for above in Section 3, the Franchise Authority, in accordance with Section 13.12.540 of Chapter 13.12 of the Diamond Bar Municipal Code, consents to and approves the proposed sale and transfer of control of the Franchise by Jones Intercable, Inc. to Citizens Century Cable Television Venture, conditioned upon compliance with the following requirements, as to which the Franchisee and the Transferee are jointly and severally responsible: A. The Franchisee and the Transferee will execute and file in the office of the City Clerk an "Assignment and Assumption Agreement" in substantially the form attached to this ordinance as Exhibit B. The Mayor is authorized to execute that document and thereby evidence the written consent of the Franchise Authority to the assignment and assumption of all rights and obligations under the Franchise Renewal Agreement. B. An original or conformed copy of the written instrument evidencing the closing and consummation of the proposed sale and transfer of the Franchise by the Franchisee to the Transferee must be filed in the office of the City Clerk within thirty (30) days after that closing and consummation. C. The Franchise Authority will be reimbursed for all costs and expenses reasonably incurred by the Franchise Authority's staff in processing and evaluating the information relating to the proposed sale and transfer of the Franchise; provided, however, that those costs and expenses will not exceed the sum of $5,000 and will be set forth in an itemized statement transmitted by the City Manager, or the City Manager's designee, to the Franchisee and the Transferee within thirty (30) days after the effective date of this ordinance. Section S. The City Clerk is directed to transmit a certified copy of this ordinance to Mr. Clifford A. Bail, Vice President - Legal Affairs and Corporate Counsel, Century Communications Corporation, 50 Locust Avenue, New Canaan, Connecticut 06840-4750, and to Thomas E. Carlock, Esq., Counsel for Jones Intercable, Inc., 9697 E. Mineral Avenue, Englewood, Colorado 80155-3309. Section 6. The City Clerk is directed to certify to the passage and adoption of this ordinance and to cause it to be published or posted as required by law. PASSED, APPROVED, AND ADOPTED this day of 1997. Mayor I, Lynda Burgess, City Clerk of the City of Diamond Bar, certify that the foregoing ordinance was introduced at a regular meeting of the City Council of the City of Diamond Bar held on the day of , 1997, and was finally adopted at a regular meeting of the City Council of the City of Diamond Bar held on the day of 1997, by the following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAIN: COUNCIL MEMBERS: ATTEST: City Clerk, City of Diamond Bar - 3 - AN AGREEMENT BETWEEN THE CITY OF DIAMOND BAR AND JONES INTERCABLE, INC., RENEWING A NON-EXCLUSIVE FRANCHISE TO OPERATE A CABLE TELEVISION SYSTEM IN THE CITY OF DIAMOND BAR AND SETTING FORTH TERMS AND CONDITIONS RELATING TO THE RENEWAL OF THE FRANCHISE. ASSIGNMENT AND ASSUMPTION AGREEMENT (CABLE TELEVISION FRANCHISE AGREEMENT) THIS ASSIGNMENT AND ASSUMPTION AGREEMENT ("Agreement") is made and entered into this day of 1997, by and between Jones Intercable, Inc., a Colorado corporation ("Assignor"), Citizens Century Cable Television Venture, a joint venture organized under the laws of the State of New York ("Assignee"), and the City of Diamond Bar, a California municipal corporation ("Franchise Authority"). A. Assignor is the authorized holder of a franchise that authorizes the construction, operation, and maintenance of a cable television system within the City of Diamond Bar, California. Assignor's nonexclusive cable television franchise was renewed by the Franchise Authority by Ordinance No. adopted on , 1997. B. Subject to the prior consent of the Franchise Authority, Assignor desires to assign and transfer to Assignee, and Assignee desires to assume, all rights, duties, and obligations under that certain agreement approved by Ordinance No. and entitled "An Agreement between the City of Diamond Bar and Jones Intercable, Inc., Renewing a Nonexclusive Franchise to Operate a Cable Television System in the City of Diamond Bar and Setting Forth Terms and Conditions Relating to the Renewal of the Franchise" ("Franchise Renewal Agreement"). THE PARTIES AGREE AS FOLLOWS: 1. Assignor assigns and transfers to Assignee all of Assignor's rights, duties, and obligations under the Franchise Renewal Agreement. 2. Assignee covenants and agrees with Assignor and with the Franchise Authority to assume all rights and to assume and perform all duties and obligations of the Assignor under the Franchise Renewal Agreement. 3. Franchise Authority consents to the assignment and transfer by Assignor to Assignee of all rights, duties, and obligations specified in the Franchise Renewal Agreement. TO EFFECTUATE THIS AGREEMENT, the parties have caused this Assignment and Assumption Agreement to be executed by their duly authorized representatives as of the date set forth below the authorized signature. APPROVED AS TO FORM: Legal Counsel APPROVED AS TO FORM: Legal Counsel APPROVED AS TO FORM: City Attorney ATTEST: City Clerk "ASSIGNOR" JONES INTERCABLE, INC. By Title Date "ASSIGNEE" CITIZENS CENTURY CABLE TELEVISION VENTURE By Title Date "FRANCHISE AUTHORITY" CITY OF DIAMOND BAR By Mayor Date CITY OF DIAMOND BAR MEMORANDUM TO: Mayor and City Council FROM: Terrence L. Belanger, City Manager ,"y/ VIA: Kellee A. Fritzal, Assistant to the City Manager` SUBJECT: AN AGREEMENT FOR RENEWING A FRANCHISE TO OPERATE A CABLE TELEVISION SYSTEM TO JONES INTERCABLE FRANCHISE AND TRANSFER OF SUCH FRANCHISE TO CITIZENS CENTURY CABLE DATE: March 14, 1997 ISSUE STATEMENT Should the City Council approve " An Ordinance of the City of Diamond Bar Authorizing the Renewal of a Cable Television Franchise Agreement between the City and Jones Intercable, Inc., and Concurrently Authorizing the Assignment or Transfer of that Franchise Agreement by Jones Intercable, Inc. to Citizens Century Cable Television Venture." RECOMMENDATION It is recommended that the City Council approve Ordinance 97 - XX " An Ordinance of the City of Diamond Bar Authorizing the Renewal of a Cable Television Franchise Agreement between the City and Jones Intercable, Inc., and Concurrently Authorizing the Assignment or Transfer of that Franchise Agreement by Jones Intercable, Inc. to Citizens Century Cable Television Venture." SUMMARY On March 4, 1997 the City Council conducted a Workshop to discuss the Cable Television Franchise Renewal Agreement. The City and Jones Intercable/Century Communications Corporation have been in the process of negotiating the renewal of the Cable Television Franchise. The renewal process for cable television franchises is governed through Federal Regulations. During the process of the cable franchise negotiations, the City received an application for transfer of the existing franchise from Jones Intercable to Citizens Century Cable Television Venture. The Federal Regulation sets forth a presumption of renewal for the existing cable company. The proposed Agreement consist of the following items: Ten Year Franchise; System upgrade in two tiers: (1) Within two years, installation of seven fiber backbone hub sites to immediately allow for three additional channels, (2) Within six years of the seven fiber backbone hub sites a rebuild of the cable system to not less then 550 Mhz or 78 channels (an increase of 21 channels); Special event coverage between 20 to 25 City events or financial contribution for purchase of equipment for special event coverage. The 1996 Telecommunications Act limited the authority of franchising authorities to approve transfers or sales of cable systems. Within 120 days of such request the City must act upon the request or the request will be considered granted. The cable operator and the franchise authority may also agree to an extension of time. The 120 day period expired on.March 7, 1996; however Jones/Century and the City agreed to an extension to March 18, 1997. Based upon the review of the information required as detailed in the Federal Communication Commission Form 394 "Application for Franchise Authority Consent to Assignment or Transfer of Control of Cable Television Franchise." Jones Intercable and Century Communications have provided the required information. FEDERAL LEGISLATION In 1984, the Federal Government began regulating the cable television franchise process. In 1992, Congress amended the Cable Act to not allow rate regulation except by the Federal Communication Commission (FCC). The new 1996 Telecommunications Act is designed to remove regulatory barriers and encourage competition among the diverse types of communication companies. The focus of the Telecommunication Act was to allow local telephone companies into the long distance and cable television markets. It allows long distance telephone companies, cable operators, cellular providers and others into the local telephone market. The Act encourages satellite services to compete with cable services. The Act loosens telephone and cable rate regulations and loosens regulations of television and radio broadcasters. Congress has expressly prohibited any franchising authority (City or County) from determining cable rates or programming. FRANCHISE RENEWALS Currently, Jones Intercable operates a cable television franchise under the terms and conditions set forth by the County Master Cable Television Ordinance and Ordinance 12,137 as amended and heretofore adopted by the City. This franchise, which was originally approved by the County of Los Angeles Board of Supervisors on April 22, 1980 to Walnut Valley Cable Television and subsequently transferred to Jones Intercable of California, expired on May 23, 2 1995. Prior to the expiration of the franchise, the City Council adopted Ordinance 04 (1995) which extended the term of the cable television franchise. The current extension 04(B) will expire June 3, 1997. The Telecommunication Acts sets forth the methods for renewing cable television franchises. The two methods are formal or informal renewal procedures. The City and Jones Intercable are using the informal renewal process. Congress has defined the criteria for evaluating renewals of cable franchises. The franchising authority must use four stated criteria to determine whether to renew or deny a franchise. The franchising authority must assess whether: ♦ the operator (Jones) "substantially complies" with the terms of the existing franchise and applicable law; ♦ the quality of service, including signal quality, response to consumers' complaints and billing practices has been reasonable in light of community needs; (level of service not mix or quality of service can be reviewed) ♦ the operator has the financial, legal and technical ability to provide the services, equipment and facilities offered in its proposal; and ♦ the operator's proposal is reasonable to meet future cable -related interests and needs of the community, considering the cost of meeting those interests and needs. Denial of renewal cannot be based upon an operator's failure to comply with the terms of the franchise agreement, or on service quality problems (e.g. signal quality, customer service delays) unless the franchise authority has provided the operator with a notice of the problem and opportunity to correct it. Congress has provided for a presumption of renewaL for the cable operators. To assist the City in determining Jones Intercable's compliance with the Franchising Agreement and applicable law, the City undertook a technical, financial/customer complaint evaluation of the cable system. In addition, the City conducted a City-wide survey of the Community opinion of the cable system. Below is a summary of the reviews: ♦ Technical Review - Jonathan Kramer performed a technical audit of the system. Based upon this review, Jones Intercable has hired both a Grounding Technician and Maintenance Technician to upgrade the grounding requirements of the California Public Utilities and National Electric Code. Jones has diligently worked towards the upgrading of all homes to the new grounding requirements. ♦ Financial and Customer Complaint Review - The City's auditor, Conrad Associates provided the review. Based upon the customer complaints requirements as set by the existing franchise Jones Intercable is in compliance with the customer complaint requirements. In accordance with the Agreement, Conrad Associates reviewed the gross revenue collected and reports and cable subscribers. ♦ Cable Television Survey - Pacific Research & Strategies provided a telephone survey of 500 residents. The survey determined that 60% of the subscribers were satisfied with the cable operator and the services currently provided. However, 23% indicated they would like to see more channels or a wider variety of programming. PROPOSED AGREEMENT FOR THE RENEWAL OF CABLE TELEVISION During the renewal process Jones Intercable was sold to Citizens Century Cable Television Venture (a division of Century Communication Corporation). In addition to the renewal of the Cable Television Franchise, the City has been requested to consider the Transfer of the Cable Television Agreement. City staff, Jones Intercable and Century Communication have been negotiating an Agreement regarding the renewal of the Cable Television Franchise. The City Council Sub -committee has met with Jones Intercable and Century Communications regarding the proposed Agreement. The proposed Agreement calls for the following: ♦ Ten (10) year Agreement ♦ System Upgrade - Two tiers (1) Within two years from adoption seven (7) fiber backbone hub sites will be installed. The seven hub sites will allow for three (3) additional channels to be added to the line-up, which create the ability to deliver segmented programming by hub site, rather then to the entire system. The fiber backbone hub sites will serve approximately 2,600 homes. (2) Within six (6) years of the installation of the seven backbone hub sites (no later than December 21, 2004), Grantee (Jones/Century) will complete a rebuild of the cable system to not less then 550MHz or 78 channels. This upgrade will increase the channel capability by 21 channels. ♦ Performance Bond for the construction phase of $500,000. Performance Bond for Franchise Agreement of $100,000. ♦ Bonus incentive for the timely completion of the upgrade of an additional five (5) year term. ♦ Coverage of Special Events of between 10 to 15 community events or financial contribution for the purchase of equipment for the Governmental Programming. 4 The Agreement calls for the continuation of the Educational, Governmental and Local Origination requirements. The Agreement does not call for public access provisions. Century Communications provides an assistance plan (CAP) for low-income residents. The assistance plans calls for a 20% discount on Basic Service Only. Currently Jones Intercable does not provide for such a discount program. It should be noted that such discounts cannot be a required condition of renewal. The upgrade of the system to fiber optic will carry a higher quality broadcast to subscribers. For a local cable operator to remain competitive in the deregulated industry they will need to provide a high quality of service, as provided by a fiber optic upgrade. TRANSFER OF CABLE TELEVISION SYSTEMS In accordance with the Federal Regulations, the City received FCC Form 394 and accompanying documents that relate to the proposed transfer of the existing Cable Television Franchise by Jones Intercable to an entity identified as "Citizens Century Cable Television Venture". The City and City Attorney's Office reviewed the submittal requested additional information, the transfer package is complete and in accordance with the Federal Regulations. The Citizens Century Cable Television Venture is owned by two corporate entities. Those entities are Century Telecommunication Venture Corp and Citizen Cable Company. There is a Management Agreement between the Venture and Century Communications Corp. to authorize that Century Communications Corporation manage the activites of the cable television franchise. Attachment KAF AN AGREEMENT BETWEEN THE CITY OF DIAMOND BAR AND JONES INTERCABLE, INC., RENEWING A NON- EXCLUSIVE FRANCHISE TO OPERATE A CABLE TELEVISION SYSTEM IN THE CITY OF DIAMOND BAR AND SETTING FORTH TERMS AND CONDITIONS RELATING TO THE RENEWAL OF THE FRANCHISE. Page 1. RENEWAL OF FRANCHISE . . . . . . . . . . . . . . . . 2 1.1. Parties to the Agreement. . . . . 2 1.2. Representatives of the Parties and Service of Notices . . . . . . . . . . . . . . . . . . . .2 1.3. Definitions . . . . . . . . . . . . . . . . . 3 1.4. Conflicts . . . . . . . . . . . . . . . . . . 3 1.5. Grant . .. . . . 3 1.6. Right of Grantor to Issue and Renew Franchise 4 1.7. Effective Date of Renewal . . . . . . . . . . . . 4 1.8. Duration4 1.9. Franchise Not Exclusive 5 1.10. Scope of the Franchise . . . . . . . . . . . . . 5 2. GENERAL REQUIREMENTS . . . . . . . . . . . . . . . . . 6 2.1. Governing Requirements . . . . . . . . . . . . .6 2.2. Franchise Fee . . . . . . . . . . . . . . . . .7 2.3. Payment to Grantor . . . . . . . . . . . . . .8 2.4. Insurance Requirements . . . . . . . . . . . . .8 2.5. Performance Bonds . . . . . . . . . . . . . . . .11 2.6. Periodic Adjustments . . . . . . . . . . . . . . 13 3. RIGHTS RESERVED TO THE GRANTOR . . . . . . . . . . . . . 14 3.1. Reservation . . .14 3.2. Delegation of Powers 14 3.3. Right of Inspection of Construction . . . . . . . 14 3.4. Right to Require Removal of Property 15 3.5. Right of Intervention . . . . . . . . . . . 15 4. SYSTEM UPGRADE AND REBUILD AND SPECIAL SERVICES . . . . 15 4.1. Upgrade and Rebuild15 4.2. Outlets for Public Buildings 17 4.3. Emergency Alert Capability . . . . . . . . . . . 17 4.4. No Offset Against Franchise Fees . . . . . . . . 18 4.5. Parental Control Devices . . . . . . . . . . . .18 4.6. Technical Standards . . . . . . . . . . . . . . . 18 5. SERVICES, PROGRAMMING AND CONSUMER PROTECTION STANDARDS. . . . . . . . . . . . . . . . . . 18 5.1. Services andProgramming . . . . . . . . . . 18 5.2. Discounts for Low Income Residents . . . . . . .19 5.3. Leased Channel Service . . . . . . . . . . . 19 5.4. Nondiscrimination . . . . . . . . . . . . . . 19 5.5. Billings. . . . . . . . . . . . 20 5.6. Subscriber "Bill of Rights" . . . . . . . . . . 20 5.7. Consumer Protection Standards . . . . . . . . 20 5.8. Tapping and Monitoring . . . . . . . . . . . 20 5.9. Subscriber Privacy Rights . . . . . . . . . . 21 5.10. Disclosure of Subscriber Lists . . . . . . . . . 21 970328 10572-00009 P 0592960 1 - i - 6. SUPPORT OF LOCAL CABLE USAGE . . . . . . . . . . . . . . 21 21 6.1. Governmental Access Channel . . . . . . . . . . . 6.2. Educational Access Channel . . . . . . . . . . . 22 6.3. Local Origination Programming . . . . . . . . . .22 6.3.1. Studio Facilities . . . . . . . . . . . . . . . 22 6.4. Coverage of Special Events . . . . . . . . . . . 22 6.5. Financial Support for Governmental Access Channel . . . . . . . . . . . . . 22 6.6. Compliance with Federal Law . . . . . . . . . 23 6.7. Grantor's Covenant Not to Compete . . . . . . . . 24 7. DESIGN AND CONSTRUCTION . . . . . . . . . . . . . . . . 24 7.1. System Construction . . . . . . . . . . . . . . . 24 7.2. Construction Components and Techniques . . . . . 24 7.3. Technical and Performance Standards . . . . . . .24 7.4. Construction Codes . . . . . . . . . . . . . 24 7.5. Construction Default . . . . . . . . . . . . . . 25 7.6. Vacation or Abandonment . . . . . . . . . . . . .25 7.7. Abandonment in Place . . . . . . . . . . . . . .26 7.8. Removal of System Facilities . . . . . . . . . .26 7.9. Movement of Facilities . . . . . . . . . . . . .27 7.10. Undergrounding of Cable . . . . . . . . . . . . .27 7.11. Facility Agreements . . . . . . . . . . . . . . . 27 7.12. Repair of Streets and Public Ways . . . . . . . . 27 7.13. Erection of Poles Prohibited . . . . . . . . . .28 7.14. Reservation of Street Rights . . . . . . . . . . 28 8. PERFORMANCE AUDITS AND TECHNICAL DATA . . . . . . . . . 28 8.1. Biennial Audit of Performance . . . . . . . . . .28 8.2. System Technical Data . . . . . . . . . . . . . . 30 8.3. Emergency Repair Capability . . . . . . . . . . . 30 9. REVOCATION AND FORFEITURE . . . . . . . . . . . . . . . 31 9.1. Revocation . . . . . . . . . . . . . . . . . . . 31 9.2. Forfeiture . . . . . . . . . . . . . . . . . . . 31 10. RECORDS; REPORTS; RIGHT TO INSPECT AND AUDIT; EXPERTS 31 10.1. Grantee to Provide Records . . . . . . . . . .. 31 10.2. Records . . . . . . . . . . . . . . . . . . . . . 32 10.3. Maintenance and Inspection of Records . . . . . . 32 10.4. Reports of Financial and Operating Activity . . . 32 10.5. Performance Tests and Compliance Reports . . .. 33 10.6. Additional Reports . . . . . . . . . . . . . 33 10.7. Communications with Regulatory Agencies . . . . . 34 10.8. Inspection of Facilities . . . . . . . . . . . . 34 10.9. Right to Audit . . . . . . . . . . . . . . . .. 34 10.10. Retention of Experts . . . . . . . . . . . . . . 35 11. ENFORCEMENT PROCEDURES . . . . . . . . . . . . . . 36 11.1. Notice and Hearing upon Grantee's Default . . . . 36 11.2. Delegation . . . . . . . . . . . . . . . . . . . 38 12. CONTINUITY OF CABLE TELEVISION SYSTEM SERVICES . . . . . 38 12.1. Continuity of Service . . . . . . . . . . . . . . 38 12.2. Operation and Management By Grantor . . . . . . . 39 970328 10572-00009 lj 0592880 1 - ii - 13. MISCELLANEOUS PROVISIONS . . .. . . . 40 13.1. Ch Assignment, Transfer, Sale, and ange of Control . . . . . . . . . . . . . . . . . . . . . 40 13.2. Force Majeure . . . . . . . . . . . . . . . . 42 13.3. Possessory Interest . . . . . . . . . . . . . . . 42 13.4. Indemnification . . . . . . . . . . . . . . . . . 43 13.5. Conflict of Interest . . . . . . . . . . . . 44 13.6. Resolution of Disputes . . . . . . . . . . . . . 44 13.7. Amendments . . . . . . . . . . . . . . . . 45 13.8. Binding Upon Successors 45 13.9. Counterpart Execution . . . . . . . . . . . . . . 45 13.10. Applicable Law . . . . . . . . . . . . . . . . . 45 14. DEFINITIONS . . . . . . . . . . . . . . . . . . . . . . . 45 15. COMPETITIVE CABLE -TELEVISION FRANCHISES. . . . . . . . . 52 16. AUTHORITY AND EFFECTIVE DATE. . . . . . . . . . . . . . 53 16.1. Authority . . . . . . . . . . . . . . . . . . 53 16.2. Effective Date . . . . . . . . . . . . . . . . . 53 EXHIBIT A CHAPTER 13.12 OF THE DIAMOND BAR CODE AS ADOPTED AND IN EFFECT ON THE EFFECTIVE DATE OF FRANCHISE RENEWAL . . . . . . . . . . . A-1 EXHIBIT B OWNERSHIP OF JONES INTERCABLE, INC. . . . . . . B-1 EXHIBIT C DESCRIPTION OF AND PERFORMANCE CRITERIA FOR THE UPGRADE AND REBUILD OF THE CABLE SYSTEM TO BE COMPLETED BY GRANTEE . . . . . . . C-1 EXHIBIT D CONSUMER PROTECTION STANDARDS . . . . . . . . . D-1 970328 10572 -OM 4 0592880 1 -iii- FRANCHISE AGREEMENT THIS FRANCHISE AGREEMENT ("Agreement") is entered into this day of , 1997, at Diamona Bar, Lali=orll.Lci, by the City of Diamond Bar, a municipal corporation of the State of California ("Grantor"), and Jones Intercable, Inc., a Colorado corporation, ("Grantee"). RECITALS A. In 1989, Grantor adopted Ordinance No. 14 in substantially the format previously adopted by the County of Los Angeles in its Ordinance No. 11824. Ordinance No. 14 was thereafter codified in Chapter 13.12 of the Diamond Bar Code ("Code"), a copy of which is attached as Exhibit A and incorporated by this reference. B. In accordance with Chapter 13.12, Grantor is authorized to issue and to renew one or more non-exclusive revocable franchises to construct, reconstruct, operate, and maintain a cable television system in the City of Diamond Bar. C. After due evaluation of the Grantee, and after public hearings, Grantor has determined that it is in the best interests of the Grantor and its residents to renew its franchise with Grantee. NOW, THEREFORE, in accordance with the provisions of Chapter 13.12 and this Agreement, Grantor grants to the Grantee, and Grantee accepts from the Grantor, a renewal of a cable television franchise. 970204 10572-00009 lsj 0592880 0 1 1. RENEWAL OF FRANCHISE. 1.1. Parties to the Agreement. The parties to this Agreement are: (a) Grantor: The City of Diamond Bar, a municipal corporation, having its principal office at 21660 Copley Drive, Diamond Bar, California 91765. (b) Grantee: Jones Intercable, Inc., a Colorado corporation, with ownership as set forth in Exhibit B, and having a local office in this state at 20965 Lyncoming Street, Walnut, California 91789. 1.2. Representatives of the Parties and Service of Notices. The representatives of the parties who are primarily responsible for the administration of this Agreement, and to whom formal notices, demands and communications must be given, are as follows: (a) The principal representative of the Grantor is: City Manager Diamond Bar City Hall 21660 Copley Drive, Suite 100 Diamond Bar, California 91765 (b) The principal representative of the Grantee is: General Manager Jones Intercable, Inc. 20965 Lyncoming Street Walnut, California 91789 (c) Formal notices, demands and communications to be given by either party must be in writing and may be effected by personal delivery, or by first class or certified mail, return receipt requested. 970204 10572-00009 lsj 0592880 0 2 (d) If the name of the principal representative designated to receive the notices, demands, or communications, or the address of that person, is changed, written notice must be given within five (5) working days of that change. 1.3. Definitions. Unless otherwise defined, or if the use or context clearly requires a different definition, certain words, terms, and phrases and their derivations, as used in this Agreement have the meanings set forth below in Section 14 of this Agreement. 1.4. Conflicts. In the event of any conflict or inconsistency between the provisions of this Agreement and the provisions of Chapter 13.12 of the Code, as it now exists or as it may hereafter be amended, modified, or revised, the provisions of this Agreement will control. 1.5. Grant. The cable television system franchise originally granted by Los Angeles County Ordinance No. 12,137 on April 22, 1980, to Walnut Valley Cable Television and thereafter transferred, with the consent of Los Angeles County, to Grantee on January 11, 1989, is hereby renewed, subject to the terms and conditions of this Agreement and the provisions of Chapter 13.12 of the Code, all of which supersede in their entirety the terms, conditions, and provisions of all prior ordinances relating to this franchise. This renewal extends the franchise, authority, right, and privilege to construct, reconstruct, operate, and maintain a cable television system in the "franchise service area" that is here defined as the territorial limits of the City of Diamond Bar as they exist on the effective date of this 970204 10572-00009 lsj 0592880 0 — 3 — Agreement, and any additional territory that may be annexed during the term of this Agreement. 1.6. Right of Grantor to Issue and Renew Franchise. Grantee expressly acknowledges the right and authority of Grantor to issue and renew the franchise, and Grantee agrees it will not hereafter challenge Grantor's exercise of this right and authority in any court of competent jurisdiction, or otherwise. 1.7. Effective Date of Renewal. This franchise renewal will commence on the effective date of the ordinance authorizing the renewal, or on the date specified in that ordinance as the effective date of renewal. Prior to the effective date, Grantee must file with the City Clerk its written acceptance of the ordinance renewing the franchise. That acceptance may be in the form of Grantee's signature on the face of the ordinance. Within thirty (30) days after the effective date of the ordinance, Grantee must file with the City Clerk any required performance bonds and insurance policies or insurance certificates; provided, however, that if the filing of these documents does not occur within that thirty (30) day period, or any authorized extension of that period, the Grantor may declare this franchise renewal null and void. 1.8. Duration. The term of the franchise renewal is ten (10) years from the effective date as specified in Section 1.7; provided, however, that this franchise will be extended for an additional period of five (5) years upon Grantee's timely completion of the upgrade and rebuild of the cable system that is more fully described in the attached 970204 10572-00009 lsj 0592880 0 - 4 - Exhibit C. Renewal of the franchise, if any, will be in accordance with then applicable law. 1.9. Franchise Not Exclusive. The cable television fran- chise granted by this Agreement may not be construed to limit in any manner the right of Grantor, through its authorized officers and in accordance with applicable law, to grant to other individuals or entities, by franchise, permit, license, or otherwise, any rights, privileges or authority similar to or different from the rights, privileges and authority herein set forth, in the same or other streets, public ways, public places, or other property that the Grantee is entitled to occupy; provided, however, that those additional grants will not operate to revoke, terminate, or materially and adversely affect any rights granted to Grantee by this Agreement; and provided, further, that the provisions of Section 16 of this Agreement will be applicable to future cable -television franchises. 1.10. Scope of the Franchise. (a) Grantee is authorized and obligated to construct, reconstruct, and operate the cable television system within the public streets and rights-of-way. The authority granted includes the privilege to use the Grantee's cable television system in the franchise service area for the provision of cable television services, as well as other services authorized by Grantor that are not cable television services, to subscribers located in residential dwelling units and commercial structures. (b) Grantor reserves all rights it now has or subsequently acquires with respect to the authorization and 970204 10572-00009 lsj 0592880 0 5 regulation of non -cable television services, including, but not limited to, the right to impose reasonable terms and conditions in addition to or different from those set forth in this Agreement with respect to the provision of any non -cable television services, and to charge a franchise fee or other form of consideration or compensation in excess of that specified herein; provided that such terms and conditions and such franchise fee or other form of consideration or compensation must be consistent with federal and state law applicable to non -cable television services delivered over the cable system; and provided further that the Grantor and Grantee will negotiate in good faith as to those terms and conditions and that franchise fee or other form of consideration or compensation prior to any unilateral implementation by the Grantor, which terms and conditions may ultimately be unilaterally modified by the Grantor if not otherwise prohibited by applicable law. (c) Grantee must provide written notice to the Grantor at least thirty (30) days before offering or distributing of any non -cable television services over the cable system. (d) Grantor and Grantee expressly reserve the right to seek a judicial determination as to whether any particular service offered by Grantee on its system constitutes cable television service for purposes of this franchise. 2. GENERAL REQUIREMENTS. 2.1. Governing Requirements. Grantee must comply with all provisions of this Agreement, the provisions of Chapter 13.12 of the Code, and all other applicable laws and regulations. 970204 10572-D0009 1Sj 0592880 0 6 2.2. Franchise Fee. (a) As compensation for the franchise granted by Grantor, and in consideration for authorization to use the streets and public ways of Grantor for the construction, reconstruction, operation, and maintenance of Grantee's cable television system, the Grantee will pay to the Grantor the following: An annual franchise fee of five percent (5t) of the Annual Gross Receipts, as defined in Section 14 of this Agreement, received by Grantee from the operation of the cable television system in the Grantor's franchise service area, including those revenues received by Grantee from sources other than subscribers in connection with the transmission of advertisements, the provision of programming, and the distribution of other authorized services over the Grantee's system within the franchise service area. (b) The franchise fee specified above in paragraph (a) must be computed and paid by Grantee to Grantor's Finance Department on a quarterly basis, on or before April 20, July 20, and October 20 of each calendar year. The payment for the last calendar quarter will be adjusted following Grantee's review of its Annual Gross Receipts and must be paid not later than sixty (60) days after the end of each calendar year. This payment must be accompanied by the reports specified in Subsection 10.4 of this Agreement. (c) If the franchise fee "true -up" payment referenced above in the second sentence of paragraph (b) is not made on or 970204 10572-00009 lsj 0592880 0 — 7 — before the date specified, Grantee must pay as additional compensation an interest charge, computed from the applicable due date, at an annual rate equal to the prevailing commercial prime interest rate in effect on the due date, plus one percent (11W). (d) In addition to any late payment made in accordance with paragraph (c) above, if a payment is overdue by sixty (60) days or more, Grantee will pay to Grantor a sum of money equal to five percent (5%) of the amount due in order to defray additional costs and expenses incurred by Grantor as a consequence of that delinquent payment. 2.3. Payment to Grantor. (a) No acceptance of any payment by Grantor may be construed as an accord that the amount is in fact the correct amount, nor may acceptance of payment be construed as a release of any claim the Grantor may have against Grantee for any additional sums payable under the provisions of this Agreement. (b) All amounts paid are subject to independent audit and recomputation by Grantor. If, after audit, any recomputation indicates a franchise fee underpayment of more than three percent (3%), Grantee must reimburse Grantor, within twenty (20) days of written notification, for all reasonable costs and expenses incurred in connection with that audit and recomputation. 2.4. Insurance Requirements. (a) Upon the effective date of this Agreement, Grantee, at its sole cost and expense, must obtain, and 970204 10572-00009 18j 0592880 0 - 8 thereafter maintain for the full term of this Agreement all of the following insurance coverages: 1. Types of Insurance and Minimum Limits. The coverages required below may be satisfied by any combination of primary liability and excess liability policies. A. Workers' Compensation and Employer's Liability Insurance in conformance with the laws of the State of California. B. Grantee's vehicles, including owned, non -owned (i.e., owned by Grantee's employees and used in the course and scope of employment), leased, or hired vehicles, must each be covered with Automobile Liability Insurance in the minimum amount of one million dollars ($1,000,000) combined single limit per accident for bodily injury and property damage. C. Grantee must obtain and maintain Comprehensive or Commercial General Liability Insurance coverage in the aggregate annual amount of one million dollars ($1,000,000) combined single limit, including bodily injury, personal injury, and broad form property damage. This insurance coverage must include, without limitation: (i) Contractual liability coverage adequate to meet the Grantee's indemnification obligations under this Agreement; and (ii) a cross -liability clause. D. Grantee must obtain and maintain Slander/Libel/Defamation Liability Insurance in the aggregate amount of one million dollars ($1,000,000). 970204 10572-00009 1si 0592880 0 9 2. All required Automobile Liability Insurance and Comprehensive or Commercial General Liability Insurance policies must contain the following endorsement: "The City of Diamond Bar is added as an additional insured as respects the operations of the named insured under the cable television franchise granted by the City, and this insurance specifically covers the acts and omissions of Grantee, and its employees, agents, and subcontractors, in the performance of all work thereunder." 3. The insurance required of Grantee under this franchise is primary, and no insurance held by Grantor may be called upon to contribute to a loss under this coverage. 4. All insurance policies must provide that, in the event of material change, reduction, cancellation, or non- renewal by the insurance carrier for any reason, not less than thirty (30) days' written notice will be given to Grantor by registered mail of such intent to cancel, materially change, reduce, or not renew the coverage. An authorized agent of the insurance carrier must provide to the Grantor, on such schedule as is requested by the Grantor, a certification that all insurance premiums have been paid and all coverages are in force. If for any reason Grantee fails to obtain or keep any of the insurance in force, Grantor may (but is not required to) obtain that insurance. In that event, Grantee must promptly reimburse 970204 10572-00009 15i 0592880 0 - 10 - Grantor its premium costs therefor, plus one and one-half percent (1-1/2%) monthly interest thereon until paid. 5. All insurance must be obtained from companies that are licensed to do business in California. 6. Any deductible or self-insured retentions in excess of $350,00 must be approved by Grantor. (b) Grantee must provide to Grantor, within thirty (30) days after the effective date of this Agreement, written insurance binders, statements of property coverage, or certificates of insurance. (c) Grantor reserves the right to require Grantee to increase the amount or limits of insurance coverage specified above no more often than every three (3) years during the term of the franchise. Any such increase will be determined in accordance with the procedures set forth in Subsection 2.6 of this Agreement. 2.5. Performance Bonds. (a) Performance Bond for Construction. During the term of this Agreement, Grantee may be required to provide to Grantor a performance bond if Grantor determines that any construction, reconstruction, or upgrade of the cable television system is of sufficient magnitude to warrant a performance bond. The performance bond, which may be a corporate surety bond, must be in a principal sum as specified by Grantor and in a form approved by Grantor's City Attorney; provided, however, that the principal sum of the performance bond may not exceed $500,000. The performance bond may be reduced during the course of 970204 10572-00009 lsj 0592B80 0 — 11 — Grantee's construction, reconstruction, or upgrade of the cable television system, provided that Grantee is not then in material default under any provision of this Agreement. (b) Performance Bond for Other Obligations. Within thirty (30) days after the effective date of this Agreement, Grantee must provide to Grantor a performance bond to guarantee the Grantee's performance of its obligations under this Agreement, excluding those obligations relating to construction referenced above in paragraph (a). The performance bond will be in the sum of not less than One Hundred Thousand Dollars ($100,000) and will be subject to and in compliance with the following requirements: 1. The performance bond will be available to Grantor to secure and to satisfy any and all claims, penalties, liens, fees, payments, costs, damages, or taxes due Grantor from Grantee that arise by reason of the operation or maintenance of the cable television system. 2. After notice and hearing requirements specified in Section 11 of this Agreement have been satisfied, if the Grantee fails or refuses to pay to the Grantor any amounts due under the terms and provisions of this Agreement, the Grantor may thereafter claim against the performance bond the amount thereof, plus accrued interest and penalties. 3. Within thirty days after Grantee's receipt of written notice from the Grantor that any amount has been claimed and received by the Grantor under the performance bond in satisfaction of any of Grantee's obligations specified above in 970204 10572-00009 1sj 0592880 D 12 subsection (1), the Grantee must restore the performance bond to the amount required by this Agreement. 4. The rights reserved to the Grantor with respect to this performance bond are in addition to all other rights of the Grantor pursuant to this Agreement, including Grantor's rights under the performance bond for construction referenced above in paragraph (a). The Grantor's exercise of rights with respect to this security bond will not constitute an election of remedies or a waiver of any other rights the Grantor may have. (c) Adjustments. Grantor reserves the right to require Grantee to increase the principal amount of the performance bond specified above in paragraph (b), and the insurance coverage specified above in Section 2.4, no more often than every three (3) years during the term of the franchise. Any such increase will be determined in accordance with the procedures set forth in Section 2.6 of this Agreement. 2.6. Periodic Adjustments. If the amount of the performance bond or insurance coverage required of Grantee under this Agreement is proposed to be increased at specified intervals during the term of the franchise, any such increase will be determined in accordance with the following procedures: The increase in any amount subject to periodic adjustment under this Agreement will be determined by Grantor's Director of Finance as of the applicable anniversary date of this Agreement, based upon the Consumer Price Index, All Urban Consumers, for the Los 970204 10572-00009 1SJ 0592880 0 - 13 - Angeles -Anaheim -Riverside Area ("CPI"), as published by the United States Department of Labor, Bureau of Labor Statistics, or its successor. The Director of Finance will compute the percentage difference between the CPI as it existed on the effective date of this Agreement and the CPI as it exists on the applicable anniversary date. The Director of Finance will then increase by such percentage the amount subject to periodic adjustment. The adjusted amount will be rounded off to the nearest dollar. If the Bureau of Labor Statistics revises that index or discontinues the preparation of that index, the Director of Finance must use the revised index or a comparable system as approved by the Council for determining fluctuations in the cost of living. 3. RIGHTS RESERVED TO THE GRANTOR. 3.1. Reservation. Grantor reserves every right it may have in relation to its power of eminent domain over Grantee's franchise and property. 3.2. Delegation of Powers. Any right or power in, or duty retained by or imposed upon Grantor, or any officer, employee, department, commission, or board of Grantor, may be delegated by Grantor to any officer, employee, department or board of Grantor, or to such other person or entity as Grantor may designate to act on its behalf. 3.3. Right of Inspection of Construction. The Grantor has the right to inspect all construction, installation, or other 970204 10572-00009 lsj 0592880 0 — 14 — work performed by Grantee in connection with the franchise, and to make such tests as may be necessary to ensure compliance with the terms of this Agreement, so long as that inspection and testing does not unreasonably interfere with Grantee's operations. 3.4. Right to Require Removal of Property. Consistent with applicable law, at the expiration of the term or any renewal term or extension for which the franchise is granted, or upon its lawful revocation, expiration, or termination, the Grantor has the right to require the Grantee to remove, within a reasonable period of time and at Grantee's expense, all portions of its system and any other property from all streets and public rights-of-way within the franchise service area. 3.5. Riaht of Intervention. Grantor has the right to intervene in any suit, proceeding, or other judicial or administrative proceeding in which the Grantor has any material interest, and to which the Grantee is made a party. 4. SYSTEM UPGRADE AND REBUILD AND SPECIAL SERVICES. 4.1. Upgrade and Rebuild. The upgrade and rebuild of the cable system that is to be undertaken and completed by the Grantee is more fully described in the attached Exhibit C. (a) Progress Reports. During the period of the upgrade and rebuild, Grantee will provide to Grantor quarterly progress reports describing the work performed, by area, during the previous months. (b) Penalties for Delay. Grantor, at its option, may apply one or more of the following penalties in a sequential 970204 10572-00009 lsj 0592890 0 — 15 — manner if Grantee fails to complete the upgrade and rebuild of its cable television system by the dates specified below: 1. With regard to the seven fiber backbone hub sites that are required to be installed no later than two years after the effective date of this Agreement, as specified in Exhibit C, Grantor may impose liquidated damages of up to One Thousand Dollars ($1,000) per day for each day following the date upon which all of said hub sites are required to be installed. 2. With regard to the 550 MHz or equivalent channel capacity rebuild of the cable system that is required to be completed no later than December 31, 2004, as specified in Exhibit C, Grantor may impose the following penalties: A. Grantor may impose liquidated damages of up to One Thousand Dollars ($1,000) per day for each day following the date upon which the rebuild of the cable system is required to be completed. B. For each month of delay exceeding three (3) months from the date upon which the rebuild of the cable system is required to be completed, Grantor may reduce the term of the franchise for a period up to three (3) months. C. For a delay exceeding one year from the date upon which the rebuild of the cable system is required to be completed, Grantor may require total or partial forfeiture of the performance bond required by this Agreement. D. For a delay exceeding eighteen (18) months from the date upon which the rebuild of the cable system is required to be completed, Grantor may terminate the franchise. 970204 10572-00009 lsj 0592880 0 — 16 — 4.2. Outlets for Public Buildings. Upon Grantor's written request, Grantee will install and maintain, without charge, one outlet to each public facility, including public school buildings, provided that the location is within 500 feet of the Grantee's cable system and may be served by a normal aerial installation or by existing underground conduit. Grantee will provide, without charge, basic cable service to all new and existing outlets at public facilities, including public school buildings. Upon Grantor's written request, Grantee will also install cable and additional outlets at specified public facilities that are located more than 500 feet from Grantee's cable system, or that may require underground or other customized work; provided, however, that the costs to Grantor of such installations may not exceed the actual installation costs incurred by Grantee. Grantor will inform Grantee of the construction of new public facilities so that cable can be installed at the time of construction in order to minimize costs. 4.3. Emergency Alert Capability. Upon request of the Grantor, Grantee must make its facilities available for use by the Grantor during a disaster or public emergency. Grantee must provide the system with emergency audio override capability so as to enable law enforcement personnel and designated public officials to interrupt and cablecast emergency audio messages simultaneously on all channels. Equipment for these purposes will be installed, at Grantee's sole expense, in a location designated by the Grantor's principal representative. 970204 10572-00009 lsj 0592880 0 — 17 4.4. No Offset Against Franchise Fees. In accepting this franchise, Grantee acknowledges that the commitments specified in this Section 4 are voluntarily assumed, and their costs will not be offset against any franchise fees payable by Grantee to Grantor during the term of the franchise. 4.5. Parental Control Devices. Grantee must provide to subscribers, upon request, a parental control device, "lockbox," digital code, or equivalent device that enables the subscriber to prevent the viewing of selected channels. 4.6. Technical Standards. The FCC Rules and Regulations, including Part 76, Subpart K (Technical Standards), and any amendments or supplements thereto, will apply to the Grantee's operations to the extent permitted by applicable law. 5. SERVICES PROGRAMMING AND CONSUMER PROTECTION STANDARDS. 5.1. Services and Proqramming. (a) Grantee must provide all subscribers, and the Grantor, with not less than thirty (30) days prior written notice of any proposed changes in rates and charges and any proposed reduction or augmentation of programming services, unless Grantor agrees in writing to waive this requirement or unless this requirement is prohibited by federal or state statutes or regulations. (b) Grantee has the right to establish different classifications of service for residential and commercial subscribers. Grantee's charges and rate schedules must be adopted and maintained in accordance with all applicable federal and state statutes and regulations. 970204 10572-00009 19i 0592880 0 18 5.2. Discounts for Low Income Residents. During the term of this Agreement, Grantee must provide to Grantor current information concerning any discounts that Grantee may offer to low income residents within the franchise service area. 5.3. Leased Channel Service. Grantee must offer leased channels in accordance with applicable law. 5.4. Nondiscrimination. Grantee may not discriminate between or among subscribers within one type or class in the availability of services, at either standard or differential rates set forth in published rate schedules, except as otherwise authorized by law or by this Agreement. No charges may be made for services except as set forth in published schedules that are available for inspection at Grantee's office, quoted by Grantee on the telephone, or displayed or communicated to existing or prospective subscribers. However, upon Grantee's written request, Grantor may authorize Grantee to conduct demonstration service projects and service offerings of limited duration to specified areas of the City without making those projects or services generally available throughout the franchise service area. Grantee must demonstrate to Grantor that the selected areas are statistically valid and not based upon any invidious subscriber classifications and that the temporary authorization will be solely for offering services for demonstration or test marketing purposes. The Grantee must specify in its written request the proposed duration of the demonstration project and must the pay the franchise fee on all revenues received from its use of the cable system for that project. 970204 10572-00009 lsj 0592880 0 19 5.5. Billings. Grantee may not charge subscribers for services more than one month in advance unless an individual subscriber authorizes a longer period. All bills and billing statements must clearly indicate the billing period, the actual due date, and the amount of the penalty for late payment. 5.6. Subscriber "Bill of Ri hq is". A subscriber "bill of rights," approved by Grantor as to form and content, must be provided by the Grantee to each new subscriber and not less than once each calendar year during the term of the franchise to each existing subscriber. This "bill of rights" may include the information required to be provided by Grantee to its subscribers as set forth in the provisions of Exhibit D ("Consumer Protection Standards"). 5.7. Consumer Protection Standards. Grantee must comply with the requirements and procedures set forth in Exhibit D relating to consumer protection standards, and with all applicable FCC standards and regulations relating to consumer protection. 5.8. Tapping and Monitoring. The Grantee may not tap or monitor, or permit any other person controlled by Grantee to tap or monitor, any cable, line, signal input device, or subscriber outlet or receiver, for any purpose whatsoever without the express written consent of the subscriber or a court order therefor; provided, however, that the Grantee may monitor customer service calls for quality control purposes and may conduct system -wide or individually -addressed "sweeps" for the purpose of verifying system integrity, controlling return path 970204 10572-00009 lsj 0592880 0 - 20 - transmission, monitoring service levels or billing -for -pay services, or checking for unauthorized connections to the cable television system. 5.9. Subscriber Privacy Rights. Grantee must comply with all federal, state, and local statutes and regulations relating to the privacy rights of subscribers, including the collection of data pertaining to individual subscribers. 5.10. Disclosure of Subscriber Lists. Grantee may not disclose, or sell, or permit the disclosure or sale, of its sub- scriber list without the prior written consent of each subscriber on that list; provided that Grantee may use its subscriber list as necessary for the marketing of Grantee's services, the maintenance of Grantee's facilities authorized by this Agreement, and the billing of subscribers for cable services; and provided further, that consistent with applicable law, Grantor may use Grantee's subscriber list for the purpose of communicating with subscribers in connection with matters relating to the operation, management, and maintenance of the cable system. 6. SUPPORT OF LOCAL CABLE USAGE. 6.1. Governmental Access Channel. Grantee will make available to Grantor, at no cost to Grantor, one channel for the exclusive use of the City, or its designee, for non-commercial governmental access purposes. Use of the governmental access channels will be under the exclusive control of the Grantor and subject to such rules and regulations as the Grantor may establish. 970204 10572-00009 lsj 0592880 0 — 2 1 — 6.2. Educational Access Channel. Grantee will make available to Grantor, at no cost to Grantor, one channel for the purpose of providing local programming of educational value to the community. 6.3. Local Origination Programming. At its option, Grantee has the right to use one channel for local origination programming. 6.3.1. Studio Facilities. Grantee will provide for Grantor's use a small studio at its business office and will also make available to Grantor its studio facilities located in affiliated franchise service areas. 6.4. Coverage of Special Events. Grantee will provide to Grantor technical assistance and all equipment required in order to cover between 20 and 25 special community events each year, as may be requested by the Grantor, subject to reasonable advance notice and the availability of Grantee's staff. 6.5. Financial Support for Governmental Access Channel. (a) In lieu of Grantee's performance of the obligations specified above in Section 6.4, Grantor may require that Grantee make certain financial contributions for the purchase of equipment for the governmental access channel. Specifically, upon Grantor's request, Grantee will pay to Grantor the sum of Fifty Thousand Dollars ($50,000) for use by the Grantor in purchasing governmental access channel equipment. This sum will be paid by Grantee to Grantor within thirty (30) days after receipt of a budget from the Grantor that describes the proposed expenditures for equipment for the non-commercial use of the governmental access channel. If Grantor exercises its rights under this Section 6.5 at any time after the sixth anniversary of this Agreement, the contribution 970328 10572-00009 lj 0592880 1 - 22 - specified herein will be reduced by 10% for each anniversary date that has elapsed after the effective date of this Agreement. (b) If Grantor invokes its rights under this Section 6.5, Grantee will also pay to Grantor an annual payment in the sum of Five Thousand Dollars ($5,000) for the year in which the election is made and for each succeeding year of this franchise, including each extended year of this franchise as provided for in Section 1.8 above. Such annual payment will be made by Grantee to Grantor within thirty (30) days after receipt of a budget from the Grantor that describes the need for funding for equipment for the governmental access channel. Grantee is not obligated to make any $5,000 annual payment during any year in which Grantor has not exercised its rights under this Section 6.5. (c) Notwithstanding the provisions of subparagraphs (a) and (b) above, Grantor and Grantee agree that if new technology requires additional and unforeseen expenditures in order to use effectively the governmental access channel, then the parties will meet and confer and negotiate in good faith additional subsidies to be paid by Grantee for the support of the governmental access channel. (d) If the Grantor elects to require Grantee to provide the financial support for the governmental access channel as specified in this Section 6.5, then the Grantor will be deemed to have waived any rights to require Grantee to provide the services specified in Section 6.4. 6.6. Compliance with Federal Law. In accepting this franchise, Grantee acknowledges that the commitments specified in 970329 10572.00009 4 0592990 1 - 23 - this Section 6 are voluntarily assumed, and their costs will not be offset against any franchise fees payable by Grantee to the Grantor during the term of the franchise. 6.7. Grantor's Covenant Not to Compete. Grantor covenants and agrees with Grantee that it will not use its designated governmental access channel or education access channels to provide commercial or revenue -generating services that may, directly or indirectly, compete with services provided by Grantee. 7. DESIGN AND CONSTRUCTION. 7.1. System Construction. The system must be constructed, rebuilt, and upgraded in accordance with the provisions of this Agreement; provided, however, that Grantee is obligated to construct and operate its cable system only where there are at least forty (40) residential dwelling units per linear mile. 7.2. Construction Components and Techniques. Construction components and techniques must comply with the terms of this Agreement and all applicable law. 7.3. Technical and Performance Standards. Grantee must construct, reconstruct, install, operate, and maintain its system in a manner consistent with all applicable federal, state, and local laws and ordinances, construction standards, construction specifications, FCC technical standards, and any additional standards set forth in this Agreement. 7.4. Construction Codes. The Grantee must strictly adhere to all building and zoning codes now or hereafter in force and must obtain all necessary permits. The Grantee must arrange its 970204 10572-00009 lsj 0592880 0 — 24 — lines, cables, and other appurtenances, on both public and private property, in such a manner as to cause no unreasonable interference with the use of that property by any person. In the event of such interference, the Grantor may require the removal of the Grantee's lines, cables, and appurtenances from the property in question. Except in emergency situations, Grantee must give at least forty-eight (48) hours advance notice to all affected property owners, and to the Grantor, prior to installing any above -ground or underground structures upon Grantor's easements located on private property. Grantee must be a member of Underground Service Alert. Grantor will not modify its construction requirements subsequent to the completion of construction so as to require reconstruction or retrofit unless the public health and safety so requires. 7.5. Construction Default. Upon the failure, refusal or neglect of Grantee to undertake or complete any construction, reconstruction, repair, or other necessary work as required by this Agreement, thereby creating an adverse impact upon the public health, welfare or safety, Grantor may (but is not required to) cause that work to be completed, in whole or in part, and upon so doing will submit to Grantee an itemized statement of costs. Grantee will be given reasonable advance notice of Grantor's intent to exercise this power, and thirty (30) days to cure the default. Grantee must, within thirty (30) days of billing, pay to Grantor the actual costs incurred. 7.6. Vacation or Abandonment. If any street, alley, public highway, or portion thereof used by the Grantee is vacated by the 970204 10572-00009 lsj 0592880 0 — 2 5 — Grantor, or its use is discontinued by the Grantee, then upon reasonable notice the Grantee must forthwith remove its facilities therefrom unless otherwise specifically authorized. Following that removal, Grantee must restore, repair, or reconstruct the area where that removal has occurred to such condition as may be required by the Grantor, but not in excess of the original condition. Upon any failure, neglect, or refusal of the Grantee, after thirty (30) days' notice by the Grantor, to do such work, Grantor may cause it to be done, and within thirty (30) days of billing, Grantee must pay to Grantor the actual costs incurred. 7.7. Abandonment in place. Grantor may, upon written application by Grantee, approve the abandonment in place by Grantee of any property, under such terms and conditions as Grantor may approve. Upon Grantor -approved abandonment in place of any property, Grantee must cause to be executed, acknowledged, and delivered to Grantor such instruments as Grantor may prescribe and approve, transferring and conveying ownership of that property to Grantor. 7.5. Removal of System Facilities. If Grantee's plant is deactivated for a continuous period of thirty (30) days (except for reasons beyond Grantee's control), and without prior written notice to and approval by Grantor, then Grantee must, at Grantor's option and demand, and at the sole expense of Grantee, promptly remove from any streets or other public areas all property of Grantee. Grantee must promptly restore the streets 970204 10572-00009 18j 0592880 0 - 26 - or other public areas from which its property has been removed to the condition existing prior to Grantee's use thereof. 7.9. Movement of Facilities. If Grantor determines it is necessary to temporarily move or remove any of the Grantee's property for a public purpose, Grantee, upon reasonable notice, must move, at the expense of Grantee, its property in order to facilitate that public purpose. No such movement will be deemed a taking of Grantee's property. Nothing herein limits the right of Grantee to seek reimbursement from any party other than Grantor. 7.10. Undergrounding of Cable. Cables must be installed underground at Grantee's cost where all existing utilities are already underground. Previously installed aerial cable will be installed underground at Grantee's pro rata cost in concert with other utilities as those other utilities convert from aerial to underground construction. 7.11. Facility Agreements. This Agreement does not relieve Grantee of any obligations to obtain pole or conduit space from any department of Grantor, from any utility company, or from others maintaining utilities in Grantor's streets. 7.12. Repair of Streets and Public Ways. All streets and public ways, and improvements located within those streets and public ways, that are disturbed or damaged by the Grantee or its contractors during the construction, reconstruction, operation, or maintenance of the System, must be restored at Grantee's expense, and within the time frame and limits specified by Grantor. 970204 10572-00009 lsj 0592880 0 - 27 - 7.13. Erection of Poles Prohibited. Grantee may not erect any pole on or along any street or public way where there is an existing aerial utility system. If additional poles in an existing aerial route are required, Grantee must negotiate with the appropriate public utility for their installation. Any such installation requires the advance written approval of the Grantor. Subject to applicable federal and state law, the Grantee must negotiate the lease of pole space and facilities from the existing pole owners for all aerial construction, under mutually acceptable terms and conditions. 7.14. Reservation of Street Rights. Nothing in this Agreement precludes the Grantor from constructing, repairing, or altering any public work or improvement. To the extent practicable, Grantor will notify Grantee of any such work that may affect Grantee's franchise property. Grantor's work will be done, insofar as practicable, in such manner as not to unnecessarily obstruct, injure or prevent the free use and operation of any property of Grantee. However, if any property of Grantee interferes with the construction, maintenance, or repair of any public improvement, that property must be removed or replaced in such manner as may be directed by Grantor so as not to interfere with the public work or improvement, and that removal or replacement will be at the expense of the Grantee. 8. PERFORMANCE AUDITS AND TECHNICAL DATA. 8.1. Biennial Audit of Performance. (a) Grantor may require, at its option, that performance audits of the cable television system be conducted 970204 10572-00009 1SJ 0592880 0 - 28 - every two years by an independent technical consultant selected and employed by Grantor to verify that the system complies with all technical standards and other specifications of this Agreement. (b) Upon completion of a performance audit, the Grantor and Grantee will meet to review the performance of the cable television system. The reports required by this Agreement regarding subscriber complaints, the records of performance audits and tests, and any opinion survey reports that may be conducted by Grantor or Grantee will be used as the basis for review. In addition, any subscriber may submit complaints prior to or during the review meetings, either orally or in writing, and these will also be considered. (c) Within thirty (30) days after the conclusion of the system performance review meetings, Grantor will issue findings with respect to the adequacy of system performance and the quality of service. If inadequacies are identified, Grantor may direct Grantee to correct the inadequacies within such period of time that Grantor determines to be reasonable. (d) Participation by the Grantor and the Grantee in this process does not waive any rights they may have under applicable federal or state law. (e) In addition to the biennial performance audits described above, Grantor may conduct annual performance audits of the same or lesser magnitude, at its sole expense, when and if determined necessary or appropriate by Grantor. 970204 10572-00009 1Sj 0592880 0 - 2 9 - 8.2. System Technical Data. (a) Grantee must maintain in its local office a complete and up-to-date set of as -built system maps and drawings upon completion of construction or reconstruction; equipment specification and maintenance publications; and signal level diagrams for each active piece of electronic equipment in the system. As -built drawings must show all lines and installed equipment. (b) Technical data maintained by Grantor at its local office must also include approved pole attachment agreements, details of satellite and microwave equipment, mobile radio units, heavy construction vehicles and equipment, and video and audio equipment normally used in the operation of the system. Grantor may review this information at Grantee's local office upon reasonable advance notice. (c) All technical data required to be maintained by Grantee at its local office must be available for Grantor's inspection during normal business hours and upon reasonable notice. Upon any system failure or other operating emergency, the technical data will be made available at any time, so long as the provision of that data does not unreasonably interfere with Grantee's operations. (d) To the extent authorized by law, Grantor will maintain the confidentiality of the information provided by Grantee under this Section 8.2. 8.3. Emergency Repair Capability. It is Grantee's responsibility to assure that its personnel are qualified to make 970204 10572-00009 lsj 0592880 0 — 30 — repairs, that they are available at all reasonable times, and that they are supplied with keys, equipment location instructions, and technical information necessary to begin repairs upon notification of the need to maintain or restore continuous service to the system. 9. REVOCATION AND FORFEITURE. 9.1. Revocation. Consistent with applicable law, and in addition to any rights set out elsewhere in this Agreement, Grantor reserves the right to revoke the franchise, subject to the procedural guidelines set forth in Section 11 of this Agreement if the Grantee, whether willfully or negligently, repeatedly violates any material provision of this Agreement. 9.2. Forfeiture. Upon Grantee's failure to comply with any material term of this Agreement, the Grantor may, subject to the procedural guidelines set forth in Section 11 of this Agreement, declare a forfeiture. The Grantee may be required to remove its structures and property from the Grantor's streets and to restore those streets to their prior condition within a reasonable specified period of time. Upon Grantee's failure to do so, the Grantor may perform the work and collect all costs, including direct and indirect costs, from the Grantee. At Grantor's discretion, the cost thereof may be placed as a lien upon all plant, property, or other assets of the Grantee. 10. RECORDS: REPORTS: RIGHT TO INSPECT AND AUDIT• EXPERTS. 10.1. Grantee to Provide Records. All reports and records required under this Section 10 must be furnished at the sole expense of Grantee. 970204 10572-00009 19j 0592880 0 - 3 1 - 10.2. Records. Grantee must maintain at its local offices, and make available for inspection during normal business hours, a separate and complete set of business records for the franchise authorized by this Agreement. The Grantee must provide that information in such form as may be required by the Grantor, so long as that information is reasonably related to the scope of Grantor's rights under this Agreement, or Grantor's regulatory functions. 10.3. Maintenance and Inspection of Records. Grantee must maintain accurate books and records, in conformity with generally accepted accounting principles, showing all receipts, expenses, loans, payments, investments of capital, and other transactions relating to the cable television franchise. Grantor, upon reasonable notice, and acting by and through its duly -appointed auditors, has the right to inspect those records and to receive copies to the extent that information is reasonably related to the scope of the Grantor's rights under this Agreement, or Grantor's regulatory functions. If requested by Grantee, Grantor's auditors will promptly return copies of business records provided by Grantee in accordance with this Section 10.3. 10.4. Reports of Financial and Operating Activity. (a) Not later than ninety (90) days after the close each calendar year during the term of this Agreement, Grantee must submit to the Grantor the following reports: 1. A financial report, certified by a designated financial officer of Grantee, for all cable system activity within the franchise service area during the previous fiscal year. The report must set out separately all the annual gross receipts from all sources within the franchise service 970204 10572-00009 lsj 0592880 0 - 32 - area, the annual gross subscriber revenues derived from each tier of service in the franchise service area, the basis for the computation of franchise fees, and such other relevant facts as may reasonably be required by Grantor to verify the accuracy of the annual franchise fee payment. 2. A summary of Grantee's activities during the previous year, including, but not limited to, subscriber totals and new services. 3. A current list of Grantee's officers, directors, and other principals if there has been any change during the previous year. 4. A summary of Grantee's written record of all complaints received from subscribers and the remedial actions taken. 10.5. Performance Tests and Compliance Reports. Upon Grantor's request, and not later than April 15 of each year, Grantee must provide a written report of any FCC or other performance tests required or conducted. In addition, Grantee must provide reports of any tests and compliance procedures required by this Agreement not later than thirty (30) days after the completion of those tests and compliance procedures. 10.6. Additional Reports. The Grantee must prepare and submit to the Grantor in writing, at the times and in the form reasonably prescribed by Grantor, such additional reports as may reasonably be required with respect to Grantee's compliance with the provisions of this Agreement. 970204 10572-00009 lsj 0592880 0 - 33 - 10.7. Communications with Regulatory Agencies. Copies of all non -routine and material communications between the Grantee and the Federal Communications Commission, or any other agency having jurisdiction in respect to any matters affecting cable communications operations authorized by this Agreement must be submitted promptly to the Grantor following their receipt or mailing by Grantee. 10.8. Inspection of Facilities. Upon reasonable notice, and during normal business hours, Grantee must permit inspection, by any duly authorized representative of Grantor, of all franchise property and facilities of Grantee situated within the franchise service area. 10.9. Right to Audit. (a) In addition to all other inspection rights under this Agreement, upon ten (10) days prior written notice, Grantor has the right to inspect, examine, and audit, during normal business hours, all documents pertaining to the Grantee that are reasonably related to the Grantor's enforcement of its rights under this Agreement; provided, however, that the Grantor may not exercise this right more frequently than once in any twelve (12) month period. Those documents will be made available at the Grantee's local office. All documents pertaining to financial matters that may be the subject of an audit by the Grantor, as set forth herein, must be retained by the Grantee for a minimum of three (3) years following the termination of this Agreement. Access by the Grantor to any documents covered by this subsection 970204 10572-00009 lsj 0592880 0 - 34 - may not be denied by the Grantee on grounds that those documents are alleged to contain proprietary information. (b) Any audit conducted by Grantor under this subsection will be conducted at the sole expense of Grantor, and Grantor will prepare a written report containing its findings, a copy of which will be mailed to the Grantee; provided, however, that Grantee must reimburse Grantor for the expense of any such audit if, as the result of that audit, it is determined that there is a shortfall of more than three percent (3*) in the amount of franchise fees or other payments that have been made or will be made by Grantee to Grantor pursuant to the terms of this Agreement. 10.10. Retention of Experts. (a) In the exercise of its rights under this Agreement, Grantor has the further right to retain technical experts and other consultants on a periodic basis, but not more frequently than once every three years, for the purpose of monitoring, testing, and inspecting any construction, operation, or maintenance of the system, and all parts thereof, or to ensure compliance with and enforcement of the provisions of this Agreement. The Grantor and the Grantee will share the cost of retaining those experts; provided, however, the Grantee's share of these costs for any one periodic review or evaluation will not exceed the sum of $5,000. (b) Notwithstanding the provisions of paragraph (a) above, the Grantor may retain technical experts and other consultants whenever the Grantee has initiated proceedings that 970204 10572-00009 lsj 0592880 0 - 35 - would normally require the Grantor to retain experts and consultants, such as the filing of a request for approval of a transfer or a change in control, expansion of the franchise service area, or the modification or amendment of this Agreement. The Grantor and the Grantee will share the cost of retaining those experts; provided, however, that the Grantee's share of these costs for any single proceeding will not exceed the sum of $5,000. 11. ENFORCEMENT PROCEDURES. 11.1. Notice and Hearing upon Grantee's Default. (a) Unless otherwise provided in this Agreement, prior to formal consideration by Grantor of any termination, revocation, or forfeiture of Grantee's franchise, or the imposition of any other penalty or administrative remedy available to Grantor, including liquidated damages, attributable to Grantee's failure, whether willful, negligent, or otherwise, to adhere to the material terms and conditions of this Agreement, Grantor must make written demand on Grantee to correct the alleged default. Grantor and Grantee will expeditiously meet to discuss the alleged default, at which time Grantee must indicate, in writing, the period of time required to resolve the problem. Giving due consideration to Grantee's request, Grantor will, in writing, state the period of time Grantor will allow Grantee to resolve the problem. During this time period, but in no event less than ten (10) days before the final date for correction, Grantee may request additional time to correct the problem, and Grantor may grant that request if Grantor determines, in its 970204 10572-00009 lsj 0592880 0 - 36 - discretion, that such additional time is necessary due to delays beyond Grantee's control. If the default continues for a period of ten (10) days following the deadline for correction, plus any extension of time, a hearing will be scheduled by Grantor with regard to franchise termination, revocation, forfeiture, or the imposition of any other penalty or administrative remedy. (b) The City Manager will provide written notice of the hearing to Grantee, including the grounds for the proposed action, not less than thirty (30) days before the hearing. In addition, the City Manager, as part of that written notification, will describe the procedures to be followed by the Grantor to determine whether cause exists for termination, revocation, forfeiture, or the imposition of other penalties. At a minimum, those procedures will afford the Grantee adequate notice and a fair opportunity for full participation, including the right to introduce evidence, to require the production of evidence, to question witnesses, and to obtain a transcript of the proceeding at Grantee's expense. Within ten (10) days after receipt of that notice, Grantee must file any written objections to those procedures. The City Manager will notify Grantee of any modification to the procedures and provide another ten (10) day objection period. Any objections not raised within these ten (10) day periods will be deemed waived. At the hearing, Grantor will hear Grantee, and any other person interested in the matter, and will determine, at that or continued hearings, an appropriate course of action for enforcement of the franchise. 970204 10572-00009 lsj 0592880 0 — 37 — 11.2. Delegation. The proposed imposition of remedies, such as liquidated damages, that do not include termination of the franchise may, at Grantor's option, be determined by an officer, employee, or agency of the Grantor to which it may delegate such administrative decisions, subject to due process and the criteria contained in this section, and subject to appeal to the City Council. 12. CONTINUITY OF CABLE TELEVISION SYSTEM SERVICES. 12.1. Continuity of Service. The parties acknowledge that it is the right of all subscribers to receive all services authorized by this Agreement so long as their financial and other obligations to the Grantee are honored. During Grantee's rebuild and upgrade of the system, and upon any future sale of the system, Grantee must use due diligence and reasonable care to ensure that all subscribers receive continuous, uninterrupted service. In the event of purchase by Grantor, or a change of franchisee, Grantee will cooperate with Grantor or the new franchisee to operate the system for a temporary period in order to maintain continuity of service to all subscribers. If Grantee, through its own fault, discontinues system -wide service for seventy-two (72) continuous hours, and Grantee is in material default of this Agreement, or if the franchise is revoked by Grantor, then Grantor may, by resolution, when reasonable cause is deemed to exist, assume operation of the system for the purpose of maintaining continuity of service. Grantor's operation of the system may continue until the circumstances which, in the judgment of the Grantor, threaten the continuity of 970204 10572-00009 Isj 0592880 0 38 service are resolved to Grantor's satisfaction. Grantor is entitled to receive all revenues for any period during which it operates the system. 12.2. Operation and Management By Grantor. (a) During any period when the system is being operated by Grantor pursuant to subsection 12.1 above, Grantor will attempt to minimize the disruption of operations in a manner consistent with the maintenance of continuing service to subscribers. Notwithstanding the foregoing, Grantor may, as it deems necessary, make any changes in any aspect of operations that, in Grantor's sole judgment, are required for the preservation of quality of service and its continuity. During that period, Grantor will also maintain to the best of its ability the system's records, physical plant, financial integrity, funds, and other elements normally involved in operations. (b) Grantor may, upon assuming operation of the system, appoint a manager to act for it in conducting the system's affairs. That manager will have such authority as may be delegated by Grantor and will be solely responsible to Grantor for management of the system. Grantee must reimburse Grantor for all reasonable costs, in excess of system revenues retained by Grantor, that are incurred during Grantor's operation if the franchise remains in effect during the period of Grantor's operation. 970204 10572-00009 1sj 0592880 0 - 39 - 13. MISCELLANEOUS PROVISIONS 13.1. Assignment Transfer Sale and Change of Control. (a) Consummation of the following transactions related to this franchise, or involving the Grantee of this franchise, requires the prior written consent of the Grantor's city council expressed by resolution, which consent will not be unreasonably withheld, and then only under such conditions as may be prescribed: (1) The sale, transfer, lease, assignment, or other disposition of the franchise, in whole or in part, whether voluntary or involuntary; provided, however, that such consent will not be required for a transfer in trust, mortgage, or other hypothecation for the purpose of securing an indebtedness of the Grantee. A transfer, assignment, or other disposition of the franchise may be made only by an instrument in writing, a duly executed copy of which must be filed in the office of the City Clerk within thirty days after the City Council's adoption of the resolution consenting to that transfer, assignment, or other disposition. (2) Any merger, consolidation, reorganization, business combination, or other transaction wherein or whereby twenty-five percent or more of the ownership interests in the Grantee will be affected and control of the Grantee will change or be subject to change. As used herein, "control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of the Grantee. A duly executed copy of any written instrument evidencing the 970204 10572-00009 10 0592880 0 - 40 - closing and consummation of any such transaction must be filed in the office of the City Clerk within thirty days after the City Council's adoption of the resolution consenting to that transaction. (b) In determining whether it will consent to any transfer, assignment, or other disposition of the franchise, or to any transaction affecting the control of the Grantee, the Grantor may evaluate the financial, technical, legal and other qualifications of the proposed transferee or controlling person. Grantee must ensure that the proposed transferee or controlling person submits an application, in the form required by Chapter 13.12 of the Code and by any applicable federal law, not less than one hundred twenty (120) days prior to the closing date of the proposed transaction. After considering the financial, technical, legal and other qualifications of the proposed transferee or controlling person, the City Council may, by ordinance or resolution, authorize the proposed transaction, subject to such conditions as may be in the public interest. Grantor's consent to any such transaction may not be unreasonably denied or delayed. (c) Grantee and its proposed transferee or controlling person are jointly and severally responsible for reimbursement to the Grantor of all costs and expenses reasonably incurred in processing and evaluating the application related to the proposed transaction. These costs and expenses include, without limitation, costs of administrative reviews; financial, legal and technical evaluation of the proposed transferee; costs 970204 10572-00009 lei 0592880 0 — 41 — for technical experts and consultants in an amount not exceed $5,000; notice and publication costs; and document preparation expenses. Grantor will send Grantee an itemized statement of those costs and expenses reasonably incurred, and Grantee will pay that amount within twenty (20) days after receipt of that statement. 13.2. Force Majeure. If Grantee's performance of any of the terms, conditions, obligations, or requirements of this Agreement is prevented or impaired by any cause or event beyond its reasonable control and not reasonably foreseeable, such inability to perform will be deemed to be excused, and no penalties or sanctions will be imposed. Those causes beyond Grantee's reasonable control and not reasonably foreseeable include, but are not limited to, acts of God, civil emergencies, labor unrest, strikes, inability to obtain access to an individual's property, and inability of the Grantee to secure all necessary authorizations or permits to use necessary poles or conduits so long as Grantee exercises due diligence to timely obtain those authorizations or permits. 13.3. Possessory Interest. By accepting the franchise, Grantee acknowledges notice was given to Grantee, as required by California Revenue and Taxation Code Section 107.6, that use or occupancy of any public property pursuant to the authorization set forth in this Agreement may create a possessory interest that may be subject to the payment of property taxes levied upon that interest. Grantee is solely liable for, and must pay and discharge prior to delinquency, all possessory interest taxes or 970204 10572-00009 1sj 0592880 0 42 other taxes levied against Grantee's right to possession, occupancy, or use of any public property in accordance with any right of possession, occupancy, or use created by this Agreement. Grantee is not barred from challenging any tax on any amounts so assessed. 13.4. Indemnification. (a) Grantee will indemnify, defend, and hold harmless the Grantor, its officers, agents and employees, from and against any liability, claims, damages, costs, or expenses, including reasonable attorney's fees, arising out of or attributable to the exercise or enjoyment of the franchise renewed pursuant to this Agreement. Grantee, at its sole cost and expense, and upon demand of Grantor, will appear in and defend any and all suits, actions, or other legal proceedings, whether judicial, quasi-judicial, administrative, legislative or otherwise, instituted by third persons or duly constituted authorities, against or affecting Grantor, its officers, agents, or employees, and arising out of or pertaining to the exercise of rights arising under the franchise within the franchise service area, and injury to persons or damages to property proximately caused by any conduct undertaken by the Grantee, its agents, employees, or subcontractors, by reason of the franchise. (b) Grantor will indemnify, defend, and hold harmless the Grantee, its officers, agents, and employees, from and against all claims, suits, actions, liability, and judgments for damages arising out of or attributable to Grantor's use of the Grantee's cable communications system for the purpose of 970204 10572-00009 1sj 0592880 0 - 43 - providing emergency alerts, as specified in Section 4.3, and for the purpose of providing programming on the governmental and education access channels referenced in Sections 6.1 and 6.2. 13.5. Conflict of Interest. As of the effective date of this Agreement, the parties agree that, to their knowledge, no member of the City Council, nor any other officer or employee of Grantor, has any direct interest, whether contractual, non -contractual, financial or otherwise in this franchise, or in other business of the Grantee, and that if any such interest comes to the knowledge of either party at any time, a full and complete disclosure of that information will be made in writing to the other party, even if that interest would not be considered a conflict of interest under applicable laws. Grantee covenants that it has, at the time of execution of this Agreement, no direct interest in any business venture or other investment that would conflict in any manner with the performance of its obligations under this Agreement. 13.6. Resolution of Disputes. (a) Disputes regarding the interpretation or appli- cation of any provisions of this Agreement will, to the extent reasonably feasible, be resolved through good faith negotiations between the parties. (b) If any action at law or in equity is brought to enforce or interpret any provisions of this Agreement, the pre- vailing party in that action is entitled to reasonable attorneys' 970204 10572-00009 18j 0592880 0 - 44 - fees, costs and necessary disbursements, in addition to any other relief that may be sought and awarded. 13.7. Amendments. This Agreement supersedes all prior proposals, agree- ments and understandings between the parties and may not be modified or terminated orally, and no modification, termination or attempted waiver of any of its provisions will be binding unless in writing and signed by the party against whom the same is sought to be enforced. 13.8. Binding Upon Successors. This Agreement is binding upon and inures to the benefit of each of the parties and to their respective transferees, successors and assigns. 13.9. Counterpart Execution. This Agreement may be executed in multiple counter- parts, each of which is deemed to be an original and all of which constitute one and the same instrument. 13.10. Applicable Law. This Agreement and the transactions herein contem- plated are to be construed in accordance with and governed by the applicable laws of the State of California and of the United States. 14. DEFINITIONS. a. Defined Terms. For the purposes of this Agreement, the following words, terms, phrases, and their derivations have the meanings set forth below. When not inconsistent with the context, words used in the present tense 970204 10572-00009 1sj 0592880 0 - 45 - include the future tense, and words in the singular number include the plural number. "Basic Service" or "Basic Cable Service" or "Basic Service Tier" means the lowest service tier which includes the retransmission of local television broadcast signals. 111984 Cable Act" means the Cable Communications Policy Act of 1984. 111992 Cable Act" means the Cable Television Consumer Protection and Competition Act of 1992. "Cable Act" means the 1984 Cable Act as amended by the 1992 Cable Act and by the Telecommunications Act of 1996. "Cable Operator" means any person or group of persons (i) who provides cable service over a cable system; or (ii) who controls or is responsible for, through any arrangement, the management and operation of a cable system. "Cable Service" means (i) the one-way transmission to subscribers of video programming or other programming service; and (ii) subscriber interaction, if in conjunction with subparagraph (i), which is required for the selection of or use of that video programming. "Cable System" or "Cable Television System" or "System" means a facility, consisting of a set of closed transmission paths and associated signal generation reception and control equipment that is designed to provide cable service, including video programming, and which is provided to multiple subscribers within the community. 970204 10572-00009 19j 0592880 0 - 46 - "Complaint" means a dispute in which a subscriber notifies Grantee of an outage or degradation in picture quality that is not corrected following the initial telephone or service call. "Control" or "Controlling Interest" means actual working control in whatever manner exercised, including, without limitation, working control through ownership, management, or debt instruments, as the case may be, of the cable system or the Grantee. "Drop" means the cable and related equipment connecting the Cable System's plant to equipment at the Subscriber's premises. "Education Channel" means any channel where non-profit educational institutions are the primary designated programmers. "FCC" means the Federal Communications Commission or its designated representatives. "Franchise" means a written undertaking or action of the Grantor that authorizes a specific person to use the Grantor's streets and public ways for the purpose of installing, operating and maintaining a Cable Television System to provide Cable Service. "Government Channel" means any channel where a local government agency is the primary designated programmer, and the programming is informational programming regarding government activities and services. 970204 10572-00009 lsj 0592880 0 4 7 "Grantee" means the person to which a Franchise is granted for the construction, reconstruction, operation, and maintenance of a Cable System and the lawful successors, transferees, or assignees of that person. "Grantor" means the City of Diamond Bar, acting by and through its elected governing body, or such representative as the governing body may designate to act on cable matters in its behalf. "Gross Annual Revenue" or "Gross Annual Receipts" or "Gross Receipts" means all revenue, as determined in accordance with generally accepted accounting principles, which is received, directly or indirectly, by Grantee from or in connection with the distribution of any Cable Service, and any other service dependent upon the use of public rights-of-way that may, under existing or future federal law, be included in the Cable Act definition for the purpose of calculating and collecting the maximum allowable franchise fee for operation of the system, whether or not authorized by any franchise, including, without limitation, leased channel revenues received, directly or indirectly, from or in connection with the distribution of any Cable Service. It is intended that all revenue collected by the Grantee from the provision of Cable Service over the system, whether or not authorized by the franchise, be included in this definition. Gross Annual Revenue also specifically includes: (i) the fair market value of any nonmonetary (i.e., barter) transactions between Grantee and any person but not less than the customary prices paid in connection with equivalent transactions; 970204 10572-00009 1sj 0592880 0 — 48 — and (ii) any revenue received, as reasonably determined from time to time by the Grantor, through any means which is intended to have the effect of avoiding the payment of compensation that would otherwise be paid to the Grantor for the franchise granted. Gross Annual Revenue also includes any bad debts recovered, and all advertising revenue that is received directly or indirectly by Grantee, or any other person from or in connection with the distribution of any service over the System or the conduct of any service -related activity involving the System. Gross Annual Revenue does not include: (i) the revenue of any person to the extent that such revenue is also included in the Gross Annual Revenue of Grantee; (ii) taxes imposed by law on Subscribers that Grantee is obligated to collect; (iii) amounts that must be excluded pursuant to applicable law; and (iv) programming or advertising revenues of any affiliate of the Grantee whose programming or advertising is carried on the cable system, where such revenues are paid to that affiliate by the Grantee and recovered by the Grantee through charges to subscribers that are included in the Grantee's Gross Annual Revenue. "Headend" means that central portion of the system where signals are introduced into and received from the balance of the system. "Lease Channel" means any channel where someone other than Grantor or Grantee is sold the rights to air programming. "Local origination Channel" means any channel where the Grantee is the primary designated programmer. 970204 10572-00009 15i 0592880 0 49 "Monitoring" or "Tapping" means observing or receiving a signal, where the observer is neither the sending nor receiving party and is not authorized by the sending or receiving party to observe that signal, whether the signal is observed or received by visual, electronic, or any other means. "Pay Cable," "Pay Service," "Premium -Service" or "Pay Television" means signals for which there is a fee or charge to users over and above the charge for Basic Service, including any tiers of service; provided, however, the sale or lease of studio facilities, equipment, or tapes to local users are not deemed to be pay or premium services. "Person" means any individual, corporation, partnership, proprietorship, or organization authorized to do business in the State of California. "Plant" means the transmitting medium and related equipment that transmits signals between the Headend and Subscribers, including Drops. "Pole Attachment Agreement" or "Attachment Agreement" means any agreement with the Grantor, with any other governmental entity, or with any public utility relating to the Grantee's use of utility poles, ducts, or conduits. "Program" or "Programming" means the information content of a signal and the act or process of creating such content, whether that content is intended to be pictures and sound, sound only, or any other form of information. "Procjrammer" means any person who provides program material or information for transmission by means of the System. 970204 10572-00009 1si 0592880 0 — 5 0 — "Property of Grantee" means all property owned or leased by Grantee within the franchise service area in the conduct of its Cable System business under a Franchise. "Residential Dwelling Unit" or "Dwelling Unit" means a home, mobile home, condominium, apartment, cooperative unit, and any other individual dwelling unit. "Service" means any kind of service or type of benefit provided by Grantee, or any group of related benefits made available to any person, that involves the use of a signal transmitted via a Cable Television System within the public right-of-way, whether the signal and its content constitute the entire service or comprise only a part of a service that involves other elements of any number or kind. "Service Area" or "Franchise Service Area" means the entirety of the City of Diamond Bar. "Service Interruption" means the loss of picture or sound on one or more cable channels. "Service Tier" or "Tier" means a category of Cable Service or other services provided by a Cable Operator and for which a separate rate is charged by the Cable Operator, other than per channel or per event programming or packages of per channel or per event programming. "Streets" means the surface of, and the space above and below, any public street, sidewalk, alley, or other public way or right-of-way of any type. 970204 10572-00009 1sj 0592880 0 — 5 1 — "Subscriber" means any person electing to subscribe to, for any purpose, a service provided by Grantee by means of or in connection with its Cable System. b. Terms Not Defined. Words, terms, or phrases not defined above in paragraph (a) shall first have the meaning as defined in Chapter 13.12 of the Code, and next in the Cable Act, and next the special meanings attributable to their use in any industry, business, trade, or profession where they commonly carry special meanings. If those special meanings are not common, they will be defined as set forth in commonly used and accepted dictionaries of the English language. 15. COMPETITIVE CABLE -TELEVISION FRANCHISES. (a) Grantee acknowledges that Grantor has reserved the right to award additional franchises for cable -television systems within the City. (b) If, during the term of this Agreement, a cable - television franchise is awarded by Grantor to another person, which franchise authorizes the use of public rights-of-way to construct, operate, or maintain a cable or similar system for the delivery of video programming, then Grantor agrees with Grantee that such franchise will be subject to the following terms and conditions: 1. The term of that franchise, including any authorized extension, will not exceed the term of the franchise as provided for in Section 1.8 of this Agreement. 970204 10572-00009 1sj 0592880 0 52 2. The annual franchise fee imposed upon the grantee will not be less than the franchise fee imposed by Section 2.2 of this Agreement.. 3. The grantee will be obligated to provide governmental and educational access channels that are equivalent in number to those provided for in Section 6.1 and 6.2 of this Agreement. 4. The payments and other benefits to be received by Grantor from the Grantee, excluding the annual franchise fee that is referenced above in subsection (2), will be comparable to the payments and other benefits that are received by Grantor under the provisions of this Agreement. 16. AUTHORITY AND EFFECTIVE DATE. 16.1. Authority. The parties signing below represent and warrant that they have the requisite authority to bind the entities on whose behalf they are signing. 16.2. Effective Date. This Agreement will become effective as of the date specified in Subsection 1.7. It is the intention of the parties that the Grantee will first execute this Agreement and thereafter submit it to the Grantor. The City Clerk will insert the effective date in all counterparts of this Agreement, attest to their execution by a duly authorized officer of the Grantor, and transmit one or more fully executed counterparts to the Grantee. TO EFFECTUATE THIS AGREEMENT, each of the parties has caused this Agreement to be executed by its duly authorized 970204 10572-00009 1sj 0592880 0 — 53 — representative as of the date set forth below the authorized signature. APPROVED AS TO FORM: CITY OF DIAMOND BAR By: City Attorney Date: ATTEST: City Clerk Mayor JONES INTERCABLE, INC. By: Title. Date: APPROVED AS TO FORM: Corporate Counsel 970204 10572-00009 1sj 0592880 0 — 54 — EXHIBIT A CHAPTER 13.12 OF THE DIAMOND BAR CODE AS ADOPTED AND IN EFFECT ON THE EFFECTIVE DATE OF FRANCHISE RENEWAL 970204 10572-00009 lsj 0592880 0 § 13.12.010 DIAMOND BAR CODE CHAPTER 13.12. CABLE TELEVISION SYSTEM FRANCHISES* DIVISION 1. GENERALLY Sec. 13.12.010. Short title. The ordinance codified in this chapter shall be known and may be cited as the "Master Cable.Television System Franchise Ordinance" or "Master CATV Ordinance." (Ord. No. 14(1989), § 2(16.60.010), 6-27-89) Ser. 13.12.020. Definitions. The following words, terms and phrases, when used in this chapter, shall have the mean- ings ascribed to them in this section, except where the context clearly indicates a different meaning. When not inconsistent with the context, words used in the present tense include the future, words in the plural number include the singular number and words in the singular number include the plural number. The word "shall" is always mandatory and not merely directory. Advertising receipts means any and all income, compensation, fees and other consider- ation received directly or indirectly by franchisee, derived from any form of advertising, relating directly or indirectly to franchisee's franchise activities and operations. Basic service means the simultaneous.delivery by franchisee to television receivers, or any other suitable type of audio -video communication receivers, of any service other than an enhanced service distributed over the system, and at a minimum must include all public, educational and governmental use (PEG) channels and all broadcast channels required to be carried pursuant to federal law. Cable Act means the Federal Cable Communications Policy Act of 1984, Pub. L. No. 98.549, 98 stat. 2779(1984), which amends the Federal Communications Act of 1934, and as hereafter amended. Cable service means the one-way transmission to subscribers and institutional users of video programming and other programming services, together with return capability, if any. Examples of cable services include but are not limited to: video programming, pay-per-view, voter preference polls in the context of a video program, teletexts, one-way transmission of any computer software, and one-way videotex services, such as stock market information. Cable television system or system means a system of antennas, cables, wires, lines, towers, waveguides, microwaves, microwave, laser beam, fiber optics, master antenna system, mul- tiple distribution system, satellite, or any other conductors, converters, equipment or facilities designed and constructed for the purpose of producing, receiving, amplifying and distributing audio, video, voice, data signals, digital signals, fiber optic signals, and other forms of elec- *Cross references—Entertainment generally, ch. 5.44; streets and. sidewalks, § 12.04.010. CD13:88 UTILITIES § 13.12.020 tropic or electrical signals, located in the city, and constructed or used for one or more of the following purposes: (1) Collecting and amplifying local and distant broadcast television or radio signals and distributing and transmitting them; (2) Transmitting original cablecast programming not received through television broad- cast signals; (3) Transmitting television pictures, film and videotape programs not received through broadcast television signals, whether or not encoded or processed to permit reception by only selected receivers; (4) Transmitting and receiving all other signals: digital, voice and audio-visual; and (5) Any other applications used in transmitting audio and/or visual signals. Such term also means "community antenna television system" (as that term is used in Gov- ernment Code § 53066), "CATV system," "cable system" or "cable communications system." An exception to the above definition is a state or interstate common carrier over which the city has no jurisdiction. Commission means the county's business license commission. Construction means any new construction, reconstruction, upgrade, mandatory exten- sions, or reconfigurations (e.g., converter change -out, channel upgrades) of the cable television system. Department means the facilities management department, or its successor, of the county. Director means director, facilities management department of the county, or his autho- rized representative. Enhanced service means any service distributed over the subscriber system for which there is a per channel, per unit, or per package charge to the subscriber. FCC means the Federal Communications Commission, its designee or any successor thereto. Franchisee or grantee means the person to whom a franchise is granted pursuant to this chapter, and any person to whom it lawfully may be assigned. Franchise payment period means the period from the effective date of the ordinance granting the franchise through December 31 of the year granting the franchise, and each calendar year thereafter, during the term of the franchise. Franchise property or facilities mean any and all property of the franchisee, including, but not limited to, service connections with the franchisee's facilities, whether installed by the franchisee or not, erected, constructed, installed, laid, operated or maintained in the unincor- porated territory of the county pursuant to any right or privilege granted by the franchise. CD13:89 13.12.020 DIAMOND BAR CODE Franchise report period in all cases means the period from the effective date of the ordi- nance granting the franchise through December 31 of the year of granting the franchise, and each calendar year thereafter, during the term of the franchise. Gross revenues means any and all income, compensation, fees and other consideration received directly or indirectly by franchisee, its affiliates, subsidiaries, parent, and any other person or entity in which the franchisee has a financial interest or which has a financial interest in the franchisee, arising from or attributable to operation of the cable television system, including, but not limited to, the following sources: (1) Installation fees, disconnect and reconnect fees and fees for regular cable benefits, including the transmission of broadcast signals and access and local origination chan- nels, if any, derived from its operations within the authorized franchise area; (2) Basic subscriber receipts; (3) Enhanced service receipts, including, but not limited to, income derived from pre program or per channel charges; (4) Advertising receipts; (5) Lease receipts; and (6) Any other income from any source derived from franchisee's franchise operations. Headend means the electronic processing center for distribution of the signals received from the master antenna. Highway means any public highway, including bridges, freeway (except a state freeway), street, road, alley, lane, trail or court, or other public property or public easement, and above and below the same, which now exists or which may hereafter exist in any territory of the city and in which the city has the authority to grant a franchise. Lease receipts means any and all income, compensation, fees and other consideration received directly or indirectly by franchisee for the lease or rental of franchise property, and compensation for any service in connection therewith including, but not limited to, studio and equipment rental and production costs of any channel permitted or designated by the FCC to be so leased or rented. Leased channel means a channel on the cable system on which the franchisee shall provide open, widespread, and reasonable access to persons who desire to use such channel for com- mercial purposes, as defined in section 612 of the Cable Act. PEG means public, educational and governmental uses as defined in section 611 of the Cable Act. PEG user means a party utilizing a PEG channel for purposes of production or transmis- sion of material to subscribers, as contrasted with receipt thereof in a subscriber capacity. CD 13:90 UTILITIES § 13.12.030 Person means any individual, firm, partnership, association, corporation, joint venture, company or other legally recognized entity, whether for-profit or not-for-profit, but shall not mean the city. Public easement means, but is not limited to, any easement created by dedication to the public, the city, or any public entity, for public -utility purposes or any other purpose whatso- ever. Public entity means any district or other political subdivision of which the city council is ex officio the governing body, or the members of the city council are ex officio members of the governing body. Road commissioner means the commission, board or officer of the state, or of the city, respectively, having powers and duties analogous or similar in such jurisdiction, respectively, to the powers and duties of the road commissioner in the unincorporated territory of the county. Service means any basic service, any enhanced service, or any other service, whether or not originated by the franchisee, which is offered to any subscriber in conjunction with, or which is distributed over, the system. Service area means that area of the city in which the franchisee is authorized to construct and operate, and provide service connections for, a cable television system pursuant to the terms and conditions of the franchise. State of the art means that level of technical performance or capacity, service, plant or other equipment, production or other facilities, or construction techniques for which there is a reasonable market demand and which has been developed and demonstrated to be workable and such that it would be economically feasible and viable in the franchise area during the term of the franchise. Subscriber means any person or entity lawfully receiving for any purpose any service of the franchisee's cable television system, including the ultimate recipient of any distribution of franchisee's service. Tier or tier of service means a grouping of program services on the cable television system which is marketed to subscribers for a single monthly or other charge. (Ord. No. 14(1989), § 2(16.58.020, 16.58.030, 16.58.052, 16.58.054, 16.58.060, 16.58.070, 16.58.075, 16.58.100, 16.58.110, 16.58.115, 16.58.120, 16.58.140-16.58.200, 16.58.205, 16.58.232, 16.58.235, 16.58.240-16.58.270, 16.58.295, 16.58.300, 16.58.305, 16.58.310, 16.58.320), 6-27-89) Cross reference—Definitions generally, § 1.00.070. Sec. 13.12.030. Purpose. It is the purpose of the ordinance codified in this chapter to standardize practices in the cable television industry, to provide for the unified administration of cable television fran- chises, to regulate rates to the extent allowable by federal, state and local laws when necessary CD13:91 § 13.12.030 DIAMOND BAR. CODE for the public good, and to regulate the operation of franchises for the purpose of protecting and promoting the public health, safety and welfare in the interests of the subscriber, franchisee, and the public. (Ord. No. 14(1989), § 2(16.60.020), 6-27.89) Sec. 13.12.040. Continuation of provisions. The provisions of this chapter, insofar as they are substantially the same as existing ordinance provisions relating to the same subject matter, shall be construed as restatements and continuations thereof, and not as new enactments. (Ord. No. 14(1989), § 2(16.60.030), 6.27-89) Sec. 13.12.050. Provisions incorporated by reference. In addition to the terms and conditions set out in this chapter, the franchise is granted under the same terms and conditions contained in sections 13.08.050, 13.08.130, 13.08.140, 13.08.170, 13.08.260 through 13.08.280, 13.08.300, 13.08.310, 13.08.330, 13.08.340, 13.08.380 through 13.08.400, 13.08.430, 13.08.450, 13.08.460 and 13.08.500 through 13.08.520 as if they were contained in this chapter. If the terms and conditions hereof conflict with the terms and conditions of chapter 13.08, the terms and conditions of this chapter shall control. (Ord. No. 14(1989), § 2(16.60.040), 6-27-89) Sec. 13.12.060. Franchises granted before December 15, 1978; continuation. Article X, beginning with section 1001, of county ordinance 7468, entitled "the basic franchise ordinance," adopted February 3, 1959, as in effect immediately prior to the effective date of the ordinance codified in this chapter, shall continue in effect notwithstanding its repeal by the provisions hereof, as to all franchises granted prior to December 15, 1978, the effective date of the ordinance codified in this chapter, which refer to, or incorporate by reference ordinance 7468, or article X of such ordinance 7468. (Ord. No. 14(1989), § 2(16.60.050), 6-27-89) Sec. 13.12.070. Statutory provisions applicable. All franchises for a cable television system shall be granted pursuant to Government Code § 53066. (Ord. No. 14(1989), § 2(16.60.060), 6-27-89) Sec. 13.12.080. Paramount jurisdiction of FCC or state public utilities commission. Whenever the FCC or the state public utilities commission or any other federal or state body or agency shall now or hereafter exercise any paramount jurisdiction over any specific provisions of the franchise, such paramount jurisdiction shall preempt or preclude the exercise of like jurisdiction by the city. (Ord. No. 14(1989), § 2(16.60.070), 6-27-89) CD13:92 UTILITIES § 13.12. 110 Sec. 13.12.090. Rights reserved to the city. (a) The rights reserved to the city under this chapter are in addition to all other rights of the city, whether reserved by this chapter or authorized by law, and no action, proceeding or exercise of a right shall affect any other rights which may be held by the city. Franchisee, by acceptance of the franchise, agrees to be bound thereby and to comply with any action or requirement of the city in its exercise of any such right or power. (b) The city shall have the right to waive any provision of the franchise, except those required by federal or state regulation, if the director determines: (1) That it is in the public interest to do so; or (2) That the enforcement of such provision will impose an undue hardship on the fran- chisee or the subscribers. (c) Wherever the franchise requires that an action be taken or not taken by the franchisee or the city on the basis of operational, technological or economic feasibility or viability, the franchisee shall have the burden of demonstrating the existence or lack, as applicable, of such feasibility or viability. (d) The city shall have the power and right at all times for the duration of the franchise to require franchisee to conform to rules and regulations governing the operation of cable television systems now or hereafter adopted by the city council. (Ord. No. 14(1989), § 2(16.60.080), 6-27-89) Sec. 13.12.100. Terms and conditions generally. Every franchise granted by the city after December 15, 1978, to construct from time to time and, for the period covered by the franchise, to maintain and operate a cable television system in the territory of the city, and to maintain, operate, renew, repair and remove lines and cables for the transmission of television and radio signals, together with all appurtenances and service connections necessary or convenient for the provision of a cable television system in, under, along or across any and all service areas, highways, public properties and public easements in the territory of the city, except as otherwise provided in the ordinance granting the franchise, shall be granted upon and be subject to the rules, regulations, restrictions and terms and conditions of this chapter, in addition to such of the terms and conditions of those provisions of division 1 of chapter 13.08, as are incorporated by reference in this chapter, and in addition to those rules, regulations, restrictions, terms and conditions set forth in the ordinance granting the franchise. (Ord. No. 14(1989), § 2(16.60.090), 6-27.89) See. 13.12.110. Franchise grant not exclusive. The granting of the franchise shall not be construed to prevent the city from granting any identical or similar franchise to any person other than the franchisee. (Ord. No. 14(1989), § 2(16.60.100), 6-27-89) CD13:93 § 13.12.120 DIAMOND BAR CODE Sec. 13.12.120. Compliance with chapter provisions. Nothing contained in this chapter shall ever be construed so as to exempt the franchisee from compliance with all ordinances, rules or regulations of the city now in effect or which may be hereafter adopted which are not inconsistent with the terms of the franchise. (Ord. No. 14(1989), § 2(16.60.105), 6-27-89) Sec. 13.12.130. Acceptance of franchise. (a) The franchisee shall, within 30 days after the passage of the ordinance granting the franchise, file with the city clerk, an express and unconditional written acceptance of the terms and conditions of the ordinance; provided, however, that as to franchises granted to the United States of America, use will constitute acceptance. (b) The parent entity, if any, of the franchisee, shall file a letter with the city, concurrent with the franchisee's letter of acceptance, which guarantees the performance of each and every term, covenant and condition imposed on the franchisee pursuant to the franchise. (c) The franchisee's letter of acceptance shall be signed by a duly authorized representa- tive of the franchisee, whose signature shall be acknowledged by a notary, and shall be accompanied by the performance bond, letter of credit, and evidence of insurance required by this chapter and by the ordinance granting the franchise. (d) The ordinance granting the franchise shall be rendered null and void until such time as the franchisee meets the acceptance criteria contained in this section. (Ord. No. 14(1989), § 2(16.60.110), 6-27-89) Sec. 13.12.140. Acknowledgement of right to franchise. The franchisee, by acceptance of the franchise granted pursuant to the ordinance, ex- pressly acknowledges and accepts the right of the city to issue a franchise. The franchisee further acknowledges and accepts the right of the city to exercise directly or delegate its regulatory power to a subordinate body or its officers, employees, agencies, committees, or departments to ensure the proper implementation of the franchise. (Ord. No. 14(1989), § 2(16.60.115), 6-27-89) Sec. 13.12.150. Term of the franchise. Unless the ordinance granting the franchise provides otherwise, the term of the franchise shall be 15 years. (Ord. No. 14(1989), § 2(16.60.120), 6-27-89) Sec. 13.12.160. Insurance and indemnification requirements. (a) A franchisee shall, at its sole expense, indemnify, defend and save harmless the city, its agents, officers and employees from and against any and all liability, expense, including defense costs and legal fees, and claims for damages of any nature whatsoever, including, but not limited to, bodily injury, death, personal injury, or property damage, including property of CD 13:94 UTILITIES § 13.12.160 the franchisee, arising from or connected with either directly or indirectly, franchisee's activ- ities, operations or services hereunder, including any workers' compensation suits, liability or expense, arising from or connected with services performed on behalf of franchisee by any person pursuant to the franchise. Nothing in this section shall be deemed to prevent the parties indemnified and held harmless herein from participating in the defense of any litiga- tion by their own counsel at the franchisee's sole expense. Such participation shall not under any circumstances relieve the franchisee from its duty of defense against liability or of paying any judgment entered against such party. (b) Without limiting a franchisee's indemnification of the city pursuant to subsection (a) of this section and section 13.12.590, the franchisee shall provide and maintain at its own expense during the term of the franchise, the following programs of insurance covering its operations hereunder. Such insurance shall be provided by insurers satisfactory to the di- rector, and satisfactory evidence of such programs shall be delivered to the city, on or before the effective date of the franchise. Insurance policies and certificates evidencing coverage shall name the city, its officers, agents, and employees as additional insureds in respect to the franchisee's operations under the franchise. Such evidence shall specifically identify the fran- chise and shall contain express conditions that the city is to be given written notice by registered mail at least 60 days in advance of any modification or termination of any program of insurance: (1) Liability. Such insurance shall be primary to and not contributing with any other insurance maintained by the city, shall name the city, its officers, agents, and em- ployees as additional insureds, and shall include, but not be limited to: a. Comprehensive general liability insurance endorsed for premises -operations, prod- ucts/completed operations, contractual, broad form property damage and per- sonal injury with a combined single limit of not less than $1,000,000.00 per occurrence. If the above insurance is written on a claims made form, such insur- ance shall be endorsed to provide an extended reporting period of not less than five years following termination of the policy. b. Comprehensive auto liability insurance endorsed for all owned, non -owned, and hired vehicles with a combined single limit of at least $1,000,000.00 per occur- rence. c. Such amounts of coverage shall be subject to review and adjustment by the city, at the city's sole option, at any time during the term of the franchise. In the event of such adjustment, franchisee agrees to provide such amounts as are determined by the city, within 30 days after written notice to do so from the city. (2) Workers' compensation. A program of workers' compensation insurance in an amount and form to meet all applicable requirements of the Labor Code of the state, including employers liability insurance with a $150,000.00 limit, covering all persons providing services on behalf of franchisee and all risks to such persons under the franchise. The franchisee may provide, if applicable, a certificate of consent to self -insure, issued by the director of industrial relations of the state. Should the franchisee utilize the CD13:95 § 13.12.160 DIAMOND BAR CODE self-insurance provision of this section, and the franchisee's certification of consent to self -insure expire or be revoked, the franchisee shall be required to provide a program of workers' compensation insurance prior to or upon such expiration or revocation. (c) The franchisee shall furnish the director, prior to commencement of any franchise operations, either certified copies of the policies required by subsection (b) of this section, or a certificate of insurance for each of the required policies executed by the company issuing the policy, certifying that the policy is in force. (d) No franchise operations. shall commence until the franchisee has complied with the provisions of this section, and any such operations shall be suspended during any period that the franchisee fails to maintain such policies in full force and effect. (e) It shall -be the franchisee's obligation to provide evidence of current insurance policies. (Ord. No. 14(1989), § 2(16.60.130), 6-27-89) Sec. 13.12.170. Performance bond requirements. (a) On or before the effective date of the ordinance granting the franchise, the franchisee shall furnish the director with a bond, payable to the city, in a form and executed by a corporate surety acceptable to the city and licensed to transact business as a surety in the state. Such a bond shall be maintained in full force and effect at all times during the term of the franchise and shall be in favor of the city in the penal sum of $50,000.00, or such other sum as may be specifically provided for in the ordinance granting the franchise. Such bond shall be conditioned upon faithful performance by the franchisee of the terms and conditions of the franchise and shall provide that, in case of any breach of condition of the bond, the whole amount of the penal sum shall be deemed to be liquidated damages and shall be payable to the city by the principal and sureties of the bond. If the bond is not filed as aforesaid, the award of the franchise may be set aside and the ordinance granting the franchise repealed, and any money paid in consideration for the award of franchise shall be deemed forfeited. The perfor- mance bond may be required in addition to a letter of credit or establishment of a security fund pursuant to section 13.12.200. The rights reserved with respect to the performance bond are in addition to all other rights of the city. (b) The amounts of the bond shall be subject to review and adjustment by the city, at the city's sole discretion, at any time during the term of the franchise. In the event of such adjustment, the franchisee agrees to renew the bond, in an amount as determined by the city, with sureties to be approved by the city, within 30 days after written notice to do so from the city. (c) The performance bond shall continue to exist for one year following the director's approval of any sale, transfer, assignment or other change of ownership of the franchise, or of the expiration or termination of the franchise, only for the purpose of ensuring the franchisee's faithful performance under the terms and conditions of the franchise prior to the date of approval of the change of ownership, or of expiration or termination. The director may release CD13:96 UTILITIES § 13.12.310 the bond prior to the end of the one-year period upon satisfaction by the franchisee of all obligations under the franchise. (d) No franchise operations shall commence until franchisee has complied with the afore- mentioned provisions of this section, and any such operations shall be suspended during any period that franchisee fails to maintain the bond in full force and effect. (e) It shall be the franchisee's obligation to provide evidence of current bonding coverage. (Ord. No. 14(1989), § 2(16.60.140), 6-27-89) Sec. 13.12.180. Failure to procure or maintain required insurance and bonding. Failure on the part of the franchisee to procure or maintain insurance and bonding as required under the franchise shall constitute a material breach of the franchise upon which the city may immediately terminate or suspend this franchise. (Ord. No. 14(1989), § 2(16.60.145), 6-27-89) Sec. 13.12.190. Assignment of savings and loan certificates, certificates of deposit, cash deposits, or U.S. government securities in lieu of bond. At its sole discretion, the city may accept assignments of savings and loan certificates, certificates of deposit, cash deposits, or U.S. government securities in lieu of commercial bonds to meet the bonding requirements of this chapter. Such alternate bonds shall be made payable to the city and shall be deposited with the county's auditor -controller in the same amount as required on such bond. Assignment of savings and loan certificates shall be subject to all of the provisions set out in this Code. Earnings, if any, on the security provided shall accrue to the franchisee. (Ord. No. 14(1989), § 2(16.60.150), 6-27-89) Sec. 13.12.200. Letter of credit or security fund. In addition to the performance bond required in section 13.12.170, the city may require a clean, irrevocable letter of credit or establishment of a security fund, to be maintained in an amount to be specified in the ordinance granting the franchise, as security for compliance with time and performance requirements of the franchise. If the city withdraws any funds from any such instrument, the franchisee shall replenish the amount withdrawn within ten business days. The rights reserved with respect to a letter of credit or a security fund are in addition to all other rights of the city. (Ord. No. 14(1989), § 2(16.60.155), 6.27.89) Secs. 13.12.210-13.12.300. Reserved. DIVISION 2. APPLICATION Sec. 13.12.310. Filing. Any person desiring a franchise for a cable television system shall file an original appli- cation and 11 copies with the department in its capacity as staff for the business license commission. (Ord. No. 14(1989), § 2(16.62.010), 6-27-89) CD13:97 S 13.12.320 DIAMOND BAR CODE Sec. 13.12.320. Proprietary information. To the extent permitted by law, proprietary information may be kept confidential, if appropriately identified. If an applicant believes that the information it must submit in its application should be treated confidentially by the city, it must so advise the department by letter prior to or with its application. If it is determined by the city that such information is not confidential, the applicant will be so notified and the information will be returned to the applicant at applicant's request. (Ord. No. 14(1989), § 2(16.62.015), 6-27-89) Sec. 13.12.330. Contents. An application for a franchise for a cable television system shall contain the following information, where applicable: (1) Designation of the specific area to be served by the franchisee to include the following: a. A street map of the area to be served, including the location of proposed or existing headend site (antenna site), microwave sites, if any, and business office; b. The extent, if any, to which the applicant intends to overbuild the existing cable operator's facilities; and c. Inclusion of line extension areas, if any. Line extension areas are those areas which at time of application are not developed sufficiently for provision of cable services within the terms of section 13.12.1210, but are anticipated to reach sufficient development or density of population during the term of the franchise to support the extension of cable services. (2) Identification of the applicant to include the following: a. Indicate corporate or business entity organization of the applicant (e.g., partner- ship, corporation), and submit copies of corporate or business formation papers (e.g., articles of incorporation and bylaws; limited partnership agreement); in- clude the names and addresses of any parent or subsidiary of applicant or any other business entity owning or controlling applicant in whole or in part, or owned or controlled in part by the applicant. b. Indicate basis for acquiring ownership: whether ownership or the holding was acquired at same per-share costs as other owners, whether services or other in-kind contributions are included as a basis for acquiring ownership. c. Indicate whether a buy-out agreement exists, whether written or verbal, giving other stockholders, persons or entities the right to acquire the interest of local stockholders in the future; submit copies of the agreements. d. Resume of prior business history of applicant, including the expertise of applicant in the cable television field. e. List of all stockholders of applicant owning or controlling five percent or more of the stock of the applicant and the percentage of stock owned or controlled by each. CD 13:98 UTILITIES § 13.12.330 f. List of officers of the applicant, together with a description of education and business background of each officer. g. Provide specific information regarding whether the applicant, including the parent entity, if applicable, any principal, manager or any other cable operator of which any principal or manager of the applicant was or is a principal or manager, has ever been: Found guilty of a criminal proceeding (felonies or misdemeanors) in which any of the following offenses have been charged: fraud, embezzlement, tax evasions, bribery, extortion, jury tampering, obstruction of justice (or other misconduct affecting public or judicial officers in the performance of their duties), false/misleading advertising, perjury, antitrust violations (state or federal), violations of FCC regulations, or conspiracy to commit any of the foregoing; 2. A party to a civil proceeding in which he was held liable for any of the following, or is now a party to any such proceedings: unfair or anticompeti- tive business practice, antitrust violations (state or federal) including in- stances in which consent decrees were entered, violations of securities laws (state or federal), false/misleading advertising, violations of FCC regulations, racketeer influences and corrupt organizations, or contraband forfeitures; 3. Subject to any penalty, criminal or civil, involving failure to comply with the requirements of a cable television franchise; 4. Involved in instituting legal action against its franchising authorities; or 5. Involved in revocation/nonrenewal of any other franchises. (3) Financial information shall include a current financial statement of the applicant which has been audited by a certified public accountant. Included shall be a balance sheet, profit and loss statement for at least the three most recent years, and a state- ment of changes in financial position, if in existence for less than three years, for such period of existence. (4) Describe in detail the financing plan for the construction and initial operation of the proposed cable television system and proof of financial capability. Proof of financial capability shall include: a. A showing of sources and amount of equity capital; if equity contribution is borrowed, describe collateral and terms of the loan; b. A showing of sources and amount of debt capital, both primary and secondary; and c. Terms of financing. (5) Supply documentation that demonstrates and insures the applicant's financial via- bility, such as: a. Letters of commitment from financial institutions which demonstrate the avail- ability of sufficient funds to complete construction of the proposed system. Com- mitments conditional on the obtaining of the franchise are acceptable. CD13:99 § 13.12.330 DIAMOND BAR CODE b. If the applicant is a multiple system operator, give evidence of the portion of the company's sources of financing which is uncommitted and will be applied to the proposed construction and operation of the system. c. State the amount of equity contribution, plus the method by which the contribu- tion is paid (i.e., cash, cash plus credit, services, etc.). Include financial commit- ment documentation for each investor. d. If the applicant is a division or subsidiary of a multiple operator, provide the proposed debt instrument describing terms of payment, and/or other documenta- tion showing funds committed to the applicant. e. If capital is to be raised or supplied by a parent company or other entity, provide an annual report for the parent entity, or equivalent information if an annual report is not prepared for the parent entity. f. Describe sources and documentation evidencing debt financing. g. The applicant will be required to authorize release of financial information to the city from financial institutions relating to information supplied by the applicant in support of the application. (6) Provide pro forma financial statements. Pro forma financial statements are required for a minimum of five years beginning with the date the franchise agreement is accepted, projected annually through the year the applicant anticipates that all fi- nancing obligations and debts will have been retired. Such pro formas shall include income statements supported by realistic levels of subscriber penetration, including the source of the information and basis for the projection. Sources and uses of funds, loan amortization information, anticipated capital expenditures, construction costs, depreciation schedules, and operating expenses shall be provided and the basic as- sumptions relied upon shall be detailed to support its projections. The information and assumptions shall include financial aspects of miles to be built and types of installation (aerial/underground), building schedule, headends, other capital invest- ments and planned coverage; debt, debt equity ratio, debt service costs; depreciation; operating costs in detail; assumed market penetration rate; expected internal rate of return; discuss fixed and variable costs; and such other relevant information as the city deems appropriate. (7) Provide a construction schedule, describe type and placement of construction, detail phases of construction, and include a map correlated to the phases of construction. Include copies of any agreement with utility companies for the use of any facilities including, but not limited to, poles, lines and conduits. (8) Proposed rates and charges to be charged subscribers; indicate the extent to which the franchisee proposes to utilize bulk rate contracts, promotional considerations, or lock box charges and other charges, if any. (9) Description of system configuration, programming and equipment to include: a. A technical schematic of the system that will be used to provide coverage to the service area. CD13:100 UTILITIES § 13.12.330 b. An itemized list of the electronic equipment to be used, channels to be provided, pay TV or additional services; indicate channel lineup for basic service and other service tiers (by service tier), and type of converter; include the manufacturer, type and model numbers (aerial and underground, including drops), active elec- tronics including power supplies and standby power systems, and passive elec- tronics; describe the need for and proposed use of converters including an expla- nation of the conditions under which converters will be furnished. c. A description of headend design and reception facilities, including make and model numbers of antennas, signal processors, modulators, demodulators, FM processors and status monitoring systems. Indicate whether signal studies or measurement programs have been undertaken in selecting the headend sites and microwave sites, if any. d. A description of any other headend and/or subscriber terminal equipment that will be or may be installed for pay-per-view service, other interactive services, text display, home security, etc. Give full details of immediate and longterm plans including arrangements actually made. e. A summary spectrum utilization chart. f. Make and model number of emergency override system, describe how the system will work, how and from where the system will be activated. g. A description of equipment for standby power (for headend, transportation and trunk amplifiers); length of time standby power will be provided. h. A description of equipment to be used for programming any automated channels, including make and model numbers of the equipment. i. A discussion of channel expansion capability in respect to both the shortterm and longterm, including specific. reference to the degree of flexibility available for adapting the system to increasing or changing capacity requirements. (10) Forecast of number of homes in franchise service area, number of homes to be passed, if different from number of homes in the franchise service area, and projected number of subscribers, market penetration. (11) Description of technical standards to which the system will conform. Information shall include, but not be limited to: Carrier to noise ratio, composite triple beat, and cross modulation specifications. Provide the calculations supporting these specifica- tions associated with the transmission paths described in subsections (9)a, (9)b and (9)c of this section. All supporting calculations shall be related to full loading of unmodulated television signals. Any enhancements such as HRC channelization, synchronous carriers of FM modulation shall be separately stated. a. Worst-case satellite received signal to the most distant subscriber, including distribution system and super trunk effects. b. Worst-case off -air -signal to most distant subscriber, including distribution and super trunk effects. c. Worst-case most distant institutional originators to most distant subscriber, in- cluding upstream path distribution system and longest super trunk effects. CD13:101 § 13.12.330 DIAMOND BAR CODE d. Amplifier cascade. Indicate the number of amplifiers, number of miles and type of cable in the longest amplifier cascade in the proposed cable system. (12) Disclosure of whether the applicant is in process of acquiring other cable systems or businesses which could impact its resources (management and financial) available to construct, upgrade, maintain and operate the franchise. Indicate any plans for future acquisitions within the next two years which could impact the applicant's ability to furnish service. (13) If a limited partnership, indicate if there are any plans to sell/dissolve the partnership within the term of the franchise. (14) Indicate provisions for PEG programming. At the minimum, the franchisee shall make available as of the date of initiation of cable services, the capability of broad- casting a tape which a PEG user provides to the franchisee for showing on the system, subject to legislative guidelines dealing with copyright clearances, obscenity provi- sions and other appropriate areas concerning acceptance of programming for viewing, and within 12 months of initiation of cable services, provide videotaping and editing capabilities for PEG users. To the extent feasible at time of application, describe the facilities, equipment, training for residents, funding and staffing which franchisee will ensure are available for residents of the franchise service area. The program plan should provide for a comprehensive and well-balanced production capability which will enable the user to produce programming in a studio and to videotape productions at remote locations. The program plan shall address, but not be limited to, the fol- lowing areas: a. Establishment of a citizens group reflecting the community needs and interests to advise the franchisee and the franchising authority on the utilization of the community access resources. b. Description of training opportunities for the residents of the area and the staff of the franchising authority. c. Description of funding sources and available grants for the support of community access programming. d. Description of an information outreach program for the community regarding community programming opportunities. e. Description of franchisee's capital financial obligation to support the plan de- scribed in this section. f. Description of facilities, equipment and materials franchisee will ensure are available for use of the residents. Plan may include several phases of commit- ment and implementation. g. Provision for a periodic reassessment of community needs and interests, to be conducted within a minimum of three years and a maximum of five years, which will determine whether additional facilities, equipment, materials and/or training opportunities are needed to meet changing community needs and interests during the term of the franchise. CD13:102 UTILITIES § 13.12.350 (15) Any other details, statements, information or references pertinent to the subject matter of such application which shall be required or requested by the city or by any provision of law. (Ord. No. 14(1989), § 2(16.62.020), 6-27-89) Sec. 13.12.340. Franchise processing fee. (a) Upon submission of an application, the applicant/franchisee shall pay to the city a nonrefundable franchise processing fee as follows: (1) Initial grant of franchise or renewal of existing franchise: a. Franchise area containing less than 1,000 homes: $1,000.00; b. Franchise area containing 1,001 to 5,000 homes: $2,500.00; c. Franchise area containing 5,001 to 10,000 homes: $5,000.00; and d. Franchise area containing 10,001 or more homes: $7,500.00. If the franchise area contains less than 100 homes, franchisee may receive credit for all or a portion of the processing fee. Such credit shall be applied to franchise fee payments required by section 13.12.810. Granting the credit shall be at the sole discretion of the board and shall be based upon economic and/or technological con- siderations specific to the franchise area. (2) Consent to sale, transfer, transfer of stock, assignment, lease, hypothecation or trust of franchise, not requiring modification of the franchise by adoption of an amending ordinance: $1,000.00. (3) Modification of franchise requested by franchisee requiring the adoption of an amending ordinance: $2,500.00. (4) Consent to sale, transfer, transfer of stock, assignment or lease, or any other action requiring modification of franchise by adoption of an amending ordinance: $2,500.00. (5) Modification of franchise resulting from noncompliance with one or more provisions of the franchise which requires the adoption of an amending ordinance: $2,500.00. (b) The applicant may be required to pay any additional costs incurred by city in the processing of the applicant's request for franchise, renewal, modification, consent to sale, transfer, transfer of stock, assignment, lease, hypothecation or trust of franchise. Such costs may include the costs incurred for hiring consultants to assist in evaluating the application. Such costs shall be paid by the applicant prior to final consideration of the request by the director or the city council, as applicable. (Ord. No. 14(1989), § 2(16.62.025), 6-27-89) Sec. 13.12.350. Distribution of copies. Upon receipt of an application for franchise, the department shall transmit one copy each thereof to the appropriate city departments. (Ord. No. 14(1989), § 2(16.62.030), 6-27-89) CD13:103 § 13.12.360 DIAMOND BAR CODE Sec. 13.12.360. Deposit of publication and notice costs. Upon receipt of an application for franchise, the commission shall estimate the cost of publication and posting of the notice of hearing, as provided in this division, and shall notify the applicant of the amount thereof. No further action will be taken on the application until the estimated cost of publication and posting has been deposited with the commission by the applicant. (Ord. No. 14(1989), § 2(16.62.040), 6.27-89) Sec. 13.12.370. Public hearing—Scheduling prerequisites. Upon receipt of the required deposit, the commission shall set the application for a hearing at a time and date approved by the director. Notwithstanding the foregoing, no application for franchise shall be set for hearing unless it contains the information required by section 13.12.330. (Ord. No. 14(1989), § 2(16.62.050), 6-27-89) Sec. 13.12.380. Same—Notice requirements. Not less than ten days before the hearing, the commission shall give notice in writing of the time, date and place of hearing to the director, the auditor -controller, and the applicant. The commission shall serve such notice upon the applicant by first class mail, postage prepaid. (Ord. No. 14(1989), § 2(16.62.060), 6-27-89) Sec. 13.12.390. Posting notice—Contents. (a) The posted notice of hearing shall state that an application has been made for a cable television franchise for (specify area to be served) and shall contain the following statement: "Any person having objections to the granting of the franchise for which the appli- cation is made, or wishing to suggest any other terms and conditions which should be included in such franchise, may, at any time prior to the date above named, file with the commission in writing, objections or suggestions, or both, giving the reasons therefor, and may appear at the time and place of the hearing to be heard relative thereto." (b) The notice shall also indicate the address and telephone number of the commission. (Ord. No. 14(1989), § 2(16.62.070), 6-27-89) Sec. 13.12.400. Same—Location. In those places, a minimum of two places, up to and including a maximum of ten places, within the proposed franchise service area to be served which the commission finds will most adequately notify the inhabitants thereof, the commission, not less than five days prior to the hearing, shall post notice of the time, date and place of hearing at each of the selected loca- tions. (Ord. No. 14(1989), § 2(16.62.080), 6-27-89) CD 13:104 UTILITIES § 13.12.450 Sec. 13.12.410. Publication of notice. Not less than five days before the hearing, the commission shall publish in a newspaper of general circulation circulated within the area to be served, and pursuant to Government Code § 6061.3, the same notice as is required to be posted. (Ord. No. 14(1989), § 2(16.62.090), 6-27-89) Sec. 13.12.420. Posting and publication costs. If the cost of publication and posting of notice of hearing exceeds the amount deposited by the applicant, the commission shall bill applicant for the deficiency. The applicant shall pay the whole of such bill within 30 days after receipt thereof. If the amount of the deposit exceeds the cost of publication and posting, the city shall refund the difference to the applicant. (Ord. No. 14(1989), § 2(16.62.100), 6-27-89) Sec. 13.12.430. Protests and suggestions; filing time. Any person interested, at any time after the filing of an application as provided in this division and prior to the hearing thereon, may file with the commission written protests or suggestions, or both, either against the granting of the franchise or to suggest any terms and conditions which should be included in the franchise. The commission, in considering the application, shall give consideration to all of such protests and suggestions. (Ord. No. 14(1989), § 2(16.62.110), 6-27-89) Sec. 13.12.440. Conduct of public hearing. At the time and place set for the hearing or at the time and place to which the hearing may be continued by the commission, the commission shall hear the applicant, who may present any evidence to show why the franchise should be granted, why certain terms or conditions should be imposed or not imposed on such franchise, if granted, and also shall hear testimony or statements of other persons who may attend the hearing and present reasons why the application should be denied, or why, if granted, the franchise should or should not be subject to certain conditions. (Ord. No. 14(1989), § 2(16.62.120), 6-27-89) Sec. 13.12.450. Recommendations following hearing. Within 30 days after the close of the hearing, and based upon the evidence received at the hearing and other matters which the commission is required to consider, the commission shall file with the city council its recommendations as to whether or not the application should be granted and, if granted, subject to what conditions. The commission shall send a copy of its recommendations to the applicant, the director, the auditor -controller, and the director of public works. (Ord. No. 14(1989), § 2(16.62.130), 6-27.89) CD13:105 § 13.12.460 DIAMOND BAR CODE Sec. 13.12.460. Council action on recommendations. Upon receipt of the recommendations of the commission, the city council may take any one of the following actions: (1) The action recommended by the commission; (2) Refer the matter back to the commission with or without instructions; (3) Require a transcript of the testimony and any other evidence received by the com- mission and take such action as in its opinion is indicated by the evidence; or (4) Set the matter for public hearing before itself. Such public hearing shall be held de novo as if no hearing previously had been held. (Ord. No. 14(1989), § 2(16.62.140), 6-27-89) Sec. 13.12.470. License agreement; processing fee. In the case of an application for a license agreement to construct and maintain a portion of a cable television system along, over, across or under public rights-of-way to extend cable television services to a franchise granted by one or more franchising authorities, the applicant shall pay a license agreement processing fee of $1,000.00. The applicant may be required to pay any additional costs incurred by the city in the processing of the applicant's request for a license agreement. Such costs may include the costs incurred for hiring consultants to assist in evaluating the application for a license agreement. (Ord. No. 14(1989), § 2(16.62.150), 6-27-89) Sec. 13.12.480. Authority to execute license agreements. The director may execute license agreements for the use of county roads and county easements by cable television systems operating within the city which do not exceed 15 years in term. (Ord. No. 14(1989), § 2(16.62.160), 6-27-89) Sec. 13.12.490. Line extension areas; authority to grant. (a) When franchisee makes application for a franchise or renewal of a franchise, and there exists an area or areas adjacent to the requested franchise service areas, which at the time of application have not reached sufficient development or density of population to require the provision of cable services within three years of the granting of the franchise or renewal, but for which it is anticipated that such development or density will occur within the term of the franchise, the franchisee may include in the application a request for such areas to be included as line extension areas. The application shall include a map on which the line extension areas are indicated. (b) The director shall have the authority to grant one or more line extensions during the term of the franchise. As a condition to the granting of the extension of cable service to the line CD13:106 UTILITIES § 13.12.500 extension areas, the director may impose additional terms and conditions upon the franchise which the director may deem to be in the public interest. (c) At such time as the franchisee determines that the line extension areas have developed sufficiently to warrant the extension of cable services, the franchisee shall apply to the director for approval to extend cable services. The application shall include, but not be limited to, a map of the areas to be constructed, a construction schedule, an estimate of construction costs, a copy of the complaint record as identified in section 13.12.1390(d), and other applicable information required by the director. (d) After approval to proceed with the line extensions, and upon notification by the fran- chisee that construction of the areas has been completed, the areas shall be considered a part of the franchise service areas, as if originally granted in the ordinance granting the franchise, and the term of the franchise for such extension areas shall expire when the term of the original franchise areas expires. The director shall issue written notice to the franchisee that the areas shall thereafter be considered as if a part of the original franchise service area. A copy of the notice shall also be riled with the city council for its records. (e) The franchisee shall provide to any areas constructed under the line extension policy the same services at the same rates by the franchisee as the franchisee provides to those service areas in the original franchise service areas, as set forth in section 13.12.1210. (Ord. No. 14(1989), § 2(16.62.180), 6-27-89) See. 13.12.500. Request for new extension areas to be included in franchise; authority to grant. (a) During the life of the franchise, should the franchisee determine that any undeveloped areas not included in the original franchise application as line extension areas reach sufficient development to warrant the extension of cable services, the franchisee shall apply to the director for approval to extend cable services to such new extension areas. At the director's sole option, the director may elect to refer the application to the city council or the commission for action on the request. (b) An application shall be submitted to the director which shall include, but not be limited to, maps of the areas to be constructed, an estimate of the number of homes in the areas, a construction schedule, an estimate of construction costs, a copy'of the complaint record as identified in section 13.12.1390(d), and other applicable information required by the di- rector. The application shall be accompanied by a processing fee, in an amount determined according to the requirements of section 13.12.340, based on the homes contained in the newly requested areas. (c) As a condition to the granting of the extension of cable service to the requested ex- tension areas, the director or city council or commission, as applicable, may impose additional terms and conditions upon the franchise which the director or city council or commission, as applicable, may deem to be in the public interest. CD13:107 § 13.12.500 DIAMOND BAR CODE (d) Upon the director's or commission's or city council's determination to consent to the request to add new extension areas to the franchise, the director shall issue written notice to the franchisee. Such written notice shall include maps and legal descriptions of the new extension areas. A copy of the notice shall also be filed with the city council for its records. (e) Any such new extension areas shall be considered a part of the franchise service areas as if originally granted in the ordinance granting the franchise, and the term of such new extension areas shall expire when the term of the original franchise areas expires. (f) The franchisee shall provide to any areas constructed under this section the same services at the same rates as franchisee provides to those service areas in the original fran- chise areas, as set forth in section 13.12.1210. (g) The director shall advise the city council and the commission on a semiannual basis of the status of all new extensions granted during the preceding period. (Ord. No. 14(1989), § 2(16.62.190), 6-27-89) Sec. 13.12.510. Liquidated damages. (a) By acceptance of a franchise granted by the city, the franchisee understands and shall agree that failure to comply with any time and performance requirements as stipulated in this chapter and the ordinance granting the franchise (franchise agreement) will result in damages to the city and that it is and will be impractical to determine the actual amount of such damage - in the event of delay or nonperformance. Each of the amounts set forth in this section has been set in recognition of the difficulty in affixing actual damages arising from breach of the franchise agreement. The franchise agreement may include provisions, where applicable, for liquidated damages to be paid to the city by the franchisee, in the following amounts, or amounts set forth in the franchise agreement, and chargeable to the letter of credit or security fund, should the franchisee not make payment within 30 days of written notice by the city that the following amounts are due for the following concerns: (1) Failure to complete system construction in accordance with the franchise agreement, unless the director approves the delay due to the occurrence of conditions beyond the franchisee's control: $500.00 per day for each day, or part thereof, that the deficiency continues. (2) Failure to provide data, documents, or reports within ten days after a written request, or within such longer time as may be specified in the request: $50.00 per day for each day, or part thereof, that each violation continues. (3) Failure to test, analyze and report on the performance of the system following a written request pursuant to the franchise agreement within such time as may be specified in the request: $100.00 per day for each day, or part thereof, that such noncompliance continues. (4) Failure to provide in a continuing manner the type of services proposed in the fran- chisee's application as incorporated into the ordinance granting the franchise, unless the director approves a delay or change, or the franchisee has obtained a modification CD13:108 UTILITIES § 13.12.520 of its obligation under section 625 of the Cable Act: $500.00 per day for each day, or part thereof, that each noncompliance continues. (5) Failure to construct cable system to an area meeting the density requirements fol- lowing a written request therefor, within such time as may be specified in the request: $100.00 per day for each day, or part thereof, that each noncompliance continues. (6) Failure to provide required notices to subscribers: $1.00 per subscriber per month for each month, or part thereof, that each noncompliance continues. (7) Failure to provide current evidence of insurance and bonding. $100.00 per month for each month, or part thereof, that each noncompliance continues. Nothing in this section shall preclude immediate termination or suspension of franchise, as provided for under section 13.12.180 for franchisee's failure to procure or maintain the re- quired insurance and bonding. (8) Nothing in this section shall preclude further liquidated damages as agreed upon by the parties in the franchise agreement. (b) If the director determines that the franchisee is liable for liquidated damages, the director shall issue to the franchisee by certified mail written notice of intention to assess liquidated damages. Assessments shall begin to accrue as of the date of the written notice and as set forth in the notice. The notice shall set forth the basis for the assessment and give the franchisee a reasonable time in which to remedy the violation. (c) The franchisee shall have the right to appeal any notice to the director, by certified mail, within 15 days of receipt of notice. The director shall hold an administrative hearing within 60 days of receipt of an appeal. The director's decision shall be final. (d) If the franchisee does not appeal the notice within the 15 -day period, the franchisee shall pay the amounts of liquidated damages as indicated in the notice. If payment is not paid, as provided for in this section, the city may draw against the letter of credit or security fund in the specified amounts. (Ord. No. 14(1989), § 2(16.60.157), 6-27-89) Sec. 13.12.520. Grant and forfeiture conditions. (a) The franchise is granted and shall be held and enjoyed upon each and every condition contained in the ordinance granting the franchise and each and every condition contained in this chapter, and shall ever be strictly construed against the franchisee. (b) In addition to all other rights and powers retained by the city under this chapter or otherwise, the city reserves the right to suspend or revoke and terminate a franchise and all rights and privileges of a franchisee in the event of a material breach of its terms and condi- tions. In interpreting this section, material provisions shall include all labeled as such and all others, which, under all the facts and circumstances indicated, are a significant provision of CD13:109 § 13.12.520 DIAMOND BAR CODE the franchise agreement. A material breach by the franchisee shall include, but shall not be limited to, the following: (1) Violation of any material provision of the franchise or any material rule, order, regulation or determination of the city made pursuant to the franchise; (2) Attempt to evade any material provision of the franchise or practice any fraud or deceit upon the city or its subscribers or customers; (3) Failure to begin or complete system construction, reconstruction or system extensions as provided under the franchise; (4) Failure to provide the types of facilities, equipment or services promised; and (5) Material misrepresentation of fact in the application for or negotiation of the fran- chise. The foregoing shall not constitute a material breach if, in the opinion of the city council, the violation occurs without fault of the franchisee or occurs as a result of circumstances beyond its control. The franchisee shall not be excused by mere economic hardship nor by misfeasance or malfeasance of its shareholders, directors, officers or employees. (c) The director, prior to any suspension or revocation and termination of the franchise, shall give to the franchisee not less than ten days' notice in writing of any default thereunder. If the franchisee does not within the noticed period begin the work of compliance or, after such a beginning, does not prosecute the work with due diligence to completion, the city council shall hold a hearing, at which the franchisee shall have the right to appear and be heard. Notice of the hearing shall be given to the franchisee by certified mail not less than ten days before the hearing. (d) Upon the conclusion of the hearing, the city council may determine whether such conditions are material and essential to the franchise and whether the franchisee is in default with respect thereto and may declare the franchise suspended or revoked and terminated. No revocation and termination shall become effective less than 30 days after the council's decla- ration to revoke and terminate; and no lapse of time, expenditure or any other thing shall be deemed to give the franchisee any vested right or interest in the continuation of the franchise granted. (Ord. No. 14(1989), § 2(16.60.160), 6-27.89) Sec. 13.12.530. Costs of technical assistance. The franchisee shall pay the costs incurred by the city for any technical assistance deemed necessary by the city for obtaining independent verification of technical compliance with all franchise imposed standards. (Ord. No. 14(1989), § 2(16.60.165), 6.27-89) CD13:110 UTILITIES § 13.12.540 Sec. 13.12.540. Sale, transfer, stock transfer, lease, assignment, hypothecation or change in control of franchise; conditions. (a) The franchisee shall not sell, transfer, assign, lease, hypothecate, place in trust or change the control of the franchise or any part thereof, except with the prior consent of the director, and after payment of the fees required by section 13.12.340. Director's consent shall not be unreasonably withheld. As used in this section, the word "transfer" includes stock transfer and the word `control" includes actual working control in whatever manner exer- cised. (b) The franchisee shall inform the director of any pending sale, transfer, lease, assign- ment, hypothecation, placing in trust or change in control, except as excluded in subsection (e) of this section. The transferor and transferee must file an application for the director's consent to transfer control of or assign the franchise as set forth in subsections (g) and (h) of this section. Such applications shall be accompanied by the fees required in subsection 13.12.340(a) and shall be signed by duly authorized representatives and the signature acknowledged by a notary. (c) The franchisee shall file with the director a certified copy of the duly executed instru- ment of such sale, transfer, assignment, lease, hypothecation, trust or change in control within 30 days of the effective date of such sale, transfer, assignment, lease, hypothecation, trust or change in control. If such duly executed instrument is not filed with the director within 30 days after the effective date of such sale, transfer, assignment, lease, hypothecation, trust or change in control, then upon the expiration of 30 days, the franchise shall be subject to forfeiture and the city council may, without notice, by ordinance repeal the franchise. (d) As a condition to the granting of consent to such sale, transfer, assignment, lease, hypothecation, trust or change in control, the city council may impose such additional terms and conditions upon the franchise and upon the grantee or assignee which the director rec- ommends or the city council deems to be in the public interest. Such additional terms and conditions shall be expressed by ordinance. Nothing contained in this section shall be con- strued to grant to the franchisee the right to sell, transfer, assign, lease, hypothecate, place in trust or change control of the franchise or any part thereof, except in the manner described in this section. This section applies to any assignment, whether by operation of law, by voluntary act of the franchisee, or otherwise. (e) Shareholders and/or partners of the franchisee may transfer, sell, exchange, assign or divest themselves of any interest they may have therein. However, if any such sale, transfer, exchange, assignment, divestment or other change is effected in such a way as to give control of or 25 percent or more interest in the franchisee to any persons, corporation, partnership or legal entity other than the controlling interest therein on the effective date of the franchise or the effective date of the last assignment, sale, transfer, or other action which required the city council's or director's consent, consent thereof shall be required. (f) Consent to any such transfer shall only be refused if the director finds that the fran- chisee is in noncompliance with terms and conditions of the franchise and/or that the trans- CD13:111 § 13.12.540 DIAMOND BAR CODE feree is lacking in experience and/or financial ability to operate the cable television system authorized by the franchise. (g) The transferor's (assignor's) application shall include: (1) Identification and ownership of transferee. In its application for consent, transferor shall identify the transferee and its ownership in the same detail as if the transferee were an applicant for an initial grant. (2) A copy of the complaint record as identified in subsection 13.12.1390(d). (3) Financial statements. Current financial statements showing the financial condition of the franchise as of the date of the application. The transferor shall also agree to submit financial statements showing the condition of franchise as of the closing. Such financial statements shall have been audited and certified by an independent certified public accountant, and shall be submitted within 90 days of the closing. (4) The submittal of a final accounting and report of franchise fees set forth in division 3 of this chapter within 30 days of the effective date of approval of transfer/assign- ment of the franchise, or of the date of close of the transfer/assignment. The transferee shall be responsible for any underpayment, and shall be entitled to a credit for any overpayment. (h) The transferee's (assignee's) application shall include: (1) A specific and complete response to the criteria set forth in section 13.12.330 in as complete a form as if the transferee were applying for an initial franchise. (2) Current financial statements of the proposed transferee and other such information and data, including, but not limited to, sources of capital, as will demonstrate con- clusively that the transferee has all the financial resources necessary to acquire the cable television system, carry out all of the terms and conditions of the franchise, remedy any and all defaults and violations of the provisions of this division and of the ordinance granting the franchise in the transferor's past and present operations, make such other improvements and additions as may be required or proposed in the services and facilities, including, but not limited to, upgrading, rebuilds, and exten- sions of facilities and equipment. (3) A statement of any changes in rates and charges which the transferee proposes to make during the first three years following approval of the transfer or assignment. (4) An express and unconditional written acceptance of the terms and conditions of the existing franchise, and the franchise, as modified, as a condition to the transfer, accompanied by such guarantees as meet the requirements of subsections 13.12.130(b) and (c). CD13:112 UTILITIES § 13.12.570 (5) A summary of the plans and commitments of the transferee to remedy the specific defaults and violations, if any, in the operations of the cable operator (transferor) under the existing franchise. (Ord. No. 14(1989), § 2(16.60.170), 6-27-89) Sec. 13.12.550. Overlapping franchise areas held by one franchisee. If a franchisee acquires an additional franchise which results in the overlapping in whole or in part of any franchise service areas, the director shall determine which of the two fran- chises shall prevail as to the overlapping areas, and the franchise service area granted in the nonprevailing franchise shall be reduced by ordinance to delete the overlapping areas. (Ord. No. 14(1989), § 2(16.60.175), 6-27-89) Sec. 13.12.560. Franchise fee; report requirements. (a) The franchisee, during the term of the franchise, within 60 days after the expiration of each calendar year, shall file with the county auditor -controller and the department, one copy to each, of a report verified by the oath of the franchisee, or by the oath of a duly authorized representative of the franchisee, setting forth in detail the computation of the amount of the franchise payment due for the immediately preceding calendar year. For each physically separate transmission and distribution system, any portion of which is located within the franchise area, the report shall contain: (1) A detailed profit and loss statement showing all gross receipts and expenses derived from the franchisee's franchise operations during the reporting period. (2) The total number of service connections in operation as of the last day of the calendar year. (b) The franchisee shall also provide, on request, such additional data as is reasonably necessary in the opinion of the county auditor -controller to calculate or verify the calculation of the annual payment required by section 13.12.810. (Ord. No. 14(1989), § 2(16.60.180), 6-27-89) Sec. 13.12.570. Reports to director or department. The franchisee shall file with director or department, as applicable, the following reports: (1) An annual cable report, including, but not limited to, an annual status report, and a construction report, if applicable, in a form prepared by the director, to the depart- ment on or before January 31 of each year, or as determined by the department. The franchisee shall include a copy of the most recent annual equal employment oppor- tunity report filed pursuant to section 634 of the Cable Act. (2) Other reports, documents, data and annual proof of performance as deemed necessary by director for the administration and review of the franchisee's performance under the terms and conditions of the franchise. CD13:113 § 13.12.570 DIAMOND BAR CODE (3) Within 60 days of the effective date of the ordinance granting the franchise, the franchisee shall begin submittal to the department of a monthly construction activity report reflecting the construction status for the preceding month. The report shall include the status of permits, number of miles constructed, number of homes passed, any conditions which may affect the construction schedule, and any other information required by the director. Unless otherwise instructed by the director, such monthly reports will be required until the completion of construction activities. (4) After the completion of initial construction, at such times as construction or recon- struction activities are undertaken during the term of the franchise, the franchisee shall be required to submit quarterly construction reports containing the information required in subsection (3) of this section. (Ord. No. 14(1989), § 2(16.60.182), 6-27-89) Sec. 13.12.580. Reports to director of public works. The franchisee, during the term of the franchise, within 60 days after the expiration of each calendar year, shall: (1) File a report with the director of public works, which shall contain a street and highway map of any convenient scale on which shall be plotted the location of the headend facilities and the entire transmission and distribution system covered by the report as of the last day of the franchise payment period, with all that part of the system located in county highways indicated by distinctive coloration or symbols. The submission of this map for general reference purposes shall not relieve franchisee of the obligation to file with the director of public works the more detailed map required by section 13.08.130, as incorporated by reference in this section. The franchisee shall also provide on request such additional data as is reasonably necessary in the opinion of the county auditor -controller to calculate or verify the calculation of the annual payment required by section 13.12.820. (2) File with the director of public works a report in duplicate showing: a. The permit number of each permit obtained for the doing of any work under the franchise for which a permit is required during the immediately preceding fran- chise report period; and b. The lineal length of lines and cables installed pursuant to each permit during the immediately preceding franchise report period. (Ord. No. 14(1989), § 2(16.60.185), 6-27-89) Sec. 13.12.590. Liability and indemnification. (a) The franchisee shall indemnify and hold the city harmless from and against any and all loss, damages, liability, claims, suits, costs and expenses, including reasonable attorneys' fees, regardless of the merit or outcome of any such claim or suit, claimed or arising from any negligent or intentional act or omission of the franchisee, its officers, employees, agents or subcontractors, arising from activities or work conducted pursuant to the franchise. CD13:114 UTILITIES § 13.12.630 (b) The franchisee shall indemnify, defend and save harmless the city, its officers, agents and employees, from and against any and all claims and losses whatsoever, including reason- able attorneys' fees, accruing or resulting to any and all persons furnishing or supplying work, services, materials, equipment or supplies in connection with activities or work conducted or performed pursuant to the franchise and arising out of such activities or work, and from any and all claims and losses whatsoever, including reasonable attorneys' fees, accruing or re- sulting to any person for damage, injury or death arising out of the franchisee's franchise operations. (Ord. No. 14(1989), § 2(16.60.190), 6-27-89) Sec. 13.12.600. Additional terms and conditions. In addition to the provisions of section 13.12.540, any time a franchisee applies for a change in territory, service area, or bonding, the city council may impose such additional terms and conditions upon the franchisee and upon the grantee or assignee which the city council may deem to be in the public interest. Such additional terms and conditions shall be expressed by ordinance. (Ord. No. 14(1989), § 2(16.60.200), 6-27-89) Sec. 13.12.610. Permit required for certain work. Notwithstanding the granting of a franchise, the franchisee shall not be authorized to do any work under the franchise for which the issuance of a permit is required unless such a permit is issued for such work. Additional bonding, certificates of deposit, evidences of insur- ance or other documentation may be required by other city departments prior to the issuance of such permits. The franchisee shall not have an absolute right to the issuance of such a permit. (Ord. No. 14(1989), § 2(16.60.210), 6-27-89) Sec. 13.12.620. Area under franchise; rights of franchise. Unless the ordinance granting the franchise provides otherwise, the franchise shall au- thorize the exercise of the rights and privileges granted by the franchise in the service areas, highways, public properties and public easements as may be described in the ordinance granting the franchise and such additional service areas, highways, public properties and public ease- ments as may from time to time be approved by the city council. (Ord. No. 14(1989), § 2(16.60.220), 6-27.89) Sec. 13.12.630. Purchase of franchise property by city. (a) The city, or its successor in authority, upon termination or forfeiture of the franchise, or at any time during the term of the franchise and, after five years from the effective date of the ordinance granting the franchise, shall have the option to purchase all or part of the franchise property, upon making reasonable compensation therefor. The city's right to pur- chase the franchise property under this chapter shall not be construed as a waiver of any other rights the city may have. If the city elects to purchase the franchise property in accordance CD13.115 § 13.12.630 DIAMOND BAR CODE herewith, the compensation shall be computed as provided in Code of Civil Procedure § 1263.310 et seq.; provided further that such purchase shall be at an equitable price, which shall not include compensation for loss of good will or any valuation of the franchise itself or of any of the rights or privileges granted by the franchise. Other terms and conditions of the sale shall be mutually agreed upon by the parties. (b) Notwithstanding the provisions of subsection (a) of this section, in the case of any franchise granted after December 29, 1984, if a renewal of such franchise is denied, any acquisition of the cable system by the city shall be at fair market value, determined on the basis of the cable system valued as a going concern but with no value allocated to the franchise itself. (c) If the franchise is revoked and terminated and the city elects not to purchase the franchise property hereunder, the franchisee agrees to waive all claims for damages or com- pensation which it may have against the city as a result of such revocation and termination; provided, however, that the franchisee does not hereby waive its rights to a judicial determi- nation of the validity of such revocation and termination. (Ord. No. 14(1989), § 2(16.60.230), 6-27-89) Sec. 13.12.640. Fair employment practices; statutory provisions incorporated by ref- erence. The franchisee shall not make any discrimination, distinction or restriction on account of color, race, religion, sex, ancestry or national origin contrary to the provisions of Civil Code § 51, which is incorporated in this section by reference. All applicable provisions of Government Code §§ 12900-12996 (California Fair Employment and Housing Act) are hereby incorporated in this section by reference. The franchisee further agrees to comply with applicable antidis- crimination provisions of section 634 of the Cable Act. (Ord. No. 14(1989), § 2(16.60.240), 6-27-89) Sec. 13.12.650. Access to trenches. (a) In cases of new construction or property development where utilities are to be placed underground, the franchisee shall, if practical, install underground cable at the same time and in the same trenches as the public improvements (e.g., communications, electric, gas, water) are installed. (b) If the franchisee is notified of the date the trenches are available and fails to install its conduit and/or cable within five working days of the date the trenches are available, and the trenches are thereafter closed after the five-day period, the cost of new trenching is to be borne by the franchisee. (c) The requirements of subsections (a) and (b) of this section shall not apply unless the property owner offers the franchisee the same terms with respect to availability and cost of trenching for undergrounding as are offered to other trench users, if any. CD13:116 UTILITIES § 13.12.690 (d) If a subdivider, property developer or an entity owned by, associated with or under the control of a subdivider or developer has a franchise to provide cable services to an area including its property developments, the franchisee shall be required to make access to the utility trenches in the developments available to all franchisees authorized to provide cable services to an area including the developments. Access shall he provided at the same terms with respect to availability and cost of trenching for undergrounding as is provided to other trench users, if any. (Ord. No. 14(1989), § 2(16.60.250), 6-27-89) Sec. 13.12.660. Nonenforcement not a waiver. The franchisee shall not be excused from complying with any of the requirements of the ordinance by any failure of the city on any one or more occasions to insist upon or seek compliance with any such terms or conditions. (Ord. No. 14(1989), § 2(16.60.260), 6.27.89) Sec. 13.12.670. Modification and extension of term of franchise. At any time during the initial franchise term, but no later than 36 months prior to the expiration of the initial franchise term, the city and the franchisee may agree to renegotiate all or any part of the franchise. The franchisee shall submit a copy of the complaint record as identified in section 13.12.1390(d). As a result of such negotiation, the city council may grant by ordinance an extension of the franchise term for a period of up to 15 years, subject to the franchisee's agreement to comply fully with the franchise and all amendments or other mod- ifications to the franchise as may be agreed upon by the parties. The provisions of division 6 of this chapter shall not apply to this section. (Ord. No. 14(1989), § 2(16.60.270), 6-27-89) Sec. 13.12.680. Illegal tapping. It shall be unlawful for any person to make or use any unauthorized connection, whether physically, acoustically, inductively or otherwise, with any part of a cable television system for which a franchise has been issued, for the purpose of taking or receiving or enabling himself or others to receive or use any television signals, radio signals, picture, program or sound, without payment to the owner of the system. (Ord. No. 14(1989), § 2(16.60.280), 6-27-89) Sec. 13.12.690. Tampering. It shall be unlawful for any person, without the consent of the owner, to wilfully tamper with, remove, injure or vandalize any part of such a cable television system including any cables, wires or equipment used for distribution of television signals, radio signals, pictures, programs or sound. (Ord. No. 14(1989), § 2(16.60.290), 6-27-89) CD13:117 § 13.12.700 DIAMOND BAR CODE Sec. 13.12.700. Enforcement against illegal tapping or tampering. Enforcement of sections 13.12.680 and 13.12.690 shall be according to appropriate federal, state or local law. (Ord. No. 14(1989), § 2(16.60.295), 6-27-89) Sec. 13.12.710. Severability. If any provision of the franchise or the application of the franchise to any person or circumstance is held invalid by a court of competent jurisdiction or is not in compliance with any requirement of the Public Utilities Commission of the state, the Federal Communications Commission, or any other federal or state body or agency having jurisdiction over the fran- chisee's franchise activities, the remainder of the franchise, or the application of the franchise to persons or circumstances other than those to which it is held invalid or not in such com- pliance, shall not be affected thereby. (Ord. No. 14(1989), § 2(16.60.300), 6-27-89) Secs. 13.12.720-13.12.800. Reserved. DIVISION 3. COMPENSATION TO CITY Sec. 13.12.810. Franchise fee payments to city. (a) As consideration for the franchise granted, the franchisee shall pay to the city in lawful money of the United States, during the life of the franchise, for each and every year, including the year of granting the franchise, according to the "franchise payment period" as defined in section 13.12.020, five percent of its gross revenues derived from the authorized franchise service areas, that are received by the franchisee pursuant to the definition of tiers of service as set out in section 13.12.020. (b) The franchise fee shall be computed as follows: (1) The franchisee shall pay a minimum monthly fee as provided in the ordinance granting the franchise; and (2) Annually the franchisee shall pay the percentage fee of five percent of its gross revenues less the total minimum monthly fees paid during the franchise payment period. (c) The franchisee shall make the monthly fee required in this section payable on the first day of each month during the life of the franchise. The franchisee shall make the annual percentage payment concurrently with the filing of the reports required by section 13.12.560. (d) The franchise fee payments shall be distributed by the city as follows: (1) Three percent of the gross revenues to the city; and (2) Two percent of the gross revenues shall be placed in an interest-bearing trust fund account as approved by the auditor -controller. CD13:118 UTILITIES § 13.12.840 (e) Commencing January 1 after the first full calendar year of operational service to subscribers, the amount of the minimum monthly fee shall be subject to an annual readjust- ment on each January 1 for the remainder of the term of the franchise. The franchisee shall recalculate the monthly fee amount to provide that the monthly fee amount shall be in an amount no less than 90 percent of the total franchise fee payment due to the city for the preceding calendar year, such 90 -percent amount to be prorated by 12 to determine the monthly fee amount to be paid during the current year. (f) The franchisee and the director may mutually agree to modify the method or amount of minimum monthly fee payments. Any such modification shall consider the annual franchise period as being based on a calendar year. (g) Any overpayment of franchise fees paid during the previous annual payment period shall be credited to future franchise fees in succeeding franchise fee payment years, and shall be deducted from the monthly fee amounts or annual percentage amounts as required by the ordinance granting the franchise. At such time as overpayment has been made, the franchisee shall notify the auditor -controller of the franchisee's intention to deduct any overpayments from the current monthly fee amounts due and indicate the scheduling of any such deductions. (h) In addition to the foregoing provisions of this section, the city reserves the right to change its fees if, after a public hearing, it determines good cause is found and such action is not in conflict with federal laws, FCC rules and regulations or the laws of the state. (Ord. No. 14(1989), § 2(16.64.010), 6-27-89) Sec. 13.12.820. Initial construction charges. In addition to the franchise fee payments of section 13.12.810, the franchisee shall pay the department of public works, within 60 days after the end of each calendar year, during the life of the franchise, an initial construction charge for all new construction during the calendar year, calculated at a rate of $100.00 per mile or fraction thereof for all lines and cables laid during the preceding franchise payment period within the authorized franchise service area. (Ord. No. 14(1989), § 2(16.64.020), 6-27-89) Sec. 13.12.830. Incorrect payments. If any amount paid is incorrect in the judgment of the auditor -controller, it may order the payment of such additional sum as it may find thereunder. (Ord. No. 14(1989), § 2(16.64.030), 6-27-89) Sec. 13.12.840. Additional charge for late payment. If the franchisee fails to make any payments for the franchise on or before the dates due as provided in this division, the franchisee shall pay as additional consideration the following amount: a sum of money equal to ten percent of the amount due. For each period of late payment of any fee extending beyond 30 days of the due date, in addition to the ten percent late payment charge, an assessment of interest shall accrue at one percent per month. The added charges for late payment shall be added to and be due and payable with the next succeeding CD13:119 § 13.12.840 DIAMOND BAR CODE payment. The city shall not be obligated to notify the franchisee of the accumulation of late payment charges. (Ord. No. 14(1989), § 2(16.64.050), 6.27-89) Sec. 13.12.850. Recordkeeping requirements; examination authorized. (a) The franchisee shall keep and preserve, for a period of five years after the date of each franchise payment period, all records necessary to determine the amount of such franchise fees or other payments due under sections 13.12.810 and 13.12.820. The franchisee, upon demand by the city, shall make such records available for inspection and audit by the city or its authorized representative, within the city. (b) At all reasonable times, the franchisee shall permit the city, or its duly authorized representative, to examine all property of the franchisee erected, constructed, laid, operated or maintained pursuant to the franchise, together with any appurtenant property of the fran- chisee, and to examine, audit, and transcribe any and all books, accounts, papers, maps and other records kept or maintained by the franchisee or under- its control which relate to the operations, affairs, transactions, property or financial condition of the franchisee with respect to the franchise. (Ord. No. 14(1989), § 2(16.64.060), 6-27-89) Sec. 13.12.860. Charge for underreported gross revenues. If the report of gross revenues made by the franchisee should be found to be less than the amount of gross revenues disclosed by audit and observation, the franchisee shall pay the delinquent amount and all charges required by section 13.12.840 within 30 days of billing thereof. If the additional franchise fee amount due to the city exceeds two percent of the total amount which should have been paid as determined by such review or audit, and there is no reasonable basis for the failure to report or pay thereon, the franchisee shall pay the cost of the audit. (Ord. No. 14(1989), § 2(16.64.070), 6-27-89) Sec. 13.12.870. Independent audit at the franchisee's cost. The city reserves the right for cause to require the franchisee to obtain, at the franchisee's cost, an independent audit by a certified public accountant on an annual basis, or as otherwise required by the director. The certified public accountant shall be required to certify in the audit that the franchisee is in compliance with the ordinance granting the franchise. This right shall be in addition to the city's right to conduct audits. (Ord. No. 14(1989), § 2(16.64.080), 6-27-89) Secs. 13.12.880-13.12.1000. Reserved. CD 13:120 UTILITIES § 13.12.1020 DIVISION 4. CONSTRUCTION OF FACILITIES Sec. 13.12.1010. General requirements. (a) The cable television system and all franchise property and appurtenances shall be constructed and maintained in a good workmanlike manner, in conformity with the terms and conditions of the highway permit ordinance, as set forth in division 2 of chapter 12.04 or any other ordinance, rule or regulation now, or as hereafter amended, adopted or prescribed by the city, as may be applicable. All work involved in the construction, operation, maintenance, repair and removal of the system shall be performed with due diligence and using first class materials. The franchisee shall at all times comply with all current applicable laws including, but not limited to, the following: National Electrical Safety Code (National Bureau of Stan- dards); California Public Utilities Commission General Order 95 and General Order 128; electrical code; county technical standards; Standards of Good Engineering Practices for Mea- surements on Cable Television Systems (National Cable Television Association), and FCC standards. In addition, the franchisee shall meet the standards submitted by the franchisee, which shall be included in the ordinance granting the franchise. If, at any time, it is deter- mined by the city or any other agency or authority of competent jurisdiction that any part of the system, including, without limitation, any means used to distribute signals over or within the system, is harmful to the health or safety of any person, then the franchisee shall, at its own cost and expense, promptly correct all such conditions. (b) The franchisee shall not construct or install any poles, conduits or other cable televi- sion system facilities on city highways until the franchisee has secured the necessary permits from the road commissioner pursuant to division 2 of chapter 12.04. (c) The franchisee shall provide for at least a 40 -channel minimum capability, with return capability on as many channels as possible based on the configuration of the cable system, but with the requirement of a minimum of return capability on four channels. (Ord. No. 14(1989), § 2(16.66.010), 6-27-89) Sec. 13.12.1020. New installations or replacements. (a) New installations or replacements of franchise property and appurtenances and all other facilities necessary for the installation, operation, maintenance and safety of the cable television system shall be laid and maintained only pursuant to permit issued by the depart- ment of public works. All such installations or replacements shall be reviewed by the director of public works as to the most desirable location in the roads, highways or public easements of the city, and his decision shall be final and binding on the franchisee. (b) The provisions of division 2 of chapter 12.04 shall apply to all work performed in city rights-of-way and city easements in connection with the franchise. All transmission and dis- tribution lines and cables within city rights-of-way and city easements shall be laid and installed underground except where the franchisee produces written evidence of permission to utilize existing pole systems, or where the director of public works finds that the remoteness of the area or other conditions justify exceptions to the rule. The franchisee shall have the CD13:121 § 13.12.1020 DIAMOND BAR CODE right to appeal to the city council from rulings of the director of public works denying permits for overhead installations in outlying areas. (Ord. No. 14(1989), § 2(16.66.020), 6.27-89) Sec. 13.12.1030. Highway work; terms and conditions. The work of constructing, laying, replacing, maintaining, repairing, abandoning or re- moving all franchise property and appurtenances authorized under the provisions of this chapter in, over, under, along or across any highway shall be done to the satisfaction of the road commissioner at the expense of the franchisee, and in accordance with the terms and conditions of division 2 of chapter 12.04. (Ord. No. 14(1989), § 2(16.66.030), 6-27-89) Sec. 13.12.1040. Plan of service area; reports and maps. Within 60 days from the effective date of the ordinance granting the franchise, the fran- chisee shall submit to the director a plan for designated service within the authorized service area of the franchise indicating the date on which the franchisee expects the installation of the system will be completed and available for service to subscribers in the various parts of such area. The plan shall include a map which details the phases, if any, of construction. The franchisee shall furnish the director with monthly progress reports as required in subsection _ 13.12.570(c). Thereafter, the franchisee shall furnish maps indicating in detail the location of the existing construction, and planned construction, if any, within 30 days of request by the director. (Ord. No. 14(1989), § 2(16.66.040), 6-27-89) Sec. 13.12.1050. Relocation of franchise property and appurtenances. (a) The city reserves the right to change the grade, to change the width or to alter or change the location of any highway over which the franchise is granted. If any of the franchise property or appurtenances constructed, installed or maintained by the franchisee pursuant to the franchise on, along, under, over, in, upon or across any highway are located in a manner which prevents or interferes with the change of grade, traffic needs, operation, maintenance, improvement, repair, construction, reconstruction, widening, alteration or relocation of the highway, or any work or improvement upon the highway, the franchisee shall relocate per- manently or temporarily any such franchise property or appurtenances at no expense to the city or other public entity upon receipt of a written request from the road commissioner to do so, and shall commence such work on or before the date specified in such written request, which date shall be not less than 30 days from receipt of such written request. The franchisee shall thereafter diligently prosecute such work to completion; should franchisee neglect or fail to relocate its facilities in a timely manner after the receipt of any such notice, the franchisee shall be responsible for and shall reimburse the city for any and all additional costs or ex- penses incurred by the city due to or resulting from such delay in relocation of facilities; provided, however, that if such highway be subsequently constituted as a state highway, CD13:122 UTILITIES § 13.12.1060 thereafter and so long as such highway remains a state highway, no such change of location shall be required for a temporary purpose. (b) The city reserves the right for itself and other public entities which are now or may later be established, to lay, construct, repair, alter, relocate and maintain subsurface or other facilities or improvements of any type or description in a governmental but not proprietary capacity within the highways over which the franchise is granted. If the city or other public entity finds that the location or relocation of such facilities or improvements conflicts with the franchise property or appurtenances laid, constructed or maintained under the franchise, whether such franchise property was laid, constructed or maintained before or after the facil- ities of the city or other public entity were laid, the franchisee of such franchise shall at no expense to the city or public entity, on or before the date specified in a written request from the road commissioner, which date shall not be less than 30 days after the receipt of such notice and request to do so, commence work to change the location either permanently or temporarily of all franchise property and appurtenances so conflicting with such improve- ments to a permanent or temporary location in such highways, to be approved by the road commissioner; and thereafter diligently prosecute such work to completion. Should the fran- chisee neglect or fail to relocate its facilities in a timely manner after receipt of any such notice, the franchisee shall be responsible for and shall reimburse the city or other public entity for any and all additional costs or expenses incurred by the city or other public entity due to or resulting from such delay in relocation of facilities. If such highway be subsequently constituted a state highway, while it remains a state highway the rights of the state shall be as provided in Streets and Highways Code § 680. (Ord. No. 14(1989), § 2(16.66.060), 6-27-89) Sec. 13.12.1060. Removal or abandonment of facilities. (a) At the expiration, revocation or termination of the franchise or of the permanent discontinuance of the use of all or a portion of its franchise property, the franchisee shall, within 30 days thereafter, make written application to the road commissioner for authority either to abandon all or a portion of such franchise property in place; or to remove all or a portion of such franchise property. Such application shall describe the franchise property desired to be abandoned and its location with reference to county highways, and shall describe with reasonable accuracy the physical condition of such franchise property. The road commis- sioner shall determine whether any abandonment or removal which is thereby proposed may be effected without detriment to the public interest and under what conditions such proposed abandonment or removal may be effected. He shall then notify the franchisee of his determi- nations. (b) Within 30 days after receipt of such notice, the franchisee shall apply for a permit from the department of public works to abandon or remove franchise property. (c) The franchisee shall, within 60 days after obtaining such permit, commence and dil- igently prosecute to completion the work authorized by the permit. (Ord. No. 14(1989), § 2(16.66.070), 6-27-89) CD13:123 § 13.12.1070 DIAMOND BAR CODE Sec. 13.12.1070. Failure to remove facilities; city may perform work; costs. (a) If any facilities to be abandoned in place subject to prescribed conditions shall not be abandoned in accordance with all such conditions, the road commissioner may make addi- tional appropriate orders, including an order that the franchisee shall remove any or all such facilities. The franchisee shall comply with such additional orders. (b) If the franchisee fails to comply with the terms and conditions of abandonment or removal as may be required by this division, and within such time as may be prescribed by the road commissioner, then the city may remove, or cause to be removed, such facilities at the franchisee's expense. The franchisee shall pay to the city the cost of such work plus the current rate of overhead being charged by the city for reimbursable work. (c) If at the expiration, revocation or termination of the franchise, or of the permanent discontinuance of the use of all or a portion of its franchise property, the franchisee, within 30 days thereafter, fails or refuses to make written application for the abovementioned authority, the road commissioner shall make the determination as to whether the franchise property shall be abandoned in place or removed. The road commissioner shall then notify the fran- chisee of his determinations. The franchisee shall thereafter comply with the provisions of subsections 13.12.1060(b) and (c). (Ord. No. 14(1989), § 2(16.66.080), 6-27-89) Secs. 13.12.1080-13.12.1200. Reserved. DIVISION 5. SERVICE, RATES AND CONSUMER PROTECTION - Sec. 13.12.1210. Establishment and furnishing of service; procedures and costs. (a) The franchisee shall, within one year after acceptance of franchise, obtain all neces- sary permits, certifications and authorizations as may be required in the conduct of its busi- ness. The franchisee shall notify the director when all such permits, authorizations and cer- tifications have been obtained. Should the franchisee be unable to comply with the requirements of this subsection within the time specified in this section, the franchise granted by this chapter shall become null and void, and the franchisee shall have no rights thereunder; provided, however, that the city may, for good cause shown by the franchisee, grant extensions of time to comply with this requirement. (b) Within 90 days after obtaining the necessary permits, certifications and authoriza- tions, the franchisee shall commence construction and installation of the cable television system. The franchisee shall notify the director, in writing, within ten days thereof of the date of commencement of construction and installation work. (c) The franchisee shall extend and complete the cable television system throughout the designated service area with reasonable diligence. Within two years after complying with the requirements of subsection (a) of this section, the franchisee shall be capable of providing basic *Cross reference—Revenue and finance, tit. 3. CD13:124 UTILITIES § 13.12.12 10 service to every residence within the franchise service area notwithstanding the provisions of subsection (d) of this section; provided, however, that the director may, for good cause shown by the franchisee, grant extensions of time to comply with this requirement. (d) Upon a reasonable request for basic service to any residence within the franchisee's service area, the franchisee shall promptly furnish the requested service to such residence; service shall be provided to a residence passed by franchisee's cable plant within 30 days of request for service. Notwithstanding the above, if the franchisee can show that permits or other authorizations must be obtained or that the provision of such service is impractical, technically unfeasible, economically noncompensatory or will impose an undue hardship, the director may waive or defer the franchisee's obligation to provide service to such residence. (e) For purposes of determining compliance with the provisions of this section, and to provide for a reasonable and nondiscriminatory policy governing provision of cable service to franchise service areas within the city, the franchisee shall provide service to new subscribers at the normal installation charge and monthly rate for customers of that classification under the following terms and conditions: (1) Where the new subscriber, or nearest subscriber of a group of new subscribers, is located within 100 feet of existing aerial or underground trunk or distribution feeder cable; and (2) Where the number of homes to be passed by such new extension cable plant bears the same or proportional ratio to the total amount of new cable plant as the average number of homes passed per mile of existing cable plant; or in the alternative, the ordinance granting the franchise may specify the number of homes to be passed per mile, for aerial and underground construction, which shall require mandatory provi- sion of service. (f) If the requirements of subsection (e) of this section are not met, the franchisee shall provide service to new subscribers at the -normal monthly rate for customers of that classifi- cation and the installation cost per subscriber shall be determined as follows: (1) Within ten days of request from a potential subscriber, the franchisee shall provide a written cost estimate to potential subscribers whose residence or commercial place of business is located in excess of 100 feet from the closest trunk or feeder cable. This estimate is to indicate the franchisee's cost for labor and material plus ten percent for overhead costs for excessive footage from energized trunk source and/or concealed wiring and/or nonstandard underground drops. In addition, the estimate may include the costs of use of utility poles for aerial cable, if applicable. CD13:125 § 13.12.1210 DIAMOND BAR CODE (2) If there are less than the average number of homes per mile to be passed by cable than are at present in the total plant, cable service will be supplied at a cost based on the following formula for both aerial and underground construction: a. *Cost per mile to construct based on average = Franchisee's average homes per mile in plant for overhead or under- cost ground as may be applicable b. Cost per mile to construct to subscribers re- = Cost per subscriber questing service c. Cost per subscriber less franchisee's average cost = Subscriber's share *The expression cost per mile to construct" means the turnkey price as supplied by the cable manufacturer of the newest version of their equipment presently being used by the franchisee in the system. Such cost to construct will include the house drops. (g) The franchisee shall not be responsible for providing service in those areas meeting the density requirements in this section or in the ordinance granting the franchise if the franchisee is precluded by the property owner, instrument of record, or contract from providing cable services or constructing and installing facilities and equipment. (Ord. No. 14(1989), § 2(16.68.010), 6-27-89) Sec. 13.12.1220. Notices of construction or reconstruction. (a) Prior to the commencement of and during construction or reconstruction of the system, the franchisee shall be required to notify all residents and property owners, at the franchisee's expense, of the intended construction or reconstruction. All notices shall be personal or in writing, and shall be issued as follows: (1) At least 45 days prior to the intended construction or reconstruction, a general notice indicating the type of construction, projected construction schedule and proposed construction areas. (2) The franchisee shall provide notice at least 20 days prior to entering private property or public ways or public easements adjacent to or on such private property. a. Should there be aboveground or underground installations, excluding aerial cable lines utilizing existing poles and existing cable paths, which will affect the prop- erty, such notice shall be in writing and shall contain specific information re- garding any aboveground or underground installations, excluding aerial cable lines utilizing existing poles and existing cable paths, which shall affect the property. b. Should the property owner or resident notify the franchisee of his objection to placement of any such aboveground or underground installations, excluding aerial cable lines utilizing existing poles and existing cable paths, the franchisee shall CD13:126 UTILITIES § 13.12.1260 make a good faith effort to comply with the property owner/resident's prefer- ences, if any, on location of placement of the appurtenances, consistent with sound engineering practices. (3) The franchisee shall provide notice three days in advance of entering private property or public ways or public easements adjacent to or on such private property. (b) In addition to any other notice of proposed entry required under this chapter, the franchisee's personnel shall make a reasonable attempt to give personal notice to resident immediately preceding entry on private property or public ways or public easements adjacent to or on such private property. (Ord. No. 14(1989), § 2(16.68.015), 6-27-89) Sec. 13.12.1230. Identification required. The franchisee, its employees, agents, contractors and subcontractors shall be properly identified prior to and during entry on private and public property. Identification shall include the name and telephone number of the franchisee on all trucks and vehicles used by instal- lation personnel. (Ord. No. 14(1989), § 2(16.68.017), 6-27-89) Sec. 13.12.1240. Restoration of private and public property. After performance of any work, the franchisee shall restore the private and public prop- erty as nearly as possible to its condition prior to construction. Any disturbance of landscaping, fencing or other improvements upon private or public property shall, at the sole expense of the franchisee, be promptly repaired or restored, including replacement of such valuables as shrubbery and fencing, to the reasonable satisfaction of the property owner. (Ord. No. 14(1989), § 2(16.68.018), 6-27-89) Sec. 13.12.1250. Service to public facilities. The franchisee shall, upon written request from the city, provide and maintain, at no cost to city, at least one cable television drop and free basic service to each city facility, whether an owned or a leased facility, law enforcement facility, fire station, public school or other public facility located within the authorized franchise service area. (Ord. No. 14(1989), § 2(16.68.020), 6-27-89) Sec. 13.12.1260. Service to private nonprofit schools. (a) The franchisee shall provide and maintain, at no cost to the city or school, at least one cable television drop and free basic service to each private, nonprofit school site within the authorized franchise service area. (b) As used in this section, the expression "private, nonprofit schools" means schools that satisfy the requirements of Education Code § 12154, and which are exempt from taxation under Revenue and Taxation Code § 214. (Ord. No. 14(1989), § 2(16.68.030), 6-27-89) CD13:127 § 13.12.1270* DIAMOND BAR CODE Sec. 13.12.1270. Emergency override. A franchisee shall incorporate into its cable television system the capability to permit the city in times of emergency to override the audio portion of all channels simultaneously. In addition, if feasible, the franchisee may be required to designate a channel, which may be a PEG channel, to be used for emergency broadcasts of both audio and video. The franchisee shall cooperate with the city in the use and operation of the emergency alert override system. (Ord. No. 14(1989), § 2(16.68.035), 6-27-89) Sec. 13.12.1280. Interconnection with other systems. (a) The city reserves the right to require the franchisee to interconnect its cable television system with any other cable television system operating within the city. For good cause shown, the city may waive or defer this requirement to interconnect, or grant reasonable extensions of time to comply with this requirement. (b) For the purpose of this section, the word "interconnection" shall be defined as recep- tion of or connection to those electronic signals which are delivered to the franchised cable television system by any foreign source for distribution via the cable television system. Such electronic signals shall be in a format acceptable within the state-of-the-art technology for unattended processing into radio frequency energy for retransmission into the cable television system. (Ord. No. 14(1989), § 2(16.68.040), 6-27-89) Sec. 13.12.1290. Signal quality responsibility. The franchisee shall retain full responsibility for the quality of cable television service to all recipients of redistributed service i.e., through microwave, master antennae or satellite redistribution. The franchisee shall be presumed to have retained such responsibility together with all obligations arising from the franchise, including, but not limited to, charges to the ultimate recipient for service. (Ord. No. 14(1989), § 2(16.68.050), 6-27-89) Sec. 13.12.1300. Compliance with FCC Rules and Regulations. (a) A franchisee shall at all times comply with the rules and regulations governing com- munity antenna television system (CATV) operations promulgated by the FCC, specifically, but not limited to, those set out in part 76 of the FCC Rules and Regulations. This shall particularly include adherence by the franchisee to FCC Rules and Regulations. This shall particularly include adherence by the franchisee to FCC rules regarding technical and engi- neering specifications involved in the construction of the CATV system, and signal carriage therein. (b) Any modifications of section 76.31 of the FCC Rules and Regulations resulting from amendment thereto by the FCC shall, to the extent applicable, be considered as a part of the franchise as of the effective date of the amendment. (Ord. No. 14(1989), § 2(16.68.060), 6-27-89) CD13:128 UTILITIES § 13.12.1320 See. 13.12.1310. Exclusive city use channel. A franchisee shall dedicate one channel for exclusive use by the city. The franchisee may utilize the exclusive city use channel until such time as the director provides the franchisee with 60 days' prior written notification of intention to use the channel; provided, however, that prior to any such use by franchisee, the franchisee shall give 60 days' prior written notice by certified mail to the director of such use. (Ord. No. 14(1989), § 2(16.68.070), 6-27-89) Sec. 13.12.1320. Public, educational and governmental use (PEG) channels. (a) in addition to the exclusive city use channel, as provided for in section 13.12.1310, a franchisee shall dedicate a minimum of six channels for public, educational and governmental uses. Use of each type of such channels shall be in accordance with city policies and procedures. The city reserves the right to change, delete or amend such policies and procedures during the term of the franchise. (b) If less than six PEG channels are to be activated initially, activation of channels beyond those required for initial activation shall be according to a formula which shall be expressed in the ordinance granting the franchise. (c) Channels activated for public or educational access uses shall contain daily notice of the name, address and telephone number of the party to contact for information regarding access uses, and advisement that other channels, if any, are available for PEG uses. The language of the notices shall be approved by the director, prior to carriage, and the notices shall be provided on a scheduled basis as determined by the director. In addition, if not all PEG channels are activated and utilized for PEG uses, the franchisee shall issue periodic written notice, at least once a year, to subscribers informing them that additional channels are ded- icated for public, educational and governmental uses and are temporarily being used for other programming purposes until needed for community and governmental uses. Information shall also be provided regarding whom to contact regarding PEG uses. (d) The franchisee may utilize PEG channels dedicated for, but not yet utilized for, PEG uses, for programming of their choice until such time as utilized for PEG uses; provided, however, that prior to the franchisee's usb of any such PEG channels, the franchisee give 60 days' written notice by certified mail to the director of such use. The director shall give franchisee 60 days' prior written notice of intention to use such channels for PEG uses; provided, further, however, that should the franchisee utilize such channels with program- ming which provides for local ad -avails, the franchisee shall be required to provide PEG informational notices as required in subsection (c) of this section on any such channel. (e) Underutilized PEG channels activated for PEG uses may also be utilized by the fran- chisee for compatible type programming, subject to rules and procedures established and as may be modified by the city throughout the term of the franchise. (0 The franchisee shall not be permitted to use a dedicated PEG channel if other channel capacity on the system has not been programmed. CD 13:129 § 13.12.1320 DIAMOND BAR CODE (g) The director may, for good cause shown by the franchisee, waive or modify the re- quirements of this section. (Ord. No. 14(1989), § 2(16.68.080), 6-27-89) Sec. 13.12.1330. PEG provisions; not fee or payments in kind. The franchisee shall agree that the provision of PEG channels, free cable drop and free basic service, as specified in sections 13.12.1250, 13.12.1260, 13.12.1310 and 13.12.1320, shall not be considered as within the meaning of the terms "franchise fee" or "payments in kind" as used in section 622(g) of the Cable Act. (Ord. No. 14(1989), § 2(16.68.085), 6-27-89) Sec. 13.12.1340. Return capability for exclusive city use channel and PEG channels. When required by the director, the franchisee shall provide return capability channels for use in connection with the exclusive city use channel and/or PEG channels. Such return capability may be provided on PEG channels. (Ord. No. 14(1989), § 2(16.68.090), 6.27-89) Sec. 13.12.1350. Leased access channels. A franchisee shall provide leased access channels as required pursuant to section 612 of the Cable Act. Total system capacity shall be calculated inclusive of PEG channels. The franchisee shall submit information regarding leased access channel rates to the city when requested. Leased access channel rates shall be available for public inspection. (Ord. No. 14(1989), § 2(16.68.095), 6.27.89) Sec. 13.12.1360. Local public broadcasting channel requirements. To the extent authorized by law, every franchisee shall carry a public broadcast station on a cable channel within channels 2 through 13, inclusive, or on its current broadcast channel identification number, or on a cable channel number as otherwise agreed to by the director and the franchisee. The franchisee may not change the cable channel placement of the public broadcast station without the director's written approval. This requirement shall apply to all franchises granted, renewed, assigned or modified after the effective date of County Ordinance No. 88-0192. (Ord. No. 14(1989), § 2(16.68.097), 6-27-89) Sec. 13.12.1370. Standards for service; minimum requirements. (a) A franchisee shall construct a cable television system with a capability of delivering not less than 40 video channels with associated audio, with a technical capability for two-way operational communication with audio -video return on a minimum of four channels, to resi. dential subscribers. The director may, for good cause shown by the franchisee, waive or modify the requirements of this subsection. CD13:130 UTILITIES § 13.12.1370 (b) The city may require the franchisee to deliver to subscriber terminals those television broadcasts and cablecast signals which are now or hereafter authorized for carriage by the FCC. The signals produced by the system shall be of high quality throughout the system with no difference perceptible to viewers whether in close proximity to the headend or at the furthest extension of the trunk line. (c) The franchisee shall distribute in color those television signals which it receives in color. The system, as installed, shall be capable of passing standard black and white and color video channels with associated audio signals without material degradation and with no phase shift and no effect on color fidelity and intelligence. (d) A franchisee shall render such service to subscriber as will meet technical and per- formance requirements of the franchise. At a minimum, the franchisee shall provide the broad categories of services and mix, quality, and level of programming represented to the city in the application and made a part of the franchise agreement by attached exhibit. As an aid to the city in monitoring signal strength and quality, a franchisee shall provide the city with copies of all FCC signal performance reports. Should the FCC no longer require signal performance reports, the franchisee shall make and submit such performance tests and reports in response to written request by the city. Any time the signal does not meet FCC standards or the standards of the franchisee's application as incorporated in the ordinance granting the fran- chise, the franchisee shall make a pro rata rebate, in money or in services, to each subscriber based upon the percentage by which the signal falls below standard and upon the length of time that such condition has existed. Such rebate shall be made to the satisfaction of each subscriber, or of the city if agreement with the subscriber cannot be reached. The director may for good cause shown by the franchisee waive or modify the requirements of this subsection. (e) The franchisee shall provide program origination if so required by the FCC or the ordinance granting the franchise. (f) The franchisee shall render efficient service, making repairs promptly and inter- rupting service only for good cause and for the shortest possible time; any scheduled inter- ruptions, insofar as possible, shall be preceded by notice given to subscribers at least 24 hours in advance and shall occur during periods of minimum use of the system. (g) The franchisee must retain and have available emergency personnel capable of per- forming emergency repairs and maintenance 24 hours a day, every day, including weekends and holidays. The director may waive or modify this requirement if the franchisee can dem- onstrate that it is not economically feasible to provide such emergency personnel. (h) The franchisee shall promptly notify the cable television section of the department when the cable television system is down, when the system is having technical difficulties which may affect services to the subscriber, or when the franchisee's telephone lines are out of service, in order that the department is able to advise those subscribers who contact the department due to inability to reach the cable operator. In addition, the franchisee shall advise the cable television section of the department, by telephone and in writing, of all scheduled CD 13:131 § 13.12.1370 DIAMOND BAR CODE maintenance which will cause disruptions to service, and of any outages of more than four hours duration. (i) Credits shall automatically be given on a pro rata basis to any subscribers affected by interruptions of service for more than two hours due to actions or outages under the control of the franchisee, exclusive of scheduled repairs or maintenance that the franchisee has provided advance notice of to subscribers. For such interruptions of service not under the control of the franchisee, credits shall be given on a pro rata basis upon the request of the subscribers. 0) The franchisee shall maintain and upgrade the system and services to reflect feasible technical and economic developments occurring during the term of the franchise which will benefit the public in terms of new and more effective and efficient service and to provide a state-of-the-art cable television system which meets the interests and needs of the community during the term of the franchise. (k) The franchisee shall provide and maintain continuous service to subscribers unless allowed otherwise by the FCC. The franchisee may petition the FCC to authorize the suspen- sion or abandonment of service upon such reasonable terms and conditions as may be pre- scribed by the FCC. A copy of any such petition shall be filed with the city engineer concur- rently with the filing of the petition with the FCC. (1) Upon the request of a subscriber or potential subscriber, the franchisee shall provide a morning (before 12:00 noon) or afternoon (after 12:00 noon) service call or installation appointment. Should the franchisee be unable to keep the appointment, the subscriber shall be notified at the earliest possible opportunity, and shall be rescheduled on a priority basis. (Ord. No. 14(1989), § 2(16.68.100), 6-27-89) Sec. 13.12.1380. Installation; technical documentation. A franchisee shall provide the director with complete technical documentation of the cable television system as installed. Such documentation shall include, but is not limited to, headend equipment and location, satellite location and technical parameters, and the backbone cable routing, but need not include each subscriber drop. Such documentation shall be sent to the director within 60 days of initiation of subscriber service and shall be updated as necessary. (Ord. No. 14(1989), § 2(16.68.110), 6-27-89) Sec. 13.12.1390. Subscriber complaints; investigation, resolution and recordkeeping. (a) Response to subscriber complaints shall be initiated within one business day of receipt, and the resolution of subscriber complaints shall be effected by the franchisee not later than three business days after receipt of the complaint. Should a supervisor not be available when requested by a subscriber, a supervisor shall return the subscriber's telephone call at the earliest possible time and, in no event, later than the end of the next business day. If a subscriber has notified the franchisee in writing that a bill is in dispute, the franchisee shall not terminate service pending resolution of the dispute, nor shall the account be turned over or reported to a collection agency, provided that the remaining balance of the bill is current. A bill shall not be considered to be in dispute solely by reason of nonpayment by subscriber. CD 13:132 UTILITIES § 13.12.1400 (b) Upon complaint by any subscriber, the franchisee shall have the burden to satisfy the director that a signal is being delivered which is of sufficient strength and quality to meet standards contained in the FCC rules and regulations, as well as the city standards in effect during the term of the franchise. (c) The franchisee shall maintain a written complaint record containing the following information: (1) Date and time of subscriber complaint; (2) Identification of the complainant by name, address and telephone number; (3) Description of the nature of the complaint; and (4) A record of when and what action was taken by the franchisee to resolve the com- plaint. (d) The complaint record shall be kept at the franchisee's local office for a period of two years after receipt of any such complaint. 'A copy of the complaint record shall be submitted by the franchisee to the director upon the franchisee's application for extension of service areas, modification, transfer or renewal of the franchise and within ten days following receipt of a written request therefor from the director. If required by the director, the complaint record shall contain a semiannual (through June 30 and through December 31) breakdown indicating the total number of complaints received for the preceding reporting period, and shall indicate the major classifications of complaints as follows: construction, billing, customer relations/ service, miscellaneous. (e) Throughout the term of the franchise, the franchisee shall maintain an outage log showing the date, approximate time and duration, type and probable cause of all head -end, trunk or distribution line service failures. The log shall also include information relating to routine testing or scheduled maintenance outages. A copy of the outage log shall be submitted by the franchisee to the city within ten days following the receipt of a written request therefor from the city. (Ord. No. 14(1989), § 2(16.68.120), 6-27-89) Sec. 13.12.1400. Special tests and reports. When complaints have been made, evidence indicates an unresolved controversy or sig- nificant noncompliance with franchise standards, or when circumstances exist which, in the judgment of the director, cast doubts upon the reliability or quality of cable service, the director may require a franchisee, at the franchisee's cost, to test, analyze and provide a written report on the performance of the system. Such report shall be delivered to the director, no later than 14 days after the franchisee is notified, in writing, of the required report and shall include the following information: nature of the complaints which precipitated the spe- cial tests; what system component was tested, the equipment used, and procedures employed in the testing; the results of such test; and the method in which the complaints were resolved. The director may require that tests and analyses are supervised by an independent profes- CD13:133 § 13.12.1400 DIAMOND BAR CODE sional engineer acceptable to the city. The tests shall be forwarded to the director with a report interpreting the results of the tests and recommending actions to be taken. (Ord. No. 14(1989), § 2(16.68.122), 6-27.89) Sec. 13.12.1410. Subscriber terminal test requests. A franchisee shall, upon reasonable request or complaint by a subscriber, perform such tests as necessary at the subscriber's terminal to establish whether a signal of requisite quality is being delivered to the subscriber's premises. The results of such test shall be given to the subscriber as soon as the test is completed and evaluated, and in no event later than ten days after the test is conducted. (Ord. No. 14(1989), § 2(16.68.124), 6-27-89) Sec. 13.12.1420. Periodic review of system quality. The director shall have the right to conduct periodic reviews of the performance and quality of the system during the term of the franchise. The record of subscriber complaints, the record of performance tests and other tests or surveys conducted shall be included in the review. (Ord. No. 14(1989), § 2(16.68.126), 6-27-89) Sec. 13.12.1430. Notice and information to subscribers. (a) Prior to or at the time of installation, the franchisee shall provide each new subscriber with written information regarding- (1) egarding (1) A listing of all services, packages and rates available at the time, including billing options and dispute procedures, refund procedures, and company policies regarding disconnection and reconnection services and charges. If the franchisee has elected to utilize line item charges for franchise fees, copyright and other fees as permitted under section 634 of the Cable Act, any such listings, whether written or oral, shall disclose to the prospective subscriber the total costs associated with receiving cable services. Prior to the issuance of any such notices, a copy shall be submitted to the director for review and approval of the notices. (2) The availability of any devices required by federal, state or local law, such as, but not limited to, parental lock box device and a switching device (AB switch), and any fees or charges associated with receiving the devices. (3) The address, telephone number and hours of business of the franchisee's local office for service and resolution of complaints for the franchise area. (4) Identification of the department, including address and telephone number, as the referral agency, in a form of language to be provided by the director. (5) A separate, written notice containing information regarding protection of subscriber privacy rights as specified under section 631 of the Cable Act. Such notice to sub- CD13:134 UTILITIES § 13.12.1440 scribers regarding protection of privacy rights shall be issued in a separate, written notice at least once a year thereafter. (6) Other appropriate information regarding the franchisee's system, as required by the city. (b) A franchisee shall also provide a separate, written notice to all subscribers every six months or as required by the director, which identifies the department as required in subsec- tion (a)(4) of this section. Semiannually, the director shall provide the language of the notice to be issued to new and current subscribers. Failure to circulate the notice every six months as required in this subsection shall result in the franchisee being assessed a fine of $1.00 per subscriber, per month, until such time as notification is made to subscribers as required. (c) The notices required in subsections (a)(5) and (b) of this section may be included in the mailing of the subscriber's billing statement, but shall not be accompanied by any promotional materials. The franchisee shall place the department (attn: Cable TV Franchising Section) on a mailing list for the notices required in subsections (a)(5) and (b) of this section. (Ord. No. 14(1989), § 2(16.68.130), 6-27-89) Sec. 13.12.1440. Local business office requirements. (a) A franchisee shall maintain a local business office within the city and provide the director with the name, address and telephone number of the persons who will act as the franchisee's agents for general management of the system and to receive complaints regarding quality of service, equipment malfunctions, and similar matters. The franchisee shall advise the city of a change of franchisee's agents within five working days of any such change. The local office shall be open to receive inquiries or complaints from subscribers during normal business hours. A toll-free phone number shall be available to all subscribers located within the franchised area for the reporting of service problems on a 24 hours per day, seven days per week, 365 days per year basis. (b) The franchisee shall provide sufficient telephone lines, either adequately staffed or with answering capability, providing, at the minimum, emergency referral information. The franchisee shall return calls for services or complaints received during normal business hours within four business hours of receipt, and shall promptly investigate and resolve all calls for service and complaints. During periods when answering service or machine is used, the fran- chisee shall provide on-call personnel who shall contact the answering service/machine, at a minimum, every four hours to check on requests for service and complaints. (c) In order to determine whether sufficient telephone lines are provided, the director may require that a busy study, traffic study or other study be conducted, at the franchisee's ex- pense, if any, by the local telephone company. Should the franchisee have its own telephone equipment which can report on telephone line usage, the franchisee may submit such report from its own system. (d) Should the director determine that insufficient telephone lines or inadequate staff exists, the franchisee shall take necessary steps to ensure that adequate telephone lines or CD13:135 § 13.12.1440 DIAMOND BAR CODE staffing are available for normal, daily activities. Consideration shall be given for periods of promotional activities or outages. The monthly billing period shall be considered as a normal, daily activity for purposes of determining adequate telephone lines and/or staffing. (Ord. No. 14(1989), § 2(16.68.140), 6-27-89) Sec. 13.12.1450. Rates and rate changes. (a) Except to the extent preempted by federal or state laws and regulations, the proce- dures and standards set forth in this section shall prevail except as modified by the ordinance granting the franchise. (1) For new and newly renewed franchises, during the first year of operational service offered to subscribers, the franchisee shall charge a subscriber no more for its services than the rates and charges initially approved by the city council when granting the franchise. The franchisee shall not change rates or charges unless such changes are approved or authorized in the manner provided in this section. (2) For existing franchises and after the first year of operative service to subscribers, for new and newly renewed franchises, the franchisee shall notify the director of any proposed change in rates or charges. The notification shall include a written list showing the rates and charges currently in effect and the proposed changes. The notice shall also include the justification for the proposed change. Within 30 days after submission of the franchisee's proposed changes, the director, in his sole discre- tion, shall either approve or disapprove of the proposed changes, or any of them, and shall notify the franchisee of his decision. To the extent that any proposed change is disapproved, the director shall set forth in writing his findings of fact with respect thereto. The franchisee shall not take any action to change rates or charges until authorized to do so by the director, or as a result of an appeal taken as indicated in this section. (b) The franchisee may, within ten days after mailing of the notification of decision, appeal such decision to the city council. Upon receipt of the appeal, the city council may take any one of the following actions: (1) Approve the decision; (2) Refer the matter back to the director with or without instruction; or (3) Set the matter for public hearing before itself; such public hearing shall be held de novo as if no hearing previously had been held. (Ord. No. 14(1989), § 2(16.68.150), 6-27-89) Sec. 13.12.1460. Notice to subscribers of discontinuance of service for nonpayment. The franchisee shall provide at least ten days' written notice to a subscriber prior to discontinuance of service for nonpayment. The notice shall contain the date, time and place by which payment must be made in order to prevent disconnection of service. (Ord. No. 14(1989), § 2(16.68.160), 6-27.89) CD13:136 UTILITIES § 13.12.1490 Sec. 13.12.1470. Restoration of service disconnected in error; no charge to subscriber. If the franchisee has improperly or inadvertently disconnected cable services to a sub- scriber, the franchisee shall provide for restoration without charge to subscriber within two business days of discovery of disconnection. (Ord. No. 14(1989), § 2(16.68.165), 6-27-89) Sec. 13.12.1480. Designation of franchisee fees and other line items on subscribers' statements; required notices. The franchisee shall notify subscribers at least 30 days prior to the first inclusion of franchise fees and/or other line items on their statements, as permitted in section 622(f) and (g) of the Cable Act. Such notice shall explain the election to use line item designations and the effects such designations shall have on the total costs associated with receiving cable services. No such notice shall be issued to subscribers until the city has reviewed and approved the notice. Any designation of franchise fees as a separate line item on the statement shall use the term "franchise fee." (Ord. No. 14(1989), § 2(16.68.170), 6-27-89) Sec. 13.12.1490. Requirements of notice of proposed changes in rates, charges, tiering or carriage. Whether or not the franchise is subject to rate regulation by the city, the franchisee shall provide notice to subscribers and the city of changes in rates, charges, tiering or carriage as provided in this section: (1) The franchisee shall notify all subscribers, in writing, of any proposed changes in subscriber rates, charges, tiering or carriage at least 60 days in advance of the effec- tive date of such proposed changes. In no event shall a subscriber be billed for service at the increased rate or charge prior to the delivery of the notification to the sub- scriber. (2) The franchisee shall notify the director, in writing, of any proposed changes in sub- scriber rates and charges, tiering or carriage at least 90 days in advance of the effective date of such proposed changes. The notification to the director shall include a list showing the rates and charges currently in effect and the proposed changes. Only those rates and charges that are on file with the department may be charged to subscribers. (3) If it is impractical or impossible for a franchisee to provide such notifications due to conditions beyond the franchisee's control, the franchisee shall give reasonable notice to the subscribers and the director. (4) In the event of a rate increase, retiering or other changes in service by a franchisee, subscribers may downgrade or disconnect service without charge; provided, however, CD13:137 § 13.12.1490 DIAMOND BAR CODE that charges may be imposed for failure to return converter boxes, remote controls or other equipment owned by the franchisee. (Ord. No. 14(1989), § 2(16.68.180), 6-27.89) Sec. 13.12.1500. Termination of service; removal of equipment. (a) Upon termination of service to any subscriber, the franchisee shall promptly remove all its facilities and equipment from the premises of such subscriber upon subscriber's request, except as provided in subsection (b) of this section. Upon termination of services, should the franchisee not promptly collect its equipment from the premises of the subscriber, the sub- scriber shall not be charged for continued services, nor for failure to return any equipment. (b) Should a franchisee require the subscriber to return the equipment, the franchisee shall establish convenient hours, which must include convenient evening and weekend hours, for the return of equipment, and the subscriber shall have a reasonable length of time in which to return the equipment. The subscriber shall be advised of the date by which the equipment must be returned before a charge may be imposed for failure to return equipment. (Ord. No. 14(1989), § 2(16.68.185), 6.27-89) Sec. 13.12.1510. Preference to certain subscribers. A franchisee shall not grant any preference or advantage to any person or group, nor subject any person or group to prejudice or disadvantage as to rates, charges, services, service facilities, rules and regulations or in any other respect relative to the rights granted under the franchise. Nothing in this section shall prohibit the franchisee from offering limited, promo- tional specials, nor from offering bulk or discount billings where practical. (Ord. No. 14(1989), § 2(16.68.190), 6-27-89) Sec. 13.12.1520. Subscriber right to continuation of services. Provided the subscriber does not violate any federal, state or local laws regarding the reception of cable services, makes payments for such services in a timely fashion to the franchisee, and maintains the franchisee's equipment in good working order, the franchisee may not refuse cable service to a subscriber. (Ord. No. 14(1989), § 2(16.68.192), 6-27-89) Sec. 13.12.1530. Modification of standards. The city reserves the right to modify, during the term of the franchise, the existing consumer standards contained within the ordinance granting the franchise, and to establish additional consumer service standards from time to time, as may be necessary to protect the subscriber, the franchisee and the city. (Ord. No. 14(1989), § 2(16.68.195), 6-27-89) Secs. 13.12.1540-13.12.1700. Reserved. CD 13:138 UTILITIES § 13.12.1720 DIVISION 6. RENEWAL Sec. 13.12.1710. Methods. A franchise renewal may be effected under section 626 of the Cable Act, or under an alternative method. (Ord. No. 14(1989), § 2(16.69.010), 6-27-89) Sec. 13.12.1720. Cable Act section 626. The following procedure shall be followed for all renewals effected under section 626 of the Cable Act: (1) During the six-month period which begins with the 36th month before the franchise expiration, the city may, on its own initiative, and shall at the request of the fran- chisee, commence proceedings which afford the public in the franchise area appro- priate notice and participation for the purpose of: a. Identifying the future cable -related community needs and interests; and b. Reviewing the performance of the franchisee under the franchise during the then current franchise term. (2) Upon completion of a proceeding under subsection (1) of this section, the franchisee seeking renewal of a franchise may, on its own initiative or at the request of the director, submit a proposal for renewal. Subject to section 624 of the Cable Act, any such proposal shall contain such material as the director may require, including proposals to upgrade the cable system. The director may establish a date by which such proposal shall be submitted. (3) Upon submittal by the franchisee of a proposal for the renewal of a franchise, the city shall provide prompt public notice of such proposal and, during the four-month period which begins on the completion of any proceedings under subsection (1) of this section, renew the franchise or issue a preliminary assessment that the franchise should not be renewed and, at the request of the franchisee or on its own initiative, commence an administrative proceeding, after providing prompt public notice of such proceeding, in accordance with this subsection to consider whether: a. The franchisee has substantially complied with the material terms of the existing franchise and with applicable law. b. The quality of the franchisee's service, including signal quality, response to con- sumer complaints, and billing practices, but without regard to the mix, quality, or level of cable services or other services provided over the system, has been reasonable in light of community needs. c. The franchisee has the financial, legal and technical ability to provide the ser- vices, facilities and equipment as set forth in the franchisee's proposal. CD13:139 § 13.12.1720 DIAMOND BAR CODE d. The franchisee's proposal is reasonable to meet the future cable -related commu- nity needs and interests, taking into account the cost of meeting such needs and interests. In any proceeding under subsection (3) of this section, the franchisee shall be afforded adequate notice, and the franchisee and the director shall be afforded fair opportunity for full participation, including the right to introduce evidence, including evidence related to issues raised in the proceeding under subsection (1) of this section, to require the production of evidence, and to question witnesses. A transcript shall be made of any such proceeding. At the completion of a proceeding under this subsection, the director shall issue a written decision granting or denying the proposal for re- newal based upon the record of such proceeding, and transmit a copy of such decision to the franchisee. Such decision shall state the reasons therefor. (4) Any denial of a proposal for renewal shall be based on one or more adverse findings made with respect to the factors described in subsection (3)a—(3)d of this section, pursuant to the record of the proceeding under subsection (3)c of this section. The city will not base a denial of renewal on a failure to substantially comply with the mate- rial terms of the franchise under subsection (3)a of this section or on events considered under subsection (3)b of this section in any case in which a violation of the franchise or the events considered under subsection (3)b of this section occur after December 29, 1984, unless the director has provided the franchisee with notice and the opportunity to cure, or in any case in which it is documented that the city has waived its right to object or has effectively acquiesced. (5) Any franchisee whose proposal for renewal has been denied by a final decision of the director made pursuant to this section, or has been adversely affected by a failure of the city to act in accordance with the procedural requirements of this section, may appeal such final decision or failure pursuant to the provisions of section 635 of the Cable Act. (6) For purposes of this section, the term "franchise expiration" means the date of the expiration of the term of the franchise, as provided under the ordinance granting the franchise, as it was in effect on December 29, 1984. (Ord. No. 14(1989), § 2(16.69.020), 6-27.89) Sec. 13.12.1730. Renewals outside provisions of Cable Act section 626(x) through (g). (a) Notwithstanding the provisions of section 13.12.1720, a franchisee may submit a proposal for the renewal of a franchise pursuant to this section at any time, and the city may, after affording the public adequate notice and opportunity for comment, grant or deny such proposal at any time, including after proceedings pursuant to this section have commenced. The provisions of section 13.12.1720 shall not apply to a decision to grant or deny a proposal under this subsection. The denial of a renewal pursuant to this section shall not affect action on a renewal proposal that is submitted in accordance with section 13.12.1720. CD 13:140 UTILITIES § 13.12.1770 (b) Proposals for renewal outside of the provisions of section 626(a) through (g) of the Cable Act and section 13.12.1720 of this Code should be made no later than 24 months prior to the expiration of the franchise in order to allow adequate time for the city to process the application. The franchisee shall be responsible for any additional costs incurred by the city in processing an application made less than 24 months prior to the expiration of the franchise. The provisions of division 2 of this chapter shall apply to this section. (Ord. No. 14(1989), § 2(16.69.025), 6-27-89) Sec. 13.12.1740. Notices to subscribers. (a) After filing a proposal for renewal, the franchisee shall submit in the billing sent to subscribers a notice of the pending proposal and notice of any public hearings or meetings. Such notice shall not be more than 60 and not less than ten days prior to the subject meeting. (b) Upon determination of public hearing date, notice shall be made over appropriate PEG channels at least hourly between the hours of 7:00 to 9:00 a.m. and 6:00 to 9:00 p.m. and for five consecutive days, not less than three days nor more than 14 days prior to the date of the public hearing. (Ord. No. 14(1989), § 2(16.69.030), 6-27.89) Sec. 13.12.1750. Expired franchises. The city reserves the right to grant or deny any renewal of the franchise that is requested after the expiration of the initial term of the franchise and to condition any such renewal upon the franchisee's agreement to comply fully with all amendments or other modifications to the franchise as may be specified by the city council or director. (Ord. No. 14(1989), § 2(16.69.035), 6-27-89) Sec. 13.12.1760. Waiver of Cable Act section 626. If a franchisee does not timely initiate proceedings pursuant to and in accordance with section 626 of the Cable Act, such franchisee shall be deemed to have waived the provisions thereof. (Ord. No. 14(1989), § 2(16.69.040), 6-27-89) Sec. 13.12.1770. Contents of application. The application for renewal shall address the requirements specified in division 2 of this chapter, as applicable, and in section 13.12.1390. The proposal shall specifically address the community needs and interests, and shall set forth how the franchisee will meet those com- munity needs and interests. It shall set forth the extent to which the cable system will be upgraded, modernized or rebuilt, taking into account the then state-of-the-art cable systems and technology and the cost of such improvements and alterations. (Ord. No. 14(1989), § 2(16.69.050), 6-27-89) CD13:141 § 13.12.1780 DIAMOND BAR CODE Sec. 13.12.1780. Processing fee. Each applicant for renewal must furnish with its proposal a nonrefundable filing fee in the amount set forth in section 13.12.340. The applicant shall pay any additional costs incurred by the city as provided in subsection (c) of such section. (Ord. No. 14(1989), § 2(16.69.060), 6-27-89) Sec. 13.12.1790. Processing of application. Subject to section 626 of the Cable Act, the procedure to process an application for fran- chise as specified in division 2 of this chapter shall be followed for all applications for renewal. (Ord. No. 14(1989), § 2(16.69.070), 6-27-89) CD13:142 EXHIBIT B OWNERSHIP OF JONES INTERCABLE, INC. Jones Intercable, Inc., a Colorado corporation ("Company"), is a publicly held corporation whose shares of Common Stock and Class A Common Stock are traded on the NASD National Market System. The following table sets forth, as of February 26, 1997, the ownership of the Company's Common Stock or Class A Common Stock by persons known to the Company to be beneficial owners of more than 5% of either class of stock: Name and Address of Beneficial Owner Title of Class Jones International, Inc. Common Stock 9697 East Mineral Avenue Englewood, CO 80112 Class A Common Stock Glenn R. Jones Common Stock 9697 East Mineral Avenue Englewood, CO 80112 Class A Common Stock Mutuelles AXA Group Class A Via Mutuelle Common Stock 101-100 Terrasse Boledieu 92042 Paris, La Defenie, France Bell Canada International Common Stock BVI VI Limited Arawak Chamber Road Town Tortola, BVI Bell Canada International Class A BVI III Limited Common Stock Arawak Chamber Road Town Tortola, BVI The Capital Group Companies, Inc. Class A 333 South Hope Street Common Stock Los Angeles, CA 90071 Neuberger & Berman Class A 605 Third Avenue Common Stock New York, NY 10158 970204 10572-00009 lsj 0592880 0 EXHIBIT C DESCRIPTION OF AND PERFORMANCE CRITERIA FOR THE UPGRADE AND REBUILD OF THE CABLE SYSTEM TO BE COMPLETED BY GRANTEE I. FIBER BACKBONE HUB SITES A. Within two years after the effective date of the Agreement, Grantee will complete the installation of seven fiber backbone hub sites to serve the cable system. The installation of these fiber backbone hub sites will immediately add three additional channels to the cable system and will facilitate the provision of additional services as the technology and the economics associated with the delivery of these additional services improve. Additional Services facilitated by the installation of these fiber backbone hub sites will be determined by the Grantee based upon customer demand and economic feasibility. These services could include the delivery of data, delivery of digital music services, delivery of game programming, etc. B. The performance criteria for fiber backbone hub sites is: 1. Approximately 2,000 customers per hub site. 2. Approximately 2,600 homes per hub site. 3. Approximately 6 amplifiers in cascade. C. The benefits anticipated from the performance criteria referenced above in paragraph B are: 970204 10572-00009 lsj 0592880 0 1. Improved reliability. With no amplifiers between the head -end and the hub site, the interruption of services due to the loss of electrical power will be diminished about 9 to 1. 2. Immediately facilitating up to three additional channels to be added to the line-up. 3. The containment of outages to a local area, thereby affecting smaller numbers of customers. 4. The delivery of segmented programming by hub site, rather than to the entire system. II. REBUILD OF THE CABLE SYSTEM A. Within six years after the installation of the seven fiber backbone hub sites described above in Section I, but no later than December 21, 2004, Grantee will complete a rebuild of the cable system at not less than 56OMHz analog, or equivalent channel capacity. B. Not later than six months prior to the completion of the installation of the seven fiber backbone hub sites described above in Section I, Grantee will submit to the Grantor its design specifications for the rebuild of the cable system. Grantor and Grantee will meet and confer in good faith to ensure that the design specifications meet the Grantor's standards and needs, and the design specifications will be subject to the Grantor's written approval, which approval will not be unreasonably delayed or withheld. 970204 10572-00009 1SJ 0592880 0 C - 2 C. The performance criteria for the rebuilt cable system will be agreed upon by Grantor and Grantee concurrently with the approval of the design specifications referenced above in paragraph B. The parties acknowledge that the cable system will, at the minimum, be rebuilt to 560 MHz analog, or, by the use of other technology, rebuilt so as to deliver the equivalent capacity of not less than 78 channels. In any event, the Grantee's rebuilt cable system must deliver an additional 21 channels over what subscribers receive as of the effective date of this Agreement. 970204 10572-00009 1Sj 0592880 0 C - 3 EXHIBIT D CONSUMER PROTECTION STANDARDS 1. Standards for Consumer Service. The Grantee must maintain a business office located within the franchise service area, and must provide all personnel, equipment, and facilities necessary to ensure compli- ance with the following standards under normal operating conditions. As used herein, the term "normal operating conditions" is deemed to exclude billing cycles, system outages, and special pay-per-view or one-time events and promotions. (a) Sufficient toll-free telephone line capacity during normal business hours to assure that a minimum of ninety percent (90%) of all calls will be answered before the fourth ring, and callers will not be required to wait more than thirty (30) seconds before being connected to a service representative. (b) Emergency, manned (which may be an answering service) toll-free telephone line capacity on a 24-hour basis, including weekends and holidays, so that a service representative may be contacted who can respond to service problems. (c) The business office must be open during normal business hours (9:00 AM to 5:00 PM, Monday through Friday, excluding holidays) and at least four (4) additional hours per week during evenings or weekends. The business office must be adequately staffed and of sufficient size to accept payments from subscribers and to respond to service requests and complaints. 970204 10572-00009 lsj 0592880 0 (d) An emergency maintenance and repair staff capable of responding to and repairing major malfunctions of the cable television system on a 24-hour basis. (e) An installation staff capable of installing service for any residential subscriber within seven (7) days after receipt of a request, in all areas where trunk and feeder cable have been activated. (f) Within a 4 -hour time period as specified by Grantee, appointments with subscribers will be scheduled by Grantee for installation or service. The specification of appointments as either "morning" or "afternoon" will be deemed to comply with this requirement. If a subscriber requesting service on a given day cannot be scheduled for a specific morning or afternoon time period, and is advised that the Grantee's service personnel may arrive at any time during the business day, the subscriber may request the Grantee to schedule an appointment for morning or afternoon service on the next business day during which such appointments are available. 2. Reguests for Cable Television Service and Repairs. (a) Grantee must render efficient service, make repairs promptly, and interrupt service only for good cause and for the shortest time possible. Scheduled interruptions, to the extent possible, must be preceded by notice to the subscribers and must occur during periods of minimum use of the system, preferably between 12:00 midnight and 6:00 A.M. A written log, or equivalent computer data which is capable of access and reproduction, must be maintained for all service interruptions, 970204 10572-00009 1sj 0592880 0 D — 2 subscriber requests for repair, and subscriber service complaints that result in a service call. (b) Grantee must maintain a repair force of techni- cians normally capable of responding to subscriber requests for service within the following time periods: (1) System outage: Within two hours on weekdays, and within four hours on weekends and holidays, after receiving subscriber calls that identify a system outage of audio or video on one or more channels, and which outage affects three or more subscribers in the same geographic area. (2) Isolated outage: Within twenty-four hours after receiving a request for service that identifies an isolated outage of audio or video on all channels, and which outage affects an individual subscriber. (3) Inferior reception quality: Within forty- eight hours, excluding weekends and holidays, after receiving a request for service that identifies a problem concerning audio or video quality. (c) Grantee will be deemed to have responded to a request for service under the provisions of this Section when a repair technician arrives at the service location and commences work on the problem. If a subscriber is not home when the tech- nician arrives, response will be deemed to have been made if the technician leaves written notification of arrival. 3. Verification of Compliance. Upon reasonable notice from the Grantor, the Grantee must demonstrate compliance with any or all of the standards set forth in Sections 1 and 2 above. 970204 10572-00009 lsj 0592880 0 D - 3 Grantee must provide sufficient information to permit Grantor to verify the extent of compliance. 4. Non-compliance with Standards. A repeated and verifiable pattern of non-compliance with the consumer protection standards of Sections 1 and 2, subsequent to Grantee's receipt of due notice and an opportunity to cure, may be deemed a violation of the franchise, subject to any and all remedies as prescribed in the Agreement, and applicable law. 5. Complaint Procedures. (a) Complaints to Grantee. Grantee must establish written procedures for receiving, acting upon, and resolving subscriber complaints without intervention by Grantor. The written procedures must prescribe the manner in which a subscriber may submit a complaint, either orally or in writing, that Grantee has violated any provision of Chapter 13.12 of the Code relating to consumer protection, the Agreement, or the subscriber's contract with Grantee. Following Grantee's investigation of a subscriber complaint, but in no event more than ten days after receiving the complaint, Grantee must notify the subscriber of the results of the investigation and of its proposed corrective action, if any. Grantee must also notify the subscriber of the subscriber's right to file a complaint with Grantor if the subscriber is dissatisfied with Grantee's decision. A copy of Grantee's written procedures must be filed with Grantor. (b) Complaints to Grantor. A subscriber who is dissatisfied with Grantee's proposed decision, or who was not 970204 10572-00009 lsj 0592880 0 D - 4 notified by Grantee within the ten day period, is entitled to have the complaint reviewed by the Grantor. The subscriber may initiate that review by filing a written complaint together with Grantee's decision, if any, with Grantor. Grantor will notify Grantee of that filing. The subscriber must file its complaint within twenty days after receipt of Grantee's decision, or, if no such decision has been provided, within thirty days after filing the original complaint with Grantee. Grantor may extend these time limits for reasonable cause. (c) Review by Grantor. Grantor will determine, following its review of a subscriber complaint and the Grantee's decision, if any, whether further action is warranted. If Grantor does not initiate further proceedings within fifteen days after the filing of the complaint, Grantee's proposed decision as to corrective action will be final. If Grantor decides to initiate further action, the Grantor will require Grantee and the subscriber to submit, within ten days of notice thereof, a written statement of the facts and arguments in support of their respective positions. Grantee or the subscriber may request in that statement that the matter be heard by the City Manager. Notice in writing specifying the time and place for that hearing will be given by the Grantor. The hearing will be conducted informally, and the parties may offer any evidence pertinent to the dispute. The City Manager will issue a written decision within fifteen days after receipt of the written statements or, if a hearing is requested, within fifteen days of the conclusion of the hearing, setting forth the basis of the decision. The 970204 10572-00009 lsj 0592880 0 D - 5 decision may be appealed to the City Council and, if so appealed, the City Council's determination will be final. 6. Remedies for Violations. Grantor may, as a part of the determination of a subscriber complaint in accordance with Section 5, impose penalties on Grantee if Grantor finds a pattern of substantial violations of consumer service standards, or that Grantee has arbitrarily and without justification failed or refused to comply with the provisions of Section 5. No monetary penalty imposed may exceed the sum of Two Hundred Fifty Dollars ($250) per day or per violation. 7. Notices. (a) Operating Policies. As subscribers are connected or reconnected to the cable television system, and at least once during each calendar year thereafter, Grantee must provide each subscriber with written notification concerning the procedures for making inquiries or submitting complaints, including the address and toll-free telephone number of the Grantee's business office, the names or titles of the designated employees or agents to whom those inquiries or complaints are to be directed, and information concerning the officer, employee, or department of the Grantor responsible for administration of the Franchise Agreement, with the address and telephone number of that officer, employee, or department. That notification must also set forth Grantee's normal business hours, legal holidays, and procedures for submitting inquiries, complaints, or requests for service after normal business hours. 970204 10572-00009 1sj 0592880 0 D - 6 (b) Changes in Operating Policies. Grantee must provide to all subscribers and to Grantor written notice not less than thirty (30) days prior to any material change in these operating policies. (c) Copies to Grantor. Copies of all written notices provided by Grantee to its subscribers that relate to operating policies and procedures, rates and charges, or programming services must concurrently be transmitted to Grantor. 8. Quality of Service. As provided for in the Agreement, the overall quality of service provided by Grantee to subscribers is subject to periodic evaluations by Grantor.- In addition, Grantor may at any time evaluate the quality of service when warranted by the number of subscriber complaints received by Grantee and Grantor, and Grantee's response to those complaints. Grantor's determination that service quality does not comply with the requirements of the Agreement may result in direction to Grantee to cure that non-compliance. Grantee's failure to commence corrective action within the time specified in Grantor's written notice may be deemed a violation of the franchise and subject to the remedies prescribed in the Agreement. Grantor, after following the required notice and hearing procedures, may recover its costs, expenses, damages, and penalties attributable to the violation against any security fund, performance bond, or other security that is provided by Grantee. 970204 10572-00009 19J 0592880 0 D - 7 AGENDA ITEM NO. 8.2 NO DOCUMENTATION AVAILABLE - CITY OF DIAMOND BAR AGENDA REPORT AGENDA NO. TO: Honorable Mayor and Members of the City Council MEETING DATE: April 1, 1997 REPORT DATE: March 28,1997 FROM: Terrence L. Belanger, City Manager TITLE: Evaluation of the Heritage Tract Neighborhood Traffic Improvements SUMMARY: Pursuant to the direction of the City Council, the effectiveness of the signing, marking, and striping improvements within the Heritage Tract were evaluated. Based on the follow-up questionnaires, an overwhelming majority (83%) of the residents believe traffic conditions in the neighborhood have improved. The "No Left -Turn" sign at the Country Hills Towne Center driveway on Fountain Springs Road, which was installed as part of the improvement, is requested for removal. Eighty-five (85%) of the questionnaire respondents want the sign removed due to the inconvenience it creates. Another proposed modification to the improvement is the removal of approximately one hundred seventy feet of the red curbing along the southerly side of Fountain Springs Road. DKS Associates has concluded that traffic conditions have improved in the study area and that these signings/stripings improvements have reached their intended mitigation. RECOMMENDATION: That the City Council adopt Resolution No. 96-02A amending Resolution No. 96-02 to include the removal of the "No Left -Turn" sign at the Country Hills Towne Center driveway on Fountain Springs Road and removal of one hundred seventy feet of red curb and retaining one hundred sixty feet of red curb along Fountain Springs Road between Diamond Bar Boulevard and Crooked Creek Drive. LIST OF ATTACHMENTS: X Staff Report _ Public Hearing Notification X Resolution(s) _ Bid Specification (on file in City ClerKs office) _ Ordinance(s) X Other:Final ReQort Heritage Tract Neighborhood Traffic Management Study.dated 4/1/97 Agreement(s) EXTERNAL DISTRIBUTION: SUBMITTAL CHECKLIST: 1. Has the resolution, ordinance or agreement been x Yes _ No reviewed by the City Attorney? N/A 2. Does the report require a majority vote? Majority _ Yes _ No 3. Has environmental impact been assessed? N/A _ Yes _ No 4. Has the report been reviewed by a Commission? _ Yes _ No Which Commission? N/A 5. Are other departments affected by the report? N/A _ Yes _ No Report discussed with the following affected departments: REVIEWED BY: Terrence L. Belange Frank M. Usher eorge . Wentz City Manager Assistant City Manager )0"f— City Engineer V117 VV IL IILI-lJli1 AGENDA NO. MEETING DATE: April 1, 1997 TO: Honorable Mayor and Members of the City Council FROM: Terrence L. Belanger, City Manager SUBJECT: Evaluation ofthe Heritage Tract Neighborhood Traffic Improvements ISSUE STATEMENT: Discuss the evaluation of the Heritage Tract Neighborhood traffic signing and striping improvements. RECOMMENDATION: That the City Council adopt Resolution No, 96-06A amending Resolution No, 96-02 to include the removal ofthe "No Left -Turn" sign atthe Country Hills Towne Center driveway on Fountain Springs Road and removal of one hundred seventy feet of red curb and retaining one hundred sixty feet of recd curb along Fountain Springs Road between Diamond Bar Boulevard and Crooked Creek Drive. FINANCIAL SUMMARY: The proposed recommendation has no financial impactor the City Fiscal Year 1996-97 budget, BACKGROUND/DISCUSSION: In January, 1995, the City of Diamond Bar retained the services of DKS Associates to assess and propose measures to mitigate speeding and cuttnrough traffic in the Heritage Tract, an area bounded by Pathfinder Road, Brea Canyon Road, and Diamond Bar Boulevard In January, 1996, the City Council of the City of Diamond Bar approved the recommendations under Part One of Plan I of the Neighborhood Traffic Management Study. These recommendations inc luded the installation ofvarious traffic signs, pavement markings, and striping The recommendation also included the installation of multi -way stop signs at the intersections of Fountain Springs Road/Castle Rock Road, Fountain Springs RoadlErea Canyon Road, Fountain Springs Road/ SunbrightDrive, Brea Canyon Road/Cool Springs Drive, and Cold Spring Lane/Castle Rock Road Pursuant to the direction of the City Council, the effectiveness of the abovementioned mitigation measures were evaluated The evaluation is based on residents' and businesses 'response to a follow-up questionnaire, and a license plate and video survey, conducted in May, 1996 Page Two Heritage Tract Evaluation April 1, 1997 One hundred sixteen (11 15) of the total seven hundred five (705) questionnaires were returned, which translates to a 16.5% return rate Based on the results of the follow-up questionnaire (Attachment "A"), an overwhelming majority (83%) ofthe residents believe thattraffic conditions in the neighborhood have improved. Otherspecific questions such as the desire to keep the "No Left Turn" sign at the County Hills Towne Center driveway on Fountain Springs Road were also asked. Eight -five (85%) of the questionnaire respondents want to see the "No Left -Turn" sign be removed permanently. The Fountain Springs Road red curbing issue was also discussed with the owner of Fountain Springs Plaza (Dr. Cho). On June 24, 1996, the Planning Commission held a meeting to discuss the parking issue and requested Dr. Cho to conduct a detailed parking study. A stucy, by Daniel Benson & Associates, was prepared and the results indicated thatthe site has a parking deficiency ofapproximately six vehicles during peak hours, Upon furthersite investigation, DKS Associates concurred thatapproximately 170' ofred curb could be removed without comprom ising the safety of raffic exiting the Plaza driveway and traffic entering Diamond Bar Boulevard. Prepared By: David G. Liu/Tsedav Aberra :.;W r -. .� ♦. 1 Yr{,�,. *4�'-� .u`.,�" r #� tie^5 w f " s �d-,rzy � �, ##`` i :� r ? 'f' 1 .. ,';e, anc it i anon-, 11 4; - __.'.'ufW s __^:s at F'vz!-,-, r1:1�5 rC : ❑ ac �istncrd E3r.r ii iii School ie font of Cast.erock L-ternentary School ne ()Fl Founctir, Springs Roac and Castlerock Road. [r, sins on Fo intair Springs road and Castlerock Road: r1:u si rs .m Cold Spring Lane and CasIerock Dive. L>e,vrnhill Speed" warning signs on Evergreen Springs Drive. �l 3. DO �0)), �i c of multi -way stop -signs will reduce speeding and "cut -through" traffic at the following loac,ions Yes 7 ` 71 % _ No__3? (29%) Brea Canyon Road/Cool Spring Lane intersection. ��_es_ ?S f7l % do 31 (29%) Fountain Springs Road/Sunbright Drive intersection. 4. Do you want the "No Left -turn" sign back in place at the driveway located on Fountain Springs Drive at the Country Hills Towne Center. Yes 11 (9/-) No 99. (85%) 6 (6%) -No Response Figure 3-2 F1 RESOLUTION NO. 96-02A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DIAMOND BAR PROVIDING FOR THE INSTALLATION OF "NO COMMERCIAL TRUCKS" SIGNS ON FOUNTAIN SPRINGS ROAD AT BREA CANYON ROAD AND WESTERLY OF THE COUNTRY HILLS TOWNE CENTER DRIVEWAY AND ON COLD SPRING LANE AT BREA CANYON ROAD AND DIAMOND BAR BOULEVARD, "NO PARKING, LOADING ONLY" SIGNS IN FRONT OF CASTLEROCK ELEMENTARY SCHOOL, "NO U-TURN" SIGNS AT THE INTERSECTION OF EVERGREEN SPRINGS DRIVE AT BIRCH HILL DRIVE AND AT LOST RIVER DRIVE, "NO PARKING, 7-3, SCHOOL DAYS ONLY" SIGNS ON BOTH SIDES OF EVERGREEN SPRINGS DRIVE BETWEEN PATHFINDER ROAD AND BIRCH HILL DRIVE, "NO PARKING ANYTIME" SIGNS ON FOUNTAIN SPRINGS ROAD FROM DIAMOND BAR BOULEVARD TO CROOKED CREEK DRIVE, REMOVING ONE HUNDRED SEVENTY FEET OF RED CURB AND RETAINING ONE HUNDRED SIXTY FEET OF RED CURB ALONG FOUNTAIN SPRINGS ROAD FROM DIAMOND BAR BOULEVARD TO CROOKED CREEK DRIVE, PAINTING RED CURBS ALONG CURVATURES ON RISING STAR DRIVE, CROOKED CREEK ROAD, HARMONY HILL DRIVE, HIDDEN PINES DRIVE AT SUNBRIGHT DRIVE, AND SUNBRIGHT DRIVE AT SILVER CLOUD DRIVE, AND REMOVING THE "NO -LEFT -TURN" SIGN AT THE DRIVEWAY EXIT OF COUNTRY HILLS TOWNE CENTER AT FOUNTAIN SPRINGS ROAD. A. RECITALS. (i) The Traffic and Transportation Commission considered this matter at a public meeting on August 10, 1995. (ii) At the meeting of August 10, 1995, the Traffic and Transportation Commission determined that the installation of "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Hills Towne Center driveway and on Cold Spring Lane at Brea Canyon Road and Diamond Bar Boulevard, "No Left -Turn" signs at the driveway exit of Country Hills Towne Center along Fountain Springs Road, "No Parking, Loading Only" signs in front of Castlerock Elementary School, "No U -Turn" signs at the intersections of Evergreen Springs Drive at Birch Hill Drive and at Lost River Drive, "No Parking, 7-3 School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive, "No Parking Anytime" signs and painting red curbs along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive and painting red curbs along curvatures on Rising Star Drive, Crooked Creek Road, Harmony Hill Drive, Hidden Pines Drive at Sunbright Drive, and Sunbright Drive at Silver Cloud Drive is appropriate. (iii) The Traffic and Transportation Commission recommends installation of "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Hills Towne Center driveway and on Cold Spring Lane at Brea Canyon Road and Diamond Bar Boulevard, "No Left -Turn" signs at the driveway exit of Country Hills Towne Center along Fountain Springs Road, "No Parking, Loading Only" signs in front of Castlerock Elementary School, "No U -Turn" signs at the intersections of Evergreen Springs Drive at Birch Hill Drive and at Lost River Drive, "No Parking, 7-3 School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive, "No Parking Anytime" signs and painting red curbs along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive and painting red curbs along curvatures on Rising Star Drive, Crooked Creek Road, Harmony Hill Drive, Hidden Pines Drive at Sunbright Drive, and Sunbright Drive at Silver Cloud Drive. (iv) At its meeting of January 9, 1996, the City Council approved and adopted Resolution No. 96-02 installing "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Hills Towne Center driveway and on Cold Spring Lane at Brea Canyon Road and Diamond Bar Boulevard, "No Left -Turn" signs at the driveway exit of Country Hills Towne Center along Fountain Springs Road, "No Parking, Loading Only" signs in front of Castlerock Elementary School, "No U -Turn" signs at the intersections of Evergreen Springs Drive at Birch Hill Drive and at Lost River Drive, "No Parking, 7-3 School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive, "No Parking Anytime" signs and painting red curbs along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive and painting red curbs along curvatures on Rising Star Drive, Crooked Creek Road, Harmony Hill Drive, Hidden Pines Drive at Sunbright Drive, and Sunbright Drive at Silver Cloud Drive. B. RESOLUTION. NOW THEREFORE, THE CITY COUNCIL OF THE CITY OF DIAMOND BAR DOES HEREBY FIND, DETERMINE AND RESOLVE AS FOLLOWS: 1. Said action is pursuant to Section 10.08.010 of the Diamond Bar City Code, as heretofore adopted; 2. The City Council hereby finds that the public health, safety, and welfare will be best protected by installing "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Hills Towne Center driveway and on Cold Spring Lane at Brea Canyon Road and Diamond Bar Boulevard, "No Parking, Loading Only" signs in front of Castlerock Elementary School, "No U -Turn" signs at the intersections of Evergreen Springs Drive at Birch Hill Drive and at Lost River Drive, "No'Parking, 7-3 School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive, "No Parking Anytime" signs on Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive, removing one hundred seventy feet of red curb and retaining one hundred sixty feet of red curb along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive, painting red curbs along curvatures on Rising star Drive, Crooked Creek Road, Harmony Hill Drive, Hidden Pines Drive at Sunbright Drive, and Sunbright Drive at Silver Cloud Drive, and removing the "No Left -Turn" sign at the driveway exit of Country Hills Towne center at Fountain Springs Road as herein prescribed; 3. This resolution shall not become effective until the "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Hills Towne Center driveway and on Cold Spring Lane at Brea Canyon Road and Diamond Bar Boulevard, "No Parking, Loading Only" signs in front of Castlerock Elementary School, "No U -Turn" signs at the intersections of Evergreen Springs Drive at Birch Hill Drive and at Lost River Drive, "No Parking, 7-3 School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive, "No Parking Anytime" signs on Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive, removing one hundred seventy feet of red curb and retaining one hundred sixty feet of red curb along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive, painting red curbs along curvatures on Rising Star Drive, Crooked Creek Road, Harmony Hill Drive, Hidden Pines Drive at Sunbright Drive, and Sunbright Drive at Silver Cloud Drive, and removing the "No Left -Turn" sign at the driveway exit of Country Hills Towne Center at Fountain Springs Road are properly posted and painted by the City; and 4. The City Council of the City of Diamond Bar hereby authorize and direct the City Engineer to cause said signs and red curbing to be installed as herein defined be established. S. The City Council hereby finds that the proposed traffic mitigation measures as outlined in Part One of Plan One of the Neighborhood Traffic Management Study conducted by DRS Associates, dated November 6, 1995 are categorically exempt pursuant to Section 15301(c) of the State of California Environmental Impact Report Guidelines. PASSED, APPROVED and APPROVED this day of , 1997 MAYOR I, LYNDA BURGESS, City Clerk of the City of Diamond Bar, do hereby certify that the foregoing Resolution was passed, adopted and approved at a regular meeting of the City Council of the City of Diamond Bar held on day of following vote: AYES: COUNCIL MEMBERS: NOES: COUNCIL MEMBERS: ABSENT: COUNCIL MEMBERS: ABSTAINED: COUNCIL MEMBERS: ATTEST: , 1997 by the City Clerk, City of Dianar:d Bar it hh t 1 � !,� f 1 it C 1 M ; w � 3 1 S X14' Mlft ! t i I FINAL REPORT Evaluation of the Heritage Tract Neighborhood Traffic Management Study - Plan I, Part One Improvements prepared for City of Diamond Bar by DKS Associates April 1, 1997 Neighborhood Traffic Study Table of Contents Executive Summary ....................................... ES -1 1. Introduction..............................................1 2. Evaluation of Improvements ................................ 4 2.1 Implemented Plan I, Part One Improvements .................... 4 2.2 License Plate Survey ..................................... 6 2.3 Red Curb Parking Evaluation at Fountain Springs Rd ............. 15 2.4 Scbool Area Vehicle/Pedestrian Circulation .................... 18 2.5 Trip Generation of Neighborhood Study Area .................. 21 2.6 Roadway Capacity for Residential Streets ..................... 22 2.7 Traffic Chokers ....................................... 25 3. Neighborhood Questionnaire .............................. 28 3.1 "Follow-up" Questionnaire Results .......................... 28 4. Findings and Conclusions ................................. 31 4.1 Effectiveness of Plan I, Part One Improvements ................ 31 City of Diamond Bar DKS Associates i 40200. P94198.toc Neighborhood Traffic Study Figures 1-1 - Study Area Map ............................................. 2 2-1 - Plan I, Part One Improvements .................................... 5 2-2 - License Plate Survey Locations ................................... 7 2-3 - Percentage of Cut -through Traffic ................................. 11 2-4 - Percentage of Cut -through Traffic ................................. 12 2-5 - Percentage of Cut -through Traffic ................................. 13 2-6 - Percentage of Cut -through Traffic ................................. 14 _ 2-7 - Removal of Red Curbing ....................................... 17 2-8 - School Area Signs ........................................... 20 2-9 - Average Daily Traffic and Turning Movement Counts .................... 24 _ 2-10 - Traffic Choker ............................................. 26 3-1 - Neighborhood Responses by Street Name ............................ 29 3-2 - Results of Questionnaire ........................................ 30 Tables 2-1 - Percentage of "Cut -Through" Traffic ............................... 8 2-2 - Country Hill Towne Center Driveway Volumes ........................ 10 2-3 - Trip Generation Comparison ..................................... 22 4-1 - Effectiveness of Plan I, Part One Improvements ........................ 34 City of Diamond Bar DKS Associates ii 40200. P94188.toc Executive Summary DKS Associates was retained by the City of Diamond Bar in January 1995 to assess existing traffic conditions in the neighborhood study area and develop an action plan for improvements to deter speeding and "cut -through" traffic in the neighborhood. The project study area is bounded by Pathfinder Road, Brea Canyon Road, and Diamond Bar Boulevard. In the original Neighborhood Traffic Management Study, dated November 6, 1995, DKS Associates made recommendations to address traffic issues in the study area. These issues were brought to the City's attention by soliciting input from residents by mail questionnaires and workshops. DKS in conjunction with the City developed two separate traffic questionnaires and mailed them to approximately 700 homes and businesses in the study area in the Spring of 1995. These two questionnaires and neighborhood workshop meetings were used as a tool to help the City and DKS Associates determine what type and where traffic problems exist in the study area. The Neighborhood Traffic Management Study's recommendations took a phased approach in order of extent and cost of improvements. Two phases were presented in the study. Phase I was a less costly approach and Phase II was a more costly approach to improve traffic in the study area. Phasing of these traffic control improvements was necessary because it is very difficult to predict what impacts on travel patterns the various improvements will have on the area. - The City has implemented Plan I, Part One of the original study recommendations. Plan I is a two-part plan that will be used to deter speeding and decrease "cut -through" traffic in the study area. Part One of this plan was an action plan that addressed many of the traffic operation - problems that occur in the study area. The types of measures that were proposed included traffic signs, pavement markings, and striping. Part One also included further multi -way stop -sign warrant studies at the intersection of Fountain Springs Road at Castlerock Road, Fountain Springs Road at Brea Canyon Road, Fountain Springs Road at Sunbright Drive, Brea Canyon Road at Cool Springs Drive, Evergreen Springs Drive at Sunbright Drive, and Cold Spring Lane at Castlerock Road. It also included installing "No Commercial Trucks" signs on Fountain Springs Road and prohibiting parking on Evergreen Springs Drive near Diamond Bar High School. This report contains an evaluation of all the improvements that have been installed under Plan I, Part One of the initial neighborhood traffic study. It also includes the results of a subsequent license plate and video survey conducted in May 1996. The purpose of the license plate survey is to determine the percentage of "cut -through" traffic in the neighborhood study area. Also, a City of Diamond Bar DKS Associates ES -1 40200. P94198. rpt Neighborhood Traffic Study follow-up questionnaire was mailed to the residents and businesses to determine if traffic -- conditions in the neighborhood have improved_ Based on the results from the follow-up questionnaire the majority of the residents and businesses -- feel that traffic conditions have improved after the installation of Plan I, Part One improvements. Based on our professional opinion and having monitored the traffic flow patterns in the neighborhood, we concur that traffic conditions have improved in the study area due to Plan I, Part One improvements and that those recommendations reached their intended mitigation. City of Diamond Bar DKS Associates ES -2 40200. P94198. rpt 1. Introduction This report presents the results of an evaluation for the effectiveness of traffic related improvements done to the Heritage Tract area in the City of Diamond Bar. The study area is bounded by Diamond Bar Boulevard, Pathfinder Road, and Brea Canyon Road as shown in Figure 1-1. These improvements were the result of recommendations made to traffic concerns identified in the Neighborhood Traffic Management Study prepared by DKS Associates, November 1995. The primary concerns identified by residents were cut -through traffic, speeding, and neighborhood/school related traffic. For the initial traffic study, DKS Associates gathered field data and other pertinent information from the neighborhood study area. Also, DKS Associates in conjunction with the City mailed two separate traffic questionnaires to residents in early 1995. Also, a steering committee comprising neighborhood citizens, City staff, and DKS Associates was initiated at the first of two neighborhood workshops held in April 1995. The purpose of these workshops were to develop a recommended action plan for the study area. There were two mitigation plans developed for this study area. The November 1995 recommendations took a phased approach in order of extent (and cost) of improvements. Phasing of these traffic control improvements was necessary because it is very difficult to predict what impacts on travel patterns these various improvements will have on the area. Plan I has two parts. Part One of Plan I is an action plan that addressed many of the traffic operational problems in the study area. The measures that were in Part One are as follows: 1. Conduct further multi -way stop -sign warrants at the intersections of Fountain Springs Road/Castlerock Road, Cold Spring Lane/Castlerock Road, Evergreen Springs Drive/Sunbright Drive, Fountain Springs Road/Brea Canyon Road, Fountain Springs Road/Sunbright Drive, and Brea Canyon Road/Coot Springs Drive; 2. "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Hills Towne Center driveway, on Cold Spring Lane east of Brea Canyon Road and westerly of Diamond Bar Boulevard; City of Diamond Bar DKS Associates 40200. P94198.rpt �o Scor J rw y Qom 11 m Or 0 01 C Neighborhood Traffic Study 3. "No Left -Turn" sign at the driveway of Country Hills Towne Center on Fountain Springs Road; 4. "No Parking, Loading Only," signs in front of Castlerock Elementary School; 5. "No U -Turn" signs at the intersection of Evergreen Springs Drive at Birch Hill Drive and at Lost River Drive; 6. "No Parking, 7:00 A.M.-3:00 P.M., School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive; 7. "No Parking Anytime" signs and red curbs along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive. Red curbs along curve locations at Choctaw Drive, Rising Star Drive, Silver Cloud Drive, Harmorry Hill Drive, and Hidden Pines Drive. Painting double yellow line striping on Cold Spring Lane from Diamond Bar Boulevard to Castlerock Road and at curve locations at Choctaw Drive, Rising Star Drive, Silver Cloud Drive, Hidden Pines Drive, Harmony Hill Drive, and Birch Hill Drive. Multi -way stop -sign warrant analyses were conducted at the intersections of Fountain Springs Road/Castlerock Road, Cold Spring Lane/Castlerock Road, Evergreen Springs Drive/Sunbright Drive, Fountain Springs Road/Brea Canyon Road, Fountain Springs Road/Sunbright Drive, and Brea Canyon Road/Cool Springs Drive in March 1996. Based on the results of the multi -way stop -sign warrant analyses, stop -signs were installed at 1) Fountain Springs Road/Castlerock Road, 2) Cold Spring Lane/Castlerock Road, 3) Fountain Springs Road/Brea Canyon Road, 4) Fountain Springs Road/Sunbright Drive, and 5) Brea Canyon Road/Cold Spring Lane in April/May 1996. City of Diamond Bar DKS Associates 3 40200. P04198.rpt 2. Evaluation of Improvements This chapter will discuss the effectiveness of the installed improvements. Discuss the results of a license plate and video survey to determine the percentage of "cut -through" trips in the study area, and a red curb "no parking" evaluation of the Fountain Springs Plaza commercial building located on the southwest corner of Fountain Springs Road and Diamond Bar Boulevard. 2.1 Implemented Plan I, Part One Improvements On January 9, 1996, the City Council adopted a Resolution 96-02 to implement Part One of Plan I improvements of the Neighborhood Traffic Management Study. Plan I of Part One improvements have been implemented as of mid April 1996. Figure 2-1 depicts the location and what type of improvements have been implemented. -- Thus far, the most complaints of the installed improvements have focused on two items. The first is the "No Left -Turn" sign at the Country Hills Towne Center driveway on Fountain Springs Road and the prohibition of parking (red curb) on the south side of Fountain Springs Road from -- Crooked Creek Drive to Diamond Bar Boulevard. On March 20, 1996, the Department of Public Works temporarily covered the "No Left -Turn" sign at Country Hills Towne Center due to the number of complaints the City received by the residents. Based on questionnaire and input received by City staff, the majority of the residents indicated that the "No Left -Turn" sign is a major inconvenience. Another concern is the prohibition of parking (red curbing) on the south side of Fountain Springs Road from Crooked Creek Drive to Diamond Bar Boulevard. At the March 14, 1996 Traffic & Transportation Commission meeting, the property owner of Fountain Springs Plaza, located at the corner of Fountain Springs Road at Diamond Bar Boulevard contended that the red curb on the south side of Fountain Springs prohibits his customers from utilizing Fountain Springs Road as additional parking for his facility. Other concerns by residents were primarily in regards to school traffic at the intersection of -- Evergreen Springs Drive at Birch Hill Drive near Pathfinder Road and the disregard of the "No Parking, 7:00 A.M.-3:00 P.M., School Days Only" signs along Evergreen Springs Drive near the east school entrance. City of Diamond Bar DKS Associates 4 40200. P94198. rpt �o 901? m i Z NZ 00 -� rn C X' 7 0-0 f!y� 7r 030 ow 30 NI t0 0 1100 0 O wo 3 a 3 7 h� 0 1 0 0 0 O cl �] O O 0 Q NY "% )a 0 �o� :3 o eQr 0 030 n_' m cp �� x � C3 < Z L40 00 o� -z c° 00 '� O w. 3 (0 3 7 �p D 0.1 f/e O 1100 ' Ra ,� y`o ,�c h� (00 0 ol O � O Oth :20 EIV . -w 2-► 0 p 00 O n� a3 Neighborhood Traffic Study 2.2 License Plate Survey The objective of the license plate survey was to quantify the magnitude of "cut -through" trips _ crossing from an entrance point to an exit point in the neighborhood study area. It should be noted that our definition of a "cut -through" trip is a vehicle using a particular street as a "short- cut" to by-pass an adjacent congested arterial or intersection. A neighborhood related trip, as opposed to a "cut -through" trip, would be for example, a vehicle traveling to a school or shopping center from within the neighborhood or an adjacent neighborhood as a point of origin. The license plate survey was conducted at seven principal locations in the study area as shown in Figure 2-2. The survey was conducted on Thursday, May 9, 1996 during the morning, afternoon, and evening peak hours. Also, a weekend day peak hour (Saturday, May 11, 1996) was surveyed. The license plate number was recorded for each inbound and outbound vehicle that passed through the survey location. A license plate number match was then performed comparing the license plate numbers entering one survey location and exiting the next adjacent survey location. If a vehicle was noted entering at one survey point and exiting at the next adjacent point then this vehicle trip is assumed to be a "cut -through" trip. A license plate number that was recorded once and not recorded again was assumed to have originated or completed a trip within the neighborhood study area. Table 2-1 summarizes the total volumes, assumed "cut -through" trips, and "cut -through" trip percentages that were determined to have traveled through the study roadway. As illustrated in Table 2-1, the streets that have the most significant "cut -through" trips were Cold Spring Lane, Evergreen Springs Drive, and Fountain Springs Road. The highest recorded "cut - through" trips occurred along Fountain Springs Road during the morning peak hour. One hundred -eighty-nine (189) out of a total of 438 vehicle trips were "cut -through" trips on Fountain Springs Road. The result translates to 43% of traffic traveling west on Fountain Springs Road are "cut -through" trips. Our field observations indicate that a majority of these "cut -through" trips are attributed to parents and high-school age kids driving to Diamond Bar High School. Figures 2-3 through 2-6 depict the percentage of cut -through trips for the recorded time periods. Entering and exiting traffic using the Country Hills Towne Center driveway at Fountain Springs Road was counted during the license plate survey. Table 2-2 illustrates the number of entering - and exiting vehicles at the driveway and the percentage of traffic and direction they came from. The highest number of trips using the Country Hills Towne Center driveway occurred during the Saturday 12:00 P.M. -1:00 P.M. count. A total of 329 vehicles entered and exited the driveway. Forty percent (40%) of the 329 vehicles used Brea Canyon Road and the rest of the traffic (60%) used Diamond Bar Boulevard. DKS staff observed the number of commercial/delivery trucks using the Country Hills Towne Center driveway onto Fountain Springs Road during the license plate survey. Three commercial/delivery trucks exited the Center's driveway and exited the neighborhood via Diamond Bar Boulevard during 6:45-7:45 A.M. hour. Two commercial/delivery trucks were seen exiting the Country Hills Towne Center driveway between the 2:15-3:15 P.M. hour and no trucks were observed during the 4-5 P.M. hour. Staff did not see any commercial/delivery trucks using Fountain Springs Road and Brea Canyon Road as a "cut -through" route to the shopping center during the license plate survey. City of Diamond Bar DKS Associates R 40200. 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L L L r I- 6IL F- co F- N H d' I- •- cn -o m m m O O m IA (OD L 6 H N tm cu C O O cr- m N -00- o 0 O cc CL C A N LO O O CF rn c � U N m C m co C LL 0 04 4-1 F- (Y7 m A m O 'a ,> O O 0 *' ar N co 04O C) 4) p 0 LO m N 4' .� C > co a� U � m C C0) C N o ~ CV) LO O r � y Z C M ca O m U C w Q a. mC CL N �_ U m> O >" O m N U O O O ;� M` O co N Un 7 O O O +_� Fm -UH F- NFL— �H fA 0 No Scale f.�nder Rd P 0th 438(4390) Fountain S in S Rd '09 U O L O O Q U 362 (27%) m Cold Spring Ln O 1,36 (87,) E 1. LEGEND 123 - Total volume (645-745 AM Thursday) (12%) — Through Trip Percentage Through Traffic From License Plate Survey F thru.dw9 17; n i i r A %— .� 0 No Scale pathf�nder Rd V er9�e �Q 315 U O L � m O� y� U 202 (28%) m Cold Spring Ln 4 209 (1490) Q LEGEND 123 — Total Volume (215-315 P M Thursday) (12%) — Through Trip Percentage Through Traffic From License Plate Survey t thru. dwg F' i rn i i r z 9-4 0 No Scale �4 P athf tinder Rd Lq iSg) �6 121 (7%) Fountain S 'n s Rd 239 Y U O L � N 1 � U — m L 231 19%) M Cold Spring Ln _0 O 224 (17q) a LEGEND 123 — Total Volume (400-500 PM Thursday) (12%) — Through Trip Percentage Through Traffic From License Plate Survey �/97 thru.dw9 F i /l l t r o i -- ) 0 No Scale �O Pathfinder Rd LEGEND 123 — Total Volume (12%) — Through Trip Percentage (Noon-1PM Saturday) Through Traffic From License Plate Survey F;PtI Irc i—F, 148 (13q) Fountain S 'n s Rd 213 (137) .D X U O 1 W m U 189 (19%) m Cold Spring Ln _0 C 0 195 (217.) 0 LEGEND 123 — Total Volume (12%) — Through Trip Percentage (Noon-1PM Saturday) Through Traffic From License Plate Survey F;PtI Irc i—F, Neighborhood Traffic Study 2.3 Red Curb Parking Evaluation at Fountain Springs Road As part of the mitigation measures of Plan I, Part One, DKS Associates recommended that "No Parking Anytime" signs and painting the existing curbs red along the south side of Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive. This is approximately 330 feet of red curb. The red curbing and "No Parking Anytime" signs were installed for safety and sight distance purposes for the safe operation of the traffic signal on Diamond Bar Boulevard at Fountain Springs Road and the driveways at Country Hills Towne Center and Fountain Springs Plaza. After the red curbing was installed, the owner of Fountain Springs Plaza requested that the City remove the red curbing because his parking lot does not have a sufficient amount of parking spaces to accommodate tenants and clientele. He contended that his tenants use Fountain Springs Road for parking because at certain peak times of the day there are no available parking spaces on his lot. City staff conducted its own study to see if there were parking space deficiencies at Fountain Springs Plaza. For a two-week period City staff observed the amount of cars parked at the facility during the hours from 10:00 A.M. to 4:00 P.M.. Staff observed a range from 6 to 12 available parking spaces during their observations. City staff also presented a report documenting their - findings to the Traffic and Transportation Commission. This matter was referred to the City's Planning Commission. On June 4, 1996, the City Council received a recommendation from the Traffic and Transportation Commission that a portion of the red curbing on the south side of Fountain Springs Road be removed. This portion runs from the centerline of Crooked Creek Drive to the Country Hills Towne Center driveway, which is approximately 90 feet. Red curbing would still be maintained from the Country Hills Towne Center to the Fountain Springs Plaza driveway. This distance is approximately 240 feet. The City Council then referred this matter to the Planning Commission. On June 24, 1996, the Planning Commission held a meeting to discuss the parking issue and requested that the owner of the Fountain Springs Plaza conduct a detailed parking study to substantiate his contention that he has a parking problem. The owner hired Daniel Benson & Associates to conduct a parking study of the site. The results of the study indicated that the site has a parking deficiency of approximately six vehicles during their peak hour and recommended two alternatives. The first, is to remove the red curbing along Fountain Springs Road and make it a green loading zone area with a time limit and the second alternative was to remove the red curbing to allow employee parking. Upon further site investigation, DKS Associates agrees to remove approximately 100' more red curbing to allow parking. This will allow five more vehicles to park along Fountain Springs Road without compromising the safety of traffic exiting the Plaza driveway and traffic entering Diamond Bar Boulevard. This removal is approximately 100 feet more than what was originally agreed - upon by the Traffic and Transportation Commission. Figure 2-7 depicts the existing red curb and the proposed removal of red curbing. Five more parking spaces will be gained by this removal of red curbing. City of Diamond Bar DKS Associates 15 40200. P84188.rpt Neighborhood Traffic Study The red curbing along curve locations at Choctaw Drive, Rising Star Drive, Silver Cloud Drive, Harmony Hill Drive, and Hidden Pines Drive have been effective in prohibiting vehicles from parking along these curves. By restricting vehicles from parking along the curves, adequate street width is maintained and potential vehicle conflicts between oncoming vehicles are eliminated. City of Diamond Bar 16 DKS Associates 40200.P841 as.rpt AKS Assoaates Not to Scale DIAMOND BAR BLVD xisting Re :urb to rer sting Red .b to rem( Existing R Curb to b RISING STAR DR removed Existing Red Curb to rem Existing Re( Curb to ren 200' Existing F Curb to t removed 0 CROOKED CREEK DR 0 Z CL Ln Z a z Z) 0 wne City of Diamond Bar Red Curb Recommendations On Fountain Springs Road c-. .-- 0-7 Neighborhood Traffic Study 2.4 School Area Vehicle/Pedestrian Circulation An evaluation of pedestrian and vehicle circulation of the three existing schools was made by observing the schools at the beginning and ending times of the school day. All traffic control devices such as school pedestrian crosswalk signs, pavement markings, and crossing guards were noted during our field review. Figure 2-8 depicts where the school crosswalks and school related signs are located. It should be noted that school crosswalk lines are painted yellow. The Caltrans Traffic Manual states that a pedestrian crosswalk may be painted yellow if either (a) _ the nearest point of the crosswalk is not more than 600 feet from a school building or the grounds thereof, or (b) the nearest point of the crosswalk is not more than 2,800 feet from a school building or the grounds thereof, and there are no intervening crosswalks other than those contiguous to the school grounds. Diamond Bar High School Diamond Bar High School is located on the southeast corner of Pathfinder Road at Brea Canyon Road. School hours are from 7:25 A.M.-2:25 P.M., Monday through Friday. There are approximately 2,500 students enrolled at the school. The left -turn out movement of the three driveway exits onto Pathfinder Road is prohibited during school hours. A "School Bus Only" entrance is located on Brea Canyon Road and one staff entrance is located on Evergreen Springs Drive. There is no student "drop-off' lane on Pathfinder Road in front of the school. Therefore many parents choose to drop-off students at the Evergreen Springs Drive entrance then proceed to make a "U -Turn" at Birch Hill Drive to get back onto Pathfinder Road. Field observations indicate that most students that use the crosswalks at Pathfinder Road/Evergreen Springs Road intersection obey the pedestrian signals. Field observations of the effectiveness of the installed "No Parking -7:00 A.M.-3:00 P.M." signs are only obeyed when law enforcement is in the area. Evergreen Springs Elementary School Evergreen Springs Elementary School is located at the corner of Evergreen Springs Drive and Castlerock Road. School hours are from 8:50 A.M.-3:05 P.M., Monday through Friday for Grades 1 through 5. Kindergarten has an early and a late session. These sessions are from 8:50 A.M.-12:30 P.M., Monday through Thursday, from 9:50 A.M.-1:45 P.M., Monday through Thursday, and Fridays 8:50 A.M.-12:10 P.M. There are approximately 700 students enrolled at the school. Two driveway entrances front on Evergreen Springs Drive. The north driveway entrance is blocked by school buses in the afternoon. Parents are only allowed to use the south driveway entrance to pick up their children in the afternoon. DKS staff observed that parent's vehicles queue from the parking lot onto Evergreen Springs Drive causing a virtual gridlock when school ends in the afternoon. A crossing guard is located at the intersection of Harmony Hill Drive and Evergreen Springs Drive and Pathfinder Road at Evergreen Springs Drive to help elementary school children cross the street safely. City of Diamond Bar DKS Associates is 40200. P94198. rpt Neighborhood Traffic Study Castlerock Elementary School Castlerock Elementary School is located along Castlerock Road between Bronco Lane and Cool Springs Drive. School hours are from 9:00 A.M.-3:15 P.M., Monday through Friday for Grades 1 through 6. Kindergarten session hours are from 9:00 A.M.-12:20 P.M., Monday through — Friday. There are approximately 700 students enrolled at the school. School pedestrian crosswalks are located at Cold Spring Lane at Castlerock Road, Cool Springs Drive at Castlerock Road, and at Brea Canyon Road at Cold Spring Lane. Crossing guards are also at Cold Spring Lane at Castlerock Road and Brea Canyon Road at Cold Spring Lane. — Our field review at the time the schools begin and end show that traffic circulation is heavy, but the peak of congestion is only for a short period of time. The time of congestion occurs normally in a fifteen to twenty minute window at the start and end time of the school day. Diamond Bar High School begin and end times do not overlap with the begin and end times of Evergreen Springs Elementary School so there are no conflicts between Diamond Bar High School traffic and Evergreen Springs Elementary School traffic. Castlerock Elementary school traffic does not conflict with either Diamond Bar High School traffic and Evergreen Springs Elementary School traffic because Castlerock Elementary School's location. Based on our field review of the existing traffic control devices near all three schools, all school related signs and pavement markings are in accordance with Traffic Engineering standards such as the Caltrans Traffic Manual and the Federal Highway Administration's (FHWA), Manual on Uniform Traffic Control Devices (MUTCD). A review of traffic accident data of the last five - years revealed that there were no school pedestrian related accidents in the study area. The traffic and pedestrian patterns around these schools do not appear to present a safety concern. However, some of the through traffic in the subject neighborhood is associated with the schools. City of Diamond Bar 19 DKS Associates 40200. P94198.rpt Z O N A �_ Neighborhood Traffic Study 2.5 Trip Generation of Neighborhood Study Area A quantitative but less accurate method of determining the amount of "cut -through" trips is by calculating the expected trip generation in the study area. The expected trips generated by the study area are compared to the actual average daily 24 hour traffic in the study area. There are approximately 700 homes in the Heritage Tract study area. A single family dwelling unit is expected to generate ten trips per day. This assumption is based on the Institute of Transportation Engineer's (ITE) Trip Generation Manual, Fifth edition, 1991. Based on this assumption, the Heritage tract is expected to generate 7,000 vehicle trips per day. The City's actual daily traffic count of all the streets in the study area is approximately 10,300 vehicles per day. This figure was determined by summing all of the current average daily traffic volumes on _ each street based current traffic data (1996-1994). The number of daily trips generated by the shopping center is 9,890 trips per day based on ITE's trip generation rates. This number is based on the actual square footage of the Country Hills Towne Center which is 171,200 square feet. The Fountain Springs Plaza generates approximately 625 trips per day based on the 10,800 square foot facility. When school is in session, Diamond -- Bar High School generates about 3,000 vehicles per day (2,500 students), Evergreen Springs Elementary generates 765 vehicles per day (700 students), and Castlerock Elementary generates 765 vehicles per day (700 students). All of these figures are based on ITE's trip generation rates. Table 2-3 below illustrates the number of daily trips generated by the existing homes, shopping center, and schools combined in the study area based on ITE's rates and compares it to the actual daily trips in the study area. It should be noted that the difference between the expected daily trips and the actual daily trips does not give the actual "cut -through" traffic in the study area. Drivers may enter and exit the shopping center on Diamond Bar Boulevard and enter and exit Diamond Bar High School on Pathfinder Road. In conclusion, the actual total number of trips in the neighborhood study area are less than the expected number of trips per ITE's figures. City of Diamond Bar DKS Associates 21 40200. P94198.rpt Neighborhood Traffic Study Average daily traffic volumes and turning movement counts at selected locations are depicted on Figure 2-9. 2.6 Roadway Capacities of Residential Streets The capacity of a roadway is measured by the maximum number of vehicles that can pass over that Particular segment of roadway in 24 hours. The capacity of a roadway is affected by a number of factors including roadway type, street and lane widths, number of travel lanes, number of crossing roadways, signal cycle length, absence or presence of on -street parking, number of driveways, pavement conditions and terrain. The City of Diamond Bar's General Plan Circulation Element has an established roadway capacity for all of the streets in the City. The City's capacity for residential streets is 2,500 vehicles per day and 10,000-20,000 vehicles per day (two to four lanes) for collector streets. Collector streets are intended to carry traffic between residential neighborhoods and major arterial streets. Local residential streets are designed to serve adjacent residential land uses only. Many research studies have been conducted to determine what is the acceptable capacity of a residential street. However, speed of traffic is one of the primary factors that residents believe is the most crucial for the livability of a street. The maximum residential traffic volume which is acceptable to persons living along the street may vary from one street to another depending upon roadway width, type of dwelling units (i.e. high City of Diamond Bar DKS Associates 22 40200. P94198. rpt Neighborhood Traffic Study density versus single family homes), presence of schools and other factors. The maximum volume of 2,500 per day is, therefore, to be used as a guideline only, and sensitivity to the neighborhood and its impact needs to be carefully considered. The City's Circulation Element designates Castlerock Road, Cold Spring Lane, Evergreen Springs Drive, and Fountain Springs Road as Residential Collectors. Based on the present 24 hour traffic volumes on these four streets, none of these streets are over capacity. City of Diamond Bar DKS Associates 23 40200.P94198.rpt 43/32 --� 248/1369 -- Neighborhood Traffic Study 2.7 Traffic Chokers Plan I, Part Two of the Neighborhood Traffic Management Study recommended the installation of traffic chokers on Fountain Springs Road and Cold Spring Lane. As was mentioned in the Neighborhood Traffic Management Study report, a choker is a device that physically narrows the street to reduce the width of the traveled way. A choker is usually made of concrete curb and gutter. The permanent installation of a choker requires revisions in existing street curblines, sidewalks, and drainage facilities as well as provisions for bicycle travel and landscaping, all of which add to the expense of installation. The cost of the installation of a traffic choker is approximately from $4,000 to $10,000 per location. The positive aspects of a choker include slowing down traffic in the vicinity of the choker and sight distance is improved by restricted parking at the choker. Negative aspects of the choker include the creation of a potential obstacle for a motorist to run into, increased emergency vehicle response times and potential negative impacts to residents living adjacent to the actual device. Figure 2-10 depicts a typical traffic choker. According to the Institute of Transportation Engineers (ITE), "Residential Street Design and Traffic Control" manual, traffic chokers reduce the traffic volume only when they reduce the number of lanes of travel or add significant travel time to a considerable length of street. _ Law Enforcement and Government Policies and Opinions of Traffic Chokers The City contacted the County of Los Angeles Fire Department to solicit their input and comments of the installation of traffic chokers on residential streets. The Fire Department had serious concerns of using traffic chokers and strongly oppose their installation. The Department said that the installation of traffic chokers would delay response times in the neighborhood and this would be detrimental to public safety. The Fire Department mentioned that at the time the Heritage Tract map was recorded it was based on the Los Angeles County Code Title #21, Subdivision Ordinance Access Requirements. If traffic chokers are installed, the streets would no longer comply the requirements of the ordinance. The County of Los Angeles Sheriffs department does not have a written policy on traffic chokers and/or speed humps. Their opinion is similar to that of the use of speed humps. The Sheriffs Department believes traffic chokers won't interfere with response time, and like speed humps, chokers will probably not have a significant lasting impact on the speed of vehicles. The City of Diamond Bar's Planning Department conducted an investigation to see if the installation of traffic chokers on residential streets is consistent with the goals of the City's General Plan. Planning staff findings were that the installation of traffic chokers are consistent with the General Plan. Reference is made to: Goal 1: Consistent with the Vision Statement, enhance the environment of the City's street network. Work toward improving the problems presented by the intrusion of regionally oriented commuter traffic through the City and into residential neighborhoods. Consider _._ programs to reinforce the regional transportation and circulation system to adequately City of Diamond Bar DKS Associates 26 40200. P94188. rpt !>KS /Associates Crivewoy F6.dwg r ,ie Stripe :,propriate Warning Sign Traffic Choker Figure 2-10 Neighborhood Traffic Study accommodate regional need,. Objective 1.3.1: Maintain the integrity of residential neighborhoods Discourage through traffic, and Strategy 1.2.1: Prepare programs for traffic control measures including but not limited to, additional stop signs at problem intersections, timing of signals, and regulation of speed limits. The Planning Department indicated that the installation of traffic chokers and other related traffic control devices are Categorically Exempt from the provisions of California Environmental Quality Act (CEQA) guidelines. When mitigation measures were developed for the original Neighborhood Traffic Study speed — humps were not considered because the City did not have a policy for the installation of speed humps or any other related traffic control devices. Since then, the City has established a "No Speed Hump" policy that was voted on by the Traffic & Transportation Commission on July 25, -- 1996. Appendix A contains the minutes of the July, 25 1996 Traffic & Transportation Commission meeting. City of Diamond Bar DKS Associates 27 40200.P941 es.rpt 3. Neighborhood Questionnaire This chapter discusses the results of the "follow-up" neighborhood questionnaire that was mailed to residents in the Heritage Tract study area in June 1996. 3.1 "Follow-up" Questionnaire Results DKS Associates in conjunction with City staff developed a "follow-up" questionnaire to solicit residents if the recent installation of traffic control devices have helped improve the traffic conditions in Heritage Tract. Approximately 705 questionnaires were mailed to residents and businesses in the study area. One hundred -sixteen (116) questionnaires were returned to the City which corresponded to a 16.5% return rate. The questionnaire asked residents if traffic conditions have improved in the neighborhood after the installation of traffic control devices and also asked other specific questions such as the desire to keep the "No Left -Turn" sign at the Country Hills - Towne Center driveway exit at Fountain Springs Road. DKS Associates contacted the Country Hills Towne Center management company regarding the "No Left -Turn" sign installation. The management company was initially not opposed to the installation of the sign, but after the sign was posted, they received numerous complaints from customers requesting that the sign be taken down. The results of the questionnaires indicate that a majority (83%) of the residents believe that traffic conditions have improved in the study area after the installation of Plan I, Part One improvements. Eighty-five percent (85%) of the questionnaire respondents want to see the "No -Left Turn" sign at Country Hills Towne Center driveway exit at Fountain Springs Road be removed permanently. Also, 71 percent (71%) of the respondents would like to see multi -way stop signs installed at the intersections of Brea Canyon Road at Cool Springs Drive and Fountain Springs Road at Sunbright Drive. Multi -way stop signs have been recently installed at these two locations. Other comments by respondents was the desire to see more law enforcement in the Diamond Bar High School area before school begins and after school ends to enforce the speed limit and other traffic related infractions such as the failure to regard the "No U-turn" signs at Birch Hill Drive and Lost River Drive on Evergreen Springs Drive. Figure 3.1 depicts neighborhood responses by street name. Figure 3-2 depicts the final results of the questionnaire and a copy of the cover letter and the questionnaire are included in Appendix A. City of Diamond Bar 28 DKS Associates 40200. P94198. rpt 0 �te t 1;-4. B,t hal-u C.'. ! _ ,,, 'ICluc'!! 1 ins. 1t ��c. ,lnd llarmorl, :tr�. ���� I . turn �i<.�;i, 2t Lver, at Diamond B,lr 11.g.1 School front of CaWieroc; Elementary Schoo; l:�h) on i,owi ain Span,: Road and Castlerock Ro.d. r 1,11 1 nrck' signs on Fountain Springs Road and Castlerock Roar. arn.ng" sign; on Cold Spring Lane and Castleroc!- Drive. till -1; D %i nhill Speed" warning s gns on Evergreen Springs Drive. 3. Du voc. bzlIC%< of multi -way stop -signs will reduce speeding and "cut-throughtraffic at the following loamon Yes 77 (71%) No 32 (29%) Brea Canyon Road/Cool Spring Lane intersection. Yes 75 (71%) No 31 (29%) Fountain Springs Road/Sunbright Drive intersection. 4. Do you want the "No Left -mm" sign back in place at the driveway located on Fountain Springs Drive at the Country Hills Towne Center. Yes_ 11 (9%) No 99 (85%) 6 (6%) -No Response Figure 3-2 4 4. Findings and Conclusions This chapter discusses the effectiveness the traffic control devices that have been implemented in the Heritage Tract study area. 4.1 Effectiveness of Mitigation Measures The following are our observations of the effectiveness of each mitigation measure implemented under Plan I, Part One of the Neighborhood Traffic Study: 1. Conduct further multi -way stop -sign warrants at the intersections of Fountain Springs Road/Castlerock Road, Cold Spring Lane/Casdlerock Road, Evergreen Springs Drive/Sunbright Drive, and Fountain Springs Roa&Brea Canyon Road, Fountain Springs Road/Sunbright Drive, and Brea Canyon Road/Cool Springs Drive, Multi -way stop signs have been installed at Brea Canyon Road/Fountain Springs Road, Castlerock Road/Fountain Springs Road, Castlerock Road/Cold Spring Lane, Fountain Springs Road/Sunbright Drive, and Brea Canyon Road/Cool Springs Drive. These locations met the criteria for the installation of multi -way stop signs. Evergreen Springs Drive/Sunbright Drive did not meet the criteria due to the low traffic volume on Sunbright Drive. Based on the response from the questionnaires, all of the multi -way stop sign installations have been very favorable. 2. "No Commercial Trucks" signs on Fountain Springs Road at Brea Canyon Road and westerly of the Country Ildl Towne Center driveway and on Cold Spring Lane at Brea Canyon Road and at Diamond Bar Boulevard;- There oulevard; There has been some debate by residents of the effectiveness of these signs. DKS Associates contacted the Country Hills Towne Center and they have assured us and the City that trucks City of Diamond Bar DKS Associates 31 40200. P94198.rpt Neighborhood Traffic Study delivering goods to the center utilize Brea Canyon Road, Pathfinder Road, and Diamond Bar Boulevard. During our field observations, no trucks were observed using Fountain Springs Road as a by-pass route to Brea Canyon Road and beyond. 3. "No Left -Turn" sign at the driveway of Country Hills Towne Center on Fountain Springs Road; • IQ111,• 1111 - 1 I • • 1 The purpose for the installation of the "No Left -turn" at this driveway was to deter traffic from using Fountain Springs Road as a "cut -through" route to Brea Canyon Road and beyond. After the City installed this sign, many residents did not like the inconvenience of this sign whatsoever. Based on the number of complaints the City was receiving, they decided to cover the sign temporarily until this study was done. Based on the questionnaire response, an overwhelming majority want to see the "No Left -turn" sign removed permanently. 4. "No Parking, Loading Only, " signs in front of Castlerock Elementary School; • • �L- •1111-1•• 14 53 F1 Field observations indicated that these signs have been effective at this location. No comments were made by residents in the questionnaires. S. "No U -Turn" signs at the intersection of Evergreen Springs Drive, Birch Hill Drive, and Lost River Drive; 6. "No Parking, 7:00 A.M.-3:00 P.M., School Days Only" signs on both sides of Evergreen Springs Drive between Pathfinder Road and Birch Hill Drive; Field observations indicated that these signs have not been as effective. Residents have commented that students and parents disregard these signs before Diamond Bar High School lets out. Residents have asked for more law enforcement to be in the area at these peak times to deter these infractions. 7. "No Parking Anytime" signs and/or painting red curbs along Fountain Springs Road from Diamond Bar Boulevard to Crooked Creek Drive and painting red curbs along curvatures on Rising Star Drive, Crooked Creek Drive, Harmony Hill Drive, Hidden Pines Drive at Sunbright Drive, and Sunbright Drive at Silver Cloud Drive. Upon further site investigations and review of the Daniel Benson & Associates parking study, DKS Associates suggests the removal of approximately 100 feet of red curbing east of the City of Diamond Bar DKS Associates 32 40200. P94198. rpt Neighborhood Traffic Study Country Hills Towne Center driveway. This removal is in additon to the 90 feet already removed by the request of the owner of Fountain Springs Plaza and approved by the Traffic and Transportation Commission. In conclusion, Plan I, Part One improvements have been effective. Results of the questionnaire revealed that an overwhelming majority of the residents agree that traffic conditions in their neighborhood have improved. Table 4-1 illustrates the effectiveness the Plan I, Part One -- improvements. At this point we believe, Part I- Plan Two (installation of traffic chokers) and Plan II (installation of traffic chokers and street diverters) do not need to be considered further based on the results of the questionnaire and our observance of traffic in the study area. The installation of stop signs in the study area have effectively reduced vehicle speeds in the neighborhood. -- City of Diamond Bar DKS Associates 33 40200. P9419B. rpt Neighborhood Traffic Study Table 4-1 Effectiveness of Plan I Part One Improvements Measure Citizen's Effectiveness Response 1. Multi -way Stop Signs at six Very Favorable Very Effective locations. 2. "No Commercial Trucks" Favorable Effective sign on Fountain Springs Rd. and Castlerock Rd. 3. "No Left -Turn" sign at Unfavorable Not Effective Country Hills Towne Center driveway. 4. "No Parking -Loading Only" Favorable Effective sign at Castlerock School. (Only when enforced.) 5. "No U -Turn" sign at Favorable Effective intersection of Evergreen (Only when enforced.) Springs Dr., Birch Hill Dr., and Lost River Dr. near Diamond Bar High School. 6. "No Parking, 7:00 A.M.-3:00 Favorable Effective P.M., School Days Only" (Only when enforced.) signs on both sides of Evergreen Springs Dr. between Pathfinder Rd. and Birch Hill Dr. near Diamond Bar High School. 7. "No Parking -Anytime" signs Favorable to Effective and red curbing on the south Unfavorable side Fountain Springs Rd. from Diamond Bar Blvd. to Crooked Creek Dr. 8. Red curbing and double- Favorable Effective yellow striping along curves at Rising Star Dr., Crooked Creek Dr., Harmony Hill Dr., Hidden Pines Dr. and Silver Cloud Dr. City of Diamond Bar 34 DKS Associates 40200. P"I 98. rpt Neighborhood Traffic Study APPENDIX A 1 1 City of Diamond Bar DKS Associates A-1 40200. P94198.rpt Eileen R. Ansari Mayor Robert S. Huff Mayor Pro Tem Clair W. Harmony Council Member Carol Herrera Council Member Gary H. Werner Council Member Recycled papa. June 17, 1996 Subject: i / % a City of Diamorid Bar 21660 E. Copley Drive, Suite 100 • Diamo,-d Bar, CA 91765-4177 (909) 860-2489 • fax: (909) 861-3117 Internet: http://www.ci.diamon,]-bar.ca.us Neighborhood Traffic Management Study - Area Bounded By Pathfinder Road, Diamond Bar Boulevard, And Brea Canyon Road Dear Diamond Bar Property Owners/Residents: The City of Diamond Bar has retained the engineering firm of DKS Associates to evaluate the effectiveness of implemented signing and striping improvements in the neighborhood bounded by Pathfinder Road, Diamond Bar Boulevard and Brea Canyon Road. The Neighborhood Traffic Management Program was initiated by the City in response to public concern of traffic conditions on specific streets in the neighborhood. Two questionnaires were mailed to residents previously in the Spring of 1995. Results of the two previous questionnaires and neighborhood workshops led to the implementation of new traffic signs and striping improvements in January 1996. The contents of the attached questionnaire are related to the effectiveness of the new traffic signs and striping improvements that have been implemented. Again, we are asking all concerned residents to complete the enclosed traffic survey questionnaire and return it to DKS Associates (address is enclosed on the questionnaire) prior to June 28. 1996. If you have any questions, please contact Mr. Mario Sanchez, DKS Associates, at (714) 543-9601. Your input is very critical to the success of this study. Sincerely, David G. Liu, P.E. Deputy Director of Public Works C:,WP60 L1ND:V AY-LT•96`\TSDKS 617 0 0 City of Diamond Bar we Tract Neighborhood Traffic Management Study Follow-up Questionnaire Iva that traffic conditions in the neigborhood have improved due to the installation of traffic stop signs, no left -turn signs, etc.) and striping (i.e. painting of red curbs etc.). cf 1 to 5, 15 being the most effective and 1 being the least effective) how effective have the r provements been to help traffic flow on streets within the neighborhood. Multi -way stop sign installation at Fountain Springs Road/Castlerock Road intersection. Multi -way stop sign installation at Cold Spring Lane/Castlerock Road intersection. Multi -way stop sign installation at Brea Canyon Road/Fountain Springs Roadintersection. Prohibition of parking (painting of red curbs & installation of "No Parking" signs) on Fountain Springs Road from Crooked Creek Drive to Diamond Bar Boulevard. Painting of red curbs and double -yellow centerline striping along curves at Rising Star Drive, Choctaw Drive, Sunbright Drive, Hidden Pines Drive, and Harmony Hill Drive. No parking signs at Evergreen Springs Drive and "No U-turn" signs at Evergreen Springs Drive/BirchHill Drive intersection at Diamond Bar High School. "No Parking -Loading Only" signs in front of Castlerock Elementary School. Speed limit signs (25 mph) on Fountain Springs Road and Castlerock Road. "No Commercial Truck" signs on Fountain Springs Road and Castlerock Road. "Curve Warning" signs on Cold Spring Lane and Castlerock Drive. "Watch Downhill Speed" warning signs on Evergreen Springs Drive. C 3 you believe the installation of multi -way stop -signs will reduce speeding and "cut -through" traffic at t e following locations: es_ No_ Brea Canyon Road/Cool Spring Lane intersection. es_ No_ Fountain Springs Road/Sunbright Drive intersection. 4. Co you want the "No Left -turn" sign back in place at the driveway located on Fountain Springs Drive at the Country Hills Towne Center. Yes_ No_ 5. Lest the intersections you use to exit your neigborhood in the morning when you go to your place of employment. 6. list the intersections you use to enter your neigborhood in the evening when you return from your place of employment. 7. Indicate your street name: and block number (e.g., 500 block): 8. Additional Comments (Please note that your name is not mandatory): FOLD HERE OLD HERE Place Stamp Here DKS ASSOCIATES 2700 N MAIN ST STE 900 SANTA ANA CA 92705-6636 (fasten here) July ZS, 1994 page 3 TAT commission Council has approved the design process of Phase II. C/Tamaya stated Kayor Pro Tem Huff is concerned about the potential cost to narrow the street. DPW/Wentz-responded that staff will consider each alternative offered by the Commission and estimate the costs involved. C/Tamaya indicated that although the MRF is being relocated, it is feasible to believe that the City of Industry intends to develop the area at some future date. C/Nice suggested the Sunset Crossing Road residents be surveyed. DPW/Wentz concurred. Responding to Chair/Intik, DPW/Wentz stated the intent of Phase 11 is to remove a portion of asphalt and create a lacX of continuity between the City's limits. Chair/istik stated that some of the right-of-way could be vacated to make it unavailable for connecting the two cities. VC/Leonard stated her approval of a street median alternative. VC/Leonard made a motion, seconded by C/Tamaya to request DPW/Wentz to confer with the City Manager regarding the Commission's direction and direct. staff to present recommendations and related costs at the Traffic and Transportation commission's September meeting. Without objections, the motion was so ordered. V1. NEW BUM11mas 71. Draft ' Speed Hump policy for the City of Dianona Bar. DDPW/Liu read the staff report into the record. Staff recommends the Traffic and Transportation Commission discuss and address the issues raised in the report. Chair/Istik conducted a straw poll of the � pit - July as,,' 1996 Page a TiT COMLOSion Commission which resulted in VC/Leonard, C/Nice and C/Virginkar (by proxy) being opposed to speed humps and C/Tamaya and Chair/Istik.in favor of speed humps with restrictions. DDPW/Liu responded to C/Tamaya that he believes the City of chino Hills, speed bumps were installed by San Bernardino County. Chair/Intik asked for public comments. Craig Clute stated he is in favor of speed humps with restrictions to slow the residential traffic. He asked for the opportunity to review the City's proposed speed hump policy. Don Gravdahl stated that in his opinion, speed humps are a liability and believes the City Attorney would recommend no speed humps in Diamond Bar. DDPW/Liu stated the City Attorney's opinion is that speed humps are a roadway design feature and not a traffic control device. He advises that a speed hump policy is dependent upon a risk benefits analysis. Consideration would be limited - to speed humps on streets with a grade of 5 percent or lees. DPW/Wentz stated stair's policy is no speed humps. The discussion concerns whether the Commission wishes to recommend that the City Council adopt a different policy. C/Tamaya reiterated he favors a restricted speed hump policy for streets of less than.5 percent grade and with 75. percent of the community favoring a policy with speed humps placed in residential areas where small childron are present. He indicated his concern that residents should be notified prior to any installation .taking place. c/Nice respectfully disagreed with C/Tamaya. He suggested that any resident who may wish to consider a speed hump in their neighborhood be - r July ZS, 1995 Pago s TiT comission provided city literature explaining the reason for the City's "No Speed Hump" policy. Chair/Istik stated he believes speed humps may be - beneficial in some instances. He further stated that the City of Pasadena has indicated the vehicle speed has decreased by three to five miles per hour as a result of speed hump installations. VC/Leonard recommended "No Speed Hump" policy and cited the potential liability and the implementation costs. She reminded the Commission that C/Virginkar has expressed his opposition to the speed hump policy. DPW/Wentz stated that.the potential liability involving speed humps rests With the City. C/Tamaya made a motion, seconded by Chair/Istik to continue with the City's c=ent policy of "No. Speed Humps". The motion passed with the following Roll call vote: AYES: COMMISSIONERS: C/Tamaya, Vice Chair Leonard, C/Nice NOES: COMMISSIONERS: Chair/Istik ABSTAIN: COMMISSIONERS: None •ABSENT: COMMISSIONERS: C/Virginkar - B. Request to install a stop sign and centerline striping at thi intersection of Morning canyon Road and Presado Drive; and, C. Request to install a stop sign on Minnequa Drive at sower cascade Place. AA/Aberra stated staff has investigated both intersections in question and is presenting these items to the commission for consideration under its previously established policy. Chair/Istik asked for public testimony. Mr. Gravdahl reiterated his request for a stop sign on Minnequa Drive at Bower Cascade Place. He indicated that in his opinion, potential exists for a fatal accident at the intersection. �(�avasaaasrMas.esaaa aaa=arasaaar.maasrs��ssr.e=n==scaonasa+aaraaaa.�aam3saws TT CITY OF DIAMOND BAR TRAFFIC AND TRANSPORTATION COXXISBYON KZXORAIMUM 17r=3=tea=3aSf.�ate�A�a��sa�=srr�S: �faria=s.�s��ssassi=3saa�r�t��sYsflS���Si�rrsatsO DATE: July 19, 1996 MEETING DATE: July 25, 1996 TO2 Chairman and Members of the Traffic and Transportation Commission VIA: George A. Wentz, City Engineer/ Director of Public Works FROM: David G. Liu, Deputy Director of Public Works Teeday Aberra, Administrative Assistant. . SUBJECT: Draft Speed Hump Policies for the City of Diamond Bar The Department of, Public Works has received requests for speed humps as mitigation measure for speeding on residential streets. To date, the City of _ Diamond Bar's practice has been to not install speed humps on any public streets. on March 14, 1996, the Traffic and Transportation Commission received and discussed the speed hump policies of the cities of Pasadena, Chino Hills, and Walnut (see 'attached staff report and Minutes). Included within the City of Chino Hills' comprehensive study is the comparison of the -policy criteria of the cities of Los Angeles, San Diego, Calabasas, Agoura Hills, Pasadena, Thousand Oaks, Westlake village, and the County of Los Angeles (Table 1). In addition, attached for your information is the survey conducted by the City of Chino. Hills regarding the installation of speed humps (Table 2) . After the Commission discussed the matter of speed humps on March 14, 1996, staff was requested to bring back a draft speed hump policy for the City. T. e a..,:. .� - a:.� �: v--2 w,. T N.f-( t dk . A, r�Y H1"[ Ir.... �"'P r +�-« �..`•i cu. «.,�` 3� Gt'r•TJ , Q '• ' :i i'Y':; rt Ny! In establishing a speed hump policy for the City of Diamond Bar, the policies of the cities of Pasadena, Chino Hills, and Walnut* were utilized ;as ,a foundation. The .City of Pasadena's policy is to continue to install,,.speed humps, provided the requirements for said installation are met.- The City Council Of the City of Chiho hills declined to adopt a policy sof "No Additional Speed Humps" and a policy and procedures that would guide the installation of speed humps. on January 11, 1995, the City of Walnut adopted a policy/procedure for installing speed humps. The opinions or comments of the Los Angeles county Sheriff and. Fire Departments were solicited. The Los Angeles county -sheriff -Department has responded that the Department has no written policy about speed humps (see attached correspondence). They do not promote the installation of humps, although there .is no objection to their installation. In their finding,'the impact of humps on speeding is temporary. The Fire Department, on the other hand, indicated speed humps have a negative impact upon their response time and speed of the, fire apparatus, paramedic rescue squads and ambulance services. However, if the City of Diamond Bar Is considering installing /e1a Two Humps 19, 1996 humps, they requasted that the humps be an alternate mitigation tneasure3 that the Fire Department have an opportunity to review and approve the hump, that the'humpa be clearly signed/marked and visible, and the installati( -follow the guidelines discussed in the November 1993 AWPA Reporter (so attached correspondence). The City Attorney's office pointed out .various issues related to t: installation of speed humps. According the City Attorney Office experience, the concerns most expressed are that humps decrease the responi- time for emergency -related vehicles and owners/ residents adjacent to t° humps' frequently complain of noise resulting from travelling vehicles. `. the City of Diamond Bar is considering the installation of humps on publ.- streets, the Attorney strongly recommends that the City first establish rulQ-1 and regulations to serve as guidelines. Prior to=forinulatinq`'a policy related to speed humps, -it `is `imperative f<:: ths,Traffic.and Transportation to discuss and address the -following issue.: 1. Do speed humps actually reduce speed? It so, how long will its impact last? 2. Do speed humps divert traffic -to adjacent/abuttin,4 streets? if so, what is the -level of impact? 3. What is the speed humps' impact on persons who reside in the vicinity of • the speed u..Aps ( i . e. noise) ? 4. What is the; public's opinion regarding the instillation and/or removal Of speed 5. What is - impact of speed humps on emerger.�-;y-related service and vesicles :=.e. Fire, police, Ambulance)? 6. What is financial impact on the City? (i.e. installation, removal, 7. What ctha= =--pact- could the installation of speed humps have on the City? (i.=. street sweeping, street resurfacirn% programs, aesthetics, no'_se leve_, recreation)? 8. What is t=e :.--.pact on the City with regard to liability? -The above are 's -re of the }fey questions than ne4d to 'be discussed and addressedef=:=_ a speed hump policy is establised- The Traffic and Transporta:=cr. =:::Z,.ission's input will be utilized it. establishing a draft policy f•=r z.'.E of Diamond Sar. It is als_ that the Traffic and TransportaL: =n Commission bring the March 14. _ .fission packet for discussion purpesss. I Three a sumps Uly 19, 96 ai o Q ►LT341L' That the Traffic and Transportation commission discuss and address the issues raised in this report. 1 Olc t 2 i Anaheim of Azusa City of Brea City of Chino City of Claremont City of Cotton City of Corona City of Covina City of Fontana City of Fullerton City of Glendora City of Hemet City of Industry City of Laverne City of Los Angeles City of Montclair City of Norco City of Ontario City of Placentia City of Pomona City of Rancho Cucamonga City of Riverside City of San Bernardino City of San Dimas City of Upland City of West Covina City of Yorba Linda �1M1r14:STA►lMTJAGI�WYM/S Are Sceed Names Installe_in the Citrv_?_ Yes, but only as a last resort. No Yes, but not often. No No No No, speed humps were installed on Auburndale Avenue in 1982, and no speed humps have been Installed since. No No No No No No No Yes, Program was put on hold while a new prioritization formula could be adopted. Prioritization formula was needed because of the large number of requests, The City of Los Angeles budgeted $250,000 for speed humps for 1994195. No Generally No. Residents can petition for -speed humps, however, there is only one (1) street in Norco with speed humps and speed humps are not encouraged. No Yes No No No new speed humps. No No No No Yes L sML1tP4M 86WA. a -L4.,► May 39, 1996 Lnuntu of KQs ,Angeles Sheriff m Department 3�eabquarurs 4708 Ramona 3.Rou[ebwub Bontcreu ark, California 91754-2169 (909) 595-2264 r1% mr. David Liu, Deputy Director of Public Works City of Diamond Bar 21660 E. COpley Dr_, Suite 100 Diamond Bar, California 91765-4177 Dear Mr. Liu: In response to your request for input on the use of speed humps in the City of Diamond Har, my staff has investigated this issue and has determined that the Sheriff's Department has no written policy and no objections'.to the use of speed humps in any of its contract cities. we are -unable to document any negative affect that speed humps may have on our patrol operations in the City of Diamond -Bar. The Department and this station .also does not promote the use of speed humps to control speed on residential streets. We feel, that speed humps will probably not have a significant lasting impact on the speed of vehicles where they are used. Information from other Sheriff's stations where speed hues are in use indicates that after a period of time motorist. become familiar with the speed humps and realize that they are able to traverse the humps without slowing. Any reduction in the speed of vehicles will most likely be temporary. The speed bumps also tend to push traffic problems from one street to another. Again, let me state that we are not opposed to the use of speed humps if the City determines that they may be helpful, and the humps are not likely to have any negative impact on our ability to provide law enforcement services to the City of Diamond Bar. Sincerely, SHERMAN BLOCK, SHEAXFF Gf/O Larry L. Waldie, Captain Walnut Regional Station 2 ✓1-achl on 0 rSeruicQ — P. L41CHML FREEMAN FIRE CM EF FopEM&R 4 FIRE WARDEN May 31, 1996 COUNTY OF LOS ANGELES. , FIRE DXPARTM&NT tarp MGM E"VM ANiNUE LOS ANGEM CALIFOAMA 90M4264 Mr. David 0. Liu, P.E. Deputy of Public works City of Diamond Bar 21660 E. Copley Drive, -Suite 100 Diamond Bar, CA 91765-3117 Dear Mr- Liu: (lls) %3-2417 _ SUBJECT: SPEED ifirWS The Los Angeles County Fire Department has carefully evaluated the Implications of speed hump installations. Our findings indicate speed humps have a negative Impact upon the response time and response speed of fire apparatus, paramedic rescue squads and ambulame vehicles. However, to improve other public safety issues, the Department is willing to allow speed humps using the following criteria: Speed humps are acceptable after all other traffic engineering, signals and law enforcement measures have.been proven ineffective. Speed hump installation plans will be reviewed and approved by Fire Depattment staff on a case-by-case basis. • Speed bumps will be installed with high visibility pavement marking, striping, and signage; these identifications must be continuously maintained. • Speed humps will be installed consistent with the article in the November 1993 AWPA BIN= by R. Marshal Elizer, Jr., P.E. Any change or modificatioM — to the guidelines will not be allowed without consultation and concurrence from the Fire Department. SERVING TME UNINCORPORATED AReA3 OF LOS ANGELES COUNW AND THE CITIES OF: AGOURA NRAS CALabas" GLEP"m - LAKEW000 MAVW000 RANCl10 PALO$ VEAOES WHTn E► MONTE ARTBSNI CARBON 04mm"AN GAAOSMS LA MIMOA NORWALIK AOLUNG "AAA BOUT" GATS -- ^AUSA OEARITOO MODS" "ILLS LANCASTER PALMOALS POLUNO MLLE ESTATN TBMPLE CITY BALOWNM *AAK CLAAEMONT NLN"TINOTON PARK LA PUENTE MOS VEROSS RSTAT93 AOBWBAO 1NALNUT BULL COIMIMERCfI NLVLOWEw GIIOAW MOUWRV LAWNOKE PARAMOWW BAN 0"�".�rs wEBT NOLLT1N000 NLL 6AAOENS OuMONO OAR ~NOALE LOMITA PICC MVEAA ,ApTA �.y..-.A WEST►�ME VILLAG! • BRAO�ygT• OIM�TTf u QAMADA AUNTINOGS MALtOU POMONA SIGMAL NRL VMTTIEA Mr. David G. Liu, F.E. May 31,-1996 Page 2 The Department feels these guidelines will complement the public safety issue and allow the Department to continue its mission in an acceptable fashion. If you have any questions„ feel free to call me at the above number. Very truly you GARY . LOCKHART, ASSISTANT FIRE CHIEF OPERATIONS BUREAU II - DIVISION II 605 N. Angeleno Avenue Al-usa, CA 91702 PMF:sd C: Terrence Belanger, Diamond Bar City Manager Batrallon 12 Chiefs 171 1 Mansion a ANoolataa>• 2555 E. TRANSIT PARA'rRAN Employer Rideshering Plans Miorocomputer Applications 17141773-0330 Dr. Funk W. Cho, Owner December 31,19% 2707 So. Diamond Bat Diamond Bar, CA 91765 Re: 2707 S. Diamond Bar Puking Study Report Update Dear Mr. Cho: � With reference to our recant discussion and pursuant to your request, DOW Benson & Asaodwa is pleased to submit this brief report an our professional trwgxuMon enginea ft sacci= rrLtive to the2707,1. Diamond Bar Pseldng Stud+ in Diamond Bar. Two anticipated new tenants will each include 900 square fejt of bdiities, but the City has indicated that the 2707 commercial center, with 31 spaces naw, will have adequate peridng based on the original the mmng r+equiramert and the atisting 31 pafdng spaces. Because the owner believes that proposed total of uses will have fbwa paddog spsoes than needed, the City of Diamond Bar hag requested a peeking - analysis to show whetha the vacant sites, when occupied, will need on -sued pairing. We originally disenxed tate site rephlO ants with Mr, Robot Searcy of the planning staff and low with Mr. David Lu of the engineering staff to de wain soy special aouccrns. This "yak is designed to show _ whether the avar'lsble spsees together with any additional tenants, can melt the padang needs of the tenant sad avoid requiring additional on-sacd Baca on Fountain Springs Rad Out firm reviewed the shopping center layout to see the best way to nerve parents dropping off dhil&m, and we Md that paddng in the lot is not nemsarily desirable for dr+opift and pick- ups. 7W4Y-00e eorispaces plus a gteeen-adped waiting Zone of six 4=0 for dance p along the new side of Fountain Springs will be adequate if parents are properly informed abort where to pack. The young Cadou should be reminded of parking and traffic sshly procedures and studio empivyees should accompany them to the sidewW k at lot if any parcrits do not Dome into the business of ave not waiting an the sidemalL As a contingency, we would also recommend an Alterative B: Six employee or business owner spices could be ariocKW on Fountain Sprimgs Street and world -be wholly adupme for the site if the loaft mete pores to be inadequate. Management would ensue that employe w 1111 the curb spaces first. In brK the scope of services of the traffic and parking impact analysis induded review of the proposed ps ftS hudlitin and usage and the land use conditions in the site enviaoM review of the Pig sedvities st the she, development of pgected puking demand far the pr+OM based an 4011yUS of survey dans an padded vehicle caws during peak waft morning and late aftwon pua'iods in light of the Center's ogxn oc r, evaluation of the ability of the rite plan and the existing spaces, * vvways, and aisles to accommodate the projected demands, and ide bila w of any r. 2Me Dlelf Bar Porkinp Study Update Dec. 31, 1 e96 Pepe 2 additional paddng and dnulation imp oven is neoesserly to castigate the effects, internal and external, of the development on narby busumses, including on -assert paddag needs, Tuesday morning Aad Wednesday and Thursday afternoon peals parkas were counted at the 2702 Ser Diamond Bar Blvd commercial center mxiar review, including any an-etroet picas who wem sem wa&Jq into the center. The cxater'a peals bola is consistently Tuesday at 9:40 to 10,30 am, when cars, and vans block the paddag lot while spexhding several minutes trying to go into nanow parlciag space, The. December 17th oceans was unusual, but only in that both handicapped spaces were occupied. Parkers were also sear stopping in the aisle to drop off and pick rep chikhm, stoppsigg at the cant, padme on the rseidential sloe surest, and repeatedly &Mng thm* the parking lat. A seven capacity pobleoi is indi cal Our counts showed that the center's hialroet packing peak of 36 vedddes oocum atbast 9:50 era, when paws are watching and waiting for small dance students. The pre-achaol dancers aomulue Vehicles because thdr parents often watch practice from outside on the a salkway/hallaray. A low peak hoar of 22 to 23 vahicrles occurs at WWY& 5 pm, when thane ate fewest and oiler darkens but monis other andomers stopping on their way home. Our August counts included 6 parked vehicles located on the casts of ad*ent Fountain Springs Sued, bdm the red curb was striped, and our December counts include d vehicles that dove through the lot at backed out of the congested Fountain Springs driveway and then parked an the nearby residential str>xt. The pesak patklng requinm art for this 10,800 squaw That location is 3.38 spaces pear 1,000 Lf., and our snalyais indhahten that umdw our mamdmnum eowata, 37 vehicles would be parked at the sift 'This includes the two handicapped spaces. on-ltreet parkkers, and S pealcers for the two vacant 900 s.£ omits that also >roquirae Pastia& Clearly, paddng is severdy Wadoqm ovay Tuesday manning, and is tight OR sevanal odher oocasianL It is highly desirable to dlsommge patting an nearby midentie stmoeen, ad floe nearby shopping cmtwf movie theshter paring is mt accessible; even if it were available. The only dairabk dwee, is curb parking along it welain Springs Street, where ted stri hq was installed this year. Such stripins is only warranted from the shopping center driveway to the nial Bar Boulevard map dgn. The City could ddw remove prhsirmg realrictions on Fountain Springs Street or stripe the curb green and snip it for 15 minute peeking, and both have advantages. With no curb paddaB moethebOms, employees and buaiaas owners would pork at the chub all day, as be fcM and cuetorness would have enough on-site puking spaces, Or,' limited time curb peurking would actually rnalke it Sane[ for parents because that' could elrW off kids at the cu* while still amang them upstairs to — sad from the daaoe studio (with no conflicts with vokida). They would no longer have to snuggle with poking m m ww spaces and aeordng kids across the Vwking las. These are two solutions. Altentive A: Our &m reviewed the shopping center layout to see the beast way to sem parents dropping off chadren, and we find that pw king in the lot is nor -_ necessarily duftble for drapoffs and pick-ups. Thiny-one adsting spaces plus a Bsem-gaped ming sone of six spaces for doom parents &l ng the.new side of Fountain Spdnp will be adequate if parses ate plopuly iaib[tmed about wheats to pads. Tye yang students athould W mown bow to get lo rho waiting senna and sto& employee should accompany than if 1 1 ' alit is their car or have not yet arrived. Bxsend the amske sidewalk thtal the planting and block wall for orb accel our mseoommendedoe: induce the fi Mowing: Doniei Benson and Aosoeletee 2702 Diamond Bar Parking Study Update Dec. 31 . 1995 Page 3 1. Stripe =react crab and sign for limited parking the now side of Fountain Springs from driveway to ddveway. Z. Open dw block wail and extend the shopping anter walk to Fotuitain Springs to access the ge= waft atlas. 3. Have the daooe studio pnpm flyars showing the waiting area and haw students can get _ theca 4. Requft a tenant employee to watch any dudernts if waiting for pickup at the let or curb. — Altanative B: Six employee or business owner spaces could be allocated on Fountain Springs Street and would be wholly adequate for the site if the loading zone ptn m to be inadequate. Mtuatigemm would amn *A employees Sll the curb spaces that. Thank you for this opportunity to assist you on this imponjo project. Respectful submlttrsd DANIffEL & SON AI�OCIATES Daniel E. Benson, P.E., A.I.C.P., DEB. -is Principal IL • Daniel Benson and Associates � CLI .�1 � � � I ! � � I a0` I i i• i I i �I �j! l..-' ++ 1 T! 1'- --. E . .............:...... y..^......,_.._.i............;.....i............1......`.....f._.......... !<'W WiQ� , it •c i ' i � I I ! mi i W! � ! ! � ! � ' I ! :f Oi � I pl I ! I , i ! I 1 OI �• �' I I I ! f o! dl I , I I i I `• I chi i I4 j i Ni Di f�1 101' _I I CJj {¢Qy ! 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"f! ■res.�t�r u w•RIM * � NNE Ll rl d• *r..xti �' I yyXXQQ` IL oo Ix a -no"Cuto `I j'y.. i • .•C .r • ' .. r• I �r�110.;' t;t.ra. •�. .. • • '� '�'� •� NrOlfiY nreuc]nonAKs M•�; .■w • �.I>Y s+ ;NOTE:= i AGENDA ITEM NO. 9.1 DOCUMENTATION WILL BE PROVIDED PRIOR TO MEETING DRAFT TRES HERMANOS CONSERVATION AUTHORITY JOINT EXERCISE OF POWERS AGREEMENT PREAMBLE: Whereas: There exists a large, undeveloped area of real property commonly known as the Tres Hermanos Ranch area, the majority of which is owned by the City of Industry's Urban Development Agency, and which is located within the incorporated boundaries of: Los Angeles County, San Bernardino County, the City of Diamond Bar and the City of Chino Hills; and, Whereas: The Tres Hermanos Ranch area may serve and function as an important environmental, scientific, educational and recreational resource as well as an integral traffic/land use component of the sub -region for which future land -use and transportation decisions require careful and comprehensive planning to best serve future generations and public interests of all these jurisdictions; and, Therefore: Pursuant to the Joint Exercise of Powers Act (Government Code Section 6500 et seq.) the following public entities of the State of California executing this agreement agree as follows: 1. PURPOSE: 1.0 The purpose of this agreement is to provide for the long-term land use and transportation planning, , and environmental conservation of the Tres Hermanos Ranch area. 1.1 As a further necessary and integral purpose of this agreement, the acquisition and protection of additional lands for wetlands , natural open space, conservation and for educational, recreational, and infrastructure improvements is contemplated, where such acquisition, conservation and improvements can be accomplished consistent with the policies of the Tres Hermanos Conservation Authority and the planning, conservation and development policies of the respective jurisdictions in which such activities take place. 1.2 Acquisition may be by way of gift, devise, purchase, exchange or eminent domain (subject to the limitations contained in this Agreement). DKAlffT 2. SEPARATE ENTITY 2.0 The "Tres Hermanos Conservation Authority" (hereinafter "THCA") is hereby established as a separate public entity within the meaning, and for the purposes of, the Joint Exercise of Powers Act (Government Code Section 6500 et seq.) upon execution of this document by at least two public entities whose jurisdiction falls within that area known as the "Tres Hermanos Ranch". 2.1 For the purposes of this agreement, those public entities whose jurisdiction falls within that area known as the "Tres Hermans Ranch" include the City of Chino Hills and the City of Diamond Bar. the; the county of Los Angeles; and the County of San Bernardino. 3. GOVERNING BOARD 3.0 The THCA shall be governed by a "board constituted pursuant to the agreement" within the meaning of Government Code Section 6506. 3.1 The Governing Board of the THCA is hereby established as follows: (a) Member Cities: (1) The city council of the municipality of Chino Hills shall appoint one (1) representative and one (1) alternate to serve on the THCA Governing Board at the pleasure of such appointing power. (2) The city council of the municipality of Diamond Bar shall appoint one (1) representative and one (1) alternate to serve on the THCA Governing Board at the pleasure of such appointing power. (b) Other Members (1) The Los Angeles County Supervisor whose jurisdictional District includes the City of Diamond Bar shall appoint one (1) representative to serve on the THCA Governing Board at the pleasure of such appointing power. (2) The San Bernardino County Supervisor whose jurisdictional District includes the City of Chino Hills shall appoint (1) one representative to serve on the THCA Governing Board at the pleasure of such appointing power. (3) The property owner of the majority holdings of the areas contained within the area subject to the provisions of this JPA may appoint (1) one representative to serve on the THCA Governing Board at the pleasure of the property owner. 3.2 An alternate Governing Board member may participate or vote in the proceedings of the Governing Board only in the absence of the appointed Governing Board member. Governing Board members (and alternate Governing Board members) shall be entitled to participate and vote on matters pending before the Governing Board only if such person is physically present at the meeting of the Governing Board. No member may vote by proxy. 4. COMMON POWERS 4.0 The members hereto agree to exercise their common powers to the maximum extent thereof for the purposes of implementing this agreement, including, but not limited to, all the powers specified in Government Code Section 6508. 4.1 Such powers are subject to the restriction upon the manner of exercising the powers as imposed upon the City of Diamond Bar, as provided in, and for the purposes of, Government Code Section 6509. 4.2 The THCA shall exercise its powers only in a manner consistent with the provisions of applicable law, this Agreement and any bylaws adopted by the THCA Governing Board. 4.3 The THCA shall not have the power to raise revenues through property taxation or creation of any benefit assessment district. Notwithstanding the foregoing prohibition, a member organization to this agreement may form a benefit district or incur debt, within its individual boundaries and utilizing its statutory authority, in furtherance of the purposes of the THCA. 4.4 The THCA shall not have the power to enact any ordinances, resolutions or directives that operate to regulate persons or property within any of the jurisdictions of the member organizations, except for the power of eminent domain, which shall be subject to the restrictions provided in this agreement. 5. MEMBER CONTRIBUTIONS: (a.) Member Cities: DRAFT (1) Exclusive of any grants or contributions which each member city may award to the THCA from time to time, each member city shall contribute $50,000 per annum. (2) Contribution is here defined to include monetary contributions, if any, and the reasonable value of the services of any employees of the member city loaned by it to the THCA, if any. This section shall not affect the mutual exchange of services between a member of this agreement and the THCA without payment of any consideration permitted by Section 6506 of the Government Code. (b) Other Members: (1) Exclusive of any grants or contributions which the Counties of Los Angeles or San Bernardino may award to the THCA from time to time, each County shall contribute $600 per annum. (2) Contribution is here defined to include monetary contributions, if any, and the reasonable value of the services of any employees of "Other Members" loaned by them to the THCA, if any. This section shall not affect the mutual exchange of services between member of this agreement and the THCA without payment of any consideration permitted by Section 6506 of the Government Code. (3) The annual contribution of a property owner whose property is subject to the provisions of this Agreement shall be equal to 50% of the sum of all Member Cities annual contribution. However, the value of "in kind services" as approved by the THCA Governing Board may be utilized for up to 50% of the annual contribution. 6. MEETINGS 6.1 All meetings of the THCA Governing Board shall be called, held and conducted in accordance with the provisions of the Ralph M. Brown Act and with such further rules of the THCA Governing Board as are not inconsistent therewith. b#AF-r 6.2 The THCA shall keep, or cause to be kept, the minutes of the THCA Governing Board's meetings, and shall as soon as possible after each meeting, forward a copy of the minutes to each member of the THCA Governing Board and to the governing body of each of the participating entities to this agreement. 7. QUORUM AND PROCEDURES 7.1 A majority of the THCA Governing Board shall constitute a quorum for the transaction of business. 7.2 The affirmative vote of a majority of those members present and voting shall constitute an action of the THCA Governing Board, except that each member city shall have veto power over any singular proposed action to be taken by the THCA Governing Board. A member city will exercise its veto power when, and only when, both of its representatives are physically present and both vote in opposition to any singular THCA Governing Board proposed action or motion. 7.3 Where applicable, Robert's Rules of Order, Newly Revised, shall govern the procedures of the THCA Governing Board, except when inconsistent with the other provisions of this agreement and/or the Ralph M. Brown Act. 8. COMPENSATION 8.1 Individual members of the THCA Governing Board shall serve without compensation except that a reasonable allowance or reimbursement for attendance at meetings of the THCA Governing Board, as determined by the THCA Governing Board, may be paid an amount not to exceed $50 per meeting to the extent compatible with Government Code Section 1126, Public Contract Code Sub -Sections 10410 and 10411, and any other statute. 9. ADMINISTRATION 9.0 The THCA shall be administered by an Executive Director who shall perform the functions stated in Government Code Section 6505.1 9.1 The Tres Hermanos Project Manager for the Industry Urban Development Agency shall serve, ex officio, as the Executive Director of the THCA. The THCA shall reimburse the City of Industry's Urban Development Agency for costs incurred pursuant to this section. 9.2 The Executive Director of the THCA shall be the duly appointed and acting treasurer and controller of the THCA. The Executive Director of the THCA is hereby designated as the Financial Officer of the THCA and shall perform the functions stated in Government Code Section 6505.5. The THCA shall reimburse the City of Industry's Urban Development Agency for costs incurred pursuant to this section. 9.3 The Executive Director shall perform such duties as may be imposed upon that person by provisions of applicable law, any bylaws adopted by the THCA Governing Board, or by direction of the Governing Board. 9.4 The Tres Hermanos Project Manager for the Industry Urban Development Agency, and therefore, the Executive Director of the THCA, serves at the pleasure of the City of Industry's Urban Development Agency under the personnel rules and policies governing that public entity. 9.5 The THCA may select legal counsel from one of its member organizations, or it may retain independent counsel. The THCA shall reimburse the member organization providing such legal counsel for costs incurred pursuant to this section. 9.6 To implement this agreement, the member organizations may loan employees to the THCA. 9.7 To achieve the purposes of this agreement, the THCA may establish positions and fix the salaries for employees of the THCA. The Executive Director of the THCA shall appoint such other employees for positions established by the THCA Governing Board and shall be responsible for the supervision thereof. 10. FISCAL CONTROLS 10.0 The fiscal year of the THCA shall be the fiscal year of the City of Diamond Bar, July 1 to June 30, or as established from time to time by the City of Diamond Bar. 10.1 To the extent funds are legally available therefore, the member organizations are hereby authorized to make payments, grants and contributions of public funds, as provided in Section 6504 of the Government Code. 10.2 The THCA shall be strictly accountable for all funds, receipts and disbursements. The THCA shall prepare an annual budget, in a form approved by the THCA Governing Board, which budget shall be submitted to the THCA Governing Board for approval by a majority vote of the members present. Public funds may not be disbursed by the THCA without approval of the adopted budget of the THCA, and all receipts and disbursements shall be in strict conformance with the adopted and approved budget. jqt--T 10.3 The Treasurer of the THCA shall be the depository and have custody of all money of the THCA from whatever source. The Treasurer shall: (a.) Receive all money of the THCA and place it in the treasury of the THCA, or other appropriate account approved by the Governing Board of the THCA, to the credit of the THCA. (b.) Be responsible on his official bond for the safekeeping and disbursement of all THCA money so held by him or her. (c.) Pay, when due, out of money of the THCA so held, all sums due on outstanding obligations approved by the THCA Governing Board. Said sums shall be paid only by warrants to the Treasurer issued by the THCA Governing Board. (d.) Verify and report in writing on a quarterly basis to the THCA Governing Board, and to the member organizations, the amount of receipts since the last report and the amount paid out since the last report. (e.) Contract with a certified public accountant to make an annual audit of the accounts and records of the THCA. In each case, the minimum requirements of the audit shall be those prescribed by the State Controller for special districts under Section 26909 of the Government Code, and shall conform to generally accepted auditing standards. Such audit reports shall be tiled within six months of the end of the fiscal year under examination. Any costs of the audit, including contracts with or employ- ment of a certified public accountant, shall be borne by the THCA and charged against any unencumbered funds of the THCA. 10.4 The THCA Governing Board shall have the power to invest any money in the treasury of the THCA that is not required for the immediate necessities of the THCA, as the THCA Governing Board determines advisable, in the same manner and upon the same conditions as local agencies pursuant to Section 53601 of the Government Code. 11. BONDS 11.0 Each member of the THCA Governing Board and the Executive Director shall file an official bond with the THCA. When deemed appropriate by the THCA Governing Board, a master bond may be utilized as referred to in Government Code Section 1481. The bond shall be in the amount of not less than $50,000 per individual bonded. The premium shall be paid by the THCA. DhArt- 12. LIABILITY 12.0 The tort liability of the THCA, all members of the Governing Board, Executive Director and all employees of the THCA shall be controlled by the provisions of Division 3.6 of the Government Code. The provisions of Division 3.6 of the Government Code relating to indemnification of public employees and the defense of actions arising out of any act or omission occurring in the scope of their employment shall apply to all members of the Governing Board, officers and employees with respect to the THCA. 12.1 The THCA Governing Board may choose to insure itself, its member organizations, the officers and employees of the THCA in a manner, form and amount appropriate and acceptable to the THCA Governing Board: The THCA may maintain such public liability and other insurance as, in its discretion, is deemed appropriate and to the extent the cost of premiums thereof are provided for in the approved budget of the THCA. 12.2 Except as provided in paragraph 13.0 and 13.1 of this agreement; neither the THCA nor the THCA Governing Board shall have the power or authority to bind the parties to this agreement, or any of them, to any debt, liability, contract, or obligation, or to employ any person on behalf of the parties, or any of them. No party to this agreement shall be responsible, directly or indirectly, for any obligation, debt or liability of the THCA whatsoever, except as provided in this agreement. 12.3 No action or omission of the THCA, THCA Governing Board, THCA Governing Board member, THCA member organizations, THCA Executive Director or THCA employee, or any of them, shall be attributable to any other parties to this agreement. 12.4 All liabilities of the THCA, THCA Governing Board, THCA Governing Board member, THCA Executive Director or THCA employee acting for or on behalf of the THCA, or any of them, shall be the liabilities of the THCA solely and not of any of the parties to this agreement. 13. ADDITIONAL MEMBERS 13.0 The Cities of Chino Hills and Diamond Bar; The Counties of Los Angeles and San Bernardino; the City of Industry, or alternatively, The Industry Urban Development Agency may become parties to this Agreement at any time. The addition of any party not listed here shall require the approval of the THCA Governing Board. 8 14. WITHDRAWAL OF PARTIES UKAFT 14.0 Any member organization may withdraw as a party to this Agreement provided that: (a.) At the time of withdrawal, that member organization has either discharged or arranged to the satisfaction of the remaining members of the THCA Governing Board for the discharge of any pending legal or financial obligations it has assumed under or pursuant to this Agreement; and, (b.) It provides written notice of its intent to withdraw to the THCA Executive Director not less than three months prior to the effective date of its withdrawal. 14.1 This Agreement shall remain in effect so long as two or more member cities as defined in paragraph 4.1(a.) of this agreement are parties to this Agreement. 15. DISPOSITION OF PROPERTY AND FUNDS 15.0 Upon termination of this Agreement, the THCA forthwith shall wind up its affairs, including discharging all of its outstanding legal obligations. Personal property and funds remaining in the THCA possession shall be returned to the party from which the funds or personal property were obtained, except as mutually agreed by the parties. All real property owned by the THCA shall be conveyed as the THCA Governing Board shall determine, and if no determination is made, then such real property shall be offered for sale to the State Park System. 16. NON-DISCRIMINATION 16.0 The provisions of the State of California Non -Discrimination Clause (Form 178) are, by this reference, incorporated herein. 17. AMENDMENT TO THIS AGREEMENT 17.0 The provisions of this agreement shall be amended, solely, upon the adoption of a resolution to amend, by each party to the agreement. In Witness Whereof, the parties hereto have caused this agreement to be 'RAFT executed by their duly authorized representatives: CITY OF CHINO HILLS My CITY OF DIAMOND BAR It" CITY OF INDUSTRY (or, alternatively, Industry Urban Development Agency) AN COUNTY OF LOS ANGELES SUPERVISOR KNABE BY: COUNTY OF SAN BERNARDINO SUPERVISOR WALKER 1w 10 AGENDA ITEM NO. 9.2 NO DOCUMENTATION AVAILABLE 2. 3 MINUTES OF UTAMUNU BAK KCUweLUrmerrT P%Qv-" c-r REGULAR MEETING OF THE BOARD OF DIRECTORS MARCH 18, 1997 DRA CALL TO ORDER: Vice Chairman Huff ROLL CALL: Agency Member Ansari, Harmony, Herrera, VC/ Huff. C/Werner absent. Also present were: Terrence L. Belanger, Executive Director; Frank Usher, Assistant City Manager; Amanda Susskind, Assistant Agency Attorney; James DeStefano, Community Development Director; George Wentz, Public Works Director; Bob Rose, Community Services Director and Lynda Burgess, Agency Secretary. PUBLIC COMMENTS: Clyde Hennessee felt that redevelopment agencies have too much power. Don Schad said he did not receive a copy of Consent Calendar Item 6.2. He asked for an accounting of redevelopment agency expenditures and what geographical area is proposed to be included. CONSENT CALENDAR: AM/Herrera moved, AM/Ansari seconded, to approve Consent Calendar. Motion carried by the following Roll Call vote: AYES: AGENCY MEMBERS - Ansari, Harmony, Herrera, VC/Huff NOES: AGENCY MEMBERS - None ABSENT: AGENCY MEMBERS - Werner 3.1 APPROVED MINUTES - Regular Meeting of March 4, 1997 as submitted. 3.2 APPROVED VOUCHER REGISTER - dated March 18, 1997 in the amount of $25,152.44. 4. PUBLIC HEARINGS: None 5. L OLD BUSINESS: None NEW BUSINESS: 6.1 RESOLUTION NO. R-97-01: A RESOLUTION OF THE DIAMOND BAR REDEVELOPMENT AGENCY RECEIVING THE PROPOSED REDEVELOPMENT PLAN FOR THE DIAMOND BAR ECONOMIC REVITALIZATION AREA, AND AUTHORIZING TRANSMITTAL OF THE PROPOSED REDEVELOPMENT PLAN TO AFFECTED TAXING AGENCIES, AND PERSONS AND ORGANIZATIONS WITHIN THE PROJECT AREA AND SUBMITTAL TO THE PLANNING COMMISSION MARCH 18 1997 PAGE 2 REDEV. AGENCY FOR REPORT AND RECOMMENDATION - Felise Acosta, RSG Consultants, indicated that adoption of this resolution is one of the milestones in the redevelopment plan adoption process. AM/Herrera moved, AM/Ansari seconded to adopt Resolution No. R-97- 01. Motion carried by the following Roll Call vote: AYES: AGENCY MEMBERS - Ansari, Herrera, VC/Huff NOES: AGENCY MEMBERS - Harmony ABSENT: AGENCY MEMBERS - C/Werner 6.2 RESOLUTION NO. R-97-02: A RESOLUTION OF THE DIAMOND BAR REDEVELOPMENT AGENCY APPROVING DRAFT RULES GOVERNING PARTICIPATION AND PREFERENCES BY PROPERTY OWNERS, OPERATORS OF BUSINESSES, AND BUSINESS TENANTS IN THE DIAMOND BAR ECONOMIC REVITALIZATION AREA AND DIRECTING THAT SUCH RULES BE MADE AVAILABLE FOR PUBLIC INSPECTION - AM/Herrera moved, AM/Ansari seconded to adopt Resolution No. R-97-02. Motion carried by the following Roll Call vote: AYES: AGENCY MEMBERS - Ansari, Herrera, VC/Huff NOES: AGENCY MEMBERS - Harmony ABSENT: AGENCY MEMBERS - C/Werner 6.3 RESOLUTION NO. R-97-03: A RESOLUTION OF THE DIAMOND BAR REDEVELOPMENT AGENCY APPROVING DRAFT GENERAL RELOCATION RULES (METHOD OF RELOCATION PURSUANT TO SECTION 33411 OF THE CALIFORNIA COMMUNITY REDEVELOPMENT LAW) FOR THE DIAMOND BAR ECONOMIC REVITALIZATION AREA - AM/Herrera moved, AM/Ansari seconded to adopt Resolution No. R-97-03. Motion carried by the following Roll Call vote: AYES: AGENCY MEMBERS - Ansari, Herrera, VC/Huff NOES: AGENCY MEMBERS - Harmony ABSENT: AGENCY MEMBERS - C/Werner 6.4 RESOLUTION NO. R-97-04: A RESOLUTION OF THE DIAMOND BAR REDEVELOPMENT AGENCY APPROVING THE PRELIMINARY REPORT FOR THE DIAMOND BAR ECONOMIC REVITALIZATION AREA AND DIRECTING THE TRANSMITTAL OF THE PRELIMINARY REPORT TO THE AFFECTED TAXING AGENCIES AM/Herrera moved, AM/Ansari seconded to adopt Resolution No. R-97-04. Motion carried by the following Roll Call vote: AYES: AGENCY MEMBERS - Ansari, Herrera, VC/Huff NOES: AGENCY MEMBERS - Harmony ABSENT: AGENCY MEMBERS - C/Werner MARCH 18, 1997 PAGE 3 REDEV. AGENCY 7. AGENCY MEMBER COMMENTS: AM/Harmony stated he voted against the previous Resolutions because he did not support the amount of debt proposed to be incurred by the Agency. AM/Herrera pointed out that it is common knowledge that local businesses and shopping centers need revitalization assistance. She said she is fiscally prudent and would not approve a plan to place D.B. in fiscal jeopardy. AM/Ansari reiterated that the Agency's actions were taken in order that documents can be forwarded to the proper agencies for perusal. There was no action taken to approve spending $60,000,000. She expressed concern about the notion of isolationism and felt that D.B. can survive on its own without networking with governmental and neighboring entities. She reminded the citizens that the City must give careful consideration to the impending property tax shortfall and practice fiduciary responsibility. VC/Huff stated that the City must use available tools as well as remain fiscally conservative. The purpose of redevelopment is to return tax dollars back to D.B. Without redevelopment, D.B. lacks a beneficial tool to keep pace with surrounding areas. He announced that a D.B. business employing approximately 500 people is relocating its company to a City of Brea building constructed using redevelopment funds. 8. AGENCY SUB -COMMITTEE REPORTS: None 9. ADJOURNMENT: There being no further business to conduct, VC/Huff adjourned the Redevelopment Agency meeting at 9:55 p.m. LYNDA BURGESS, Agency Secretary ATTEST: Chairman DIAMOND BAR REDEVELOPMENT AGENCY INTEROFFICE MEMORANDUM TO: Chairman Werner and Board of Directors FROM: Linda G. Magnuson, Accounting Manager SUBJECT: Voucher Register, April 1, 1997 DATE: March 27, 1997 Attached is the Voucher Register dated April 1, 1997 for the Diamond Bar Redevelopment Agency. The checks will be produced after any recommendations and the final approval is received. Payment of the listed vouchers totalling $11,356.96 is hereby allowed from the Diamond Bar Redevelopment Agency Fund. APPROVED BY: I��✓._ Linda G. M 0uson Accounting Manager Gary H. Werner Chairman 4�1w' J-iIv Terrence L. Belang :9 - Robert S. Huff Executive Director Vice Chairman r�,UNTlHE: `783����7 /GuC*ER °EGlSrER THR�.............V4/0�/// VENDOR NAME VENDOR ID. ACCOUNT PROJ.TX-NG BATLH PO.LlNE./NO. BNTSY/DL.E T N0lCE PT1 JiN AM& -NIT D WE C H E�x ___________________________________________________________________ Diamond Bar International 0Blnt-Deb ���10�3� 4��1A01��3 0/2,b 04/01 4684R�M��/D �.� 3T4L VENDOR ----> 63.72 row Systems' inc. F000System *0O2'4110'2325 2 70401A 01/5540 04/01 l3433 R.14 Mtr, 2/19 50.61 TOTAL DUE VENDOR ----> 50.61 0senow Sevacek 3rcup Rosen -ow *002-4118-0VO 2 70441A 01/5188 03/2"Ll 04/01 Phao22Feasib}ityStdy 11,060.45 T"TAL CUE VEKOR -------- 11.060.45 Sir Speedy SirSpeedy *002-4110-2110 2 70401A 01/5539 03/26 04/101 20992 City»rofilePackets 182.18 TOTAL WE VENDOR ---'-'> TOTAL PREPAID ----------- ) V.N) rU7AL DUE --''-------> 11'356.96 TOTAL REPORT ------------ ) I I,35�..96 �£ .............��,)1/;' C"LRS[ �l -iJE wlu' T TOTAL UIR'T PAY =E: -NUE PX- En�� KEVE��E EXPENSE RE«ENUE ---- ----'---------- —'-----''-- ----'---' -'' ----'------------'--- ''—''--- X]jrk ------ ------------ ------------ ______ ______ _______ _______ ------------ ALL _____ALL FUNDS